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CUSIP No. 02128L106 |
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Page
5
of 8 Pages |
This Amendment No. 9 to the joint statement on Schedule 13D with respect to the common
stock, par value $0.0001 (the Common Stock), of Alta Equipment Group Inc., a Delaware corporation (the Issuer), filed by Thomas E. Lynch, Mill Road Capital III GP LLC, a Cayman Islands limited liability company,
and Mill Road Capital III, L.P., a Cayman Islands exempted limited partnership (collectively, the Reporting Persons) on May 19, 2023, as amended by Amendment No. 1 on Schedule 13D with respect to the Common Stock filed
by the Reporting Persons on October 5, 2023, as amended by Amendment No. 2 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on December 22, 2023, as amended by Amendment No. 3 on Schedule 13D with
respect to the Common Stock filed by the Reporting Persons on January 23, 2024, as amended by Amendment No. 4 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on February 9, 2024, as amended by Amendment
No. 5 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on April 11, 2024, as amended by Amendment No. 6 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on May 14,
2024, as amended by Amendment No. 7 on Schedule 13D with respect to the Common Stock filed by the Reporting Persons on July 3, 2024, and as amended by Amendment No. 8 on Schedule 13D with respect to the Common Stock filed by the
Reporting Persons on July 26, 2024 (such joint statement, as so amended and as amended herein, the Schedule 13D), amends the Schedule 13D as follows:
1. Item 3 of the Schedule 13D shall hereby be amended and restated in full as follows:
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Item 3. |
Source and Amount of Funds or Other Consideration |
The Reporting Persons have acquired beneficial ownership of an aggregate of 4,213,208 shares of Common Stock for $49,629,841.31
using working capital from the Fund and the proceeds of margin loans under margin loan facilities maintained in the ordinary course of business by the Fund with a broker on customary terms and conditions. The purchase price of shares acquired
pursuant to the assignment of Put Options (as defined in Item 6) is not reduced by the premium received by the Reporting Persons upon sale of the Put Options.
2. Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D shall hereby be amended and restated in full as follows:
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Item 5. |
Interest in Securities of the Issuer |
(a, b) The percentages of beneficial ownership reported in this Item 5, and on each Reporting Persons cover page to this
Schedule 13D, are based on a total of 33,092,539 shares of Common Stock issued and outstanding as of August 5, 2024, as reported in the Issuers quarterly report on Form 10-Q for the fiscal quarter
ended June 30, 2024. All of the share numbers reported herein are as of September 24, 2024, unless otherwise indicated. Each Reporting Persons cover page to this Schedule 13D is incorporated by reference into this Item 5(a, b).