Report of Foreign Issuer (6-k)
2016年12月20日 - 10:06PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of December, 2016
AVIVA PLC
(Translation of registrant's name into English)
ST HELEN’S, 1 UNDERSHAFT
LONDON EC3P 3DQ
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file
annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the
information
contained in this Form is also thereby furnishing the information
to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange
Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the
registrant
in connection with Rule 12g3-2(b):
82-
20 December 2016
AVIVA PLC ("Aviva")
NOTIFICATION OF TRANSACTIONS OF DIRECTORS AND PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITIES ("PDMRs")
The
following table sets out the following transactions by a Person
Discharging Managerial Responsibility (PDMR) selling Aviva American
Depositary Receipts (ADR) and buying the equivalent number of Aviva
plc ordinary shares. The transactions were made in New York on 16
December 2016 and notified to the Company on 19 December 2016. One
ADR is equivalent to two ordinary shares.
Name of PDMR
|
Nature of Transaction
|
Instrument
|
Aggregated Volume
|
Price ($)
|
Bob
Stein
|
Sale
|
ADR
|
2,000
|
11.9211
|
Bob
Stein
|
Buy
|
Shares
|
4,000
|
6.0396
|
The
following notifications, made in accordance with the requirements
of the EU Market Abuse Regulation, give further
detail.
Media Enquiries:
Andrew
Reid
+44 (0)20 7662 3131
Sarah
Swailes
+44 (0)78 0069 4859
General Enquiries:
Roy
Tooley, Company
Secretarial
+44 (0)207 662 6019
Template
for notification and public disclosure of transactions by persons
discharging managerial responsibilities (PDMRs) and persons closely
associated with them
1
|
Details of the person discharging managerial
responsibilities/person closely associated
|
a)
|
Name
|
BOB
STEIN
|
2
|
Reason for the notification
|
a)
|
Position/status
|
INDEPENDENT
NON-EXECUTIVE DIRECTOR
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
AVIVA
PLC
|
b)
|
LEI
|
YF0Y5B0IB8SM0ZFG9G81
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
-
AMERICAN DEPOSITARY RECEIPTS IN AVIVA PLC
-
US05382A1043
|
b)
|
Nature
of transaction
|
Sale of
American Depositary Receipts (ADR)
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
|
$11.92
|
2000
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
-
$11.92 per share
-
Total Price $23842.2
|
2000
total ADRs
|
e)
|
Date of
the transaction
|
2016-12-16
|
f)
|
Place
of the transaction
|
New
York Stock Exchange (XNYS)
|
Template
for notification and public disclosure of transactions by persons
discharging managerial responsibilities (PDMRs) and persons closely
associated with them
1
|
Details of the person discharging managerial
responsibilities/person closely associated
|
a)
|
Name
|
BOB
STEIN
|
2
|
Reason for the notification
|
a)
|
Position/status
|
INDEPENDENT
NON-EXECUTIVE DIRECTOR
|
b)
|
Initial
notification/Amendment
|
Initial
Notification
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
a)
|
Name
|
AVIVA
PLC
|
b)
|
LEI
|
YF0Y5B0IB8SM0ZFG9G81
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
-
SHARES
-
GB0002162385
|
b)
|
Nature
of transaction
|
Purchase
of shares
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
|
|
$6.0396
|
4000
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
-
$6.0396 per share
-
Total Price $24158.4
|
4000
total shares
|
e)
|
Date of
the transaction
|
2016-12-16
|
f)
|
Place
of the transaction
|
New
York Stock Exchange (XNYS)
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
Date 20
December 2016
|
AVIVA PLC
|
|
|
|
By: /s/ K.A. Cooper
|
|
|
|
K.A. Cooper
|
|
Group Company Secretary
|
Aviva (PK) (USOTC:AIVAF)
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