Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
2020年8月24日 - 8:09PM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22058
Nuveen Tax-Advantaged Dividend Growth Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
Cedric H. Antosiewicz Chief Administrative Officer
(Name and
address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2020
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22058
Registrant Name: Nuveen Tax-Advantaged Dividend Growth Fund
Reporting Period: 07/01/2019 -
06/30/2020
Nuveen Tax-Advantaged Dividend Growth Fund
|
ABBVIE INC.
Meeting Date: MAY 08, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL
|
Ticker: ABBV
Security ID: 00287Y109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Robert J. Alpern
|
Management
|
For
|
For
|
1.2
|
Elect Director Edward M. Liddy
|
Management
|
For
|
For
|
1.3
|
Elect Director Melody B. Meyer
|
Management
|
For
|
For
|
1.4
|
Elect Director Frederick H. Waddell
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Eliminate Supermajority Vote Requirement
|
Management
|
For
|
For
|
5
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
For
|
6
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
7
|
Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
|
Shareholder
|
Against
|
For
|
|
ACCENTURE PLC
Meeting Date: JAN 30, 2020
Record Date: DEC 02, 2019
Meeting Type: ANNUAL
|
Ticker: ACN
Security ID: G1151C101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Elect Director Jaime Ardila
|
Management
|
For
|
For
|
1b
|
Elect Director Herbert Hainer
|
Management
|
For
|
For
|
1c
|
Elect Director Nancy McKinstry
|
Management
|
For
|
For
|
1d
|
Elect Director Gilles C. Pelisson
|
Management
|
For
|
For
|
1e
|
Elect Director Paula A. Price
|
Management
|
For
|
For
|
1f
|
Elect Director Venkata (Murthy) Renduchintala
|
Management
|
For
|
For
|
1g
|
Elect Director David Rowland
|
Management
|
For
|
For
|
1h
|
Elect Director Arun Sarin
|
Management
|
For
|
For
|
1i
|
Elect Director Julie Sweet
|
Management
|
For
|
For
|
1j
|
Elect Director Frank K. Tang
|
Management
|
For
|
For
|
1k
|
Elect Director Tracey T. Travis
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
5
|
Authorize Board to Allot and Issue Shares
|
Management
|
For
|
For
|
6
|
Authorize Board to Opt-Out of Statutory Pre-Emption Rights
|
Management
|
For
|
For
|
7
|
Determine Price Range for Reissuance of Treasury Shares
|
Management
|
For
|
For
|
|
ALLERGAN PLC
Meeting Date: OCT 14, 2019
Record Date: SEP 16, 2019
Meeting Type: SPECIAL
|
Ticker: AGN
Security ID: G0177J108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Scheme of Arrangement
|
Management
|
For
|
For
|
1
|
Approve Scheme of Arrangement
|
Management
|
For
|
For
|
2
|
Approve Cancellation of Cancellation Shares
|
Management
|
For
|
For
|
3
|
Authorize Board to Allot and Issue Shares
|
Management
|
For
|
For
|
4
|
Amend Articles of Association
|
Management
|
For
|
For
|
5
|
Advisory Vote on Golden Parachutes
|
Management
|
For
|
For
|
6
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
AMCOR PLC
Meeting Date: NOV 05, 2019
Record Date: SEP 16, 2019
Meeting Type: ANNUAL
|
Ticker: AMCR
Security ID: G0250X107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Graeme Liebelt
|
Management
|
For
|
For
|
1b
|
Elect Director Armin Meyer
|
Management
|
For
|
For
|
1c
|
Elect Director Ronald Delia
|
Management
|
For
|
For
|
1d
|
Elect Director Andrea Bertone
|
Management
|
For
|
For
|
1e
|
Elect Director Karen Guerra
|
Management
|
For
|
For
|
1f
|
Elect Director Nicholas (Tom) Long
|
Management
|
For
|
For
|
1g
|
Elect Director Arun Nayar
|
Management
|
For
|
For
|
1h
|
Elect Director Jeremy Sutcliffe
|
Management
|
For
|
For
|
1i
|
Elect Director David Szczupak
|
Management
|
For
|
For
|
1j
|
Elect Director Philip Weaver
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Advisory Vote on Say on Pay Frequency
|
Management
|
One Year
|
One Year
|
|
AMERICAN EXPRESS COMPANY
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL
|
Ticker: AXP
Security ID: 025816109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Charlene Barshefsky
|
Management
|
For
|
For
|
1b
|
Elect Director John J. Brennan
|
Management
|
For
|
For
|
1c
|
Elect Director Peter Chernin
|
Management
|
For
|
For
|
1d
|
Elect Director Ralph de la Vega
|
Management
|
For
|
For
|
1e
|
Elect Director Anne Lauvergeon
|
Management
|
For
|
For
|
1f
|
Elect Director Michael O. Leavitt
|
Management
|
For
|
For
|
1g
|
Elect Director Theodore J. Leonsis
|
Management
|
For
|
For
|
1h
|
Elect Director Karen L. Parkhill
|
Management
|
For
|
For
|
1i
|
Elect Director Lynn A. Pike
|
Management
|
For
|
For
|
1j
|
Elect Director Stephen J. Squeri
|
Management
|
For
|
For
|
1k
|
Elect Director Daniel L. Vasella
|
Management
|
For
|
For
|
1l
|
Elect Director Ronald A. Williams
|
Management
|
For
|
For
|
1m
|
Elect Director Christopher D. Young
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
6
|
Report on Gender/Racial Pay Gap
|
Shareholder
|
Against
|
Against
|
|
APPLE INC.
