Aterian PLC TR-1 Replacement: Notification of Major Holdings
2024年9月13日 - 7:09PM
RNS Regulatory News
RNS Number : 1592E
Aterian PLC
13 September 2024
TR-1 Replacement: Standard form for notification
of major holdings
The following amendments have been
made to the ' TR-1: Notification of Major
Holdings ' announcement released on 12/09/2024 at 13:12:13 under
RNS No 9986D.
Name of person subject to the
notification obligation changed from Dowgate Capital Limited to S
Bamford.
Name of shareholder changed from The
Bank of New York Mellon to The Bank of New York Mellon on behalf of
Dowgate Capital Limited.
All other details remain
unchanged.
The full amended text is shown
below.
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)
i
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|
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1a.
Identity of the issuer or the underlying issuer of existing shares
to which voting rights are attached ii:
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Aterian
PLC
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1b.
Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if
appropriate)
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Non-UK issuer
|
|
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2.
Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
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An acquisition or disposal of voting
rights
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X
|
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An acquisition or disposal of
financial instruments
|
|
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An event changing the breakdown of
voting rights
|
|
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Other (please specify)
iii:
|
|
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3.
Details of person subject to the notification
obligation iv
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Name:
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S Bamford
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City and country of registered office
(if applicable)
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London, United Kingdom
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4.
Full name of shareholder(s) (if
different from 3.) v
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Name
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The Bank of New York Mellon on behalf
of Dowgate Capital Limited
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City and country of registered office
(if applicable)
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5.
Date on which the threshold was crossed or reached
vi:
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10 September 2024
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6.
Date on which issuer notified
(DD/MM/YYYY):
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11 September 2024
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7.
Total positions of person(s) subject to the notification
obligation
|
|
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% of
voting rights attached to shares (total of 8. A)
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%
of voting rights through
financial instruments
(total of 8.B 1 + 8.B 2)
|
Total of
both in % (8.A + 8.B)
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Total number of voting rights held in
issuer (8.A + 8.B) vii
|
|
Resulting situation on the date on
which threshold was crossed or reached
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9.48%
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0%
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9.48%
|
1,106,428
|
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Position of previous notification
(if
applicable)
|
|
|
|
|
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|
|
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|
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8.
Notified details of the resulting situation on the date on which
the threshold was crossed or reached
viii
|
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A:
Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible)
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Number of voting rights ix
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% of
voting rights
|
|
Direct
(DTR5.1)
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Indirect
(DTR5.2.1)
|
Direct
(DTR5.1)
|
Indirect
(DTR5.2.1)
|
|
Ordinary 10p GB00BPJMN573
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1,106,428
|
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9.48%
|
|
|
|
|
|
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|
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SUBTOTAL 8. A
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1,106,428
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9.48%
|
|
|
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B 1:
Financial Instruments according to DTR5.3.1R (1)
(a)
|
|
Type
of financial instrument
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Expiration
date x
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Exercise/
Conversion Period xi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
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% of
voting rights
|
|
|
|
|
|
|
|
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|
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SUBTOTAL 8. B 1
|
|
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B 2:
Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
|
|
Type
of financial instrument
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Expiration
date x
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Exercise/
Conversion Period xi
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Physical or cash
Settlement xii
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Number of voting rights
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% of
voting rights
|
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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9.
Information in relation to the person subject to the notification
obligation (please mark
the
applicable box with an
"X")
|
|
Person subject to the notification
obligation is not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding directly or
indirectly an interest in the (underlying) issuer
xiii
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X
|
|
Full chain of
controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (please add additional rows as necessary)
xiv
|
|
|
Name
xv
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% of voting rights if it
equals or is higher than the notifiable threshold
|
% of voting rights through
financial instruments if it equals or is higher than the notifiable
threshold
|
Total of both if it equals or
is higher than the notifiable threshold
|
|
Dowgate Capital Ltd
|
9.48%
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0%
|
9.48%
|
|
|
|
|
|
|
|
|
|
|
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|
|
|
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10. In case of proxy voting,
please identify:
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Name of the proxy holder
|
|
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The number and % of voting rights
held
|
|
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The date until which the voting
rights will be held
|
|
|
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11.
Additional information xvi
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|
|
|
|
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Place of completion
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London, England
|
|
Date
of completion
|
11 September 2024
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END
HOLEAENDFEALEFA
Aterian (LSE:ATN)
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から 10 2024 まで 11 2024
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から 11 2023 まで 11 2024
