NCA2 New Century Aim Vct 2 Plc

TIDMNCA2 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible)(i) 
 
1a. Identity of the issuer or 
the underlying issuer of 
existing shares to which 
voting rights are attached(ii) 
:                               New Century AIM VCT2 plc 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" 
if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
An acquisition or disposal of voting rights                      X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)(iii) : 
3. Details of person subject to the notification obligation(iv) 
Name                            Oberon Investments Group plc 
City and country of registered 
office (if applicable)          London, UK 
4. Full name of shareholder(s) (if different from 3.)(v) 
Name 
City and country of registered 
office (if applicable) 
5. Date on which the threshold 
was crossed or reached(vi) :    31/07/2023 
6. Date on which issuer 
notified (DD/MM/YYYY):          02/08/2023 
7. Total positions of person(s) subject to the notification obligation 
                                % of voting 
                                rights 
               % of voting      through 
               rights attached  financial                        Total number 
               to shares        instruments                      of voting 
               (total of 8.     (total of 8.B  Total of both in  rights of 
               A)               1 + 8.B 2)     % (8.A + 8.B)     issuer(vii) 
Resulting 
 situation on 
 the date on 
 which 
 threshold 
 was crossed 
 or reached    25.77%           N/A            25.77%            5,574,403 
Position of 
 previous 
 notification 
 (if 
 applicable)   12.27%           N/A            12.27% 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii) 
 
A: Voting rights attached to shares 
Class/type of 
shares ISIN 
code (if 
possible)        Number of voting rights(ix)                % of voting rights 
                 Direct (Art 9 of     Indirect (Art 10 of                                         Indirect (Art 10 of 
                 Directive            Directive                                                   Directive 
                 2004/109/EC)         2004/109/EC)          Direct (Art 9 of Directive            2004/109/EC) 
                 (DTR5.1)             (DTR5.2.1)            2004/109/EC) (DTR5.1)                 (DTR5.2.1) 
Chain 1 
 GB00B1SN3863    293,130              467,287               5.26%                                 8.38% 
Chain 2 
 GB00B1SN3863                         676,365                                                     12.13% 
 
SUBTOTAL 8. A    1,436,782                                  25.77% 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
 
Type of          Expiration           Exercise/ Conversion  Number of voting rights that may be   % of voting rights 
 financial        date(x)             Period(xi)            acquired if the instrument is 
 instrument                                                 exercised/converted. 
 
 
 
                                      SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type of         Expiration            Exercise/ Conversion  Physical or      Number of voting     % of voting rights 
 financial       date(x)              Period (xi)           cash             rights 
 instrument                                                 settlement(xii) 
 
 
 
                                                            SUBTOTAL 8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification 
obligation (please mark the applicable box with an "X") 
Person subject to the notification obligation is not 
controlled by any natural person or legal entity and does 
not control any other undertaking(s) holding directly or 
indirectly an interest in the (underlying) issuer(xiii) 
Full chain of controlled undertakings through which the 
voting rights and/or the financial instruments are 
effectively held starting with the ultimate controlling 
natural person or legal entity(xiv) (please add 
additional rows as necessary)                              X 
                                        % of voting 
                                        rights through 
                     % of voting        financial 
                     rights if it       instruments if it  Total of both if 
                     equals or is       equals or is       it equals or is 
                     higher than the    higher than the    higher than the 
                     notifiable         notifiable         notifiable 
Name(xv)             threshold          threshold          threshold 
Chain 1 Oberon 
 Investments Group 
 plc                 13.64%             -                  13.64% 
Oberon Securities 
 Limited             13.64%             -                  13.64% 
Oberon Investments 
 Limited             13.64%             -                  13.64% 
 
Chain 2 Oberon 
 Investments Group 
 plc                 12.13%             -                  12.13% 
Oberon Securities 
 Limited             12.13%             -                  12.13% 
Logic Investments 
 Limited             12.13%             -                  12.13% 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights 
 will be held 
 
11. Additional information(xvi) 
Within Chain 1, there is one indirect holding which is above 3.0%, being 
that for Mr Geoffrey Gamble who is the Chairman of the Issuer, with a 
holding of 3.53%. This has been disclosed separately by the Issuer. 
 
 
 
Place of completion  London 
Date of completion   02/08/2023 
 
 

View source version on businesswire.com: https://www.businesswire.com/news/home/20230802794322/en/

 
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New Cent. Aim Vct 2

 
    SOURCE: New Cent. Aim Vct 2 
Copyright Business Wire 2023 
 

(END) Dow Jones Newswires

August 02, 2023 10:01 ET (14:01 GMT)

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