UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549



FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-21290


NEIMAN FUNDS

(Exact name of registrant as specified in charter)


6631 Main Street, Williamsville, New York             14221

(Address of principal executive offices)                 (Zip code)


Harvey Neiman

6631 Main Street

Williamsville, NY 14221

(Name and address of agent for service)


Registrant's telephone number, including area code: (716) 633-1515


Date of fiscal year end: March 31


Date of reporting period: July 1, 2012 – June 30, 2013


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


ITEM 1. PROXY VOTING RECORD:


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


(a). The name of the issuer of the portfolio security;

(b). The exchange ticker symbol of the portfolio security;

(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d). The shareholder meeting date;

(e). A brief identification of the matter voted on;

 (f). Whether the matter was proposed by the issuer or by a security holder;

(g). Whether the Registrant cast its vote on the matter;

(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

 (i). Whether the Registrant cast its vote for or against management.


Proxy Voting Records

Account Name: Neiman Large Cap Value Fund

 

 

 

 

 

Custodian Name: US Bank

 

 

 

 

 

 

             

Company Name

Meeting Date

   

Shares Voted

CUSIP

Ticker

 

 

 

 

 

 

 

Vote

MRV

vs. Mgmt.

Author

Proposal

   
             

MCKESSON CORPORATION

7/25/2012

   

7800

58155Q103

MCK

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ANDY D BRYANT

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: WAYNE A BUDD

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: JOHN H HAMMERGREN

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: ALTON F IRBY III

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: M CHRISTINE JACOBS

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: MARIE L KNOWLES

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: DAVID M LAWRENCE MD

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DRIECTOR: EDWARD A MUELLER

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: JANE E SHAW PHD

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

       

COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE ON EXECUTIVE COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF

       

STOCKHOLDERS

   

AGAINST

AGAINST

WITH

SHAREHOLDER

5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT BOARD CHAIRMAN

AGAINST

AGAINST

WITH

SHAREHOLDER

6. STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION

       

UNTIL REACHING NORMAL RETIREMENT AGE.

AGAINST

AGAINST

WITH

SHAREHOLDER

7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS

             

HJ HEINZ COMPANY

8/28/2012

   

11800

423074103

HNZ

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: W R JOHNSON

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: C E BUNCH

 

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: L S COLEMAN JR

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: J G DROSDICK

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: E E HOLIDAY

 

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: C KENDLE

 

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: D R O'HARE

 

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DRIECTOR: N PELTZ

 

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: D H REILLEY

 

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: L C SWANN

 

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: T J USHER

 

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: M F WEINSTEIN

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR

FOR

WITH

ISSUER

3. APPROVAL OF THE HJ HEINZ COMPANT FY2013 STOCK INCENTIVE PLAN

FOR

FOR

WITH

ISSUER

4. RE-APPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE HJ HEINZ

       

COMPANY FY03 STOCK INCENTIVE PLAN

 

FOR

FOR

WITH

ISSUER

5. ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER

 

 

 

 

COMPENSATION

 

 

             

NIKE INC

9/20/2012

   

6500

654106103

NKE

FOR

FOR

WITH

ISSUER

1. ELECTION OF DIRECTORS (AS A GROUP)

       

ALAN B GRAF JR, JOHN C LECHLEITER, PHYLLIS M WISE

FOR

FOR

WITH

ISSUER

2. TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. TO AMEND THE ARTICALES OF INCORPORATION TO INCREASE THE NUMBER

       

OF AUTHORIZED SHARES OF COMMON STOCK

FOR

FOR

WITH

ISSUER

4. TO RE-APPROVE AND AMEND THE NIKE, INC LONG-TERM INCENTIVE PLAN

FOR

FOR

WITH

ISSUER

5. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS

       

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

AGAINST

AGAINST

WITH

SHAREHOLDER

6. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL

 

 

 

 

CONTRIBUTIONS DISCLOSURE

 

             

PROCTER & GAMBLE COMPANY

10/9/2012

   

9500

742718109

PG

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ANGELA F BRALY

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: KENNETH I CHENAULT

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: SCOTT D COOK

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMAN

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: ROBERT A MCDONALD

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: W JAMES MCNERNEY JR

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: JONATHAN A RODGERS

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: MARGARET C WHITMAN

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: MARY A WILDEROTTER

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: PARTICIA A WOERTZ

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO

FOR

FOR

WITH

ISSUER

2. RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING

       

FIRM

   

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE)

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL #1- SAY ON POLITICAL CONTRIBUTION

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL #2- PRODUCER RESPONSIBILITY FOR PACKAGING

AGAINST

AGAINST

WITH

SHAREHOLDER

6. SHAREHOLDER PROPOSAL #3- ADOPT A SIMPLE MAJORITY VOTE

             

EMERSON ELECTRIC CO

2/5/2013

   

9600

291011104-

EMR

FOR

FOR

WITH

ISSUER

1. ELECTION OF DIRECTORS (AS A GROUP)

       

C.A.H, BOERSIG, J.B. BOLTEN, M.S. LEVATICH, R.L. STEPHENSON, A.A. BUSCH III

FOR

FOR

WITH

ISSUER

2. APPROVAL BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO

       

