Amended Statement of Ownership (sc 13g/a)
2022年11月10日 - 7:26AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
Under
the Securities Act of 1934
(Amendment
No. 1)*
MEDMEN
ENTERPRISES INC.
(Name
of Issuer)
CLASS
B SUBORDINATE VOTING SHARES
(Title
of Class of Securities)
58507M107
(CUSIP
Number)
December 31, 2021
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 58507M107 |
13G/A |
1 |
NAMES OF REPORTING PERSONS
Sam Serruya |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS)
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(a) |
☐ |
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(b) |
☐ |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With |
5 |
SOLE VOTING POWER
37,103,930 shares (1) |
6 |
SHARED VOTING POWER
0 shares |
7 |
SOLE DISPOSITIVE POWER
37,103,930 shares (1) |
8 |
SHARED DISPOSITIVE POWER
0 shares |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
37,103,930 shares (1) |
10 |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
☒ |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
9
3.1% (2) |
12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN |
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| (1) | Includes 7,420,786 Shares of Class B Subordinate Voting Shares
(the “Shares”) issuable upon exercise of warrants. Excludes 3,645,833 Shares held in trust by Mr. Serruya, over which he
does not have voting or investment power and disclaims beneficial ownership. |
| (2) | Calculated based on 1,200,119,292 Shares outstanding as of December
25, 2021 as reported by the Issuer in its Annual Report on Form 10-K for the fiscal year ended December 25, 2021. |
Item 1. |
(a) |
Name of Issuer: |
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MedMen
Enterprises Inc. |
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(b) |
Address of Issuer’s
Principal Executive Offices: |
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10115 Jefferson Boulevard |
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Culver
City, CA 90232 |
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Item 2. |
(a) |
Name of Persons Filing: |
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Sam Serruya
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(b) |
Address of Principal
Business Office or, if none, Residence: |
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210 Shields Court, Markham, ON L3R 8V2
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(c) |
Citizenship: |
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See Item 4 of the cover pages for citizenship or place of organization
of each Reporting Person.
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(d) |
Title of Class of Securities: |
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Class B Subordinate Voting Shares, without par value
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(e) |
CUSIP Number: |
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58507M107
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Item
3. |
If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check
whether the person filing is a: |
|
(a) |
☐ |
Broker or dealer registered
under Section 15 of the Act (15 U.S.C. 78o); |
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(b) |
☐ |
Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
☐ |
Insurance company as defined
in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
☐ |
Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
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(e) |
☐ |
An investment adviser in
accordance with § 240.13d-l(b)(l)(ii)(E); |
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(f) |
☐ |
An employee benefit plan
or endowment fund in accordance with § 240.13d-l(b)(l)(ii)(F); |
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(g) |
☐ |
A parent holding company
or control person in accordance with § 240.13d-l(b)(l)(ii)(G); |
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(h) |
☐ |
A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
☐ |
A church
plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C.
80a-3);
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(j) |
☐ |
A non-U.S. institution
in accordance with § 240.13d-l(b)(l)(ii)(J); |
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(k) |
☐ |
Group, in
accordance with § 240.13d-l(b)(l)(ii)(K). |
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If filing as a non-U.S. institution in accordance with §
240.13d-l(b)(l)(ii)(J), please specify the type of institution: |
The
information set forth in Rows 5 through 11 on the cover page for the Reporting Person is hereby incorporated by reference into this
Item 4 as set forth below:
|
(a) |
Amount
beneficially owned:
See
Row 9 of cover page for each Reporting Person. |
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(b) |
Percent
of class:
See
Row 11 of cover page for each Reporting Person. |
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(c) |
Number
of shares as to which the person has:
See
Row 9 of cover page for each Reporting Person. |
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(i) |
Sole
power to vote or to direct the vote
See
Row 5 of cover page for each Reporting Person. |
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(ii) |
Shared
power to vote or to direct the vote
See
Row 6 of cover page for each Reporting Person. |
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(iii) |
Sole
power to dispose or to direct the disposition of
See
Row 7 of cover page for each Reporting Person. |
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(iv) |
Shared
power to dispose or to direct the disposition of
See
Row 8 of cover page for each Reporting Person. |
Item
5. | Ownership
of Five Percent or Less of a Class: If this statement is
being filed to report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the class of securities,
check the following ☒. |
Item
6. |
Ownership
of More than Five Percent on Behalf of Another Person. |
Not
applicable.
Item
7. |
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Persons. |
See
Item 4 above.
Item
8. |
Identification
and Classification of Members of the Group. |
Not
applicable.
Item
9. |
Notice
of Dissolution of Group. |
Not
applicable.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, the undersigned hereby certifies that the information set forth in this
statement is true, complete and correct.
Dated:
November 9, 2022
SAM SERRUYA
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/s/ Sam Serruya |
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Attention: |
Intentional
misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) |
Medmen Enterprises (CE) (USOTC:MMNFF)
過去 株価チャート
から 5 2024 まで 6 2024
Medmen Enterprises (CE) (USOTC:MMNFF)
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から 6 2023 まで 6 2024
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