UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
PURSUANT TO RULE 13A-16 OR 15D-16
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the Month of: January 2023
 
Commission File Number: 001-38187
 
MICRO FOCUS INTERNATIONAL PLC
(Exact name of registrant as specified in its charter)
 
 
The Lawn, 22-30 Old Bath Road
Newbury, Berkshire
RG14 1QN
United Kingdom
+44 (0) 1635-565-459
 (Address of principal executive office)
 
 
 
 
Indicate by check mark whether this registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒                       Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): 
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): 
 



 
 
 
CONTENTS
 
 
Exhibit No.
Exhibit Description
99.1
TR-1 Notification of Major Holdings, dated 17 January 2023
 
 
 
 
 
 
 
 
 TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BJ1F4N75
 
 
 
Issuer Name
 
  MICRO FOCUS INTERNATIONAL PLC
 
 
 
UK or Non-UK Issuer
 
UK
 
 
 
2. Reason for Notification
 
An acquisition or disposal of financial instruments
 
 
 
3. Details of person subject to the notification obligation
 
Name
 
Bank of America Corporation
 
 
 
City of registered office (if applicable)
 
 
 
 
 
Country of registered office (if applicable)
 
US
 
 
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
 
 
City of registered office (if applicable)
 
 
 
 
 
Country of registered office (if applicable)
 
 
 
 
 
5. Date on which the threshold was crossed or reached
 
16-Jan-2023
 
 
 
6. Date on which Issuer notified
 
17-Jan-2023
 
 
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
0.270636
 
5.136290
 
5.406926
 
18342321
 
Position of previous notification (if applicable)
 
0.419748
 
4.958042
 
5.377790
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
 
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BJ1F4N75
 
 
689079
 
 
0.203126
 
US5948374039
 
 
229020
 
 
0.067510
 
Sub Total 8.A
918099
 
0.270636%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Right to Recall
 
N/A
 
N/A
 
16577112
 
4.886581
 
Sub Total 8.B1
 
16577112
 
4.886581%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Swaps
 
28/02/2023
 
N/A
 
Cash
 
57708
 
0.017011
 
Swaps
 
31/10/2023
 
N/A
 
Cash
 
100363
 
0.029585
 
Swaps
 
31/07/2024
 
N/A
 
Cash
 
677489
 
0.199709
 
Swaps
 
18/11/2024
 
N/A
 
Cash
 
690
 
0.000203
 
Swaps
 
06/05/2025
 
N/A
 
Cash
 
10860
 
0.003201
 
Sub Total 8.B2
 
847110
 
0.249709%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation
 
Bank of America, National Association
 
 
 
 
Bank of America Corporation
 
BofA Securities, Inc.
 
 
 
 
Bank of America Corporation
 
Managed Account Advisors, LLC
 
 
 
 
Bank of America Corporation
 
U.S. Trust Co Of Delaware
 
 
 
 
Bank of America Corporation
 
Merrill Lynch, Pierce, Fenner & Smith Inc
 
 
 
 
Bank of America Corporation
 
BoFA Securities Europe SA
 
 
 
 
Bank of America Corporation
 
Merrill Lynch International
 
 
4.934658
 
5.111625%
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
 
 
The number and % of voting rights held
 
 
 
 
 
The date until which the voting rights will be held
 
 
 
 
 
11. Additional Information
 
 
 
 
 
12. Date of Completion

17-Jan-2023
 
 
 
13. Place Of Completion
 
United Kingdom
 
 
 
 
 
 
 
               
 
 
SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
 
Date: 17 January 2023
 
 
Micro Focus International plc
 
 
By:
/s/ Matt Ashley
 
Name:
Matt Ashley
 
Title:
Chief Financial Officer
 
 
Micro Focus (NYSE:MFGP)
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