Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
2023年5月1日 - 9:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of May 2023
Commission File Number: 001-38764
APTORUM GROUP LIMITED
17 Hanover Square
London W1S 1BN, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files
or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(7): ☐
On May 1, 2023, Aptorum Therapeutics
Limited (“Seller”), a company incorporated under the laws of Grand Cayman Islands and a wholly owned subsidiary of
Aptorum Group Limited (the “Company”), entered into a non-binding Letter of Intent and Term Sheet regarding a potential
acquisition (the “Acquisition”) of Paths Innovation Limited, a company incorporated under the laws of Grand Cayman
Islands and its subsidiary, Paths Diagnostics Pte Ltd., a company incorporated under the laws of Singapore (collectively “Target”)
by Universal Sequencing Technology Corporation, a company incorporated under the laws of Delaware (“Purchaser”). The
Letter of Intent and accompanying Term Sheet are subject to final terms and conditions, which will be mutually accepted and fully described
in certain definitive agreement(s) governing the Acquisition (the “Definitive Agreement(s)”).
The
Acquisition is subject to, among other things, the execution of a mutually agreeable definitive agreement, completion of due diligence,
respective directors and shareholders approvals where relevant. There can be no assurance that a definitive agreement will be entered
into or that the proposed transaction will be consummated on the terms set forth herein or at all. Therefore, it is possible that the
Acquisition may never occur.
The foregoing
is only a brief description of the Acquisition and does not purport to be a complete description of the proposed terms of the Acquisition
and is qualified in its entirety by reference to the Term Sheet attached hereto as Exhibit 99.1 and the definitive documents, if materialized.
On
May 1, 2023, the Company issued a press release regarding the Acquisition. A copy of the press release is attached hereto as Exhibit 99.2.
Neither this report nor the exhibits
constitute an offer to sell, or the solicitation of an offer to buy our securities, nor shall there be any sale of our securities in any
state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the
securities laws of any such state or jurisdiction.
The information in this Form 6-K,
including the exhibits shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall
be expressly set forth by specific reference in such filing.
This Form 6-K is hereby incorporated
by reference into the registration statements of the Company on Form S-8 (Registration Number 333-232591) and Form F-3 (Registration
Number 333-268873) and into each prospectus outstanding under the foregoing registration statements, to the extent not superseded by
documents or reports subsequently filed or furnished by the Company under the Securities Act of 1933, as amended, or the Securities Exchange
Act of 1934, as amended.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Aptorum Group Limited |
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Date: May 1, 2023 |
By: |
/s/ Darren Lui |
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Name: |
Darren Lui |
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Title: |
Chief Executive Officer |
2
Aptorum (NASDAQ:APM)
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