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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of August 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X                  Form 40-F                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: August 14, 2019     By:  

/s/ Go Sugiyama

      Go Sugiyama
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from July 1, 2019 to July 31, 2019

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on August 14, 2019]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of July 31, 2019

 

                                                  
Number of Shares
     Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (June 18, 2019)

(Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days
following the announcement of each quarterly financial results))

   300,000,000        150,000,000,000  

Repurchases during this reporting month (Date of repurchase)

   (Date)

    —          —    
    

 

 

    

 

 

 

Total

       —          —    
    

 

 

    

 

 

 
Aggregate shares repurchased as of the end of this reporting month    0        0  
    

 

 

    

 

 

 

Progress of share repurchase (%)

   0        0  


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2.

Status of disposition

as of July 31, 2019

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

July 11

July 29

   

70

78

 

 

    

26,950

28,602

 

 

Subtotal

   —       148        55,552  

Other (exercise of stock acquisition rights)

   July 2

July 3

July 4

July 5

July 8

July 10

July 11

July 12

July 16

July 17

July 18

July 19

July 22

July 23

July 25

July 29

July 30

July 31

   

3,900

1,000

1,700

2,000

1,000

8,300

4,300

10,000

5,200

5,000

117,300

34,800

13,500

7,000

13,200

26,700

47,200

2,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

3,900

298,000

1,700

596,000

298,000

8,300

301,300

1,792,000

1,193,200

1,490,000

1,305,300

1,519,800

607,500

2,086,000

607,200

1,808,700

1,532,200

596,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

   —       304,100        16,045,100  

Total

   —       304,248        16,100,652  

 

3.

Status of shares held in treasury

 

     as of July 31, 2019  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,493,562,601  

Number of shares held in treasury

     168,121,112  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 7, 2019.

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