Meeting Date: FEB 26, 2020
Record Date: JAN 02, 2020
Meeting Type: ANNUAL
|
Ticker: AAPL
Security ID: 037833100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director James Bell
|
Management
|
For
|
For
|
1b
|
Elect Director Tim Cook
|
Management
|
For
|
For
|
1c
|
Elect Director Al Gore
|
Management
|
For
|
For
|
1d
|
Elect Director Andrea Jung
|
Management
|
For
|
For
|
1e
|
Elect Director Art Levinson
|
Management
|
For
|
For
|
1f
|
Elect Director Ron Sugar
|
Management
|
For
|
For
|
1g
|
Elect Director Sue Wagner
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Proxy Access Amendments
|
Shareholder
|
Against
|
For
|
5
|
Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
|
Shareholder
|
Against
|
Against
|
6
|
Report on Freedom of Expression and Access to Information Policies
|
Shareholder
|
Against
|
For
|
|
AT&T INC.
Meeting Date: APR 24, 2020
Record Date: FEB 26, 2020
Meeting Type: ANNUAL
|
Ticker: T
Security ID: 00206R102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Randall L. Stephenson
|
Management
|
For
|
For
|
1.2
|
Elect Director Samuel A. Di Piazza, Jr.
|
Management
|
For
|
For
|
1.3
|
Elect Director Richard W. Fisher
|
Management
|
For
|
For
|
1.4
|
Elect Director Scott T. Ford
|
Management
|
For
|
For
|
1.5
|
Elect Director Glenn H. Hutchins
|
Management
|
For
|
For
|
1.6
|
Elect Director William E. Kennard
|
Management
|
For
|
For
|
1.7
|
Elect Director Debra L. Lee
|
Management
|
For
|
For
|
1.8
|
Elect Director Stephen J. Luczo
|
Management
|
For
|
For
|
1.9
|
Elect Director Michael B. McCallister
|
Management
|
For
|
For
|
1.10
|
Elect Director Beth E. Mooney
|
Management
|
For
|
For
|
1.11
|
Elect Director Matthew K. Rose
|
Management
|
For
|
For
|
1.12
|
Elect Director Cynthia B. Taylor
|
Management
|
For
|
For
|
1.13
|
Elect Director Geoffrey Y. Yang
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
5
|
Approve Nomination of Employee Representative Director
|
Shareholder
|
Against
|
Against
|
6
|
Improve Guiding Principles of Executive Compensation
|
Shareholder
|
Against
|
Against
|
|
BECTON, DICKINSON AND COMPANY
Meeting Date: JAN 28, 2020
Record Date: DEC 09, 2019
Meeting Type: ANNUAL
|
Ticker: BDX
Security ID: 075887109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Catherine M. Burzik
|
Management
|
For
|
For
|
1.2
|
Elect Director R. Andrew Eckert
|
Management
|
For
|
For
|
1.3
|
Elect Director Vincent A. Forlenza
|
Management
|
For
|
Against
|
1.4
|
Elect Director Claire M. Fraser
|
Management
|
For
|
For
|
1.5
|
Elect Director Jeffrey W. Henderson
|
Management
|
For
|
Against
|
1.6
|
Elect Director Christopher Jones
|
Management
|
For
|
Against
|
1.7
|
Elect Director Marshall O. Larsen
|
Management
|
For
|
Against
|
1.8
|
Elect Director David F. Melcher
|
Management
|
For
|
Against
|
1.9
|
Elect Director Thomas E. Polen
|
Management
|
For
|
For
|
1.10
|
Elect Director Claire Pomeroy
|
Management
|
For
|
For
|
1.11
|
Elect Director Rebecca W. Rimel
|
Management
|
For
|
For
|
1.12
|
Elect Director Timothy M. Ring
|
Management
|
For
|
For
|
1.13
|
Elect Director Bertram L. Scott
|
Management
|
For
|
Against
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
6
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
|
CARNIVAL CORPORATION
Meeting Date: APR 06, 2020
Record Date: FEB 06, 2020
Meeting Type: ANNUAL
|
Ticker: CCL
Security ID: 143658300
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
2
|
Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
3
|
Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
4
|
Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
5
|
Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
6
|
Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
7
|
Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
8
|
Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
9
|
Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
10
|
Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
11
|
Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.
|
Management
|
For
|
For
|
12
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
13
|
Approve Directors' Remuneration Report other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies)
|
Management
|
For
|
For
|
14
|
Approve Directors' Remuneration Policy (in accordance with legal requirements applicable to UK companies)
|
Management
|
For
|
For
|
15
|
Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival
Corporation
|
Management
|
For
|
For
|
16
|
Authorize Board to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
17
|
Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies).
