- Amended tender offer statement by Third Party (SC TO-T/A)
2012年2月2日 - 8:46PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE TO/A
Tender Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the
Securities Exchange Act of 1934
(Amendment No. 9)
(Name of Subject Company (Issuer))
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Saturn Expansion Corporation
a wholly-owned subsidiary of
SAP America, Inc.
an indirectly wholly-owned subsidiary of
SAP AG
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(Name of Filing Persons, Offerors)
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Common Stock, par value $0.001 per share,
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(Title of Class of Securities)
(CUSIP Number of Class of Securities)
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Michael Junge
Executive Vice President and General Counsel
SAP AG
Dietmar-Hopp-Allee 16
D-69190 Walldorf
Federal Republic of Germany
+49 6227 74 7474
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf
of Filing Persons)
Copy to:
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A. Peter Harwich
Allen & Overy LLP
1221 Avenue of the Americas
New York, New York 10020
Telephone: (212) 610-6300
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Calculation of Filing Fee
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Transaction Valuation(1)
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Amount of Filing Fee(2)
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$
3,819,221,880
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$
437,682.83
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(1)
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Estimated for purposes of calculating the amount of the filing fee only, in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934, as amended (the
Exchange Act). Calculated by multiplying $40.00, the per share tender offer price, by shares of common stock of SuccessFactors, Inc., which includes (a) 84,801,782 shares of common stock issued and outstanding (including shares of
restricted stock, but excluding treasury shares), (b) 6,130,344 shares of common stock subject to outstanding stock options with an exercise price less than $40.00 and (c) 4,548,421 restricted stock units outstanding.
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(2)
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The filing fee was calculated in accordance with Rule 0-11 of the Exchange Act and Fee Rate Advisory #3 for fiscal year 2012, issued September 29, 2011, by multiplying
the transaction value by .00011460.
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x
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the
previous filing by registration statement number, or the Form or Schedule and date of its filing.
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Amount Previously Paid: $437,682.83
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Filing Party: Saturn Expansion Corporation
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Form or Registration No.: Schedule TO-T
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Date Filed: December 16, 2011
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¨
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Check the appropriate boxes below to designate any transactions to which the statement relates:
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x
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third-party tender offer subject to Rule 14d-1.
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¨
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issuer tender offer subject to Rule 13e-4.
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¨
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going-private transaction subject to Rule 13e-3.
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¨
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amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final amendment reporting the results of the tender
offer:
¨
This Amendment No. 9 (this
Amendment
) amends and supplements the
Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on December 16, 2011 (as amended or supplemented, the
Schedule TO
) by Saturn Expansion Corporation, a Delaware corporation (the
Purchaser
) and a wholly-owned subsidiary of SAP America, Inc., a Delaware corporation (
SAP America
) and an indirectly wholly-owned subsidiary of SAP AG, a stock corporation organized under the laws of the
Federal Republic of Germany (
SAP AG
). The Schedule TO relates to the offer by the Purchaser to purchase all issued and outstanding shares of common stock of SuccessFactors, Inc., a Delaware corporation
(
SuccessFactors
), par value $0.001 per share (the
SuccessFactors Common Stock
or the
Shares
), at a price of $40.00 per Share, net to the holder thereof in cash, without interest and less any
required withholding of taxes, upon the terms and subject to the conditions set forth in the offer to purchase dated December 16, 2011 (as it may be amended or supplemented, the
Offer to Purchase
), and the related letter of
transmittal (as it may be amended or supplemented, the
Letter of Transmittal
, and together with the Offer to Purchase, the
Offer
), copies of which were filed with the Schedule TO as Exhibits (a)(1)(A) and
(a)(1)(B), respectively. Capitalized terms used and not otherwise defined in this Amendment shall have the meanings assigned to such terms in the Offer to Purchase or in the Schedule TO.
Item 1.
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Summary Term Sheet.
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The Offer to
Purchase and Item 1 of the Schedule TO, to the extent Item 1 incorporates by reference the information set forth in the section of the Offer to Purchase entitled Summary Term Sheet, are hereby amended and supplemented to
include the following information:
The Offer, which was previously scheduled to expire at 5:00 p.m., New York City time, on February 1,
2012, has been extended in accordance with the Merger Agreement until 5:00 p.m., New York City time on Wednesday, February 8, 2012 (unless further extended) because the parties have not yet received the CFIUS Approval, which is a condition to
the Offer. Computershare Trust Company, N.A., SuccessFactors transfer agent, has indicated that, as of 5:00 p.m., New York City time, on February 1, 2012, 85,486,022 Shares were issued and outstanding. The Depositary has indicated that,
as of 5:00 p.m., New York City time, on February 1, 2012, 74,320,127 Shares (approximately 86.9% of the Shares issued and outstanding) have been tendered into and not withdrawn from the Offer (including 3,843,227 Shares tendered pursuant to the
guaranteed delivery procedures set forth in the Offer to Purchase). The full text of the press release issued by SAP AG on February 2, 2012 announcing the Offers extension is filed as Exhibit (a)(5)(L) and is incorporated by reference
into the Schedule TO.
