Application for Deregistration (n-8f)
2021年7月23日 - 2:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8F
I.
|
General Identifying Information
|
1.
|
Reason fund is applying to deregister:
|
|
☐
|
Abandonment of Registration
|
(Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of this form and complete the verification at the end of the
form.)
|
☐
|
Election of status as a Business Development Company
|
2.
|
Name of fund: Western Asset Municipal Defined Opportunity Trust Inc.
|
3.
|
Securities and Exchange Commission File No.: 811-22265
|
4.
|
Is this an initial Form N-8F or an amendment to a previously filed Form
N-8F?
|
|
|
|
|
|
|
|
☒
|
|
Initial Application
|
|
☐
|
|
Amendment
|
5.
|
Address of principal executive office (include No., Street, City, State, Zip Code):
|
620 Eighth Avenue, 47th Floor
New York, NY 10018
6.
|
Name, address, and telephone number of individual the Commission staff should contact with any questions
regarding this form:
|
George P. Hoyt, Esq.
Legg Mason & Co., LLC
100 First Stamford Place
Stamford, CT 06902
(203) 703-7026
7.
|
Name, address and telephone number of individual or entity responsible for maintenance and preservation of fund
records in accordance with rules 31a-1 and 31a-2 under the Act [17 CFR 270.31a-1, .31a-2]:
|
NOTE: Once deregistered, a fund is still required to maintain and preserve the records described in rules 31a-1 and 31a-2 for the periods specified in those rules.
Legg Mason Partners Fund Advisor, LLC
620 Eighth Avenue, 47th Floor
New York, NY 10018
1-888-777-0102
8.
|
Classification of fund (check only one):
|
|
☐
|
Unit investment trust; or
|
|
☐
|
Face-amount certificate company.
|
9.
|
Subclassification if the fund is a management company (check only one):
|
10.
|
State law under which the fund was organized or formed (e.g., Delaware, Massachusetts):
|
Maryland
11.
|
Provide the name and address of each investment adviser of the fund (including
sub-advisers) during the last five years, even if the funds contracts with those advisers have been terminated:
|
Legg Mason Partners Fund Advisor, LLC
620 Eighth Avenue, 47th Floor
New York, NY 10018
Western Asset
Management Company, LLC
385 East Colorado Boulevard
Pasadena, CA 91101
12.
|
Provide the name and address of each principal underwriter of the fund during the last five years, even if the
funds contracts with those underwriters have been terminated:
|
None.
13.
|
If the fund is a unit investment trust (UIT) provide:
|
|
(a)
|
Depositors name(s) and address(es): N/A
|
2
|
(b)
|
Trustees name(s) and address(es): N/A
|
14.
|
Is there a UIT registered under the Act that served as a vehicle for investment in the fund (e.g., an
insurance company separate account)?
|
If Yes, for each UIT state:
Name(s):
File No.: 811-
Business
Address:
15. (a)
|
Did the fund obtain approval from the board of directors concerning the decision to engage in a Merger,
Liquidation or Abandonment of Registration?
|
If Yes, state the date on which the board vote took place: The Fund is term-limited and was
liquidated in accordance with the terms of its organizational documents. The Funds Board of Directors approved the Funds organizational documents, including its term-limited structure, at a meeting on February 4-5, 2009. The Board of
Directors approved the Funds plan of dissolution at a meeting on November 10, 2020.
If No, explain:
|
(b)
|
Did the fund obtain approval from the shareholders concerning the decision to engage in a Merger, Liquidation
or Abandonment of Registration?
|
If Yes, state the date on which the shareholder vote took place:
If No, explain: The Fund was a limited term fund and liquidated under the terms of its organizational documents.
II.
|
Distributions to Shareholders
|
16.
|
Has the fund distributed any assets to its shareholders in connection with the Merger or Liquidation?
|
|
(a)
|
If Yes, list the date(s) on which the fund made those distributions: May 3, 2021
|
|
(b)
|
Were the distributions made on the basis of net assets?
|
3
|
(c)
|
Were the distributions made pro rata based on share ownership?
|
|
(d)
|
If No to (b) or (c) above, describe the method of distributions to shareholders. For Mergers, provide the
exchange ratio(s) used and explain how it was calculated:
|
Were any distributions to shareholders made in kind?