|
Management
|
For
|
For
|
18
|
Approve Issuance of Equity
|
Management
|
For
|
For
|
19
|
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
|
Management
|
For
|
For
|
20
|
Authorize Share Repurchase Program
|
Management
|
For
|
For
|
21
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
22
|
Approve UK Employee Share Purchase Plan
|
Management
|
For
|
For
|
|
CHEVRON CORPORATION
Meeting Date: MAY 27, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL
|
Ticker: CVX
Security ID: 166764100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Wanda M. Austin
|
Management
|
For
|
For
|
1b
|
Elect Director John B. Frank
|
Management
|
For
|
For
|
1c
|
Elect Director Alice P. Gast
|
Management
|
For
|
For
|
1d
|
Elect Director Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
1e
|
Elect Director Charles W. Moorman, IV
|
Management
|
For
|
For
|
1f
|
Elect Director Dambisa F. Moyo
|
Management
|
For
|
For
|
1g
|
Elect Director Debra Reed-Klages
|
Management
|
For
|
For
|
1h
|
Elect Director Ronald D. Sugar
|
Management
|
For
|
For
|
1i
|
Elect Director D. James Umpleby, III
|
Management
|
For
|
For
|
1j
|
Elect Director Michael K. Wirth
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
For
|
5
|
Establish Board Committee on Climate Risk
|
Shareholder
|
Against
|
Against
|
6
|
Report on Climate Lobbying Aligned with Paris Agreement Goals
|
Shareholder
|
Against
|
For
|
7
|
Report on Petrochemical Risk
|
Shareholder
|
Against
|
For
|
8
|
Report on Human Rights Practices
|
Shareholder
|
Against
|
Against
|
9
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
Against
|
10
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
|
COLGATE-PALMOLIVE COMPANY
Meeting Date: MAY 08, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL
|
Ticker: CL
Security ID: 194162103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director John P. Bilbrey
|
Management
|
For
|
For
|
1b
|
Elect Director John T. Cahill
|
Management
|
For
|
For
|
1c
|
Elect Director Lisa M. Edwards
|
Management
|
For
|
For
|
1d
|
Elect Director Helene D. Gayle
|
Management
|
For
|
For
|
1e
|
Elect Director C. Martin Harris
|
Management
|
For
|
For
|
1f
|
Elect Director Martina Hund-Mejean
|
Management
|
For
|
For
|
1g
|
Elect Director Lorrie M. Norrington
|
Management
|
For
|
For
|
1h
|
Elect Director Michael B. Polk
|
Management
|
For
|
For
|
1i
|
Elect Director Stephen I. Sadove
|
Management
|
For
|
For
|
1j
|
Elect Director Noel R. Wallace
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
For
|
5
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
|
COMCAST CORPORATION
Meeting Date: JUN 03, 2020
Record Date: APR 03, 2020
Meeting Type: ANNUAL
|
Ticker: CMCSA
Security ID: 20030N101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Kenneth J. Bacon
|
Management
|
For
|
For
|
1.2
|
Elect Director Madeline S. Bell
|
Management
|
For
|
For
|
1.3
|
Elect Director Naomi M. Bergman
|
Management
|
For
|
For
|
1.4
|
Elect Director Edward D. Breen
|
Management
|
For
|
For
|
1.5
|
Elect Director Gerald L. Hassell
|
Management
|
For
|
For
|
1.6
|
Elect Director Jeffrey A. Honickman
|
Management
|
For
|
For
|
1.7
|
Elect Director Maritza G. Montiel
|
Management
|
For
|
For
|
1.8
|
Elect Director Asuka Nakahara
|
Management
|
For
|
For
|
1.9
|
Elect Director David C. Novak
|
Management
|
For
|
For
|
1.10
|
Elect Director Brian L. Roberts
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
3
|
Amend Stock Option Plan
|
Management
|
For
|
For
|
4
|
Amend Restricted Stock Plan
|
Management
|
For
|
For
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
6
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
7
|
Require Independent Board Chair
|
Shareholder
|
Against
|
Against
|
8
|
Report on Risks Posed by Failing to Prevent Sexual Harassment
|
Shareholder
|
Against
|
Against
|
|
ENBRIDGE INC.
Meeting Date: MAY 05, 2020
Record Date: MAR 09, 2020
Meeting Type: ANNUAL
|
Ticker: ENB
Security ID: 29250N105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Pamela L. Carter
|
Management
|
For
|
For
|
1.2
|
Elect Director Marcel R. Coutu
|
Management
|
For
|
For
|
1.3
|
Elect Director Susan M. Cunningham
|
Management
|
For
|
For
|
1.4
|
Elect Director Gregory L. Ebel
|
Management
|
For
|
For
|
1.5
|
Elect Director J. Herb England
|
Management
|
For
|
For
|
1.6
|
Elect Director Charles W. Fischer
|
Management
|
For
|
For
|
1.7
|
Elect Director Gregory J. Goff
|
Management
|
For
|
For
|
1.8
|
Elect Director V. Maureen Kempston Darkes
|
Management
|
For
|
For
|
1.9
|
Elect Director Teresa S. Madden
|
Management
|
For
|
For
|
1.10
|
Elect Director Al Monaco
|
Management
|
For
|
For
|
1.11
|
Elect Director Dan C. Tutcher
|
Management
|
For
|
For
|
2
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
3
|
Approve Shareholder Rights Plan
|
Management
|
For
|
For
|
4
|
Amend By-Law No. 1 of Enbridge
|
Management
|
For
|
For
|
5
|
Advisory Vote on Executive Compensation Approach
|
Management
|
For
|
For
|
|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date: JUL 24, 2019
Record Date: JUN 03, 2019
Meeting Type: SPECIAL
|
Ticker: FIS
Security ID: 31620M106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Issue Shares in Connection with Merger
|
Management
|
For
|
For
|
2
|
Increase Authorized Common Stock
|
Management
|
For
|
For
|
3
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date: MAY 28, 2020
Record Date: APR 01, 2020
Meeting Type: ANNUAL
|
Ticker: FIS
Security ID: 31620M106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Lee Adrean
|
Management
|
For
|
For
|
1b
|
Elect Director Ellen R. Alemany
|
Management
|
For
|
For
|
1c
|
Elect Director Lisa A. Hook
|
Management
|
For
|
For
|
1d
|
Elect Director Keith W. Hughes
|
Management
|
For
|
For
|
1e
|
Elect Director Gary L. Lauer
|
Management
|
For
|
For
|
1f
|
Elect Director Gary A. Norcross
|
Management
|
For
|
For
|
1g
|
Elect Director Louise M. Parent
|
Management
|
For
|
For
|
1h
|
Elect Director Brian T. Shea
|
Management
|
For
|
For
|
1i
|
Elect Director James B. Stallings, Jr.
|
Management
|
For
|
For
|
1j
|
Elect Director Jeffrey E. Stiefler
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
3
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
|
HONEYWELL INTERNATIONAL INC.
