IMRN Immuron Ltd

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of June 2024

 

Commission File Number: 001-38104

 

IMMURON LIMITED

(Name of Registrant)

 

Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒       Form 40-F ☐

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐       No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 

IMMURON LIMITED

 

EXPLANATORY NOTE

 

Immuron Limited (the “Company”) published two announcements (the “Public Notices”) to the Australian Securities Exchange on June 5, 2024 titled:

 

	-	“Final Director’s Interest Notice RA”
	-	“Initial Director’s Interest Notice JJ”

 

A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.

 

This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

 

 

EXHIBITS

 

Exhibit Number		Description
99.1		Final Director’s Interest Notice RA
99.2		Initial Director’s Interest Notice JJ

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	IMMURON LIMITED
Date: June 5, 2024	By:	/s/ Phillip Hains
		Phillip Hains
		Company Secretary

 

 

 

3

 

Exhibit 99.1

 

Appendix 3Z

Final Director’s Interest Notice

 

 

Rule 3.19A.3

 

Appendix 3Z

 

Final Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/9/2001.

 

Name of entity	Immuron Limited
ABN	80 063 114 045

 

We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of director	Roger Aston
Date of last notice	17 November 2020
Date that director ceased to be director	31 May 2024

 

Part 1 – Director’s relevant interests in securities of which the director is the registered holder

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Number & class of securities   1,376,376 Shares 1,800,000 Unlisted Options

 

+ See chapter 19 for defined terms.

 

 

Appendix 3Z

Final Director’s Interest Notice

 

 

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest   Director related entity

Number & class of securities      144,000 Shares

 

Part 3 – Director’s interests in contracts

 

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
No. and class of securities to which interest relates	N/A

 

+ See chapter 19 for defined terms.

 

 

 

Exhibit 99.2

 

Appendix 3X

Initial Director’s Interest Notice

 

 

Rule 3.19A.1

 

Appendix 3X

 

Initial Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/9/2001.

 

Name of entity	Immuron Limited
ABN	80 063 114 045

 

We (the entity) give ASX the following information under listing rule 3.19A.1 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of director	Dr Jeannette Joughin
Date of appointment	1 June 2024

 

Part 1 - Director’s relevant interests in securities of which the director is the registered holder

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Number & class of securities   Nil

 

 

+ See chapter 19 for defined terms.

 

 

Appendix 3X

Initial Director’s Interest Notice

 

 

Part 2 – Director’s relevant interests in securities of which the director is not the registered holder

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.       Nil

Number & class of Securities

 

Part 3 – Director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract	N/A
Nature of interest	N/A
Name of registered holder (if issued securities)	N/A
No. and class of securities to which interest relates	N/A

 

 

+ See chapter 19 for defined terms.

 

 

 

 

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