EXECUTIVE COMPENSATION

 

FOR

FOR

WITH

ISSUER

3. RATIFICATION OF KPMG LLC AS INDEPENDENT REGISTERED PUBLIC

       

ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

4. APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF

       

INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS

AGAINST

AGAINST

WITH

SHAREHOLDER

5. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE

 

 

 

 

OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT

             

COSTCO WHOLESALE CORPORATION

1/24/2013

   

5000

2216K105-

COST

FOR

FOR

WITH

ISSUER

1. ELECTION OF DIRECTORS (AS A GROUP)

       

BENJAMIN S CARSON SR, WILLIAM H GATES, HAMILTON E JAMES,

       

W. CRAIG JELINEK, JILL S RUCKELSHAUS

 

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS

FOR

FOR

WITH

ISSUER

3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO ELIMINATE THE

 

 

 

 

CLASSIFICATION OF THE BOARD OF DIRECTORS

             

QUALCOMM INCORPORATED

3/5/2013

   

8300

747525103

QCOM

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: BARBARA T ALEXANDER

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: DONAL G CRUICKSHANK

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: RAYMOND V DITTAMORE

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: THOMAS W HORTON

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: PAUL E JACOBS

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: SHERRY LANSING

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DRIECTOR: DUANE A NELLES

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: FRANCISCO ROS

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: BRENT SCROWCROFT

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: MARC I STERN

FOR

FOR

WITH

ISSUER

2.TO APPROVE THE 2006 LONG TERM INCENTIVE PLAN, AS AMENDED WHICH

       

INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES

FOR

FOR

WITH

ISSUER

3. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR

       

INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR

       

ENDING SEPTEMBER 29, 2013

 

FOR

FOR

WITH

ISSUER

4. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION

             

AMERICAN ELECTRIC POWER

4/23/2013

   

11,500

025537101-

AEP

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: NICHOLAS K AKINS

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: DAVID J ANDERSON

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: RALPH D CROSBY JR

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: LINDA A GOODSPEED

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: THOMAS E HOAGLIN

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: SANDRA BEACH LIN

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: MICHAEL G MORRIS

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: RICHARD C NOTEBAERT

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: LIONEL L NOWELL III

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: STEPHEN S RASMUSSEN

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: OLIVER G RICHARD III

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: RICHARD L SANDOR

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER

FOR

FOR

WITH

ISSUER

1N. ELECTION OF DIRECTOR: JOHN F TURNER

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

       

COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL

       

YEAR ENDING DECEMBER 31, 2013

 

FOR

FOR

WITH

ISSUER

3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL FOR LOBBYING DISCLOSURE REPORT

             

PNC FINANCIAL SERVICES GROUP, INC

4/23/2013

   

8400

693475105

PNC

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: RICHARD O BERNDT

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: CHARLES E BUNCH

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: PAUL W CHELLGREN

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: WILLIAM S DEMCHAK

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: KAY COLES JAMES

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: RICHARD B KELSON

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: BRUCE C LINDSAY

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: ANTHONY A MASSARO

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: JANE G PEPPER

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: JAMES E ROHR

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: DONALD J SHEPARD

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: LORENE K STEFFES

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: DENNIS F STRIGL

FOR

FOR

WITH

ISSUER

1N. ELECTION OF DIRECTOR: THOMAS J USHER

FOR

FOR

WITH

ISSUER

1O. ELECTION OF DIRECTOR: GEORGE H WALLS JR

FOR

FOR

WITH

ISSUER

1P. ELECTION OF DIRECTOR: HELGE H WEHMEIER

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE AUDIT COMMITTEES SELECTION OF

       

PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC

       

ACCOUNTING FIRM FOR 2013

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS

 

 

 

 

EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK

             

BANK OF MONTREAL

4/10/2013

   

6600

063671101-

BMO

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ROBERT M ASTLEY

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JANICE M BABIAK

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: SOPHIE BROCHU

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: GEORGE A COPE

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: WILLIAM A DOWNE

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: CHRISTINE A EDWARDS

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: RONALD H FARMER

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DRIECTOR: ERIC LA FLECHE

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: BRUCE H MITCHELL

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: PHILIP S ORSINO

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: MARTHA C PIPER

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: ROBERT S PRICHARD

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: DON M WILSON III

FOR

FOR

WITH

ISSUER

2. APPOINTMENT OF SHAREHOLDER'S AUDITORS

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE ON THE BANK'S APPROACH TO EXECUTIVE COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL NO 1

 

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL NO 2

 

AGAINST

AGAINST

WITH

SHAREHOLDER

6. SHAREHOLDER PROPOSAL NO 3

 

AGAINST

AGAINST

WITH

SHAREHOLDER

7. SHAREHOLDER PROPOSAL NO 4

 

AGAINST

AGAINST

WITH

SHAREHOLDER

8. SHAREHOLDER PROPOSAL NO 5

 

             

SCHLUMBERGER LIMITED

4/10/2013

   

6000

806857108-

SLB

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: PETER L S CURRIE

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: TONY ISAAC

 

