FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-21471

Nuveen Tax-Advantaged Total Return Strategy Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

Cedric H. Antosiewicz – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2020

 

 


Item 1. Proxy Voting Record


FORM N-PX



ICA File Number:  811-21471

Registrant Name:  Nuveen Tax-Advantaged Total Return Strategy Fund

Reporting Period:  07/01/2019 - 06/30/2020


Nuveen Tax-Advantaged Total Return Strategy Fund

 
AGEAS SA/NV
Meeting Date:  MAY 20, 2020
Record Date:  MAY 06, 2020
Meeting Type:  ANNUAL/SPECIAL
Ticker:  AGS
Security ID:  B0148L138
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2.1.1 Receive Directors' and Auditors' Reports (Non-Voting) Management None None
2.1.2 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) Management None None
2.1.3 Approve Financial Statements and Allocation of Income Management For For
2.2.1 Receive Information on Company's Dividend Policy Management None None
2.2.2 Approve Dividends of EUR 0.27 Per Share Management For For
2.3.1 Approve Discharge of Directors Management For For
2.3.2 Approve Discharge of Auditor Management For For
3.1 Approve Remuneration Report Management For For
3.2 Approve Remuneration Policy Management For For
4.1 Reelect Jane Murphy as Independent Director Management For For
4.2 Reelect Lucrezia Reichlin as Independent Director Management For For
4.3 Reelect Yvonne Lang Ketterer as Independent Director Management For For
4.4 Reelect Richard Jackson as Independent Director Management For For
4.5 Reelect Antonio Cano as Director Management For For
5.1.1 Amend Article 1 Re: Definitions Management For For
5.1.2 Amend Article 2 Re: Name - Form Management For For
5.1.3 Amend Article 3 Re: Registered Office Management For For
5.1.4 Delete Article 6bis Re: Issue Premiums Management For For
5.1.5 Amend Article 7 Re: Form of the Shares Management For For
5.1.6 Amend Article 9 Re: Acquisition of Own Shares Management For For
5.1.7 Amend Article 10 Re: Board of Directors Management For For
5.1.8 Amend Article 11 Re: Board Deliberation and Decisions Management For For
5.1.9 Amend Article 12 Re: Executive Committee Management For For
51.10 Amend Article 13 Re: Representation Management For For
51.11 Amend Article 14 Re: Remuneration Management For For
51.12 Amend Article 15 Re: Ordinary Meeting of Shareholders Management For For
51.13 Amend Article 17 Re: Convocations Management For For
51.14 Amend Article 18 Re: Record Day and Proxies Management For For
51.15 Amend Article 19 Re: Procedure - Minutes of the Meeting Management For For
51.16 Amend Article 20 Re: Votes Management For For
51.17 Amend Article 22 Re: Annual Accounts Management For For
51.18 Amend Article 23 Re: Dividend Management For For
5.2 Approve Cancellation of Repurchased Shares Management For For
5.3.1 Receive Special Board Report Re: Authorized Capital Management None None
5.3.2 Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Management For For
6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
7 Close Meeting Management None None
 
ALLIANZ SE
Meeting Date:  MAY 06, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  ALV
Security ID:  D03080112
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 9.60 per Share Management For For
3 Approve Discharge of Management Board for Fiscal 2019 Management For For
4 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For
5 Approve Affiliation Agreement with Allianz Africa Holding GmbH Management For For
 
ANTHEM, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  ANTM
Security ID:  036752103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gail K. Boudreaux Management For For
1.2 Elect Director R. Kerry Clark Management For For
1.3 Elect Director Robert L. Dixon, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL
Ticker:  AZN
Security ID:  046353108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Dividends Management For For
3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
4 Authorise Board to Fix Remuneration of Auditors Management For For
5a Re-elect Leif Johansson as Director Management For For
5b Re-elect Pascal Soriot as Director Management For For
5c Re-elect Marc Dunoyer as Director Management For For
5d Re-elect Genevieve Berger as Director Management For For
5e Re-elect Philip Broadley as Director Management For For
5f Re-elect Graham Chipchase as Director Management For For
5g Elect Michel Demare as Director Management For For
5h Re-elect Deborah DiSanzo as Director Management For For
5i Re-elect Sheri McCoy as Director Management For For
5j Re-elect Tony Mok as Director Management For For
5k Re-elect Nazneen Rahman as Director Management For For
5l Re-elect Marcus Wallenberg as Director Management For For
6 Approve Remuneration Report Management For For
7 Approve Remuneration Policy Management For For
8 Authorise EU Political Donations and Expenditure Management For For
9 Authorise Issue of Equity Management For For
10 Authorise Issue of Equity without Pre-emptive Rights Management For For
11 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
12 Authorise Market Purchase of Ordinary Shares Management For For
13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
14 Approve Performance Share Plan Management For For
 