Meeting Date: APR 27, 2020
Record Date: FEB 28, 2020
Meeting Type: ANNUAL
|
Ticker: HON
Security ID: 438516106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1A
|
Elect Director Darius Adamczyk
|
Management
|
For
|
For
|
1B
|
Elect Director Duncan B. Angove
|
Management
|
For
|
For
|
1C
|
Elect Director William S. Ayer
|
Management
|
For
|
For
|
1D
|
Elect Director Kevin Burke
|
Management
|
For
|
For
|
1E
|
Elect Director D. Scott Davis
|
Management
|
For
|
For
|
1F
|
Elect Director Linnet F. Deily
|
Management
|
For
|
For
|
1G
|
Elect Director Deborah Flint
|
Management
|
For
|
For
|
1H
|
Elect Director Judd Gregg
|
Management
|
For
|
For
|
1I
|
Elect Director Clive Hollick
|
Management
|
For
|
For
|
1J
|
Elect Director Grace D. Lieblein
|
Management
|
For
|
For
|
1K
|
Elect Director Raymond T. Odierno
|
Management
|
For
|
For
|
1L
|
Elect Director George Paz
|
Management
|
For
|
For
|
1M
|
Elect Director Robin L. Washington
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
4
|
Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
|
Shareholder
|
Against
|
Against
|
5
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
For
|
|
INGERSOLL-RAND PLC
Meeting Date: FEB 04, 2020
Record Date: DEC 17, 2019
Meeting Type: SPECIAL
|
Ticker: IR
Security ID: G47791101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Change Company Name to Trane Technologies plc
|
Management
|
For
|
For
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 10, 2020
Meeting Type: ANNUAL
|
Ticker: IFF
Security ID: 459506101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Marcello V. Bottoli
|
Management
|
For
|
For
|
1b
|
Elect Director Michael L. Ducker
|
Management
|
For
|
For
|
1c
|
Elect Director David R. Epstein
|
Management
|
For
|
For
|
1d
|
Elect Director Roger W. Ferguson, Jr.
|
Management
|
For
|
For
|
1e
|
Elect Director John F. Ferraro
|
Management
|
For
|
For
|
1f
|
Elect Director Andreas Fibig
|
Management
|
For
|
For
|
1g
|
Elect Director Christina Gold
|
Management
|
For
|
For
|
1h
|
Elect Director Katherine M. Hudson
|
Management
|
For
|
For
|
1i
|
Elect Director Dale F. Morrison
|
Management
|
For
|
For
|
1j
|
Elect Director Li-Huei Tsai
|
Management
|
For
|
For
|
1k
|
Elect Director Stephen Williamson
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
JOHNSON & JOHNSON
Meeting Date: APR 23, 2020
Record Date: FEB 25, 2020
Meeting Type: ANNUAL
|
Ticker: JNJ
Security ID: 478160104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Mary C. Beckerle
|
Management
|
For
|
For
|
1b
|
Elect Director D. Scott Davis
|
Management
|
For
|
For
|
1c
|
Elect Director Ian E. L. Davis
|
Management
|
For
|
For
|
1d
|
Elect Director Jennifer A. Doudna
|
Management
|
For
|
For
|
1e
|
Elect Director Alex Gorsky
|
Management
|
For
|
For
|
1f
|
Elect Director Marillyn A. Hewson
|
Management
|
For
|
For
|
1g
|
Elect Director Hubert Joly
|
Management
|
For
|
For
|
1h
|
Elect Director Mark B. McClellan
|
Management
|
For
|
For
|
1i
|
Elect Director Anne M. Mulcahy
|
Management
|
For
|
For
|
1j
|
Elect Director Charles Prince
|
Management
|
For
|
For
|
1k
|
Elect Director A. Eugene Washington
|
Management
|
For
|
For
|
1l
|
Elect Director Mark A. Weinberger
|
Management
|
For
|
For
|
1m
|
Elect Director Ronald A. Williams
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
4
|
Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause
|
Management
|
For
|
For
|
5
|
Require Independent Board Chair
|
Shareholder
|
Against
|
For
|
6
|
Report on Governance Measures Implemented Related to Opioids
|
Shareholder
|
Against
|
For
|
|
JPMORGAN CHASE & CO.
Meeting Date: MAY 19, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL
|
Ticker: JPM
Security ID: 46625H100
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Linda B. Bammann
|
Management
|
For
|
For
|
1b
|
Elect Director Stephen B. Burke
|
Management
|
For
|
For
|
1c
|
Elect Director Todd A. Combs
|
Management
|
For
|
For
|
1d
|
Elect Director James S. Crown
|
Management
|
For
|
For
|
1e
|
Elect Director James Dimon
|
Management
|
For
|
For
|
1f
|
Elect Director Timothy P. Flynn
|
Management
|
For
|
For
|
1g
|
Elect Director Mellody Hobson
|
Management
|
For
|
For
|
1h
|
Elect Director Michael A. Neal
|
Management
|
For
|
For
|
1i
|
Elect Director Lee R. Raymond
|
Management
|
For
|
For
|
1j
|
Elect Director Virginia M. Rometty
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers LLP as Auditor
|
Management
|
For
|
For
|
4
|
Require Independent Board Chair
|
Shareholder
|
Against
|
For
|
5
|
Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.
