EPT Disclosure


 

TIDMCIU TIDMPLZL TIDMKZG 
 
RNS Number : 4524M 
Merrill Lynch International 
29 January 2009 
 

FORM 38.5(a) 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 
WITH RECOGNISED INTERMEDIARY STATUS 
DEALING IN A CLIENT-SERVING CAPACITY 
(Rule 38.5(a) of the Takeover Code) 
1.  KEY INFORMATION 
Name of exempt principal traderMerrill Lynch International 
Company dealt inCape plc 
Class of relevant security to which the dealings being Common 
disclosed relate 
Date of dealing28/01/2009 
2. DEALINGS 
(a) Purchases and sales 
Total number of securities purchased  Highest price paid  Lowest price paid 
24,094GBP 0.38GBP 0.38 
Total number of securities sold  Highest price received  Lowest price received 
1,100GBP 0.38GBP 0.38 
(b) Derivatives transactions (other than options) 
 Product name, Short/LongNumber of securitiesPrice per unit 
eg. CFD 
Long SwapLONG24,094GBP 0.38 
(c)      Options transactions in respect of existing securities 
Product nameWriting, selling,  Number of securitiesExercise price Type, e.g. 
Expiry Option money 
eg call optionpurchasing,  under optionAmerican, datepaid/received per 
varying etc.European etc  unit 
 
(ii) Exercising 
Product name Number of securities under optionExercise price 
eg call option 
 
  3. OTHER INFORMATION 
Agreements, arrangements or understandings relating to options or derivatives 
Full details of any agreement, arrangement or understanding between the person 
disclosing and any other person relating to the 
voting rights of any relevant securities under any option referred to on this 
form or relating to the voting rights or future 
acquisition or disposal of any relevant securities to which any derivative 
referred to on this form is referenced. If none, this should 
be stated. 
NONE 
Date of disclosure29/01/2009 
Contact nameBhavika Mistry 
Telephone number+44 207 995 4747 
Name of offeree/offeror with whom connectedCape plc 
Nature of connection #Advisor 
 
 
FORM 38.5(a) 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 
WITH RECOGNISED INTERMEDIARY STATUS 
DEALING IN A CLIENT-SERVING CAPACITY 
(Rule 38.5(a) of the Takeover Code) 
1.  KEY INFORMATION 
Name of exempt principal traderMerrill Lynch International 
Company dealt inOJSC Polyus Gold (OR) ADR. 
Class of relevant security to which the dealings being ADR 
disclosed relate 
Date of dealing28/01/2009 
2. DEALINGS 
(a) Purchases and sales 
Total number of securities purchased  Highest price paid  Lowest price paid 
8,000USD 15.35USD 15.35 
(b) Derivatives transactions (other than options) 
 Product name,  Short/Long Number of securities Price per unit 
eg. CFD 
 
(c)      Options transactions in respect of existing securities 
Product nameWriting, selling,  Number of securitiesExercise price Type, e.g. 
Expiry Option money 
eg call optionpurchasing,  under optionAmerican, datepaid/received per 
varying etc.European etc unit 
 
(ii) Exercising 
Product name Number of securities under optionExercise price 
eg call option 
 
  3. OTHER INFORMATION 
Agreements, arrangements or understandings relating to options or derivatives 
Full details of any agreement, arrangement or understanding between the person 
disclosing and any other person relating to the 
voting rights of any relevant securities under any option referred to on this 
form or relating to the voting rights or future 
acquisition or disposal of any relevant securities to which any derivative 
referred to on this form is referenced. If none, this should 
be stated. 
NONE 
Date of disclosure29/01/2009 
Contact nameBhavika Mistry 
Telephone number+44 207 995 4747 
Name of offeree/offeror with whom connectedKazakhGold Group Limited 
Nature of connection #Advisor 
FORM 38.5(a) 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 
WITH RECOGNISED INTERMEDIARY STATUS 
DEALING IN A CLIENT-SERVING CAPACITY 
(Rule 38.5(a) of the Takeover Code) 
1.  KEY INFORMATION 
Name of exempt principal traderMerrill Lynch International 
Company dealt inKazakhGold Group Limited 
Class of relevant security to which the dealings being ADR 
disclosed relate 
Date of dealing28/01/2009 
2. DEALINGS 
(a) Purchases and sales 
Total number of securities sold  Highest price received  Lowest price received 
344USD 4.00USD 4.00 
(b) Derivatives transactions (other than options) 
 Product name,  Short/Long Number of securities Price per unit 
eg. CFD 
 
(c)      Options transactions in respect of existing securities 
Product nameWriting, selling,  Number of securitiesExercise price Type, e.g. 
Expiry Option money 
eg call optionpurchasing,  under optionAmerican, datepaid/received per 
varying etc.European etc unit 
 
(ii) Exercising 
Product name Number of securities under optionExercise price 
eg call option 
 
  3. OTHER INFORMATION 
Agreements, arrangements or understandings relating to options or derivatives 
Full details of any agreement, arrangement or understanding between the person 
disclosing and any other person relating to the 
voting rights of any relevant securities under any option referred to on this 
form or relating to the voting rights or future 
acquisition or disposal of any relevant securities to which any derivative 
referred to on this form is referenced. If none, this should 
be stated. 
NONE 
Date of disclosure29/01/2009 
Contact nameBhavika Mistry 
Telephone number+44 207 995 4747 
Name of offeree/offeror with whom connectedKazakhGold Group Limited 
Nature of connection #Advisor 
 
 
 
This information is provided by RNS 
            The company news service from the London Stock Exchange 
   END 
 
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