Annual Statement of Changes in Beneficial Ownership (5)
2020年5月19日 - 4:42AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
[X]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MGW Investment I LTD | 2. Issuer Name and Ticker or Trading SymbolClean Energy Technologies, Inc. [CETY] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ELIAN FIDUCIARY SERVICES, 190 ELGIN AVENUE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
GEORGETOWN, E9 KY1-9007
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form Filed by One Reporting Person
_X_ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock/Units | 5/31/2019 | | P4 (1) | 168000000 | A | $.0119 | 470462667 (2) | D (3) | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants | $.04 | 5/31/2019 | | A | 168000000 | | 5/31/2019 | 5/31/2020 | Common Stock | 168000000 | $.0001 | 616013667 | D | |
Explanation of Responses: |
(1) | Purchased pursuant to an exempt private placement of securities. |
(2) | Reporting Persons beneficially own an aggregate of 1,086,476,334 shares including derivative securities described below to purchase 616,013,667 shares of common stock. |
(3) | Calvin Pang, a director and Chief Financial Officer of the Issuer has voting and dispositive power over shares held by MGW Investment I, Limited Ltd. by virtue of his position as Chief Investment Officer. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MGW Investment I LTD C/O ELIAN FIDUCIARY SERVICES 190 ELGIN AVENUE GEORGETOWN, E9 KY1-9007 |
| X |
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Pang Calvin C/O LAW OFFICE OF R.J. NEWMAN SUITE 177 BRIARCLIFF MANOR, NY 10510 | X | X | Chief Financial Officer |
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Signatures
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/s/ Robert Newman as Attorney In Fact for MGW Investment I, Limited and Calvin Pang | | 5/18/2020 |
**Signature of Reporting Person | Date |
Clean Energy Technologies (QB) (USOTC:CETY)
過去 株価チャート
から 6 2024 まで 7 2024
Clean Energy Technologies (QB) (USOTC:CETY)
過去 株価チャート
から 7 2023 まで 7 2024