TIDMSOPH TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a): The naming of nominee or
vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant SOPHOS GROUP PLC
securities this form relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: For an opening 28 February 2020
position disclosure, state the latest practicable date prior
to the disclosure
(f) In addition to the company in 1(c) above, is the NO
discloser making disclosures in respect of any other party
to the offer? If it is a cash offer or possible cash offer,
state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 3p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,947,773 5.42% 52,889 0.01%
(2) Cash-settled derivatives:
28,278 0.01% 20,416,732 3.96%
Stock-settled derivatives
(3) (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,976,051 5.43% 20,469,621 3.97%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Number of Price per unit
relevant
security securities
3p ordinary Purchase 333 5.7420 GBP
3p ordinary Purchase 750 5.7680 GBP
3p ordinary Purchase 1,032 5.7380 GBP
3p ordinary Purchase 3,673 5.7799 GBP
3p ordinary Purchase 4,764 5.7542 GBP
3p ordinary Purchase 7,151 5.7407 GBP
3p ordinary Purchase 7,317 5.8040 GBP
3p ordinary Purchase 7,500 5.7340 GBP
3p ordinary Purchase 8,855 5.7507 GBP
3p ordinary Purchase 10,272 5.7265 GBP
3p ordinary Purchase 40,171 5.7421 GBP
3p ordinary Purchase 65,886 5.7593 GBP
3p ordinary Purchase 112,650 5.7370 GBP
3p ordinary Purchase 124,253 5.7639 GBP
3p ordinary Sale 24 5.7520 GBP
3p ordinary Sale 324 5.7340 GBP
3p ordinary Sale 2,011 5.8042 GBP
3p ordinary Sale 2,847 5.7343 GBP
3p ordinary Sale 3,198 5.7656 GBP
3p ordinary Sale 4,866 5.7357 GBP
3p ordinary Sale 13,656 5.7465 GBP
3p ordinary Sale 28,827 5.8040 GBP
3p ordinary Sale 206,537 5.7872 GBP
(b) Cash-settled
derivative
transactions
Class of Product Nature of Number of Price per
dealing
relevant description reference unit
security securities
3p ordinary SWAP Long 237 5.7765 GBP
3p ordinary SWAP Long 324 5.7340 GBP
3p ordinary CFD Long 6,309 5.7235 GBP
3p ordinary SWAP Long 10,545 5.7658 GBP
3p ordinary CFD Long 21,510 5.8040 GBP
3p ordinary SWAP Short 1,995 5.7492 GBP
3p ordinary SWAP Short 12,031 5.7742 GBP
3p ordinary CFD Short 32,137 5.8044 GBP
3p ordinary CFD Short 161,977 5.7521 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 March 2020
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20200302005512/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2020
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March 02, 2020 07:52 ET (12:52 GMT)
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