Axiom Holdings Inc (CE) (AIOM) 銘柄情報

https://www.sec.gov/litigation/litreleases/2018/lr24339.htm

https://www.sec.gov/litigation/litreleases/2018/lr24239.htm

Nope !! Nothing yet....

Maybe something going on I hear!!

Happy Dragon Boat festival

Do I feel a pulse?

Humbug!!! I give up!!

Another day and still nothing..

Wow, what a sell off !!!

Anyone???

Hello!! Anyone there?

Awful quiet

It’s coming

Tick tock

Aiom ....

Not Dead yet

I think Axiom will come back to life soon...

Jeffrey Martin litigation - more against the AIOM insiders for past pump&dump activity

https://www.sec.gov/litigation/litreleases/2017/lr23892.htm

SEC Charges Eight People with Fraud in Solar Energy Pump-and-Dump

U.S. SECURITIES AND EXCHANGE COMMISSION

Litigation Release No. 23892 / August 1, 2017

Securities and Exchange Commission v. Jeffrey D. Martin, et al., No. 17-cv-01385 (M.D. Fla., filed July 27, 2017); Securities and Exchange Commission v. Harold J. Swart, Jr., et al., No. 17-cv-01386 (M.D. Fla., filed July 27, 2017)

SEC Charges Eight People with Fraud in Solar Energy Pump-and-Dump

The Securities and Exchange Commission announced fraud charges in a $2 million pump-and-dump scheme involving a shell company.

The SEC's complaints, filed in federal court in Orlando, Florida on July 27, 2017, allege that, between January 2009 and March 2013, Jeffrey D. Martin of Orlando, Florida and Thomas L. Tedrow of Winter Park, Florida orchestrated a scheme to conceal Mainstream Entertainment, Inc.'s status as a shell company, merge Mainstream with a purported solar energy company and sell millions of purportedly unrestricted shares in the open market, all while flooding the market with false positive information about Mainstream. According to the SEC, Martin and Thomas Tedrow allegedly artificially inflated the price of Mainstream stock through false filings with the SEC, press releases, statements to broker-dealers and transfer agents, and by hiring a stock promoter to cold-call investors using false materials provided by Thomas Tedrow. Martin and Thomas Tedrow also allegedly engaged in matched trading designed to emulate legitimate investor interest in Mainstream while selling millions of shares into the manipulated market. The SEC's complaint also alleges that Tedrow's two sons, Christian T. Tedrow and Tyler T. Tedrow, both of Winter Park, Florida, drafted some of the false documents concerning Mainstream and received millions of purportedly unrestricted Mainstream shares that they sold in the open market without registering the shares or having a valid exemption from registration.

The SEC also alleges that Beaufort Capital Partners, LLC and its principal, Robert P. Marino, of Harrison, New York, unlawfully publicly sold Mainstream shares acquired from Martin in unregistered transactions. And, the SEC alleges that Harold J. Swart, Jr., of Kissimmee, Florida, unlawfully publicly sold Mainstream shares based on false statements to his broker-dealer. Finally, the SEC alleges that both Swart and Swart Baumruk & Co. LLP violated an order suspending them from appearing or practicing before the SEC as accountants based on review and other accounting work they performed for Mainsteam.

The complaints also charge six entities as relief defendants for the purpose of recovering illegal proceeds.

The SEC's complaints charge Martin, the Tedrows, Marino, Beaufort Capital and Swart with violating Sections 5(a) and (c) of the Securities Act of 1933, Martin, the Tedrows and Swart with violating Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, Martin and the Tedrows with violating Sections 13(d) and 16(a) of the Exchange Act and Rules 13d-1 and 16a-3 thereunder and aiding and abetting violations of Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-11 thereunder, Martin and Thomas Tedrow with violating Section 9(a)(1) of the Exchange Act and aiding and abetting violations of Rule 13a-13 thereunder, Martin with violating Sections 13(b)(5), 20(a) and 20(b) of the Exchange Act and Rules 13b2-1 and 13d-2(a) thereunder, and aiding and abetting violations of Sections 13(b)(2)(A) and 15(d) of the Exchange Act and Rules 12b-11, 13a-1, 13a-14, 13b2-1, 13b2-2, 15d-1, 15d-13 and 15d-14 thereunder and Rule 302 of Regulation S-T, Christian and Tyler Tedrow with aiding and abetting violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and Swart and Swart Baumruk with violating a prior SEC order. The SEC seeks permanent injunctions, disgorgement with prejudgment interest against all defendants, civil penalties and penny stock bars against all defendants except Swart Baumruk, an order directing Swart and Swart Baumruk to comply with the SEC order, and an officer-and-director bar against Martin.