AURELIUS EQUITY OPPORTUNITIES SE & CO. KGAA
Meeting Date:  JUL 19, 2019
Record Date:  JUN 27, 2019
Meeting Type:  ANNUAL
Ticker:  AR4
Security ID:  D0R9AT103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports for Fiscal 2018 Management For For
2 Approve Allocation of Income and Dividends of EUR 1.50 per Share Management For For
3 Approve Discharge of Personally Liable Partner for Fiscal 2018 Management For For
4 Approve Discharge of Supervisory Board for Fiscal 2018 Management For For
5 Approve Discharge of Shareholders' Committee for Fiscal 2018 Management For For
6 Ratify KPMG AG as Auditors for Fiscal 2019 Management For For
7 Approve Creation of EUR 15.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sharon L. Allen Management For For
1b Elect Director Susan S. Bies Management For For
1c Elect Director Jack O. Bovender, Jr. Management For For
1d Elect Director Frank P. Bramble, Sr. Management For For
1e Elect Director Pierre J.P. de Weck Management For For
1f Elect Director Arnold W. Donald Management For For
1g Elect Director Linda P. Hudson Management For For
1h Elect Director Monica C. Lozano Management For For
1i Elect Director Thomas J. May Management For For
1j Elect Director Brian T. Moynihan Management For For
1k Elect Director Lionel L. Nowell, III Management For For
1l Elect Director Denise L. Ramos Management For For
1m Elect Director Clayton S. Rose Management For For
1n Elect Director Michael D. White Management For For
1o Elect Director Thomas D. Woods Management For For
1p Elect Director R. David Yost Management For For
1q Elect Director Maria T. Zuber Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Proxy Access Right Shareholder Against For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against Against
7 Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices Shareholder Against Against
 
BAYER AG
Meeting Date:  APR 28, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  BAYN
Security ID:  D0712D163
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 Management For For
2 Approve Discharge of Management Board for Fiscal 2019 Management For For
3 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For
4.1 Elect Ertharin Cousin to the Supervisory Board Management For For
4.2 Elect Otmar Wiestler to the Supervisory Board Management For For
4.3 Elect Horst Baier to the Supervisory Board Management For For
5 Approve Remuneration Policy for the Management Board Management For For
6 Approve Remuneration Policy for the Supervisory Board Management For For
7 Amend Articles Re: Supervisory Board Term of Office Management For For
8 Ratify Deloitte GmbH as Auditors for Fiscal 2020 Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Peter J. Arduini Management For For
1B Elect Director Robert Bertolini Management For For
1C Elect Director Michael W. Bonney Management For For
1D Elect Director Giovanni Caforio Management For For
1E Elect Director Matthew W. Emmens Management For For
1F Elect Director Julia A. Haller Management For For
1G Elect Director Dinesh C. Paliwal Management For For
1H Elect Director Theodore R. Samuels Management For For
1I Elect Director Vicki L. Sato Management For For
1J Elect Director Gerald L. Storch Management For For
1K Elect Director Karen H. Vousden Management For For
1L Elect Director Phyllis R. Yale Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Require Independent Board Chairman Shareholder Against For
5 Provide Right to Act by Written Consent Shareholder Against For
 
BROADCOM INC.
Meeting Date:  MAR 30, 2020
Record Date:  FEB 06, 2020
Meeting Type:  ANNUAL
Ticker:  AVGO
Security ID:  11135F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Hock E. Tan Management For For
1b Elect Director Henry Samueli Management For For
1c Elect Director Eddy W. Hartenstein Management For For
1d Elect Director Diane M. Bryant Management For For
1e Elect Director Gayla J. Delly Management For For
1f Elect Director Raul J. Fernandez Management For For
1g Elect Director Check Kian Low Management For For
1h Elect Director Justine F. Page Management For For
1i Elect Director Harry L. You Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director John B. Frank Management For For
1c Elect Director Alice P. Gast Management For For
1d Elect Director Enrique Hernandez, Jr. Management For For
1e Elect Director Charles W. Moorman, IV Management For For
1f Elect Director Dambisa F. Moyo Management For For
1g Elect Director Debra Reed-Klages Management For For
1h Elect Director Ronald D. Sugar Management For For
1i Elect Director D. James Umpleby, III Management For For
1j Elect Director Michael K. Wirth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Establish Board Committee on Climate Risk Shareholder Against Against
6 Report on Climate Lobbying Aligned with Paris Agreement Goals Shareholder Against For
7 Report on Petrochemical Risk Shareholder Against For
8 Report on Human Rights Practices Shareholder Against Against
9 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
10 Require Independent Board Chair Shareholder Against Against
 
CITIGROUP INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael L. Corbat Management For For
1b Elect Director Ellen M. Costello Management For For
1c Elect Director Grace E. Dailey Management For For
1d Elect Director Barbara J. Desoer Management For For
1e Elect Director John C. Dugan Management For For
1f Elect Director Duncan P. Hennes Management For For
1g Elect Director Peter B. Henry Management For For
1h Elect Director S. Leslie Ireland Management For For
1i Elect Director Lew W. (Jay) Jacobs, IV Management For For
1j Elect Director Renee J. James Management For For
1k Elect Director Gary M. Reiner Management For For
1l Elect Director Diana L. Taylor Management For For
1m Elect Director James S. Turley Management For For
1n Elect Director Deborah C. Wright Management For For
1o Elect Director Alexander R. Wynaendts Management For For
1p Elect Director Ernesto Zedillo Ponce de Leon Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Proxy Access Right Shareholder Against For
6 Review on Governance Documents Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against Against
 