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: K VAMAN KAMATH

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: MICHAEL E MARKS

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: LUBNA S OLAYAN

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: L RAFAEL REIF

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: TORE I SANDVOLD

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: HENRI SEYDOUX

FOR

FOR

WITH

ISSUER

2. TO APPROVE ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE

       

COMPENSATION

   

FOR

FOR

WITH

ISSUER

3. TO APPROVE THE COMPANY'S 2012 FINANCIAL STATEMENTS AND

       

DECLERATIONS OF DIVIDENDS

 

FOR

FOR

WITH

ISSUER

4. TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED

       

PUBLIC ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

5. TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS

       

INCENTIVE PLAN

   

FOR

FOR

WITH

ISSUER

6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT

 

 

 

 

OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN

             

THE CHUBB CORPORATION

4/30/2013

   

4900

171232101-

CB

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: SHEILA P BURKE

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: JAMES I CASH JR

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: JOHN D FINNEGAN

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: LAWRENCE W KELLNER

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: MARTIN G MCGUINN

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: LAWRENCE M SMALL

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: JESS SODERBERG

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: DANIEL E SOMERS

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: WILLIAM C WELDON

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: JAMES M ZIMMERMAN

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: ALFRED W ZOLLAR

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT

       

AUDITOR

   

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE OF THE COMPENSATION PAID TO THE COMPANY'S

       

NAMED EXECUTIVE OFFICERS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND

       

RELATED EXPENDITURES

 

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL REGARDING PREPERATION OF AN ANNUAL

 

 

 

 

SUSTAINABILITY REPORT

 

             

UNITED TECHNOLOGIES

4/29/2013

   

5300

913017109-

UTX

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: LOUIS R CHENEVERT

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JOHN V FARACI

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: JAMIE S GORELICK

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: EDWARD A KANGAS

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ELLEN J KULLMAN

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: MARSHALL O LARSEN

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: RICHARD B MYERS

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: H PATRICK SWYGERT

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN

FOR

FOR

WITH

ISSUER

2. APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP

       

AS INDEPENDENT AUDITOR FOR 2013

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR

 

 

 

 

NAMED EXECUTIVE OFFICERS

 

             

AFLAC INCORPORATED

5/6/2013

   

9600

001055102

AFL

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: DANIEL P AMOS

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: PAUL S AMOS II

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: W PAUL BOWERS

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: KRIS CLONINGER III

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ELIZABETH J HUDSON

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: DOUGLAS W JOHNSON

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: ROBERT B JOHNSON

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: CHARLES B KNAPP

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: E STEPHEN PURDOM MD

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: BARBARA K RIMER DRPH

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: MELVIN T STITH

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON

FOR

FOR

WITH

ISSUER

1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA

FOR

FOR

WITH

ISSUER

2. TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL:

       

"RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE

       

COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION

       

DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION,

       

INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS,

       

EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE

       

DISCUSSION IN THE PROXY STATEMENT"

 

FOR

FOR

WITH

ISSUER

3. TO RATIFY AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF

       

KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE

 

 

 

 

COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013

             

SUNCOR ENERGY INC

4/30/2013

   

14,300

867224107-

SU

       

 ELECTION OF DIRECTORS

 

FOR

FOR

WITH

ISSUER

1. MEL E BENSON

 

FOR

FOR

WITH

ISSUER

2. DOMINIC D'ALLESSANDRO

 

FOR

FOR

WITH

ISSUER

3. JOHN T FERGUSON

 

FOR

FOR

WITH

ISSUER

4. W DOUGLAS FORD

 

FOR

FOR

WITH

ISSUER

5. PAUL HASELDONCKX

 

FOR

FOR

WITH

ISSUER

6. JOHN R HUFF

   

FOR

FOR

WITH

ISSUER

7. JACQUES LAMARRE

 

FOR

FOR

WITH

ISSUER

8. MAUREEN MCCAW

 

FOR

FOR

WITH

ISSUER

9. MICHAEL W O'BRIEN

 

FOR

FOR

WITH

ISSUER

10. JAMES W SIMPSON

 

FOR

FOR

WITH

ISSUER

11. EIRA THOMAS

 

FOR

FOR

WITH

ISSUER

12. STEVEN W WILLIAMS

 

FOR

FOR

WITH

ISSUER

2. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF

       

SUNCOR ENERGY INC FOR THE ENSUING YEAR AND AUTHORIZE THE

       

DIRECTORS TO FIX THEIR REMUNERATION AS SUCH.