If Yes, indicate the percentage of fund shares owned by affiliates, or any other affiliation of shareholders:
17.
|
Closed-end funds only:
|
Has the fund issued senior securities?
If Yes, describe the method of calculating payments to senior security holders and distributions to other
shareholders:
18.
|
Has the fund distributed all of its assets to the funds shareholders?
|
If No,
|
(a)
|
How many shareholders does the fund have as of the date this form is filed?
|
|
(b)
|
Describe the relationship of each remaining shareholder to the fund:
|
19.
|
Are there any shareholders who have not yet received distributions in complete liquidation of their interests?
|
If Yes, describe briefly the plans (if any) for distributing to, or preserving the interests of, those
shareholders:
III.
|
Assets and Liabilities
|
20.
|
Does the fund have any assets as of the date this form is filed?
|
(See question 18 above)
4
If Yes,
|
(a)
|
Describe the type and amount of each asset retained by the fund as of the date this form is filed:
|
|
(b)
|
Why has the fund retained the remaining assets?
|
|
(c)
|
Will the remaining assets be invested in securities?
|
21.
|
Does the fund have any outstanding debts (other than face-amount certificates if the fund is a face-amount
certificate company) or any other liabilities?
|
If Yes,
|
(a)
|
Describe the type and amount of each debt or other liability:
|
|
(b)
|
How does the fund intend to pay these outstanding debts or other liabilities?
|
IV.
|
Information About Event(s) Leading to Request For Deregistration
|
22.
|
(a) List the expenses incurred in connection with the Merger or
Liquidation:
|
|
(i)
|
Legal expenses: $15,500
|
|
(ii)
|
Accounting expenses: $0
|
|
(iii)
|
Other expenses (list and identify separately): $14,554.75
|
a. Proxy Solicitation/Printing/Mailing: $0
b. SEC charges: $0
c. NYSE
fees: $0
d. Miscellaneous: $14,554.75
|
(iv)
|
Total expenses (sum of lines (i)-(iii) above): $30,054.75
|
|
(b)
|
How were those expenses allocated?
|
The Fund bore 100% of the costs.
|
(c)
|
Who paid those expenses?
|
The Fund bore 100% of the costs.
5
|
(d)
|
How did the fund pay for unamortized expenses (if any)?
|
N/A
23.
|
Has the fund previously filed an application for an order of the Commission regarding the Merger or
Liquidation?
|
If Yes, cite the release numbers of the Commissions notice and order or, if no notice or order has been
issued, the file number and date the application was filed:
V.
|
Conclusion of Fund Business
|
24.
|
Is the fund a party to any litigation or administrative proceeding?
|
If Yes, describe the nature of any litigation or proceeding and the position taken by the fund in that
litigation:
25.
|
Is the fund now engaged, or intending to engage, in any business activities other than those necessary for
winding up its affairs?
|
If Yes, describe the nature and extent of those activities:
26.
|
(a) State the name of the fund surviving the Merger:
|
|
(b)
|
State the Investment Company Act file number of the fund surviving the Merger:
|
|
(c)
|
If the merger or reorganization agreement has been filed with the Commission, state the file number(s), form
type used and date the agreement was filed:
|
|
(d)
|
If the merger or reorganization agreement has not been filed with the Commission, provide a copy
of the agreement as an exhibit to this form.
|
6
VERIFICATION
The undersigned states that (i) he or she has executed this Form N-8F application for an order under section 8(f) of
the Investment Company Act of 1940 on behalf of Western Asset Municipal Defined Opportunity Trust Inc., (ii) he or she is the Secretary of Western Asset Municipal Defined Opportunity Trust Inc., and (iii) all actions by shareholders, directors, and
any other body necessary to authorize the undersigned to execute and file this Form N-8F application have been taken. The undersigned also states that the facts set forth in this Form N-8F application are true to the best of his or her knowledge, information, and belief.
(Signature)
|
/s/ George P. Hoyt
|
George P. Hoyt
|
7
Western Asset Municipal ... (NYSE:MTT)
過去 株価チャート
から 10 2024 まで 11 2024
Western Asset Municipal ... (NYSE:MTT)
過去 株価チャート
から 11 2023 まで 11 2024