- Definitive materials filed by investment companies. (497)
2012年3月3日 - 2:29AM
Edgar (US Regulatory)
Supplement dated March 2, 2012
to the Prospectus and Statement of Additional Information (SAI) dated May 1, 2011
for Tri-Continental Corporation
(the Corporation)
Effective March 2, 2012, the following changes are
hereby made to the Corporations prospectus and SAI:
The following portfolio managers are hereby added under the caption
Portfolio Managers in the Management of the Corporation section of the prospectus:
Oliver E. Buckley,
Co-Portfolio Manager
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Managed the Corporation since March 2012.
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Joined the investment manager in August 2011.
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Head of Active Equity, Mellon Capital Management, 2000-2010.
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Began investment career in 1989.
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BS in Mathematical Sciences, Stanford University; MS in Engineering Economic Systems, Stanford University; MBA in Finance from University of
California.
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Yan Jin, Co-Portfolio Manager
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Managed the Corporation since March 2012.
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Joined the investment manager in 2010 when it acquired the long-term asset management business of Columbia
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Management Group, where he worked as an investment professional since 2002.
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Began investment career in 1998.
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MA in economics from North Carolina State University.
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The rest of this section remains the same.
The following information is hereby added
to the tables under the section entitled Other Accounts Managed by the Portfolio Managers in the Portfolio Manager section of the Corporations SAI:
Table A
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Portfolio Manager
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Registered Investment
Companies
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Other Pooled Investment
Vehicles
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Other Accounts
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Oliver E. Buckley*
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5 Registered Interments Companies with approximately $5.38 billion in total assets under management.
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3 Other Pooled
Investment Vehicles
with approximately
$200 million in total
assets under
management.
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30 Other Accounts
with approximately
$2.63 billion in total
assets under
management.
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Yan Jin**
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1 Registered Investment Company with approximately $530.0 million in total assets under management.
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0 Other Pooled
Investment Vehicles.
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3 Other Accounts with
approximately $0.70
million in total assets
under management.
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Table B
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Portfolio Manager
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Registered Investment
Companies
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Other Pooled Investment
Vehicles
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Other Accounts
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Oliver E. Buckley*
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0 Registered Investment Companies.
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0 Pooled Investment
Vehicles.
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0 Other Accounts.
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Yan Jin**
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0 Registered Investment Companies.
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0 Pooled Investment
Vehicles.
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0 Other Accounts.
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*Information provided as of September 30, 2011.
**Information provided as of June 30, 2011.
The rest of this section remains the same.
The following is hereby added to the section entitled Portfolio ManagersSecurities Ownership in the
Corporations SAI:
As of February 29, 2012, Messrs. Buckley and Jin did not own any shares of the Corporation.
The rest of this section remains the same.
SL-9912-10 A (3/12)
Tri Continental (NYSE:TY)
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