FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Rodriques Kelly
2. Issuer Name and Ticker or Trading Symbol

Forge Global Holdings, Inc. [ FRGE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Executive Officer
(Last)          (First)          (Middle)

415 MISSION ST., SUITE 5510
3. Date of Earliest Transaction (MM/DD/YYYY)

6/15/2023
(Street)

SAN FRANCISCO, CA 94105
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)        (State)        (Zip)
Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value per share 6/15/2023  A  2339030 (1)A$0 10688420 D  
Common Stock, $0.0001 par value per share         66945 I By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA 
Common Stock, $0.0001 par value per share         677733 I By Operative Capital LP (2)
Common Stock, $0.0001 par value per share         1596734 I By Operative Capital SPV I, LLC (2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options $3.98 6/15/2023  J     3122931   (3) (3)Common Stock, $0.0001 par value per share 3122931.0 $0 0 D  
Warrants $3.98           11/9/2020 11/9/2025 Common Stock, $0.0001 par value per share 3834.0  3834 D  
Warrants $3.98           11/9/2020 11/9/2025 Common Stock, $0.0001 par value per share 25083.0  25083 I By Operative Capital LP (2)
Warrants $3.98           11/9/2020 11/9/2025 Common Stock, $0.0001 par value per share 6277.0  6277 I By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA 

Explanation of Responses:
(1) These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. The Issuer's stockholders approved the grant of this award at the Issuer's Annual Stockholder Meeting held on June 14, 2023 (the "Annual Meeting"), with such grant to be effective on the first calendar date following the date of stockholder approval. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through the applicable vesting date, up to 100% of the RSUs subject to this award are eligible to vest if the Company achieves three separate stock-price performance metrics.
(2) The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by Operative LP and Operative SPV 1 except to the extent of his pecuniary interest therein, if any.
(3) The Issuer's stockholders approved the cancellation of this performance stock option award at the Annual Meeting, with such cancellation to be effective on the first calendar date following the date of stockholder approval.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Rodriques Kelly
415 MISSION ST., SUITE 5510
SAN FRANCISCO, CA 94105
X
Chief Executive Officer

Signatures
/s/ Mark P. Lee, Attorney-in-Fact6/20/2023
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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