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  CCO
Security ID:  18453H106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John Dionne Management For For
1.2 Elect Director Andrew Hobson Management For For
1.3 Elect Director Joe Marchese Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
CNA FINANCIAL CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  CNA
Security ID:  126117100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael A. Bless Management For For
1.2 Elect Director Jose O. Montemayor Management For For
1.3 Elect Director Don M. Randel Management For For
1.4 Elect Director Andre Rice Management For For
1.5 Elect Director Dino E. Robusto Management For Withhold
1.6 Elect Director Kenneth I. Siegel Management For Withhold
1.7 Elect Director Andrew H. Tisch Management For Withhold
1.8 Elect Director Benjamin J. Tisch Management For Withhold
1.9 Elect Director James S. Tisch Management For Withhold
1.10 Elect Director Jane J. Wang Management For Withhold
1.11 Elect Director Marvin Zonis Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Amend Omnibus Stock Plan Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth J. Bacon Management For For
1.2 Elect Director Madeline S. Bell Management For For
1.3 Elect Director Naomi M. Bergman Management For For
1.4 Elect Director Edward D. Breen Management For For
1.5 Elect Director Gerald L. Hassell Management For For
1.6 Elect Director Jeffrey A. Honickman Management For For
1.7 Elect Director Maritza G. Montiel Management For For
1.8 Elect Director Asuka Nakahara Management For For
1.9 Elect Director David C. Novak Management For For
1.10 Elect Director Brian L. Roberts Management For For
2 Ratify Deloitte & Touche LLP as Auditor Management For For
3 Amend Stock Option Plan Management For For
4 Amend Restricted Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Require Independent Board Chair Shareholder Against For
8 Report on Risks Posed by Failing to Prevent Sexual Harassment Shareholder Against Against
 
CUMULUS MEDIA INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL
Ticker:  CMLS
Security ID:  231082801
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mary G. Berner Management For For
1.2 Elect Director David M. Baum Management For For
1.3 Elect Director Matthew C. Blank Management For For
1.4 Elect Director Thomas H. Castro Management For For
1.5 Elect Director Joan Hogan Gillman Management For For
1.6 Elect Director Andrew W. Hobson Management For For
1.7 Elect Director Brian G. Kushner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
 
CYPRESS SEMICONDUCTOR CORPORATION
Meeting Date:  AUG 27, 2019
Record Date:  JUL 11, 2019
Meeting Type:  SPECIAL
Ticker:  CY
Security ID:  232806109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
DUPONT DE NEMOURS, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  DD
Security ID:  26614N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Amy G. Brady Management For For
1b Elect Director Edward D. Breen Management For For
1c Elect Director Ruby R. Chandy Management For For
1d Elect Director Franklin K. Clyburn, Jr. Management For For
1e Elect Director Terrence R. Curtin Management For For
1f Elect Director Alexander M. Cutler Management For For
1g Elect Director Eleuthere I. du Pont Management For For
1h Elect Director Rajiv L. Gupta Management For For
1i Elect Director Luther C. Kissam Management For For
1j Elect Director Frederick M. Lowery Management For For
1k Elect Director Raymond J. Milchovich Management For For
1l Elect Director Steven M. Sterin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
6 Approve Creation of an Employee Board Advisory Position Shareholder Against Against
 
EATON CORPORATION PLC
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  ETN
Security ID:  G29183103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Craig Arnold Management For For
1b Elect Director Christopher M. Connor Management For For
1c Elect Director Michael J. Critelli Management For For
1d Elect Director Richard H. Fearon Management For For
1e Elect Director Olivier Leonetti Management For For
1f Elect Director Deborah L. McCoy Management For For
1g Elect Director Silvio Napoli Management For For
1h Elect Director Gregory R. Page Management For For
1i Elect Director Sandra Pianalto Management For For
1j Elect Director Lori J. Ryerkerk Management For For
1k Elect Director Gerald B. Smith Management For For
1l Elect Director Dorothy C. Thompson Management For For
2 Approve Omnibus Stock Plan Management For For
3 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Authorize Issue of Equity with Pre-emptive Rights Management For For
6 Authorize Issue of Equity without Pre-emptive Rights Management For For
7 Authorize Share Repurchase of Issued Share Capital Management For For
 
FIRSTENERGY CORP.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  FE
Security ID:  337932107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael J. Anderson Management For For
1.2 Elect Director Steven J. Demetriou Management For For
1.3 Elect Director Julia L. Johnson Management For For
1.4 Elect Director Charles E. Jones Management For For
1.5 Elect Director Donald T. Misheff Management For For
1.6 Elect Director Thomas N. Mitchell Management For For
1.7 Elect Director James F. O'Neil, III Management For For
1.8 Elect Director Christopher D. Pappas Management For For
1.9 Elect Director Sandra Pianalto Management For For
1.10 Elect Director Luis A. Reyes Management For For
1.11 Elect Director Leslie M. Turner Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Amend Code of Regulations to Authorize Board to Make Certain Future Amendments Management For For
6 Amend Proxy Access Right Shareholder Against For
 
