Initial Statement of Beneficial Ownership (3)
2022年3月17日 - 5:40AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Marquez Octavio |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/11/2022
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3. Issuer Name and Ticker or Trading Symbol
DIEBOLD NIXDORF, Inc [DBD]
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(Last)
(First)
(Middle)
C/O DIEBOLD NIXDORF, INCORPORATED, 50 EXECUTIVE PKWY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President and CEO / |
(Street)
HUDSON, OH 44236
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 276928 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (2) | 2/11/2015 | 2/11/2024 | Common Shares | 15885.0 | $34.13 | D | |
Non-Qualified Stock Option (2) | 2/5/2016 | 2/5/2025 | Common Shares | 22735.0 | $32.33 | D | |
Non-Qualified Stock Option (2) | 2/3/2017 | 2/3/2026 | Common Shares | 16388.0 | $27.39 | D | |
Non-Qualified Stock Option (3) | 2/8/2018 | 2/8/2027 | Common Shares | 37996.0 | $26.6 | D | |
Non-Qualified Stock Option (3) | 2/1/2019 | 2/1/2028 | Common Shares | 19786.0 | $18.75 | D | |
Non-Qualified Stock Option (3) | 1/29/2020 | 1/29/2029 | Common Shares | 33843.0 | $4.08 | D | |
Non-Qualified Stock Option (3) | 1/30/2021 | 1/30/2030 | Common Shares | 9327.0 | $11.96 | D | |
Explanation of Responses: |
(1) | Number includes restricted stock units. |
(2) | Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
(3) | Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Marquez Octavio C/O DIEBOLD NIXDORF, INCORPORATED 50 EXECUTIVE PKWY HUDSON, OH 44236 |
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| President and CEO |
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Signatures
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Jonathan B. Leiken, Attorney-in-fact for Octavio Marquez | | 3/15/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Diebold Nixdorf (NYSE:DBD)
過去 株価チャート
から 6 2024 まで 7 2024
Diebold Nixdorf (NYSE:DBD)
過去 株価チャート
から 7 2023 まで 7 2024