|
Shareholder
|
Against
|
Against
|
6
|
Report on Climate Change
|
Shareholder
|
Against
|
For
|
7
|
Amend Shareholder Written Consent Provisions
|
Shareholder
|
Against
|
Against
|
8
|
Report on Charitable Contributions
|
Shareholder
|
Against
|
Against
|
9
|
Report on Gender/Racial Pay Gap
|
Shareholder
|
Against
|
Against
|
|
LINDE PLC
Meeting Date: JUL 26, 2019
Record Date: JUL 24, 2019
Meeting Type: ANNUAL
|
Ticker: LIN
Security ID: G5494J103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Wolfgang H. Reitzle
|
Management
|
For
|
For
|
1b
|
Elect Director Stephen F. Angel
|
Management
|
For
|
For
|
1c
|
Elect Director Ann-Kristin Achleitner
|
Management
|
For
|
For
|
1d
|
Elect Director Clemens A. H. Borsig
|
Management
|
For
|
For
|
1e
|
Elect Director Nance K. Dicciani
|
Management
|
For
|
For
|
1f
|
Elect Director Thomas Enders
|
Management
|
For
|
For
|
1g
|
Elect Director Franz Fehrenbach
|
Management
|
For
|
For
|
1h
|
Elect Director Edward G. Galante
|
Management
|
For
|
For
|
1i
|
Elect Director Larry D. McVay
|
Management
|
For
|
For
|
1j
|
Elect Director Victoria E. Ossadnik
|
Management
|
For
|
For
|
1k
|
Elect Director Martin H. Richenhagen
|
Management
|
For
|
For
|
1l
|
Elect Director Robert L. Wood
|
Management
|
For
|
For
|
2a
|
Ratify PricewaterhouseCoopers as Auditors
|
Management
|
For
|
For
|
2b
|
Authorize Board to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
3
|
Determine Price Range for Reissuance of Treasury Shares
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
5
|
Advisory Vote on Say on Pay Frequency
|
Management
|
One Year
|
One Year
|
|
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 21, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL
|
Ticker: LLOY
Security ID: 539439109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Elect William Chalmers as Director
|
Management
|
For
|
For
|
3
|
Elect Sarah Legg as Director
|
Management
|
For
|
For
|
4
|
Elect Catherine Woods as Director
|
Management
|
For
|
For
|
5
|
Re-elect Lord Blackwell as Director
|
Management
|
For
|
For
|
6
|
Re-elect Juan Colombas as Director
|
Management
|
For
|
For
|
7
|
Re-elect Alan Dickinson as Director
|
Management
|
For
|
For
|
8
|
Re-elect Simon Henry as Director
|
Management
|
For
|
For
|
9
|
Re-elect Antonio Horta-Osorio as Director
|
Management
|
For
|
For
|
10
|
Re-elect Lord Lupton as Director
|
Management
|
For
|
For
|
11
|
Re-elect Amanda Mackenzie as Director
|
Management
|
For
|
For
|
12
|
Re-elect Nick Prettejohn as Director
|
Management
|
For
|
For
|
13
|
Re-elect Stuart Sinclair as Director
|
Management
|
For
|
For
|
14
|
Re-elect Sara Weller as Director
|
Management
|
For
|
For
|
15
|
Approve Remuneration Policy
|
Management
|
For
|
Against
|
16
|
Approve Remuneration Report
|
Management
|
For
|
For
|
17
|
Approve Final Dividend
|
Management
|
For
|
Withhold
|
18
|
Reappoint PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
19
|
Authorise the Audit Committee to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
20
|
Approve Long Term Share Plan
|
Management
|
For
|
Against
|
21
|
Authorise EU Political Donations and Expenditure
|
Management
|
For
|
For
|
22
|
Authorise Issue of Equity
|
Management
|
For
|
For
|
23
|
Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments
|
Management
|
For
|
For
|
24
|
Authorise Issue of Equity without Pre-emptive Rights
|
Management
|
For
|
For
|
25
|
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Management
|
For
|
For
|
26
|
Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments
|
Management
|
For
|
For
|
27
|
Authorise Market Purchase of Ordinary Shares
|
Management
|
For
|
For
|
28
|
Authorise Market Purchase of Preference Shares
|
Management
|
For
|
For
|
29
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Management
|
For
|
For
|
|
LOCKHEED MARTIN CORPORATION
Meeting Date: APR 23, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL
|
Ticker: LMT
Security ID: 539830109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Daniel F. Akerson
|
Management
|
For
|
For
|
1.2
|
Elect Director David B. Burritt
|
Management
|
For
|
For
|
1.3
|
Elect Director Bruce A. Carlson
|
Management
|
For
|
For
|
1.4
|
Elect Director Joseph F. Dunford, Jr.
|
Management
|
For
|
For
|
1.5
|
Elect Director James O. Ellis, Jr.
|
Management
|
For
|
For
|
1.6
|
Elect Director Thomas J. Falk
|
Management
|
For
|
For
|
1.7
|
Elect Director Ilene S. Gordon
|
Management
|
For
|
For
|
1.8
|
Elect Director Marillyn A. Hewson
|
Management
|
For
|
For
|
1.9
|
Elect Director Vicki A. Hollub
|
Management
|
For
|
For
|
1.10
|
Elect Director Jeh C. Johnson
|
Management
|
For
|
For
|
1.11
|
Elect Director Debra L. Reed-Klages
|
Management
|
For
|
For
|
1.12
|
Elect Director James D. Taiclet, Jr.
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
|
LOWE'S COMPANIES, INC.