GENERAL DYNAMICS CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  GD
Security ID:  369550108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James S. Crown Management For For
1b Elect Director Rudy F. deLeon Management For For
1c Elect Director Cecil D. Haney Management For For
1d Elect Director Mark M. Malcolm Management For For
1e Elect Director James N. Mattis Management For For
1f Elect Director Phebe N. Novakovic Management For For
1g Elect Director C. Howard Nye Management For For
1h Elect Director William A. Osborn Management For For
1i Elect Director Catherine B. Reynolds Management For For
1j Elect Director Laura J. Schumacher Management For For
1k Elect Director John G. Stratton Management For For
1l Elect Director Peter A. Wall Management For For
2 Ratify KPMG LLP as Auditor Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
GLAXOSMITHKLINE PLC
Meeting Date:  MAY 06, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  GSK
Security ID:  37733W105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Approve Remuneration Policy Management For Withhold
4 Elect Sir Jonathan Symonds as Director Management For For
5 Elect Charles Bancroft as Director Management For For
6 Re-elect Emma Walmsley as Director Management For For
7 Re-elect Vindi Banga as Director Management For For
8 Re-elect Dr Hal Barron as Director Management For For
9 Re-elect Dr Vivienne Cox as Director Management For For
10 Re-elect Lynn Elsenhans as Director Management For For
11 Re-elect Dr Laurie Glimcher as Director Management For For
12 Re-elect Dr Jesse Goodman as Director Management For For
13 Re-elect Judy Lewent as Director Management For For
14 Re-elect Iain Mackay as Director Management For For
15 Re-elect Urs Rohner as Director Management For For
16 Reappoint Deloitte LLP as Auditors Management For For
17 Authorise the Audit & Risk Committee to Fix Remuneration of Auditors Management For For
18 Authorise EU Political Donations and Expenditure Management For For
19 Authorise Issue of Equity Management For For
20 Authorise Issue of Equity without Pre-emptive Rights Management For For
21 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
22 Authorise Market Purchase of Ordinary Shares Management For For
23 Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports Management For For
24 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
IHEARTMEDIA, INC.
Meeting Date:  JUN 15, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL
Ticker:  IHRT
Security ID:  45174J509
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gary Barber Management For For
1.2 Elect Director Brad Gerstner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
INFINEON TECHNOLOGIES AG
Meeting Date:  FEB 20, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  IFX
Security ID:  D35415104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 0.27 per Share Management For For
3 Approve Discharge of Management Board for Fiscal 2019 Management For For
4 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For
5 Ratify KPMG AG as Auditors for Fiscal 2020 Management For For
6.1 Elect Xiaoqun Clever to the Supervisory Board Management For For
6.2 Elect Friedrich Eichiner to the Supervisory Board Management For For
6.3 Elect Hans-Ulrich Holdenried to the Supervisory Board Management For For
6.4 Elect Manfred Puffer to the Supervisory Board Management For For
6.5 Elect Ulrich Spiesshofer to the Supervisory Board Management For For
6.6 Elect Margret Suckale to the Supervisory Board Management For For
7 Approve Cancellation of Conditional Capital 2010/I Management For For
8 Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights Management For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights Management For For
 
ING GROEP NV
Meeting Date:  APR 28, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  INGA
Security ID:  456837103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2A Receive Report of Management Board (Non-Voting) Management None None
2B Receive Announcements on Sustainability Management None None
2C Receive Report of Supervisory Board (Non-Voting) Management None None
2D Approve Remuneration Report Management For For
2E Adopt Financial Statements and Statutory Reports Management For For
3A Receive Explanation on Profit Retention and Distribution Policy Management None None
3B Approve Dividends of EUR 0.69 Per Share Management None None
4A Approve Discharge of Management Board Management For For
4B Approve Discharge of Supervisory Board Management For For
5 Approve Remuneration Policy for Management Board Management For For
6 Approve Remuneration Policy for Supervisory Board Management For For
7 Amend Articles of Association Management For For
8A Elect Juan Colombas to Supervisory Board Management For For
8B Elect Herman Hulst to Supervisory Board Management For For
8C Elect Harold Naus to Supervisory Board Management For For
9A Grant Board Authority to Issue Shares Management For For
9B Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights Management For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director Stephen B. Burke Management For For
1c Elect Director Todd A. Combs Management For For
1d Elect Director James S. Crown Management For For
1e Elect Director James Dimon Management For For
1f Elect Director Timothy P. Flynn Management For For
1g Elect Director Mellody Hobson Management For For
1h Elect Director Michael A. Neal Management For For
1i Elect Director Lee R. Raymond Management For For
1j Elect Director Virginia M. Rometty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For
4 Require Independent Board Chair Shareholder Against For
5 Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. Shareholder Against Against
6 Report on Climate Change Shareholder Against For
7 Amend Shareholder Written Consent Provisions Shareholder Against Against
8 Report on Charitable Contributions Shareholder Against Against
9 Report on Gender/Racial Pay Gap Shareholder Against Against
 
KINGFISHER PLC
Meeting Date:  JUL 09, 2019
Record Date:  JUL 05, 2019
Meeting Type:  ANNUAL
Ticker:  KGF
Security ID:  G5256E441
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For Against
3 Approve Remuneration Policy Management For For
4 Approve Final Dividend Management For For
5 Elect Claudia Arney as Director Management For For
6 Elect Sophie Gasperment as Director Management For For
7 Re-elect Andrew Cosslett as Director Management For For
8 Re-elect Jeff Carr as Director Management For For
9 Re-elect Pascal Cagni as Director Management For For
10 Re-elect Clare Chapman as Director Management For For
11 Re-elect Rakhi Goss-Custard as Director Management For For
12 Re-elect Veronique Laury as Director Management For For
13 Re-elect Mark Seligman as Director Management For For
14 Reappoint Deloitte LLP as Auditors Management For For
15 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
16 Authorise EU Political Donations and Expenditure Management For For
17 Authorise Issue of Equity Management For For
18 Authorise Issue of Equity without Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
KOMATSU LTD.
Meeting Date:  JUN 18, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  6301
Security ID:  J35759125
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 39 Management For For
2.1 Elect Director Ohashi, Tetsuji Management For For
2.2 Elect Director Ogawa, Hiroyuki Management For For
2.3 Elect Director Moriyama, Masayuki Management For For
2.4 Elect Director Mizuhara, Kiyoshi Management For For
2.5 Elect Director Urano, Kuniko Management For For
2.6 Elect Director Kigawa, Makoto Management For For
2.7 Elect Director Kunibe, Takeshi Management For For
2.8 Elect Director Arthur M. Mitchell Management For For
3 Appoint Statutory Auditor Sasaki, Terumi Management For For
 
