Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder
2024年8月19日 - 3:00PM
Caledonia Mining Corporation Plc ("Caledonia" or "the
Company")
(NYSE AMERICAN: CMCL; AIM: CMCL; VFEX:
CMCL) announces that it received notification on August
16, 2024 from BlackRock, Inc. that on August 15, 2024 it had
crossed a threshold for notification of a relevant change (as
defined by the AIM Rules for Companies).
A copy of the notification is below.
Enquiries:
Caledonia Mining Corporation PlcMark
LearmonthCamilla Horsfall |
Tel: +44 1534 679 800Tel: +44 7817 841 793 |
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Cavendish Capital Markets
Limited (Nomad and Joint Broker)Adrian Hadden Pearl
Kellie |
Tel: +44 207 397 1965Tel:
+44 131 220 9775 |
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Panmure Liberum (Joint
Broker)Scott Mathieson/Matt Hogg |
Tel: +44 20 3100 2000 |
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Camarco, Financial PR
(UK)Gordon PooleJulia TilleyElfie Kent |
Tel: +44 20 3757 4980 |
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3PPB (Financial PR, North
America)Patrick ChidleyPaul Durham |
Tel: +1 917 991 7701Tel: +1
203 940 2538 |
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Curate Public Relations
(Zimbabwe)Debra Tatenda |
Tel: +263 77802131 |
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IH Securities (Private)
Limited (VFEX Sponsor - Zimbabwe)Lloyd Mlotshwa |
Tel: +263 (242) 745
119/33/39 |
TR-1: Standard form for notification of major
holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible) i |
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1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached
ii: |
CALEDONIA MINING CORPORATION PLC |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if appropriate) |
Non-UK issuer |
X |
2. Reason for the notification (please mark the
appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
X |
An event changing the breakdown of voting rights |
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Other (please specify) iii: |
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3. Details of person subject to the notification
obligation iv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.) v |
Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or
reached vi: |
15/08/2024 |
6. Date on which issuer notified
(DD/MM/YYYY): |
16/08/2024 |
7. Total positions of person(s) subject to the notification
obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) vii |
Resulting situation on the date on which threshold was crossed or
reached |
4.27 |
% |
0.75 |
% |
5.02 |
% |
964,125 |
Position of previous notification (if applicable) |
4.22 |
% |
0.77 |
% |
4.99 |
% |
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8. Notified details of the resulting situation on the date
on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type ofsharesISIN code (if
possible) |
Number of voting rights ix |
% of voting rights |
Direct(DTR5.1) |
Indirect (DTR5.2.1) |
Direct(DTR5.1) |
Indirect(DTR5.2.1) |
JE00BF0XVB15 |
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819,885 |
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4.27% |
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SUBTOTAL 8. A |
819,885 |
4.27% |
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B 1: Financial Instruments according to DTR5.3.1R (1)
(a) |
Type of financial instrument |
Expirationdate x |
Exercise/ Conversion Period
xi |
Number of voting rights that may be acquired if the
instrument is exercised/converted. |
% of voting rights |
Securities Lending |
N/A |
N/A |
51,307 |
0.26% |
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SUBTOTAL 8. B 1 |
51,307 |
0.26% |
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B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b) |
Type of financial instrument |
Expirationdate x |
Exercise/ Conversion Period
xi |
Physical or cash Settlement
xii |
Number of voting rights |
% of voting rights |
CFD |
N/A |
N/A |
Cash |
92,933 |
0.48% |
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SUBTOTAL 8.B.2 |
92,933 |
0.48% |
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9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an “X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii |
|
Full chain of controlled undertakings through which the voting
rights and/or thefinancial instruments are effectively held
starting with the ultimate controlling natural person or legal
entity (please add additional rows as necessary) xiv |
X |
Name xv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through financial instruments if it
equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
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BlackRock, Inc. |
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Trident Merger, LLC |
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BlackRock Investment Management, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Institutional Trust Company, National Association |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Holdco 4, LLC |
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BlackRock Holdco 6, LLC |
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BlackRock Delaware Holdings Inc. |
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BlackRock Fund Advisors |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Capital Holdings, Inc. |
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BlackRock Advisors, LLC |
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10. In case of proxy voting, please
identify: |
Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional information xvi |
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein020
7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
16 August 2024 |