       

3. TO APPORVE THE INCREASE IN THE NUMBER OF COMMON SHARES OF

       

SUNCOR ENERGY INC RESERVED FOR ISSUANCE PURSUANT TO THE SUNCOR

       

ENERGY INC STOCK OPTION PLAN BY AN ADDITIONAL 23,000,000 COMMON

       

SHARES, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR

FOR

FOR

WITH

ISSUER

4. TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN

 

 

 

 

THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR

             

ELI LILLY AND COMPANY

5/6/2013

   

10,000

532457108-

LLY

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: R ALVAREZ

 

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: W BISCHOFF

 

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: R D HOOVER

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: F D PRENDERGAST

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: K P SEIFERT

 

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE

       

BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT

       

AUDITOR FOR 2013

 

FOR

FOR

WITH

ISSUER

3. APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY'S

       

NAMED EXECUTIVE OFFICERS

 

FOR

FOR

WITH

ISSUER

4. REAPPROVE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE

 

 

 

 

2002 LILLY STOCK PLAN

 

             

CANADIAN NATIONAL RAILWAY

4/23/2013

   

5600

136375102-

CNI

FOR

FOR

WITH

ISSUER

ELECTION OF DIRECTORS

 

FOR

FOR

WITH

ISSUER

1. MICHAEL R ARMELLINO

 

FOR

FOR

WITH

ISSUER

2. A CHARLES BAILLIE

 

FOR

FOR

WITH

ISSUER

3. HUGH J BOLTON

 

FOR

FOR

WITH

ISSUER

4. DONALD J CARTY

 

FOR

FOR

WITH

ISSUER

5. AMBASSADOR GRODON D GIFFIN

 

FOR

FOR

WITH

ISSUER

6. EDITH E HOLIDAY

 

FOR

FOR

WITH

ISSUER

7. V MAUREEN KEMPSTON DARKES

 

FOR

FOR

WITH

ISSUER

8. THE HON DENIS LOSIER

 

FOR

FOR

WITH

ISSUER

9. THE HON EDWARD C LUMLEY

 

FOR

FOR

WITH

ISSUER

10. DAVID G A MCLEAN

 

FOR

FOR

WITH

ISSUER

11. CLAUDE MONGEAU

 

FOR

FOR

WITH

ISSUER

12. JAMES E O'CONNOR

 

FOR

FOR

WITH

ISSUER

13. ROBERT PACE

 

FOR

FOR

WITH

ISSUER

2. APPOINTMENT OF KPMG LLP AS AUDITORS

FOR

FOR

WITH

ISSUER

3. NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO

       

EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT

       

INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION SET OUT ON P. 6

 

 

 

 

OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.

             

STRYKER CORPORATION

4/30/2013

   

8100

863667101

SYK

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: HOWARD E COX JR

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: SRIKANT M DAKAR MD

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX DVM

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: LOUISE L FRANCESCONI

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: ALLAN C GOLSTON

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: HOWARD L LANCE

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: KEVIN A LOBO

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: WILLIAM U PARFET

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: RONDA E STRYKER

FOR

FOR

WITH

ISSUER

2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT

       

REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013

FOR

FOR

WITH

ISSUER

3. APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S NAMED EXECUTIVE

 

 

 

 

OFFICER COMPENSATION

 

             

VF CORP

4/23/2013

   

3100

918204108-

VFC

FOR

FOR

WITH

ISSUER

1. ELECTION OF DIRECTORS (AS A GROUP)

       

RICHARD T CARUCCI, JULIANA L CHUGG, GEORGE FELLOWS,

       

CLARENCE OTTIS JR, MATTHEW J SHATTOCK

FOR

FOR

WITH

ISSUER

2. ADVISORY VOTE TO APPROVE NAMED  EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. APPROVAL OF VF'S AMENDED AND RESTATED EXECUTIVE INCENTIVE

       

COMPENSATION PLAN

 
       

4. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S

FOR

FOR

WITH

ISSUER

INDEPENDENT REGISTRED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR

             

SEMPRA ENERGY

5/9/2013

   

7200

816851109-

SRE

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ALAN L BOECKMAN

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JAMES G BORCKSMITH JR

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: WILLIAM D JONES

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: WILLIAM G OUCHI

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: DEBRA L REED

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: WILLIAM C RUSNAK

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: WILLIAM P RUTLEDGE

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: LYNN SCHENK

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: JACK T TAYLOR

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: LUIS M TELLEZ

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: JAMES C YARDLEY

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR

FOR

WITH

ISSUER

3. ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

4. APPROVAL OF 2013 LONG-TERM INCENTIVE PLAN

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN

             

PHILLIP MORRIS INTERNATIONAL

5/8/2013

   

5600

718172109-

PM

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: HAROLD BROWN

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: LOUIS C CAMILLERI

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: J DUDLEY FISHBURN

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: JENNIFER LI

 

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: GRAHAM MACKAY

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: KALPANA MORPARIA

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: LUCIO A NOTO

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: ROBERT B POLET

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: STEPHEN M WOLF

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS

FOR

FOR

WITH

ISSUER

3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

             

AETNA INC

5/17/2013

   

9600

00817Y108-

AET

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: MARK T BERTOLINI

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: FRANK M CLARK

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: BETSY Z COHEN

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: MOLLY J COYE MD

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ROGER N FARAH

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: JEFFREY E GARTEN

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: ELLEN M HANCOCK

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: RICHARD J HARRINGTON

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: EDWARD J LUDWIG

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: JOSEPH P NEWHOUSE

FOR

FOR

WITH

ISSUER

2. APPROVAL OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC

       

ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

3. APPROVAL TO TH PROPOSED AMENDMENT TO THE AMENDED AETNA INC

       

2010 STOCK INCENTIVE PLAN

 