Meeting Date: MAY 29, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL
|
Ticker: LOW
Security ID: 548661107
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Raul Alvarez
|
Management
|
For
|
For
|
1.2
|
Elect Director David H. Batchelder
|
Management
|
For
|
For
|
1.3
|
Elect Director Angela F. Braly
|
Management
|
For
|
For
|
1.4
|
Elect Director Sandra B. Cochran
|
Management
|
For
|
For
|
1.5
|
Elect Director Laurie Z. Douglas
|
Management
|
For
|
For
|
1.6
|
Elect Director Richard W. Dreiling
|
Management
|
For
|
For
|
1.7
|
Elect Director Marvin R. Ellison
|
Management
|
For
|
For
|
1.8
|
Elect Director Brian C. Rogers
|
Management
|
For
|
For
|
1.9
|
Elect Director Bertram L. Scott
|
Management
|
For
|
For
|
1.10
|
Elect Director Lisa W. Wardell
|
Management
|
For
|
For
|
1.11
|
Elect Director Eric C. Wiseman
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditor
|
Management
|
For
|
For
|
4
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Management
|
For
|
For
|
5
|
Approve Qualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
6
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
|
MICROSOFT CORPORATION
Meeting Date: DEC 04, 2019
Record Date: OCT 08, 2019
Meeting Type: ANNUAL
|
Ticker: MSFT
Security ID: 594918104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director William H. Gates, III
|
Management
|
For
|
For
|
1.2
|
Elect Director Reid G. Hoffman
|
Management
|
For
|
For
|
1.3
|
Elect Director Hugh F. Johnston
|
Management
|
For
|
For
|
1.4
|
Elect Director Teri L. List-Stoll
|
Management
|
For
|
For
|
1.5
|
Elect Director Satya Nadella
|
Management
|
For
|
For
|
1.6
|
Elect Director Sandra E. Peterson
|
Management
|
For
|
For
|
1.7
|
Elect Director Penny S. Pritzker
|
Management
|
For
|
For
|
1.8
|
Elect Director Charles W. Scharf
|
Management
|
For
|
For
|
1.9
|
Elect Director Arne M. Sorenson
|
Management
|
For
|
For
|
1.10
|
Elect Director John W. Stanton
|
Management
|
For
|
For
|
1.11
|
Elect Director John W. Thompson
|
Management
|
For
|
For
|
1.12
|
Elect Director Emma N. Walmsley
|
Management
|
For
|
For
|
1.13
|
Elect Director Padmasree Warrior
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
4
|
Report on Employee Representation on the Board of Directors
|
Shareholder
|
Against
|
Against
|
5
|
Report on Gender Pay Gap
|
Shareholder
|
Against
|
For
|
|
NEXTERA ENERGY, INC.
Meeting Date: MAY 21, 2020
Record Date: MAR 23, 2020
Meeting Type: ANNUAL
|
Ticker: NEE
Security ID: 65339F101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Sherry S. Barrat
|
Management
|
For
|
For
|
1b
|
Elect Director James L. Camaren
|
Management
|
For
|
For
|
1c
|
Elect Director Kenneth B. Dunn
|
Management
|
For
|
For
|
1d
|
Elect Director Naren K. Gursahaney
|
Management
|
For
|
For
|
1e
|
Elect Director Kirk S. Hachigian
|
Management
|
For
|
For
|
1f
|
Elect Director Toni Jennings
|
Management
|
For
|
For
|
1g
|
Elect Director Amy B. Lane
|
Management
|
For
|
For
|
1h
|
Elect Director David L. Porges
|
Management
|
For
|
For
|
1i
|
Elect Director James L. Robo
|
Management
|
For
|
For
|
1j
|
Elect Director Rudy E. Schupp
|
Management
|
For
|
For
|
1k
|
Elect Director John L. Skolds
|
Management
|
For
|
For
|
1l
|
Elect Director William H. Swanson
|
Management
|
For
|
For
|
1m
|
Elect Director Darryl L. Wilson
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Political Contributions
|
Shareholder
|
Against
|
Against
|
5
|
Provide Right to Act by Written Consent
|
Shareholder
|
Against
|
Against
|
|
ORIX CORP.
Meeting Date: JUN 26, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL
|
Ticker: 8591
Security ID: 686330101
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Inoue, Makoto
|
Management
|
For
|
For
|
1.2
|
Elect Director Irie, Shuji
|
Management
|
For
|
For
|
1.3
|
Elect Director Taniguchi, Shoji
|
Management
|
For
|
For
|
1.4
|
Elect Director Matsuzaki, Satoru
|
Management
|
For
|
For
|
1.5
|
Elect Director Stan Koyanagi
|
Management
|
For
|
For
|
1.6
|
Elect Director Suzuki, Yoshiteru
|
Management
|
For
|
For
|
1.7
|
Elect Director Yasuda, Ryuji
|
Management
|
For
|
For
|
1.8
|
Elect Director Takenaka, Heizo
|
Management
|
For
|
For
|
1.9
|
Elect Director Michael Cusumano
|
Management
|
For
|
For
|
1.10
|
Elect Director Akiyama, Sakie
|
Management
|
For
|
For
|
1.11
|
Elect Director Watanabe, Hiroshi
|
Management
|
For
|
Against
|
1.12
|
Elect Director Sekine, Aiko
|
Management
|
For
|
For
|
|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 05, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL
|
Ticker: PKG
Security ID: 695156109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Cheryl K. Beebe
|
Management
|
For
|
For
|
1.2
|
Elect Director Duane C. Farrington
|
Management
|
For
|
For
|
1.3
|
Elect Director Donna A. Harman
|
Management
|
For
|
For
|
1.4
|
Elect Director Mark W. Kowlzan
|
Management
|
For
|
For
|
1.5
|
Elect Director Robert C. Lyons
|
Management
|
For
|
For
|
1.6
|
Elect Director Thomas P. Maurer
|
Management
|
For
|
For
|
1.7
|
Elect Director Samuel M. Mencoff
|
Management
|
For
|
For
|
1.8
|
Elect Director Roger B. Porter
|
Management
|
For
|
For
|
1.9
|
Elect Director Thomas S. Souleles
|
Management
|
For
|
For
|
1.10
|
Elect Director Paul T. Stecko
|
Management
|
For
|
For
|
1.11
|
Elect Director James D. Woodrum
|
Management
|
For
|
For
|
2
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
3
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
|
PEPSICO, INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 02, 2020
Meeting Type: ANNUAL
|
Ticker: PEP
Security ID: 713448108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Shona L. Brown
|
Management
|
For
|
For
|
1b
|
Elect Director Cesar Conde
|
Management
|
For
|
For
|
1c
|
Elect Director Ian Cook
|
Management
|
For
|
For
|
1d
|
Elect Director Dina Dublon
|
Management
|
For
|
For
|
1e
|
Elect Director Richard W. Fisher
|
Management