MGM GROWTH PROPERTIES LLC
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  MGP
Security ID:  55303A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Paul Salem Management For Against
1b Elect Director Michael J. Rietbrock Management For Against
1c Elect Director Thomas A. Roberts Management For Against
1d Elect Director Daniel J. Taylor Management For Against
1e Elect Director Corey I. Sanders Management For Against
1f Elect Director John M. McManus Management For Against
1g Elect Director Robert Smith Management For Against
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William H. Gates, III Management For For
1.2 Elect Director Reid G. Hoffman Management For For
1.3 Elect Director Hugh F. Johnston Management For For
1.4 Elect Director Teri L. List-Stoll Management For For
1.5 Elect Director Satya Nadella Management For For
1.6 Elect Director Sandra E. Peterson Management For For
1.7 Elect Director Penny S. Pritzker Management For For
1.8 Elect Director Charles W. Scharf Management For For
1.9 Elect Director Arne M. Sorenson Management For For
1.10 Elect Director John W. Stanton Management For For
1.11 Elect Director John W. Thompson Management For For
1.12 Elect Director Emma N. Walmsley Management For For
1.13 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Employee Representation on the Board of Directors Shareholder Against Against
5 Report on Gender Pay Gap Shareholder Against For
 
MITSUI & CO., LTD.
Meeting Date:  JUN 19, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  8031
Security ID:  J44690139
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 40 Management For For
2.1 Elect Director Iijima, Masami Management For For
2.2 Elect Director Yasunaga, Tatsuo Management For For
2.3 Elect Director Takebe, Yukio Management For For
2.4 Elect Director Uchida, Takakazu Management For For
2.5 Elect Director Hori, Kenichi Management For For
2.6 Elect Director Fujiwara, Hirotatsu Management For For
2.7 Elect Director Kometani, Yoshio Management For For
2.8 Elect Director Omachi, Shinichiro Management For For
2.9 Elect Director Yoshikawa, Miki Management For For
2.10 Elect Director Kobayashi, Izumi Management For For
2.11 Elect Director Jenifer Rogers Management For For
2.12 Elect Director Samuel Walsh Management For For
2.13 Elect Director Uchiyamada, Takeshi Management For For
2.14 Elect Director Egawa, Masako Management For For
 
NATIONAL GRID PLC
Meeting Date:  JUL 29, 2019
Record Date:  JUL 27, 2019
Meeting Type:  ANNUAL
Ticker:  NG
Security ID:  G6S9A7120
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Final Dividend Management For For
3 Re-elect Sir Peter Gershon as Director Management For For
4 Re-elect John Pettigrew as Director Management For For
5 Elect Andy Agg as Director Management For For
6 Re-elect Dean Seavers as Director Management For For
7 Re-elect Nicola Shaw as Director Management For For
8 Re-elect Jonathan Dawson as Director Management For For
9 Re-elect Therese Esperdy as Director Management For For
10 Re-elect Paul Golby as Director Management For For
11 Re-elect Amanda Mesler as Director Management For For
12 Elect Earl Shipp as Director Management For For
13 Elect Jonathan Silver as Director Management For For
14 Re-elect Mark Williamson as Director Management For For
15 Reappoint Deloitte LLP as Auditors Management For For
16 Authorise Board to Fix Remuneration of Auditors Management For For
17 Approve Remuneration Policy Management For For
18 Approve Remuneration Report Management For For
19 Authorise EU Political Donations and Expenditure Management For For
20 Authorise Issue of Equity Management For For
21 Approve Scrip Dividend Scheme Management For For
22 Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Shares of the Company Allotted Pursuant to the Company's Scrip Dividend Scheme Management For For
23 Authorise Issue of Equity without Pre-emptive Rights Management For For
24 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
25 Authorise Market Purchase of Ordinary Shares Management For For
26 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
NINTENDO CO., LTD.
Meeting Date:  JUN 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  7974
Security ID:  J51699106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 820 Management For For
2.1 Elect Director Furukawa, Shuntaro Management For For
2.2 Elect Director Miyamoto, Shigeru Management For For
2.3 Elect Director Takahashi, Shinya Management For For
2.4 Elect Director Shiota, Ko Management For For
2.5 Elect Director Shibata, Satoru Management For For
3.1 Elect Director and Audit Committee Member Noguchi, Naoki Management For For
3.2 Elect Director and Audit Committee Member Umeyama, Katsuhiro Management For For
3.3 Elect Director and Audit Committee Member Yamazaki, Masao Management For For
3.4 Elect Director and Audit Committee Member Shinkawa, Asa Management For For
 