To settle the charges, Swart and Swart Baumruk consented, without admitting or denying the allegations in the SEC's complaint to the entry of a final judgment ordering compliance with the prior SEC order and payment of $47,436.63 and $21,622.61, respectively, in disgorgement and prejudgment interest. Swart agreed to be permanently enjoined from violating the charged provisions of the federal securities laws, a penny stock bar, and to pay a civil penalty of $41,945.56.

In separate orders instituting administrative and cease-and-desist proceedings, the SEC charged Karen F. Aalders of Orlando, Florida and Sterling Craig Barton of Pearland, Texas, with violations arising from their respective roles in the scheme. According to the SEC's orders, Barton, who had substantial experience in change-of-control transactions involving public vehicles such as Mainstream, assisted the scheme by devising a sham contract to give Mainstream the appearance of having revenues and operations and advising on the content of Mainstream's filings with the SEC. The SEC's orders state that Barton unlawfully publicly sold Mainstream shares based on false statements to his broker-dealer and Aalders acted as a nominee officer and director of Mainstream and forged a series of corporate documents and made false statements to accountants, a transfer agent, and the SEC.

The SEC's orders found that Aalders and Barton willfully violated Sections 5(a), 5(c) and 17(a) of the Securities Act and Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5 and 13b2-1 thereunder and willfully aided and abetted and caused violations of Sections 13(a), 13(b)(2)(A), and 15(d) of the Exchange Act and Rules 12b-20, 13a-1, 13a-13, 13b2-1, 15d-1 and 15d-13 thereunder, and that Aalders willfully violated Section 16(a) of the Exchange Act and Rules 13a-14, 13b2-2, 15d-14 and 16a-3 thereunder and willfully aided and abetted and caused violations of Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act and Rules 10b-5, 12b-11, 13a-14 and 15d-14 thereunder, and Rule 302 of Regulation S-T.

Without admitting or denying the SEC's findings, Aalders and Barton each agreed to the entry of cease-and-desist orders and penny stock bars, and to pay disgorgement of $46,500.00 and $16,014.23, respectively. The SEC's orders also bar Aalders from serving as an officer or director of a public company and order Barton to pay $100,000.00 in civil penalties.

The SEC's investigation, which is continuing, has been conducted by Jeffrey T. Cook and supervised by Eric R. Busto in the Miami Regional Office. The SEC's litigation will be led by Alejandro Soto.

Mainstream Entertainment, Inc. is now known as Volt Solar Systems, Inc. On May 22, 2014, the SEC suspended trading in Volt's securities and, on December 16, 2015, the SEC revoked the registration of Volt's securities.

The SEC and FINRA previously issued a joint Investor Alert warning investors about pump-and-dump schemes involving dormant shell companies. The alert provides tips for avoiding these types of schemes, including how to use information in the SEC's EDGAR database to tell whether a company has been dormant.

SEC Complaints

Complaint - Jeffrey D. Martin, et al.
https://www.sec.gov/litigation/complaints/2017/comp23892-martin.pdf

Complaint - Harold J. Swart, Jr., et al.
https://www.sec.gov/litigation/complaints/2017/comp23892-swart.pdf

Order - Karen F. Aalders
https://www.sec.gov/litigation/admin/2017/33-10393.pdf

Order - Sterling Craig Barton
https://www.sec.gov/litigation/admin/2017/33-10394.pdf

lol. and now they file to deregister.

Sterling Craig Barton SEC litigation

https://www.sec.gov/litigation/admin/2017/33-10394.pdf

This is no doubt related to the AIOM suspension. Barton was another AIOM insider and long time associate of Jeffrey Martin

Fellow AIOM insider, Jeffrey Martin, was the "control person" of VOLT


Related Info:

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=132383592

In case you didn't notice , I posted here a year ago and no... after reviewing I never took a position.

Thanks for checking to make sure I am okay.