|
For
|
For
|
1f
|
Elect Director Michelle Gass
|
Management
|
For
|
For
|
1g
|
Elect Director Ramon L. Laguarta
|
Management
|
For
|
For
|
1h
|
Elect Director David C. Page
|
Management
|
For
|
For
|
1i
|
Elect Director Robert C. Pohlad
|
Management
|
For
|
For
|
1j
|
Elect Director Daniel Vasella
|
Management
|
For
|
For
|
1k
|
Elect Director Darren Walker
|
Management
|
For
|
For
|
1l
|
Elect Director Alberto Weisser
|
Management
|
For
|
For
|
2
|
Ratify KPMG LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Reduce Ownership Threshold for Shareholders to Call Special Meeting
|
Shareholder
|
Against
|
For
|
5
|
Report on Sugar and Public Health
|
Shareholder
|
Against
|
Against
|
|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 06, 2020
Record Date: MAR 13, 2020
Meeting Type: ANNUAL
|
Ticker: PM
Security ID: 718172109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Andre Calantzopoulos
|
Management
|
For
|
For
|
1b
|
Elect Director Louis C. Camilleri
|
Management
|
For
|
For
|
1c
|
Elect Director Werner Geissler
|
Management
|
For
|
For
|
1d
|
Elect Director Lisa A. Hook
|
Management
|
For
|
For
|
1e
|
Elect Director Jennifer Li
|
Management
|
For
|
For
|
1f
|
Elect Director Jun Makihara
|
Management
|
For
|
For
|
1g
|
Elect Director Kalpana Morparia
|
Management
|
For
|
For
|
1h
|
Elect Director Lucio A. Noto
|
Management
|
For
|
For
|
1i
|
Elect Director Frederik Paulsen
|
Management
|
For
|
For
|
1j
|
Elect Director Robert B. Polet
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify PricewaterhouseCoopers SA as Auditor
|
Management
|
For
|
For
|
|
PHILLIPS 66
Meeting Date: MAY 06, 2020
Record Date: MAR 11, 2020
Meeting Type: ANNUAL
|
Ticker: PSX
Security ID: 718546104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Charles M. Holley
|
Management
|
For
|
For
|
1b
|
Elect Director Glenn F. Tilton
|
Management
|
For
|
For
|
1c
|
Elect Director Marna C. Whittington
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Report on Risks of Gulf Coast Petrochemical Investments
|
Shareholder
|
Against
|
For
|
|
RESTAURANT BRANDS INTERNATIONAL INC.
Meeting Date: JUN 10, 2020
Record Date: APR 15, 2020
Meeting Type: ANNUAL
|
Ticker: QSR
Security ID: 76131D103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Alexandre Behring
|
Management
|
For
|
For
|
1.2
|
Elect Director Joao M. Castro-Neves
|
Management
|
For
|
For
|
1.3
|
Elect Director Maximilien de Limburg Stirum
|
Management
|
For
|
For
|
1.4
|
Elect Director Paul J. Fribourg
|
Management
|
For
|
For
|
1.5
|
Elect Director Neil Golden
|
Management
|
For
|
For
|
1.6
|
Elect Director Ali Hedayat
|
Management
|
For
|
For
|
1.7
|
Elect Director Golnar Khosrowshahi
|
Management
|
For
|
For
|
1.8
|
Elect Director Giovanni (John) Prato
|
Management
|
For
|
For
|
1.9
|
Elect Director Daniel S. Schwartz
|
Management
|
For
|
For
|
1.10
|
Elect Director Carlos Alberto Sicupira
|
Management
|
For
|
For
|
1.11
|
Elect Director Roberto Moses Thompson Motta
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
Withhold
|
4
|
Report on Minimum Requirements and Standards Related to Workforce Practices
|
Shareholder
|
Against
|
For
|
5
|
Report on Comprehensive Policy on Plastic Pollution and Sustainable Packaging
|
Shareholder
|
Against
|
Against
|
|
SANOFI
Meeting Date: APR 28, 2020
Record Date: MAR 30, 2020
Meeting Type: ANNUAL
|
Ticker: SAN
Security ID: 80105N105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Consolidated Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
3
|
Approve Treatment of Losses and Dividends of EUR 3.15 per Share
|
Management
|
For
|
For
|
4
|
Approve Auditors' Special Report on Related-Party Transactions
|
Management
|
For
|
For
|
5
|
Ratify Appointment of Paul Hudson as Director
|
Management
|
For
|
For
|
6
|
Reelect Laurent Attal as Director
|
Management
|
For
|
For
|
7
|
Reelect Carole Piwnica as Director
|
Management
|
For
|
For
|
8
|
Reelect Diane Souza as Director
|
Management
|
For
|
For
|
9
|
Reelect Thomas Sudhof as Director
|
Management
|
For
|
For
|
10
|
Elect Rachel Duan as Director
|
Management
|
For
|
For
|
11
|
Elect Lise Kingo as Director
|
Management
|
For
|
For
|
12
|
Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million
|
Management
|
For
|
For
|
13
|
Approve Remuneration Policy of Directors
|
Management
|
For
|
For
|
14
|
Approve Remuneration Policy of Chairman of the Board
|
Management
|
For
|
For
|
15
|
Approve Remuneration Policy of CEO
|
Management
|
For
|
For
|
16
|
Approve Compensation Report of Corporate Officers
|
Management
|
For
|
For
|
17
|
Approve Compensation of Serge Weinberg, Chairman of the Board
|
Management
|
For
|
For
|
18
|
Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019
|
Management
|
For
|
For
|
19
|
Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
|
Management
|
For
|
Against
|
20
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
21
|
Authorize Filing of Required Documents/Other Formalities
|
Management
|
For
|
For
|
|
SAP SE
Meeting Date: MAY 20, 2020
Record Date: APR 21, 2020
Meeting Type: ANNUAL
|
Ticker: SAP
Security ID: 803054204
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
|
Management
|
None
|
None
|
2
|
Approve Allocation of Income and Dividends of EUR 1.58 per Share
|
Management
|
For
|
For
|
3
|
Approve Discharge of Management Board for Fiscal 2019
|
Management
|
For
|
For
|
4
|
Approve Discharge of Supervisory Board for Fiscal 2019
|
Management
|
For
|
For
|
5
|
Ratify KPMG AG as Auditors for Fiscal 2020
|
Management
|
For
|
For
|
6a
|
Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights
|
Management
|
For
|
For
|
6b
|
Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights
|
Management
|
For
|
For
|
7
|
Approve Remuneration Policy for the Management Board
|
Management
|
For
|
For
|
8
|
Approve Remuneration Policy for the Supervisory Board
|
Management
|
For
|
For
|
|
SUNTRUST BANKS, INC.