NIPPON TELEGRAPH & TELEPHONE CORP.
Meeting Date:  JUN 23, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL
Ticker:  9432
Security ID:  654624105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 47.5 Management For For
2.1 Elect Director Shinohara, Hiromichi Management For For
2.2 Elect Director Sawada, Jun Management For For
2.3 Elect Director Shimada, Akira Management For For
2.4 Elect Director Shibutani, Naoki Management For For
2.5 Elect Director Shirai, Katsuhiko Management For For
2.6 Elect Director Sakakibara, Sadayuki Management For For
2.7 Elect Director Sakamura, Ken Management For For
2.8 Elect Director Takegawa, Keiko Management For For
3.1 Appoint Statutory Auditor Takahashi, Kanae Management For For
 
NORDSTROM, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  JWN
Security ID:  655664100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Shellye L. Archambeau Management For For
1b Elect Director Stacy Brown-Philpot Management For For
1c Elect Director Tanya L. Domier Management For For
1d Elect Director James L. Donald Management For For
1e Elect Director Kirsten A. Green Management For For
1f Elect Director Glenda G. McNeal Management For For
1g Elect Director Erik B. Nordstrom Management For For
1h Elect Director Peter E. Nordstrom Management For For
1i Elect Director Brad D. Smith Management For For
1j Elect Director Bradley D. Tilden Management For For
1k Elect Director Mark J. Tritton Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For Against
5 Amend Qualified Employee Stock Purchase Plan Management For For
 
OLD REPUBLIC INTERNATIONAL CORPORATION
Meeting Date:  MAY 22, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL
Ticker:  ORI
Security ID:  680223104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Charles J. Kovaleski Management For Withhold
1.2 Elect Director Craig R. Smiddy Management For Withhold
1.3 Elect Director Arnold L. Steiner Management For Withhold
1.4 Elect Director Fredricka Taubitz Management For Withhold
1.5 Elect Director Aldo C. Zucaro Management For Withhold
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ORACLE CORPORATION
Meeting Date:  NOV 19, 2019
Record Date:  SEP 20, 2019
Meeting Type:  ANNUAL
Ticker:  ORCL
Security ID:  68389X105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey S. Berg Management For Withhold
1.2 Elect Director Michael J. Boskin Management For For
1.3 Elect Director Safra A. Catz Management For For
1.4 Elect Director Bruce R. Chizen Management For Withhold
1.5 Elect Director George H. Conrades Management For Withhold
1.6 Elect Director Lawrence J. Ellison Management For For
1.7 Elect Director Rona A. Fairhead Management For For
1.8 Elect Director Hector Garcia-Molina *Withdrawn Resolution* Management None None
1.9 Elect Director Jeffrey O. Henley Management For For
1.10 Elect Director Mark V. Hurd - Deceased Management None None
1.11 Elect Director Renee J. James Management For For
1.12 Elect Director Charles W. Moorman, IV Management For Withhold
1.13 Elect Director Leon E. Panetta Management For Withhold
1.14 Elect Director William G. Parrett Management For For
1.15 Elect Director Naomi O. Seligman Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Report on Gender Pay Gap Shareholder Against Against
5 Require Independent Board Chairman Shareholder Against Against
 
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Meeting Date:  MAY 18, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  O39
Security ID:  Y64248209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Adopt Financial Statements and Directors' and Auditors' Reports Management For For
2a Elect Ooi Sang Kuang as Director Management For For
2b Elect Lee Tih Shih as Director Management For For
2c Elect Wee Joo Yeow as Director Management For For
3a Elect Koh Beng Seng as Director Management For For
3b Elect Tan Yen Yen as Director Management For For
4 Approve Final Dividend Management For For
5a Approve Directors' Remuneration Management For For
5b Approve Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2019 Management For For
6 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
7 Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Management For For
8 Approve Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan Management For For
9 Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme Management For For
10 Authorize Share Repurchase Program Management For For
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andre Calantzopoulos Management For For
1b Elect Director Louis C. Camilleri Management For For
1c Elect Director Werner Geissler Management For For
1d Elect Director Lisa A. Hook Management For For
1e Elect Director Jennifer Li Management For For
1f Elect Director Jun Makihara Management For For
1g Elect Director Kalpana Morparia Management For For
1h Elect Director Lucio A. Noto Management For For
1i Elect Director Frederik Paulsen Management For For
1j Elect Director Robert B. Polet Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers SA as Auditor Management For For
 
SANOFI
Meeting Date:  APR 28, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL
Ticker:  SAN
Security ID:  F5548N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Treatment of Losses and Dividends of EUR 3.15 per Share Management For For
4 Approve Auditors' Special Report on Related-Party Transactions Management For For
5 Ratify Appointment of Paul Hudson as Director Management For For
6 Reelect Laurent Attal as Director Management For For
7 Reelect Carole Piwnica as Director Management For For
8 Reelect Diane Souza as Director Management For For
9 Reelect Thomas Sudhof as Director Management For For
10 Elect Rachel Duan as Director Management For For
11 Elect Lise Kingo as Director Management For For
12 Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million Management For For
13 Approve Remuneration Policy of Directors Management For For
14 Approve Remuneration Policy of Chairman of the Board Management For For
15 Approve Remuneration Policy of CEO Management For For
16 Approve Compensation Report of Corporate Officers Management For For
17 Approve Compensation of Serge Weinberg, Chairman of the Board Management For For
18 Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 Management For For
19 Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 Management For Against
20 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
21 Authorize Filing of Required Documents/Other Formalities Management For For
 
