First Trust Announces Name Change for First Trust CEF Income Opportunity ETF
2022年4月7日 - 10:23PM
ビジネスワイヤ(英語)
First Trust Advisors L.P. (“FTA”) announced today that as of
Friday, April 8, 2022, First Trust CEF Income Opportunity ETF
(Nasdaq: FCEF) will change its name to “First Trust Income
Opportunities ETF” (the “Fund”). The Fund will continue to trade on
The Nasdaq Stock Market LLC under the ticker symbol “FCEF” and its
CUSIP will not change.
This corresponds with the removal of the Fund’s non-fundamental
investment policy to invest at least 80% of its net assets
(including investment borrowings) in a portfolio of closed-end
investment companies that are listed and traded in the United
States on registered exchanges. The Fund still intends to invest in
closed-end funds; however, the Fund may also invest in
exchange-traded funds to pursue its investment objective. The
Fund’s investment objective to seek to provide current income with
a secondary emphasis on total return and other fundamental policies
have not changed.
FTA is a federally registered investment advisor and serves as
the Fund’s investment advisor. FTA and its affiliate First Trust
Portfolios L.P. ("FTP"), a FINRA registered broker-dealer, are
privately-held companies that provide a variety of investment
services. FTA has collective assets under management or supervision
of approximately $210 billion as of February 28, 2022 through unit
investment trusts, exchange-traded funds, closed-end funds, mutual
funds and separate managed accounts. FTA is the supervisor of the
First Trust unit investment trusts, while FTP is the sponsor. FTP
is also a distributor of mutual fund shares and exchange-traded
fund creation units. FTA and FTP are based in Wheaton,
Illinois.
You should consider the Fund’s investment objective, risks,
charges and expenses carefully before investing. You can download a
prospectus or contact FTA to request a prospectus, which contains
other information about the Fund. Read it carefully before you
invest. The risks of investing in the Fund are spelled out in its
prospectus, shareholder reports and other regulatory filings.
The information presented is not intended to constitute an
investment recommendation for, or advice to, any specific person.
By providing this information, First Trust is not undertaking to
give advice in any fiduciary capacity within the meaning of ERISA
and the Internal Revenue Code. First Trust has no knowledge of and
has not been provided any information regarding any investor.
Financial advisors must determine whether particular investments
are appropriate for their clients. First Trust believes the
financial advisor is a fiduciary, is capable of evaluating
investment risks independently and is responsible for exercising
independent judgment with respect to its retirement plan
clients.
This press release does not constitute an offer to sell or a
solicitation to buy, nor shall there be any sale of these
securities in any state or jurisdiction in which such offer or
solicitation or sale would be unlawful prior to registration or
qualification under the laws of such state or jurisdiction.
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