Statement of Changes in Beneficial Ownership (4)
2021年4月29日 - 4:48AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Iannelli Josephine |
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES
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BHB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, CFO & TREASURER |
(Last)
(First)
(Middle)
PO BOX 400, 82 MAIN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/23/2021 |
(Street)
BAR HARBOR, ME 04609
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/23/2021 | | M | | 1155 | A | $0 (1) | 13278 | D | |
Common Stock | 4/23/2021 | | M | | 722 | A | $0 (2) | 14000 | D | |
Common Stock | 4/23/2021 | | M | | 885 | A | $0 (2) | 14885 | D | |
Common Stock | 4/23/2021 | | M | | 1105 | A | $0 (2) | 15990 | D | |
Common Stock | 4/23/2021 | | F | | 1136 | D | $29.48 (3) | 14854 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (RSUs) 2018 - 2020 | $0 (4) | 4/23/2021 | | M | | | 722 | 4/23/2019 | 4/23/2021 | Common Stock | 722 | $0 | 0 | D | |
Restricted Stock Units (RSUs) 2019 - 2021 | $0 (4) | 4/23/2021 | | M | | | 885 | 4/23/2020 | 4/23/2022 | Common Stock | 885 | $0 | 884 (5) | D | |
Restricted Stock Units (RSUs) 2020-2022 | $0 (4) | 4/23/2021 | | M | | | 1105 | 4/23/2021 | 4/23/2023 | Common Stock | 1105 | $0 | 2246 (6) | D | |
Explanation of Responses: |
(1) | Represents a grant of restricted stock. |
(2) | Upon vesting, each restricted stock unit was converted into one share of BHB Common Stock. |
(3) | These shares were withheld to satisfy the executive's tax liability associated with the vesting of restricted stock awards and restricted stock units. This was not an open market
sale of securities. |
(4) | Each restricted stock unit represents a contingent right to receive one share of BHB Common Stock. |
(5) | Represents the number of restricted stock units remaining in the 2019-2021 Long Term Incentive Plan for this executive. |
(6) | Represents the number of restricted stock units remaining in the 2020-2022 Long Term Incentive Plan for this executive. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Iannelli Josephine PO BOX 400 82 MAIN STREET BAR HARBOR, ME 04609 |
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| EVP, CFO & TREASURER |
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Signatures
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/s/ Olivia Erickson, Attorney-in-Fact | | 4/28/2021 |
**Signature of Reporting Person | Date |
Bar Harbor Bankshares (AMEX:BHB)
過去 株価チャート
から 6 2024 まで 7 2024
Bar Harbor Bankshares (AMEX:BHB)
過去 株価チャート
から 7 2023 まで 7 2024