- Post-Effective Amendment to Registration Statement (POS AM)
2009年3月10日 - 5:44AM
Edgar (US Regulatory)
Registration No. 333-129626
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 6 TO
FORM S-1/A
REGISTRATION STATEMENT UNDER THE
SECURITIES ACT OF 1933
ARTISTdirect, Inc.
(Name of Small Business Issuer in its
Charter)
Delaware
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7389
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95-4760230
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(State or Other
Jurisdiction
of Incorporation or Organization)
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(Primary
Standard Industrial
Classification Code Number)
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(I.R.S. Employer
Identification Number)
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1601 Cloverfield Boulevard, Suite 400
South
Santa Monica, California 90404-4082
(310) 956-3300
(Address and Telephone Number of Principal
Executive Offices)
Rene Rousselet, Principal Financial
Officer
1601 Cloverfield Boulevard, Suite 400
South
Santa Monica, California 90404-4082
(310) 956-3300
(Name, Address and Telephone Number of Agent
for Service)
Copy to
David Ficksman, Esq.
TroyGould Attorneys
1801 Century Park East, Suite 1600
Los Angeles, California 90067
Telephone (310) 789-1290 Facsimile
(310) 789-1490
Approximate Date of Proposed Sale to the Public:
From
time to time after the effective date of this registration statement.
If any
of the securities being registered on this form are to be offered on a delayed
or continuous basis pursuant to Rule 415 under the Securities Act of 1933,
check the following box.
x
If
this form is filed to register additional securities for an offering pursuant
to Rule 462(b) under the Securities Act, check the following box and
list the Securities Act registration statement number of the earlier effective
registration statement for the same offering.
o
If
this form is a post-effective amendment filed pursuant to Rule 462(c) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering.
o
If
this form is a post-effective amendment filed pursuant to Rule 462(d) under
the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
the same offering.
o
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting
company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2
of the Exchange Act. (Check one):
Large
accelerated filer
o
Accelerated filer
o
Non-accelerated filer
o
Smaller reporting company
x
EXPLANATORY
NOTE
ARTISTdirect, Inc.
initially registered for resale from time to time an aggregate of 37,272,252
shares of its Common Stock pursuant to a registration statement initially filed
with the Securities and Exchange Commission on November 10, 2005 and
amended by Amendment No. 1 filed on December 6, 2005, Post-Effective
Amendment No. 1 filed on April 20, 2006, Post-Effective Amendment No. 2
filed on June 29, 2007, Post-Effective Amendment No. 3 filed on April 30,
2008, Post-Effective Amendment No. 4 filed on May 29, 2008 and
Post-Effective Amendment No. 5 filed on June 6, 2008. We are filing this Post Effective Amendment No. 6
to the Registration Statement on Form S-1 to terminate the effectiveness
of the Registration Statement and to deregister, as of the effective date of
this Post-Effective Amendment No. 6, all of the Registered Shares
remaining unsold under the Registration Statement. As of the date of this filing, to the best of
our knowledge based on the information available to us, 36,277,491 shares
remain unsold under the Registration Statement.
2
SIGNATURES
In
accordance with the requirements of the Securities Act of 1933, the registrant
has duly caused this Post-Effective Amendment No. 6 to Registration
Statement to be signed on its behalf by the undersigned, in the City of Santa
Monica, State of California, on the 9TH day of March 2009.
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ARTISTdirect, Inc.
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By:
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/s/ Dimitri Villard
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Dimitri Villard
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Chief Executive Officer (Principal Executive
Officer)
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By:
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/s/ Rene Rousselet
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Rene Rousselet
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Corporate Controller (Principal Accounting Officer)
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Pursuant
to the requirements of the Securities Act of 1933, this Post-Effective
Amendment No. 6 to Registration Statement was signed by the following
persons in the capacities and on the dates indicated:
Signature
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Title
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Date
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/s/ Dimitri Villard
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Chief Executive Officer and Director
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March 9, 2009
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Dimitri Villard
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(Principal Executive Officer)
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/s/ Rene L. Rousselet
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Corporate Controller
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March 9, 2009
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Rene L. Rousselet
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(Principal Accounting Officer)
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/s/ Frederick W. Field
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Director
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Frederick W. Field
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March 9, 2009
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/s/ Fred Davis
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Director
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Fred Davis
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March 9, 2009
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3
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