Ouch. Another suspension. Imagine that.

uh oh looks like Jeffrey D Martin is in even more trouble

He was busted back in 2001

https://www.sec.gov/litigation/litreleases/lr17024.htm

Named by initials only again in a FINRA Complaint against ACAP Financial as customer #4 selling stock in MSEI

https://promotionstocksecrets.com/wp-content/uploads/2017/01/ACAPBlumenthal.pdf

and now this

https://www.sec.gov/litigation/suspensions/2017/34-80986.pdf

I'm pretty sure Martin was the undisclosed control person being reference by the SEC in the Suspension Order.

AIOM should have been suspended a year ago when the stock was being manipulated up over a 12 month period despite no business operations.

It will be interesting to see if the SEC investigation leads to the fall of the shell factory that created AIOM. The same shell factory created several other pump&dump tickers including NMED, VEND, RSSV, CLSR (now EXAD), TXFX (now IDDR), EPSC, NEFT (now PBYA), NMUS, and others. Attorney James Parsons would be a good person for the SEC to talk to about that shell factory. Is Jeffrey D Martin related to Jake Martin of Florida?

It wouldn't surprise me if Jeffrey Martin was an undisclosed control person in some of those others tickers from that shell factory (or even the mastermind of the shell factory).

I think Jeffrey D Martin might also be an undisclosed control person in AEEX which has used Jeffrey D Martin's address in Orlando (1637 Orpington Street, Orlando, Florida 32817) - same address used by AIOM.

Through the years that Orlando address showed up in a few tickers. Other issuers this group can be linked to includes Opal Technologies Inc which was revoked in 2008, Asconi Corp which was revoked in 2010, Eternal Technologies Group Inc which was revoked in 2011, SECI, CPCC, VOLT which got suspended by the SEC in 2014 for making false statements, VRDT which got suspended by the SEC on November 5, 2015 for delinquent filings (then later revoked), and LBRG.

Martin may have had some connection to IMPC and ROGP as well

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=124588770

too late.

AIOM SEC Suspension:

https://www.sec.gov/litigation/suspensions/2017/34-80986.pdf

Order:

https://www.sec.gov/litigation/suspensions/2017/34-80986-o.pdf


Excerpt:

The Commission temporarily suspended trading in the securities of Axiom Holdings, Inc. because of questions regarding (1) a possible undisclosed controlling person since at least August 2015, (2) the accuracy and adequacy of Axiom’s disclosure of security ownership of certain beneficial owners of its stock in its annual report for the fiscal year ended December 31, 2016; (3) the accuracy and adequacy of Axiom’s disclosures since at least October 2016 in its periodic, annual, and current reports, including its December 21, 2016 current report on Form 8-K and its annual report for the fiscal year ended December 31, 2016 on Form 10-K, concerning the closing or consummation of a share exchange agreement and its ownership of related new business operations; and (4) the accuracy of certain information conveyed in stock promotion materials since at least April 2016.

SEC just shut the stock down. Too late now.

Rouge former CEO....trying to get revenge

8k filed this morning with the real story

SEC might shut this down.

A year ago this was all the rage about upgrading the power station.

Now Axion gets MOU or whatever they called it for $500M
but its contingent on obtaining financing?

WTH does that mean? Isn't the $500M the financing?

1320 MW is huge.... the financing will probably come from EPC contractors that want a slice of this pie....upgrading the existing plant to state of the art technology is what the money will be used for.....the carbon credits alone will be massive money..connections are everything when doing business in Eastern Europe...

and now a BS press release

Signed term sheet to invest up to $500 million.
HOWEVER
transaction is subject to entering definitive agreement with government and obtaining financing.

What the hell is the $500 million for?

$AIOM $588M company with zero cash, zero revenue, & negative cash flow. http://bit.ly/2kDIKmt

Expecting news soon. Looks like slow accumulation

10k just released

Tick tock !!

I like this AIOM.

Can you say " short squeeze"

yup

$400million market capital, LOL!

http://www.otcmarkets.com/stock/AIOM/profile

Wow...guess the company shareholders were naughty this year.

Merry X-mas Dump.

Taking some interest in this one.


AIOM

On November 20, 2015 At Play Vacations Inc. changed to Axiom Holdings Inc. and a 20 for one forward split.

On Dec. 18,2015 APYVD changed to AIOM:

http://otce.finra.org/DLSymbolNameChanges