SEKISUI HOUSE, LTD.
Meeting Date:  APR 23, 2020
Record Date:  JAN 31, 2020
Meeting Type:  ANNUAL
Ticker:  1928
Security ID:  J70746136
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 41 Management For For
2 Amend Articles to Amend Business Lines - Reduce Directors' Term - Remove All Provisions on Advisory Positions Management For For
3.1 Elect Director Abe, Toshinori Management For For
3.2 Elect Director Inagaki, Shiro Management For Against
3.3 Elect Director Nakai, Yoshihiro Management For For
3.4 Elect Director Uchida, Takashi Management For For
3.5 Elect Director Wakui, Shiro Management For For
3.6 Elect Director Yoshimaru, Yukiko Management For For
3.7 Elect Director Kitazawa, Toshifumi Management For For
3.8 Elect Director Tanaka, Satoshi Management For For
3.9 Elect Director Nishida, Kumpei Management For For
3.10 Elect Director Horiuchi, Yosuke Management For For
3.11 Elect Director Miura, Toshiharu Management For For
3.12 Elect Director Ishii, Toru Management For For
4 Appoint Statutory Auditor Wada, Yoritomo Management For For
5 Approve Annual Bonus Management For For
6 Approve Performance-Based Annual Bonus Ceiling for Directors Management For For
7 Approve Performance Share Plan and Restricted Stock Plan Management For For
8.1 Elect Shareholder Director Nominee Christopher Douglas Brady Shareholder Against For
8.2 Elect Shareholder Director Nominee Pamela Fennel Jacobs Shareholder Against Against
8.3 Elect Shareholder Director Nominee Okada, Yasushi Shareholder Against Against
8.4 Elect Shareholder Director Nominee Saeki, Terumichi Shareholder Against Against
8.5 Elect Shareholder Director Nominee Iwasaki, Jiro Shareholder Against For
8.6 Elect Shareholder Director Nominee Saito, Makoto Shareholder Against Against
8.7 Elect Shareholder Director Nominee Kato, Hitomi Shareholder Against Against
8.8 Elect Shareholder Director Nominee Suguro, Fumiyasu Shareholder Against Against
8.9 Elect Shareholder Director Nominee Fujiwara, Motohiko Shareholder Against Against
8.10 Elect Shareholder Director Nominee Yamada, Koji Shareholder Against Against
8.11 Elect Shareholder Director Nominee Wada, Isami Shareholder Against Against
 
SEVEN & I HOLDINGS CO., LTD.
Meeting Date:  MAY 28, 2020
Record Date:  FEB 29, 2020
Meeting Type:  ANNUAL
Ticker:  3382
Security ID:  J7165H108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Allocation of Income, with a Final Dividend of JPY 51 Management For For
2 Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings Management For For
3.1 Elect Director Isaka, Ryuichi Management For For
3.2 Elect Director Goto, Katsuhiro Management For For
3.3 Elect Director Ito, Junro Management For For
3.4 Elect Director Yamaguchi, Kimiyoshi Management For For
3.5 Elect Director Maruyama, Yoshimichi Management For For
3.6 Elect Director Nagamatsu, Fumihiko Management For For
3.7 Elect Director Kimura, Shigeki Management For For
3.8 Elect Director Joseph M. DePinto Management For For
3.9 Elect Director Tsukio, Yoshio Management For For
3.10 Elect Director Ito, Kunio Management For For
3.11 Elect Director Yonemura, Toshiro Management For For
3.12 Elect Director Higashi, Tetsuro Management For For
3.13 Elect Director Rudy, Kazuko Management For For
 
SIEMENS AG
Meeting Date:  FEB 05, 2020
Record Date:  
Meeting Type:  ANNUAL
Ticker:  SIE
Security ID:  D69671218
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) Management None None
2 Approve Allocation of Income and Dividends of EUR 3.90 per Share Management For For
3.1 Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19 Management For For
3.2 Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19 Management For For
3.3 Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19 Management For For
3.4 Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19 Management For For
3.5 Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19 Management For For
3.6 Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19 Management For For
3.7 Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19 Management For For
3.8 Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19 Management For For
4.1 Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19 Management For For
4.2 Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19 Management For For
4.3 Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19 Management For For
4.4 Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19 Management For For
4.5 Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19 Management For For
4.6 Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19 Management For For
4.7 Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 Management For For
4.8 Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19 Management For For
4.9 Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19 Management For For
4.10 Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19 Management For For
4.11 Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19 Management For For
4.12 Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19 Management For For
4.13 Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19 Management For For
4.14 Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 Management For For
4.15 Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19 Management For For
4.16 Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19 Management For For
4.17 Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19 Management For For
4.18 Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19 Management For For
4.19 Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19 Management For For
4.20 Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19 Management For For
4.21 Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19 Management For For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20 Management For For
6 Approve Remuneration Policy Management For For
7 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares Management For For
8 Authorize Use of Financial Derivatives when Repurchasing Shares Management For For
9 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights Management For For
10 Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH Management For For
 