Item 4.
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Terms of the Transaction.
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Item 4 of
the Schedule TO is hereby amended and supplemented to include the information set forth above under Item 1, which is incorporated in this Item 4 by reference.
Item 12 of the Schedule
TO is hereby amended and supplemented to include the following exhibit:
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(a)(5)(L)
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Press Release issued by SAP AG on February 2, 2012.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 2, 2012
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SATURN EXPANSION CORPORATION
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By:
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/s/ Brad C. Brubaker
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Name: Brad C. Brubaker
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Title: Secretary
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SAP AMERICA, INC.
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By:
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/s/ Brad C. Brubaker
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Name: Brad C. Brubaker
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Title: Secretary
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SAP AG
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By:
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/s/ Michael Ploetner
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Name: Michael Ploetner
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Title: Authorized Signatory
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By:
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/s/ Wendy Boufford
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Name: Wendy Boufford
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Title: Authorized Signatory
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EXHIBIT INDEX
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(a)(1)(A)*
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Offer to Purchase, dated December 16, 2011.
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(a)(1)(B)*
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Form of Letter of Transmittal.
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(a)(1)(C)*
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Notice of Guaranteed Delivery.
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(a)(1)(D)*
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Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(1)(E)*
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Form of Letter to Clients for Use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(1)(F)*
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Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.
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(a)(5)(A)*
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Press release issued by SAP AG and SuccessFactors on December 3, 2011, incorporated herein by reference to the Form 6-K furnished by SAP AG, SAP America and the Purchaser on
December 5, 2011.
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(a)(5)(B)*
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Summary Advertisement as published in the Wall Street Journal on December 16, 2011.
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(a)(5)(C)*
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Press release issued by SAP AG on December 16, 2011.
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(a)(5)(D)*
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Complaint captioned
Federic Peretti v. Douglas J. Burgum et al.
, Case No. CIV510279 filed on December 8, 2011 in the Superior Court of the State of California
County of San Mateo, incorporated herein by reference to the Schedule 14D-9 filed by SuccessFactors on December 16, 2011.
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(a)(5)(E)*
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Complaint captioned
Steamfitters Local 449 Pension Plan v. Douglas J. Burgum et al.
, Case No. CIV510436 filed on December 14, 2011 in the Superior Court of the State of
California County of San Mateo, incorporated herein by reference to Amendment No. 1 to the Schedule 14D-9 filed by SuccessFactors on December 21, 2011.
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(a)(5)(F)*
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Press release issued by SAP AG on December 27, 2011.
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(a)(5)(G)*
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Consolidated complaint captioned
In re SuccessFactors, Inc. Shareholders Litigation
, Case No. CIV510279, filed on January 5, 2012 in the Superior Court of the State of
California County of San Mateo, incorporated herein by reference to Amendment No. 3 to the Schedule 14D-9 filed by SuccessFactors on January 11, 2012.
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(a)(5)(H)*
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Complaint captioned
Sanjay Israni v. Lars Dalgaard et al.
, Case No. 12-CV-0076-JSW, filed on January 5, 2012 in the United States District Court for the Northern District
of California, incorporated herein by reference to Amendment No. 3 to the Schedule 14D-9 filed by SuccessFactors on January 11, 2012.
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(a)(5)(I)*
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Press Release issued by SAP AG on January 17, 2012.
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(a)(5)(J)*
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Press Release issued by SAP AG on January 19, 2012.
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(a)(5)(K)*
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Press Release issued by SAP AG on January 26, 2012.
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(a)(5)(L)
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Press Release issued by SAP AG on February 2, 2012.
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(b)(1)*
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Euro 1 billion Credit Facility Agreement dated December 3, 2011, among SAP AG, as borrower, J.P. Morgan Limited as
mandated lead arranger, the financial institution
listed in Schedule 1 as original lender, and J.P. Morgan Europe Limited,
as agent.
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(d)(1)*
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Agreement and Plan of Merger dated as of December 3, 2011 by and among SAP America, the Purchaser and SuccessFactors incorporated by reference to Exhibit 2.1 to the Current
Report on Form 8-K filed by SuccessFactors on December 5, 2011.
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(d)(2)*
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Mutual Non-Disclosure Agreement effective as of October 20, 2011 between SAP AG and SuccessFactors.
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(d)(3)*
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Exclusivity Agreement dated as of November 9, 2011 between SAP AG and SuccessFactors.
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(g)
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Not applicable.
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(h)
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Not applicable.
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99.2*
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Power of Attorney
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