- Amended Statement of Ownership (SC 13G/A)
2012年2月1日 - 4:42AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G/A
(Amendment 1)
Under the Securities Exchange Act of 1934
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
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1.
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION
NO. OF ABOVE PERSONS (entities only)
Knight Capital Americas,
L.P.,
22-3660471
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2.
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
California
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
375,472
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6.
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SHARED VOTING POWER
Not applicable
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7.
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SOLE DISPOSITIVE POWER
375,472
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8.
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SHARED DISPOSITIVE POWER
Not applicable
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
375,472
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
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11.
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
10.09% based on outstanding shares
reported on the issuers 10-Q filed with the SEC for quarterly period ended May 18, 2010.
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12.
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TYPE OF REPORTING
PERSON*
BD
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ITEM 1
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(a).
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Name of Issuer
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Pacific State Bancorp
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ITEM 1
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(b).
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Address of Issuers Principal Executive Offices
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1899 W. March Lane, Stockton, CA, 95207
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ITEM 2
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(a).
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Names of Persons Filing
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Knight Capital Americas, L.P.
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ITEM 2
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(b).
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Address of principal business office
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545 Washington Blvd., 3
rd
Floor
Jersey
City, NJ 07310
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ITEM 2
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(c).
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Citizenship
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California
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ITEM 2
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(d).
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Title of Class of Securities
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Common Stock
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ITEM 2
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(e).
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CUSIP Number
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694864109
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ITEM 3.
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If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
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(a)
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x
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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ITEM 4.
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Ownership
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(a)
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Amount beneficially owned
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375,472
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(b)
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Percent of class 10.09%
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(c)
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Number of shares as to which such person has:
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(i)
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sole power to vote or to direct the vote
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375,472
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(ii)
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shared power to vote or to direct the vote
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Not applicable
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(iii)
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sole power to dispose or to direct the disposition of
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375,472
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(iv)
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shared power to dispose or to direct the disposition of
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Not applicable
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ITEM 5.
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Ownership of Five Percent or Less of a Class
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Not applicable
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ITEM 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable
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ITEM 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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ITEM 8.
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Identification and Classification of Members of the Group
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Not applicable.
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ITEM 9.
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Notice of Dissolution of Group
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Not applicable.
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ITEM 10.
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
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Date: January 24, 2012
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Knight Capital Americas, L.P.
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By:
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/s/ Michael Corrao
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Michael Corrao
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Director of Compliance
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Pacific State Bancorp (CE) (USOTC:PSBC)
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