Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
2024年11月9日 - 2:59AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.
1
)*
Redwood Trust, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
758075402
(CUSIP Number)
September 30, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
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[ ]
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Rule 13d-1(b)
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[X]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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*
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act, but shall be subject to all other provisions of the Act (however,
see the Notes.)
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1.
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NAMES OF REPORTING PERSONS
Bay Pond Partners, L.P.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5. SOLE VOTING POWER
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0
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6. SHARED VOTING POWER
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8,661,992
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7. SOLE DISPOSITIVE POWER |
0
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8. SHARED DISPOSITIVE POWER
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8,661,992
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,661,992
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.55%
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12.
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TYPE OF REPORTING PERSON
PN
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Item 1.
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(a)
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Name of Issuer
Redwood Trust, Inc.
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(b)
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Address of Issuer's Principal Executive Offices
1 Belvedere Place
Suite 300
Mill Valley, CA
94941
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Item 2.
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(a)
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Name of Person Filing
Bay Pond Partners, L.P.
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(b)
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Address of Principal Business Office or, if None, Residence
c/o Wellington Management Company LLP
280 Congress Street
Boston, MA
02210
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(c)
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Citizenship
Delaware
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
758075402
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Item 3.
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If This Statement is Filed Pursuant to
Rule 13d-1(b), or 13d-2(b) or (c),
Check Whether the Person Filing is a:
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(a)
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[ ]
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment Company registered under
Section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
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(e)
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[ ]
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An investment adviser in accordance with
Rule 240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with
Rule 240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with
Rule 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the
definition of an investment company under
Section 3(c)(14) of the Investment Company Act
of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
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If this statement is filed pursuant to Rule 13d-1(c),
check this box [X]
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount Beneficially Owned:
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8,661,992
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(b)
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Percent of Class:
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6.55%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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0
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(ii)
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shared power to vote or to direct the vote
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8,661,992
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(iii)
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sole power to dispose or to direct the disposition of
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0
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(iv)
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shared power to dispose or to direct the disposition of
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8,661,992
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Item 5.
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Ownership of Five Percent or Less of Class.
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If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the
class of securities, check the following:
[ ]
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not Applicable
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company.
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Not Applicable.
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Item 8.
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Identification and Classification of Members of the Group.
Not Applicable.
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Item 9.
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Notice of Dissolution of Group.
Not Applicable.
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Item 10.
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Certification.
By signing below I certify that, to the best
of my knowledge and belief, the securities
referred to above
were not acquired and are not held for the purpose
of or with the effect of changing or
influencing the control of the issuer of the
securities and were not acquired and are not held
in connection with or as a participant in any
transaction having that purpose or effect.
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
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By: Bay Pond Partners, L.P.
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By: Wellington Alternative Investments LLC
Its General Partner
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By: /s/ Ihsan Speede
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Name: Ihsan Speede
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Title: Authorized Person
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Date: November 14,2024
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Redwood (NYSE:RWTO)
過去 株価チャート
から 11 2024 まで 12 2024
Redwood (NYSE:RWTO)
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から 12 2023 まで 12 2024