SK TELECOM CO., LTD.
Meeting Date:  MAR 26, 2020
Record Date:  DEC 31, 2019
Meeting Type:  ANNUAL
Ticker:  017670
Security ID:  78440P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Allocation of Income Management For For
2 Amend Articles of Incorporation Management For For
3.1 Approve Stock Option Grants Management For For
3.2 Approve Stock Option Grants Management For For
4.1 Elect Park Jung-ho as Inside Director Management For For
4.2 Elect Cho Dae-sik as Non-Independent Non-Executive Director Management For For
4.3 Elect Kim Yong-hak as Outside Director Management For For
4.4 Elect Kim Jun-mo as Outside Director Management For For
4.5 Elect Ahn Jeong-ho as Outside Director Management For For
5.1 Elect Kim Yong-hak as a Member of Audit Committee Management For For
5.2 Elect Ahn Jeong-ho as a Member of Audit Committee Management For For
6 Approve Total Remuneration of Inside Directors and Outside Directors Management For For
7 Approve Terms of Retirement Pay Management For For
 
SUNTRUST BANKS, INC.
Meeting Date:  JUL 30, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL
Ticker:  STI
Security ID:  867914BJ1
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
THALES SA
Meeting Date:  MAY 06, 2020
Record Date:  MAY 04, 2020
Meeting Type:  ANNUAL/SPECIAL
Ticker:  HO
Security ID:  F9156M108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Consolidated Financial Statements and Statutory Reports Management For For
2 Approve Financial Statements and Statutory Reports Management For For
3 Approve Allocation of Income and Dividends of EUR 0.60 per Share Management For For
4 Elect Philippe Knoche as Director Management For For
5 Approve Compensation of Patrice Caine, Chairman and CEO Management For For
6 Approve Compensation Report of Corporate Officers Management For For
7 Approve Remuneration Policy of Chairman and CEO Management For For
8 Approve Remuneration Policy of Board Members Management For For
9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
10 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Management For Against
11 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 159 Million Management For Against
12 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million Management For Against
13 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million Management For Against
14 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Management For Against
15 Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind Management For Against
16 Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 11-15 at EUR 180 Million Management For For
17 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
18 Amend Article 11 of Bylaws Re: Board Members Remuneration Management For For
19 Authorize Filing of Required Documents/Other Formalities Management For For
 
TRANSOCEAN LTD.
Meeting Date:  MAY 07, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL
Ticker:  RIG
Security ID:  H8817H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Appropriation of Available Earnings for Fiscal Year 2019 Management For For
4 Approve the Renewal of Authorized Share Capital without Preemptive Rights Management For For
5A Elect Director Glyn A. Barker Management For For
5B Elect Director Vanessa C.L. Chang Management For For
5C Elect Director Frederico F. Curado Management For For
5D Elect Director Chadwick C. Deaton Management For For
5E Elect Director Vincent J. Intrieri Management For For
5F Elect Director Samuel J. Merksamer Management For For
5G Elect Director Frederik W. Mohn Management For For
5H Elect Director Edward R. Muller Management For For
5I Elect Director Diane de Saint Victor Management For For
5J Elect Director Tan Ek Kia Management For For
5K Elect Director Jeremy D. Thigpen Management For For
6 Elect Chadwick C. Deaton as Board Chairman Management For For
7A Appoint Glyn A. Barker as Member of the Compensation Committee Management For For
7B Appoint Samuel J. Merksamer as Member of the Compensation Committee Management For For
7C Appoint Tan Ek Kia as Member of the Compensation Committee Management For For
8 Designate Schweiger Advokatur / Notariat as Independent Proxy Management For For
9 Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term Management For For
10 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
11A Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million Management For For
11B Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million Management For For
12 Amend Omnibus Stock Plan Management For For
 
UNICAJA BANCO SA
Meeting Date:  JUL 30, 2019
Record Date:  JUL 25, 2019
Meeting Type:  SPECIAL
Ticker:  UNI
Security ID:  E92589105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Angel Rodriguez de Gracia as Director Management For For
2 Authorize Amendments on the Share Repurchase Program Approved Last AGM Held on April 22, 2016 Management For For
3 Authorize Board to Ratify and Execute Approved Resolutions Management For For
 
VEOLIA ENVIRONNEMENT SA
Meeting Date:  APR 22, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL/SPECIAL
Ticker:  VIE
Security ID:  F9686M107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Financial Statements and Statutory Reports Management For For
2 Approve Consolidated Financial Statements and Statutory Reports Management For For
3 Approve Non-Deductible Expenses Management For For
4 Approve Allocation of Income and Dividends of EUR 0.50 per Share Management For For
5 Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions Management For For
6 Reelect Jacques Aschenbroich as Director Management For For
7 Reelect Isabelle Courville as Director Management For For
8 Reelect Nathalie Rachou as Director Management For For
9 Reelect Guillaume Texier as Director Management For For
10 Approve Compensation of Antoine Frerot, Chairman and CEO Management For For
11 Approve Compensation Report of Corporate Officers Management For For
12 Approve Remuneration Policy of Chairman and CEO Management For For
13 Approve Remuneration Policy of Corporate Officers Management For For
14 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
15 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million Management For For
16 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million Management For For
17 Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million Management For For
18 Authorize Capital Increase of up to Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind Management For For
19 Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Management For For
20 Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value Management For For
21 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For
22 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries Management For For
23 Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Management For For
24 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For
25 Amend Articles 8, 11, 12, 15, 17, 18 and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO Management For For
26 Authorize Filing of Required Documents/Other Formalities Management For For

END NPX REPORT


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Tax-Advantaged Total Return Strategy Fund

 

By  

/s/ Cedric H. Antosiewicz

  Cedric H. Antosiewicz – Chief Administrative Officer
Date  

August 24, 2020

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