FOR

FOR

WITH

ISSUER

4. APPROVAL OF TH COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING

       

ADVISORY BASIS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR

AGAINST

AGAINST

WITH

SHAREHOLDER

6. SHAREHOLDER PROPOSAL ON SIMPLE MAJORITY VOTE

AGAINST

AGAINST

WITH

SHAREHOLDER

7. SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS- BOARD OVERSIGHT

             

APACHE CORPORATION

5/16/2013

   

6100

037411105-

APA

FOR

FOR

WITH

ISSUER

1. ELECTION OF DIRECTOR: EUGUENE C FEIDOREK

FOR

FOR

WITH

ISSUER

2. ELECTION OF DIRECTOR: CHANCOO JOUNG

FOR

FOR

WITH

ISSUER

3. ELECTION OF DIRECTOR: WILLIAM C MONTGOMERY

FOR

FOR

WITH

ISSUER

4. RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS

FOR

FOR

WITH

ISSUER

5. ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED

       

EXECUTIVE OFFICERS

 

FOR

FOR

WITH

ISSUER

6. APPROVAL TO AMENDMENT TO APACHES 2011 OMNIBUS EQUITY

       

COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE

       

UNDER THE PLAN

 

FOR

FOR

WITH

ISSUER

7. APPROVAL TO AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF

 

 

 

 

INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS.

             

HJ HEINZ COMPANY

4/30/2013

   

6700

423074103

HNZ

FOR

FOR

WITH

ISSUER

1. TO APPROVE AND ADOPT THE MERGER AGREEMENT DATED AS OF FEBRUARY

       

13, 2013, AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF

       

MERGER DATED AS OF MARCH 4, 2013, AND AS MAY BE FURTHER AMENDED FROM

       

TIME TO TIME , AMONG HJ HEINZ COMPANY, HAWK ACQUISITION HOLDING

       

CORPORATION AND HAWK ACQUISITION SUB, INC.

FOR

FOR

WITH

ISSUER

2. TO ADJORN THE SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL

       

PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE AND ADOPT THE MERGER

       

AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH

       

ADJOURNMENT TO APPROVE AND ADOPT PROPOSAL 1

FOR

FOR

WITH

ISSUER

3. TO APPROVE ON A NON-BINDING ADVISORY BASIS, CERTAIN COMPENSATION

       

THAT WILL OR MAY BE PAID BY HJ HEINZ CORPORATION  TO ITS NAMED

       

EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE

 

 

 

 

MERGER

 

 

             

KOHL'S CORPORATION

5/16/2013

   

8900

500255104

KSS

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: PETER BONEPARTH

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: STEVEN A BURD

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: DALE E JONES

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: KEVIN MANSELL

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: JOHN E SCHLIFSKE

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: FRANK V SICA

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: PETER M SOMMERHAUSER

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: STEPHANIE A STREETER

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: NINA G VACA

 

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: STEPHEN E WATSON

FOR

FOR

WITH

ISSUER

2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED

       

PUBLIC ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL: POLICY ON ANIMAL CRUELTY RELATED TO

       

THE SALE OF PRODUCTS CONTAINING ANIMAL FUR

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN

             

MONDELEZ INTL, INC

5/21/2013

   

18,400

609207105

MDLZ

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: STEPHEN F BOLLENBACH

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: LEWIS W K BOOTH

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: LOIS D JULIBER

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: MARK D KETCHUM

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: JJORGE S MESQUITA

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: FREDRIC G REYNOLDS

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: IRENE B ROSENFELD

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: PATRICK T SIEWERT

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: RUTH J SIMMONS

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: RATAN N TATA

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: J F VAN BOXMEER

FOR

FOR

WITH

ISSUER

2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT

       

AUDITORS FOR 2013

 

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL: REPORT ON EXTENDED PRODUCER RESPONSIBILITY

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT ON GENDER EQUALITY

 

 

 

 

IN THE COMPANY'S SUPPLY CHAIN

 

             

ALTRIA GROUP INC

5/16/2013

   

15,400

02209S103-

MO

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: GERALD L BALILES

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: MARTIN J BARRINGTON

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: JOHN T CASTEEN III

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: DINYAR S DEVITRE

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: THOMAS F FARRELL II

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: THOMAS W JONES

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: DEBRA J KELLY-ENNIS

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: W LEO KIELY III

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: KATHRYN B MCQUADE

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: GEORGE MUNOZ

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: NABIL Y SAKKAB

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC

       

ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED

       

EXECUTIVE OFFICERS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL- DISCLOSURE OF LOBBYING POLICIES SND PRACTICES

 

 

 

 

AND PRACTICES

 

 

             

ACE LIMITED

5/16/2013

   

5000

H0023R105

ACE

FOR

FOR

WITH

ISSUER

1.1 ELECTION OF ROBERT M HERNANDEZ

 

FOR

FOR

WITH

ISSUER

1.2 ELECTION OF PETER MENIKOFF

 

FOR

FOR

WITH

ISSUER

1.3 ELECTION OF ROBERT RIPP

 

FOR

FOR

WITH

ISSUER

1.4 ELECTION OF THEODORE E SHASTA

 

