Form 8.3 - Hamworthy Plc


 
TIDMTIDM TIDMHMY 
 
Form 8.3 - Hamworthy Plc 
                                                                                          FORM 8.3 
 
                     PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
                A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR 
                                            MORE 
                            Rule 8.3 of the Takeover Code (the "Code") 
 
1.      KEY INFORMATION 
 
(a) Identity of the person whose positions/dealings are being    ABC ARBITRAGE 
    disclosed:                                                   OPPORTUNITIES FUND 
(b) Owner or controller of interests and short positions 
    disclosed, if different from 1(a): 
    The naming of nominee or vehicle companies is 
    insufficient 
(c) Name of offeror/offeree in relation to whose relevant        HAMWORTHY PLC 
    securities this form relates: 
    Use a separate form for each offeror/offeree 
(d) If an exempt fund manager connected with an 
    offeror/offeree, state this and specify identity of 
    offeror/offeree: 
(e) Date position held/dealing undertaken:                       18/01/2012 
 
(f) Has the discloser previously disclosed, or are they today    NO 
    disclosing, under the Code in respect of any other party 
    to this offer? 
 
2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a)     Interests and short positions in the relevant securities of the offeror or offeree to 
        which the disclosure relates following the dealing (if any) 
 
Class of relevant security: 
 
                                                  Interests                  Short positions 
                                               Number            %            Number           % 
(1) Relevant securities owned 
    and/or controlled: 
(2) Derivatives (other than                   481,301          1.06% 
    options): 
(3) Options and agreements to 
    purchase/sell: 
 
    TOTAL:                                    481,301          1.06% 
 
All interests and all short positions should be disclosed. 
 
Details of any open derivative or option positions, or agreements to purchase or sell relevant 
securities, should be given on a Supplemental Form 8 (Open Positions). 
 
(b)     Rights to subscribe for new securities (including directors' and other executive options) 
 
Class of relevant security in relation to 
which subscription right exists: 
Details, including nature of the rights 
concerned and relevant percentages: 
 
If there are positions or rights to subscribe to disclose in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) as appropriate) for 
each additional class of relevant security. 
 
3.      DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a)     Purchases and sales 
 
  Class of relevant           Purchase/sale        Number of securities         Price per unit 
       security 
 
 
 
(b)     Derivatives transactions (other than options) 
 
Class of relevant      Product            Nature of dealing          Number of      Price per unit 
    security         description       e.g. opening/closing a        reference 
                      e.g. CFD          long/short position,         securities 
                                        increasing/reducing a 
                                         long/short position 
Ordinary             CFD               Long position                 47,339         8.225 
 
 
(c)     Options transactions in respect of existing securities 
 
(i)     Writing, selling, purchasing or varying 
 
Class of      Product        Writing,       Number of    Exercise       Type      Expiry      Option 
relevant    description     purchasing,    securities   price per       e.g.       date       money 
security     e.g. call       selling,       to which       unit      American,                paid/ 
              option       varying etc.      option                   European               received 
                                             relates                    etc.                 per unit 
 
 
(ii)    Exercising 
 
Class of relevant        Product description     Number of securities       Exercise price per 
    security             e.g. call option                                         unit 
 
 
 
(d)     Other dealings (including subscribing for new securities) 
 
Class of relevant           Nature of dealing                Details          Price per unit (if 
    security         e.g. subscription, conversion                               applicable) 
 
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities of the offeror or 
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class 
of relevant security dealt in. 
 
4.      OTHER INFORMATION 
 
(a)     Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or 
informal, relating to relevant securities which may be an inducement to deal or refrain from 
dealing entered into by the person making the disclosure and any party to the offer or any person 
acting in concert with a party to the offer: 
If there are no such agreements, arrangements or understandings, state "none" 
 
None 
 
 
(b)     Agreements, arrangements or understandings relating to options or derivatives 
 
Details of any agreement, arrangement or understanding, formal or informal, between the person 
making the disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any option; or 
(ii)the voting rights or future acquisition or disposal of any relevant securities to which any 
    derivative is referenced: 
If there are no such agreements, arrangements or understandings, state "none" 
 
None 
 
 
(c)     Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached?                                     NO 
 
 
Date of disclosure:                               06/12/11 
 
Contact name:                                     Pierre-Etienne DROMARD 
 
Telephone number:                                 +33 1 53 00 54 65 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and 
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market 
Surveillance Unit is available for consultation in relation to the Code's dealing disclosure 
requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
 
 
ABC Arbitrage Opportunities Fund Plc
Hamworthy (LSE:HMY)
過去株価チャート
から 5 2024 まで 6 2024