Amended Statement of Ownership (sc 13g/a)
2023年2月14日 - 8:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE 13G
Under
the Securities Exchange Act of 1934
(Amendment No. 2)*
SQZ
biotechnologies company
(Name of Issuer)
Common
Stock
(Title of Class of Securities)
78472W 10 4
(CUSIP Number)
DECEMBER
31, 2022
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
*The remainder of this cover page shall be filled
out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 78472W 10 4
1. |
Name of Reporting Persons
NanoDimension II, L.P.
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|
(a) ¨ |
|
(b) ¨
|
3. |
SEC
Use Only
|
4. |
Citizenship or Place of Organization
Cayman Islands |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole Voting Power
1,445,221 |
|
6. |
Shared
Voting Power
0 |
|
7. |
Sole
Dispositive Power
1,445,221 |
|
8. |
Shared
Dispositive Power
0 |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,445,221 |
10. |
Check if
the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
11. |
Percent
of Class Represented by Amount in Row (9) 4.9%1 |
12. |
Type of Reporting Person (See Instructions)
PN |
1
This percentage is calculated based upon 29,450,616 shares of the Issuer’s common stock outstanding as of November 3, 2022, as reported
by the Issuer in its Form 10-Q for the quarter ended September 30, 2022, filed with the Securities and Exchange Commission on November
9, 2022.
CUSIP No. 78472W 10 4
1. |
Name of Reporting Persons
NanoDimension II Management Limited
|
2. |
Check the Appropriate Box if a Member of a Group
(See Instructions) |
|
(a) ¨ |
|
(b) ¨
|
3. |
SEC
Use Only
|
4. |
Citizenship or Place of Organization
Cayman Islands |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole
Voting Power
1,445,2211 |
|
6. |
Shared
Voting Power
0 |
|
7. |
Sole
Dispositive Power
1,445,2211 |
|
8. |
Shared
Dispositive Power
0 |
9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
1,445,2211 |
10. |
Check if
the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
11. |
Percent
of Class Represented by Amount in Row (9) 4.9%2
|
12. |
Type of Reporting Person (See Instructions)
OO |
1
Consists of shares held by NanoDimension II, L.P.
2
This percentage is calculated based upon 29,450,616 shares of the Issuer’s common stock outstanding as of November 3, 2022, as reported
by the Issuer in its Form 10-Q for the quarter ended September 30, 2022, filed with the Securities and Exchange Commission on November
9, 2022.
CUSIP No. 78472W 10 4
1. |
Name of Reporting Persons
Jonathan Nicholson
|
2. |
Check the Appropriate Box if a Member of a Group
(See Instructions) |
|
(a) ¨ |
|
(b) ¨
|
3. |
SEC
Use Only
|
4. |
Citizenship or Place of Organization
Cayman Islands and United Kingdom |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole
Voting Power
0 |
|
6. |
Shared
Voting Power
1,445,2211 |
|
7. |
Sole
Dispositive Power
0 |
|
8. |
Shared
Dispositive Power
1,445,2211 |
9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
1,445,2211 |
10. |
Check if
the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
11. |
Percent
of Class Represented by Amount in Row (9) 4.9%2
|
12. |
Type of Reporting Person (See Instructions)
IN |
1
Consists of shares held by NanoDimension II, L.P.
2
This percentage is calculated based upon 29,450,616 shares of the Issuer’s common stock outstanding as of November 3, 2022, as reported
by the Issuer in its Form 10-Q for the quarter ended September 30, 2022, filed with the Securities and Exchange Commission on November
9, 2022.
CUSIP No. 78472W 10 4
1. |
Name of Reporting Persons
Richard Coles
|
2. |
Check the Appropriate Box if a Member of a Group
(See Instructions) |
|
(a) ¨ |
|
(b) ¨
|
3. |
SEC
Use Only
|
4. |
Citizenship or Place of Organization
Cayman Islands and United Kingdom |
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With: |
5. |
Sole
Voting Power
0 |
|
6. |
Shared
Voting Power
1,445,2211 |
|
7. |
Sole
Dispositive Power
0 |
|
8. |
Shared
Dispositive Power
1,445,2211 |
9. |
Aggregate
Amount Beneficially Owned by Each Reporting Person
1,445,2211 |
10. |
Check if
the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
11. |
Percent of Class Represented by Amount in Row
(9)
4.9%2 |
12. |
Type of Reporting Person (See Instructions)
IN |
1
Consists of shares held by NanoDimension II, L.P.
2 This percentage is calculated based
upon 29,450,616 shares of the Issuer’s common stock outstanding as of November 3, 2022, as reported by the Issuer in its Form 10-Q
for the quarter ended September 30, 2022, filed with the Securities and Exchange Commission on November 9, 2022.
Item 1.
SQZ Biotechnologies
Company
| (b) | Address of Issuer’s Principal Executive Offices |
200 Arsenal Yards Blvd, Suite
210
Watertown, MA 02472
Item 2.
NanoDimension II, L.P.
NanoDimension II Management
Limited
Jonathan Nicholson
Richard Coles
| (b) | Address of Principal Business Office or, if none, Residence |
c/o NanoDimension II
Management Limited
Governor's Square, Unit
3-113B
23 Lime Tree Bay Ave,
P.O. Box 526
West Bay, Grand Cayman,
Cayman Islands KY1-1302
NanoDimension II, L.P. is a Cayman Islands
partnership
NanoDimension II Management Limited is
a Cayman Islands corporation
Jonathan Nicholson is a citizen of the
Cayman Islands and United Kingdom
Richard Coles is a citizen of the Cayman
Islands and United Kingdom
| (d) | Title of Class of Securities |
Common Stock
78472W 10 4
Item 3. | If this statement is filed pursuant to
§§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable.
| (a) | Amount Beneficially Owned: See the responses to Item 9 on the attached cover
pages. |
| (b) | Percent of Class: See the responses to Item 11 on the attached cover pages. |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: See the responses to Item 6 on
the attached cover pages. |
| (ii) | Shared power to vote or to direct the vote: See the responses to Item 6
on the attached cover pages. |
| (iii) | Sole power to dispose or to direct the disposition of: See the responses
to Item 6 on the attached cover pages. |
| (iv) | Shared power to dispose or to direct the disposition of: See the responses
to Item 6 on the attached cover pages. |
Item 5. | Ownership of Five Percent or Less of
a Class |
If this statement is being
filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following x.
Item 6. | Ownership of More than Five Percent on
Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not applicable.
Item 8. | Identification and Classification of
Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of a Group |
Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2023
NanoDimension II, L.P. |
|
|
|
By: NanoDimension
Management Limited |
|
Its: General Partner |
|
|
|
By: |
/s/ Jonathan
Nicholson |
|
|
Name: Jonathan
Nicholson |
|
|
Title: Director |
|
NanoDimension II Management Limited
By: |
/s/ Jonathan
Nicholson |
|
|
Name: Jonathan
Nicholson |
|
|
Title: Director |
|
/s/ Jonathan
Nicholson |
|
Jonathan Nicholson |
|
/s/
Richard Coles |
|
Richard Coles |
|
SQZ Biotechnologies (NYSE:SQZ)
過去 株価チャート
から 11 2024 まで 12 2024
SQZ Biotechnologies (NYSE:SQZ)
過去 株価チャート
から 12 2023 まで 12 2024