FOR

FOR

WITH

ISSUER

2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO DECLASSIFY THE

       

BOARD OF DIRECTORS

 

FOR

FOR

WITH

ISSUER

3.1 APPROVAL OF THE ANNUAL REPORT

 

FOR

FOR

WITH

ISSUER

3.2 APPROVAL OF THE STATOTORY FINANCIAL STATEMENTS OF ACE LIMITED

FOR

FOR

WITH

ISSUER

3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS

FOR

FOR

WITH

ISSUER

4. ALLOCATION OF DISPOSABLE PROFIT

 

FOR

FOR

WITH

ISSUER

5. DISCHARGE OF THE BOARD OF DIRECTORS

FOR

FOR

WITH

ISSUER

6.1 ELECTION OF PRICEWATERHOUSE COOPERS AG(ZURICH) AS OUR STATUTORY

       

AUDITOR UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING

FOR

FOR

WITH

ISSUER

6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC

       

ACOUNTING FIRM PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR

       

PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE

       

YEAR ENDING DECEMBER 31, 2013

 

FOR

FOR

WITH

ISSUER

6.3 ELECTION OF BDO AG(ZURICH) AS SPEIAL AUDITING FIRM UNTIL OUR NEXT

       

ANNUAL ORDINARY GENERAL MEETING

 

FOR

FOR

WITH

ISSUER

7. APPROVAL OF ACE LIMITED 2004 LONG TERM INCENTIVE PLAN AS AMENDED

       

THROUGH THE SIXTH AMENDMENT

 

FOR

FOR

WITH

ISSUER

8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS

       

THROUGH REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT

       

TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE

       

PERIOD THROUGH OUR NEXT ANNUAL GENERAL MEETING AS SHALL BE

       

DETERMINED BY THE BOARD OF DIRECTORS

FOR

FOR

WITH

ISSUER

9. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

             

CF INDUSTRIES HOLDINGS INC

5/14/2013

   

2400

125269100

CF

FOR

FOR

WITH

ISSUER

2A. ELECTION OF DIRECTOR: ROBERT C ARZBAECHER

FOR

FOR

WITH

ISSUER

2B. ELECTION OF DIRECTOR: STEPHEN J HAGGE

FOR

FOR

WITH

ISSUER

2C. ELECTION OF DIRECTOR: EDWARD A SCHMITT

FOR

FOR

WITH

ISSUER

1. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS INC, AMENDED

       

AND RESTATED CERTIFICATE OF INCORPORATION

FOR

FOR

WITH

ISSUER

3, APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF

       

CF INDUSTRIES HOLDINGS INCS NAMED EXUCTIVE OFFICERS

FOR

FOR

WITH

ISSUER

4. RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS

       

INCS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013

AGAINST

AGAINST

WITH

SHAREHOLDER

5. STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING STANDARD

       

IF PROPERLY PRESENTED AT THE MEETING

AGAINST

AGAINST

WITH

SHAREHOLDER

6. STOCKHOLDER PROPOSAL REGARDING BOARD DIVERSITY IF PROPERLY

       

PRESENTED AT THE MEETING

 

AGAINST

AGAINST

WITH

SHAREHOLDER

7. STOCKHOLDER PROPOSAL REGARDING POLITICAL USE OF CORPORATE ASSETS

       

IF PROPERLY PRESENTED AT THE MEETING

AGAINST

AGAINST

WITH

SHAREHOLDER

8. STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORT

 

 

 

 

IF PROPERLY PRESENTED AT THE MEETING 

             

CHEVRON CORPORATION

5/29/2013

   

4500

166764100-

CVX

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: L F DEILY

 

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: R E DENHAM

 

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: A P GAST

 

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: E HERNANDEZ

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: G L KIRKLAND

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: C W MOORMAN

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: K W SHARER

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: J G STUMPF

 

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: R D SUGAR

 

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: C WARE

 

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: J S WATSON

 

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC

       

ACCOUNTING FIRM

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

FOR

FOR

WITH

ISSUER

4. APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHALE ENERGY OPERATIONS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

6. OFFSHORE OIL WELLS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

7. CLIMATE RISK

   

AGAINST

AGAINST

WITH

SHAREHOLDER

8. LOBBYING DISCLOSURE

 

AGAINST

AGAINST

WITH

SHAREHOLDER

9. CESATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES

AGAINST

AGAINST

WITH

SHAREHOLDER

10. CUMULATIVE VOTING

 

AGAINST

AGAINST

WITH

SHAREHOLDER

11. SPECIAL MEETINGS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

AGAINST

AGAINST

WITH

SHAREHOLDER

13 COUNTRY SELECTION GUIDELINES

 

             

KRAFT FOODS GROUP INC

5/22/2013

   

10,833

50076Q106

KRFT

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: ABELARDO E BRU

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JEANNE P JACKSON

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: E FOLLIN SMITH

FOR

FOR

WITH

ISSUER

2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTE

FOR

FOR

WITH

ISSUER

4. APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE BASED AWARDS

       

UNDER THE KRAFT FOODS GROUP INC 2012 PERFORMANCE INCENTIVE PLAN

FOR

FOR

WITH

ISSUER

5. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP

       

AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR

       

ENDING DECEMBER 28, 2013

 

AGAINST

AGAINST

WITH

SHAREHOLDER

6. SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS

             

MCDONALDS CORPORATION

5/23/2013

   

5600

580135101-

MCD

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: WALTER E MASSEY

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JOHN W RODGERS JR

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: ROGER W STONE

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: MILES D WHITE

FOR

FOR

WITH

ISSUER

2. ADIVSORY VOTE TO APPROVE EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP

       

AS INDEPENDENT AUDITOR FOR 2013

 

AGAINST

AGAINST

WITH

SHAREHOLDER

4. ADVISORY VOTE ON SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL

       

REPORT ON EXECUTIVE COMPENSATION IF PRESENTED

AGAINST

AGAINST

WITH

SHAREHOLDER

5. ADVISORY VOTE ON SHAREHOLDER PROPOSAL REQUESTING AN  

       

EXECUTIVE STOCK RETENTION POLICY IF PRESENTED

AGAINST

AGAINST

WITH

SHAREHOLDER

6. ADVISORY VOTE ON SHAREHOLDER PROPOSAL REQUESTING A

       

HUMAN RIGHTS REPORT IF PRESENTED

 

AGAINST

AGAINST

WITH

SHAREHOLDER

7. ADVISORY VOTE ON SHAREHOLDER PROPOSAL REQUESTING

 

 

 

 

A NUTRITION REPORT IF PRESENTED

 

             

NATIONAL OILWELL VARCO INC

5/22/2013

   

6,800

637071101-

NOV

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: MERRILL A MILLER JR

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: GREG L ARMSTRONG

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: BEN A GUILL

 

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: DAVID D HARRISON

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: ROGER L JARVIS

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ERIC L MATTSON

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF INDEPENDENT AUDITORS

FOR

FOR

WITH

ISSUER

3. APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED

       

EXECUTIVE OFFICERS

 

FOR

FOR

WITH

ISSUER

4. APPROVE AMENDMENTS TO THE NATIONAL OILWELL VARCO INC LONG-TERM

       

INCENTIVE PLAN

   

FOR

FOR

WITH

ISSUER

5. APPROVE THE NATIONAL OILWELL VARCO INC ANNUAL CASH INCENTIVE

 

 

 

 

PLAN FOR EXECUTIVE OFFICERS

 

             

RAYTHEON COMPANY

5/30/2013

   

7,000

755111507

RTN

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: JAMES E CARTWRIGHT

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: VERNON E CLARK

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: STEPHEN J HADLEY

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: MICHAEL C RUETTGERS

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: RONALD L SKATES

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: WILLIAM R SPIVEY

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: LINDA G STUNTZ

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: WILLIAM H SWANSON

FOR

FOR

WITH

ISSUER

2. ADVISORY VOTE ON EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3. RATIFICATION OF INDEPENDENT AUDITORS

AGAINST

AGAINST

WITH

SHAREHOLDER

4. SHAREHOLDER PROPOSAL REGARDING POLITICAL EXPENDITURES

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT

AGAINST

AGAINST

WITH

SHAREHOLDER

6. SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXCUTIVE

       

RETIREMENT PLANS

 

AGAINST

AGAINST

WITH

SHAREHOLDER

7. SHAREHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY

             

THE SOUTHERN COMPANY

5/22/2013

   

11,300

842587107-

SO

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: J P BARANCO

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: J A BOSCIA

 

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: H A CLARK III

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: T A FANNING

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: D J GRAIN

 

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: H W HABERMEYER JR

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: V M HAGEN

 

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: W A HOOD JR

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: D M JAMES

 

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: D E KLEIN

 

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: W G SMITH JR

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: S R SPECKER

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: E J WOOD III

 

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

       

COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER'S COMPENSATION

FOR

FOR

WITH

ISSUER

4. RATIFICATION OF BY-LAW AMENDMENET

FOR

FOR

WITH

ISSUER

5. AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE

       

TWO-THIRDS SUPERMAJORITY REQUIREMENTS IN ARTICLE ELEVENTH TO

       

A MAJORITY VOTE

 

FOR

FOR

WITH

ISSUER

6. AMENDMENT TO COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE

       

75% SUPERMAJORITY REQUIREMENTS IN ARTICLE OF THIRTEENTH TO

 

 

 

 

A TWO-THIRDS MAJORITY VOTE

 

             

UNITED HEALTH GROUP INC

6/3/2013

   

8900

91324P102-

UNH

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: WILLIAM C BALLARD JR

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: EDSON BUENO MD

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: RICHARD T BURKE

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: ROBERT J DARRETTA

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: STEPHEN J HEMSLEY

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: MICHELE J HOOPER

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: ROGER A LAWSON

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: DOUGLAS W LEATHERDALE

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: GLENN M RENWICK

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: KENNETH I SHINE MD

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: GAIL R WILENSKY PHD

FOR

FOR

WITH

ISSUER

2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

3.RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE

       

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR

       

THE YEAR ENDING DECEMBER 31, 2013

 

AGAINST

AGAINST

WITH

SHAREHOLDER

4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT

       

