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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of September 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                  Form 40-F               

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: September 12, 2019     By:  

/s/ Go Sugiyama

      Go Sugiyama
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from August 1, 2019 to August 31, 2019

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on September 12, 2019]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of August 31, 2019

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (June 18, 2019)

(Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days following the announcement of each quarterly financial results))

       300,000,000        150,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    

(Date)

August 16

August 19

August 20

August 21

August 22

August 23

August 26

August 27

August 28

August 29

August 30

 

 

 

 

 

 

 

 

 

 

 

 

   

3,561,600

4,656,600

4,594,000

4,583,700

3,202,900

4,988,100

4,811,900

4,268,700

3,128,400

5,480,500

2,541,200

 

 

 

 

 

 

 

 

 

 

 

    

1,351,594,960

1,824,408,900

1,837,236,730

1,811,841,170

1,284,313,020

2,050,492,770

1,940,022,270

1,749,075,070

1,292,909,830

2,264,814,370

1,081,628,150

 

 

 

 

 

 

 

 

 

 

 

    

 

 

    

 

 

 

Total

     —         45,817,600        18,488,337,240  
    

 

 

    

 

 

 
Aggregate shares repurchased as of the end of this reporting month        45,817,600        18,488,337,240  
    

 

 

    

 

 

 

Progress of share repurchase (%)

       15.3        12.3  


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2.

Status of disposition

as of August 31, 2019

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (exercise of stock acquisition rights)

   August 1

August 2

August 5

August 6

August 7

August 8

August 9

August 13

August 14

August 15

August 16

August 19

August 20

August 21

August 22

August 26

August 27

August 28

August 29

August 30

   

5,000

145,300

94,700

50,200

65,500

73,400

356,400

18,200

122,300

52,500

42,100

57,100

5,500

161,100

80,500

55,800

62,700

17,100

11,400

19,400

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

1,490,000

2,224,300

3,955,700

347,200

1,550,500

1,558,400

950,400

18,200

3,092,300

52,500

1,230,100

651,100

896,500

2,834,100

1,268,500

649,800

2,438,700

1,799,100

2,981,400

4,771,400

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

   —       1,496,200        34,760,200  

Total

   —       1,496,200        34,760,200  

 

3.

Status of shares held in treasury

 

     as of August 31, 2019  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,493,562,601  

Number of shares held in treasury

     212,444,126  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on May 7, 2019.

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