REQUESTING ADDITIONAL LOBBYING DISCLOSURE IF PROPERLY PRESENTED

 

 

 

 

AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS

             

UNION PACIFIC CORPORATION

5/16/2013

   

4000

907818108-

UNP

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: A H CARD JR

 

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: E B DAVIS JR

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: T J DONAHUE

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: A W DUNHAM

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: J R HOPE

 

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: J J KORALESKI

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: C C KRULAK

 

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: M R MCCARTHY

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: M W MCCONNELL

FOR

FOR

WITH

ISSUER

1J ELECTION OF DIRECTOR: T F MCLARTY III

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: S R ROGEL

 

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: J H VILLARREAL

FOR

FOR

WITH

ISSUER

1M. ELECTION OF DIRECTOR: J R YOUNG

 

FOR

FOR

WITH

ISSUER

2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE

       

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FOR

FOR

WITH

ISSUER

3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION

FOR

FOR

WITH

ISSUER

4. ADOPT THE UNION PACIFIC CORPORATION 2013 STOCK INCENTIVE PLAN

AGAINST

AGAINST

WITH

SHAREHOLDER

5. SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES IF

 

 

 

 

PROPERLY PRESENTED AT THE ANNUAL MEETING

             

UNITED TECHNOLOGIES CORPORATION

4/29/2013

   

5300

913017109

UTX

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: LOUIS R CHENEVERT

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: JOHN V FARACI

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: JAMES A GORELICK

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: EDWARD A KANGAS

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: ELLEN J KULLMAN

FOR

FOR

WITH

ISSUER

1G. ELECTION OF DIRECTOR: MARSHALL O LARSEN

FOR

FOR

WITH

ISSUER

1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III

FOR

FOR

WITH

ISSUER

1I. ELECTION OF DIRECTOR: RICHARD B MYERS

FOR

FOR

WITH

ISSUER

1J. ELECTION OF DIRECTOR: H PATRICK SWYGERT

FOR

FOR

WITH

ISSUER

1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE

FOR

FOR

WITH

ISSUER

1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN

FOR

FOR

WITH

ISSUER

2. APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS

       

INDEPENDENT AUDITOR FOR 2013

 

FOR

FOR

WITH

ISSUER

3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED

 

 

 

 

EXECTIVE OFFICERS

 

             



Account Name: Neiman Balanced Allocation Fund

 

 

 

 

 

Custodian Name: US Bank

 

 

 

 

 

 

             

Company Name

Meeting Date

   

Shares Voted

CUSIP

Ticker

 

 

 

 

 

 

 

Vote

MRV

vs. Mgmt.

Author

Proposal

   
             

AMANA GROWTH FUND

5/2/2013

   

29,018.992

022865208

AMAGX

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: TALAT M OTHMAN

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: IQBAL J UNUS

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: MILES K DAVIS

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: M YAQUB MIRZA

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: RONALD H FIELDING

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: NICHOLAS F KAISER

FOR

FOR

WITH

ISSUER

2. TO APPROVE A REORGANIZATION PURSUANT TO WHICH THE TRUST

       

WILL BE REORGANIZED INTO A CORRESPONDING SERIES OF NEWLY

 

 

 

 

ESTABLISHED DELEWARE SATUATORY TRUST

             

FA MATERIALS FUND

5/14/2013

   

10,967.606

316390277

FMFEX

FOR

FOR

WITH

ISSUER

1A. ELECTION OF DIRECTOR: NED C LAUTENBACH

FOR

FOR

WITH

ISSUER

1B. ELECTION OF DIRECTOR: RONALD P O'HANLEY

FOR

FOR

WITH

ISSUER

1C. ELECTION OF DIRECTOR: DAVID A ROSOW

FOR

FOR

WITH

ISSUER

1D. ELECTION OF DIRECTOR: GARNET A SMITH

FOR

FOR

WITH

ISSUER

1E. ELECTION OF DIRECTOR: WILLIAM S STAVROPOLOUS

FOR

FOR

WITH

ISSUER

1F. ELECTION OF DIRECTOR: MICHAEL E WILEY

FOR

FOR

WITH

ISSUER

2. TO APPROVE A MANAGEMENT CONTRACT BETWEEN THE FUND AND

 

 

 

 

FIDELITY SELECTCO, LLC

 

             



Account Name: Neiman Tactical Income Fund

 

 

 

 

 

Custodian Name: US Bank

 

 

 

 

 

 

             

Company Name

Meeting Date

   

Shares Voted

CUSIP

Ticker

 

 

 

 

 

 

 

Vote

MRV

vs. Mgmt.

Author

Proposal

   
             

METROPOLITAN WEST HIGH YIELD BOND

11/28/2012

   

788,167.592

592905848

MWHIX

FOR

FOR

WITH

ISSUER

1. TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT BETWEEN

       

THE TRUST AND METROPOLITAN WEST ASSET MANAGEMENT, LLC THE

 

 

 

 

FUNDS CURRENT INVESTMENT ADVISOR

             










SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.




NEIMAN FUNDS


By: /s/Harvey Neiman                                

      Harvey Neiman, President


Date:      8/27/2013                                     




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