Meeting Date: JUL 30, 2019
Record Date: JUN 24, 2019
Meeting Type: SPECIAL
|
Ticker: STI
Security ID: 867914BJ1
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Merger Agreement
|
Management
|
For
|
For
|
2
|
Advisory Vote on Golden Parachutes
|
Management
|
For
|
For
|
3
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
TEXAS INSTRUMENTS INCORPORATED
Meeting Date: APR 23, 2020
Record Date: FEB 24, 2020
Meeting Type: ANNUAL
|
Ticker: TXN
Security ID: 882508104
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Mark A. Blinn
|
Management
|
For
|
For
|
1b
|
Elect Director Todd M. Bluedorn
|
Management
|
For
|
For
|
1c
|
Elect Director Janet F. Clark
|
Management
|
For
|
For
|
1d
|
Elect Director Carrie S. Cox
|
Management
|
For
|
For
|
1e
|
Elect Director Martin S. Craighead
|
Management
|
For
|
For
|
1f
|
Elect Director Jean M. Hobby
|
Management
|
For
|
For
|
1g
|
Elect Director Michael D. Hsu
|
Management
|
For
|
For
|
1h
|
Elect Director Ronald Kirk
|
Management
|
For
|
For
|
1i
|
Elect Director Pamela H. Patsley
|
Management
|
For
|
For
|
1j
|
Elect Director Robert E. Sanchez
|
Management
|
For
|
For
|
1k
|
Elect Director Richard k. Templeton
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
|
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 12, 2020
Record Date: MAR 16, 2020
Meeting Type: ANNUAL
|
Ticker: SCHW
Security ID: 808513105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director William S. Haraf
|
Management
|
For
|
For
|
1b
|
Elect Director Frank C. Herringer
|
Management
|
For
|
For
|
1c
|
Elect Director Roger O. Walther
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Provide Proxy Access Right
|
Management
|
For
|
For
|
6
|
Adopt Policy to Annually Disclose EEO-1 Data
|
Shareholder
|
Against
|
For
|
7
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
For
|
|
THE CHARLES SCHWAB CORPORATION
Meeting Date: JUN 04, 2020
Record Date: APR 27, 2020
Meeting Type: SPECIAL
|
Ticker: SCHW
Security ID: 808513105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Issue Shares in Connection with Merger
|
Management
|
For
|
For
|
2
|
Amend Charter
|
Management
|
For
|
For
|
3
|
Adjourn Meeting
|
Management
|
For
|
For
|
|
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date: APR 28, 2020
Record Date: JAN 31, 2020
Meeting Type: ANNUAL
|
Ticker: PNC
Security ID: 693475105
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Joseph Alvarado
|
Management
|
For
|
For
|
1.2
|
Elect Director Charles E. Bunch
|
Management
|
For
|
For
|
1.3
|
Elect Director Debra A. Cafaro
|
Management
|
For
|
For
|
1.4
|
Elect Director Marjorie Rodgers Cheshire
|
Management
|
For
|
For
|
1.5
|
Elect Director William S. Demchak
|
Management
|
For
|
For
|
1.6
|
Elect Director Andrew T. Feldstein
|
Management
|
For
|
For
|
1.7
|
Elect Director Richard J. Harshman
|
Management
|
For
|
For
|
1.8
|
Elect Director Daniel R. Hesse
|
Management
|
For
|
For
|
1.9
|
Elect Director Linda R. Medler
|
Management
|
For
|
For
|
1.10
|
Elect Director Martin Pfinsgraff
|
Management
|
For
|
For
|
1.11
|
Elect Director Toni Townes-Whitley
|
Management
|
For
|
For
|
1.12
|
Elect Director Michael J. Ward
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Amend Qualified Employee Stock Purchase Plan
|
Management
|
For
|
For
|
|
THE TORONTO-DOMINION BANK
Meeting Date: APR 02, 2020
Record Date: FEB 07, 2020
Meeting Type: ANNUAL
|
Ticker: TD
Security ID: 891160509
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1.1
|
Elect Director Amy W. Brinkley
|
Management
|
For
|
For
|
1.2
|
Elect Director Brian C. Ferguson
|
Management
|
For
|
For
|
1.3
|
Elect Director Colleen A. Goggins
|
Management
|
For
|
For
|
1.4
|
Elect Director Jean-Rene Halde
|
Management
|
For
|
For
|
1.5
|
Elect Director David E. Kepler
|
Management
|
For
|
For
|
1.6
|
Elect Director Brian M. Levitt
|
Management
|
For
|
For
|
1.7
|
Elect Director Alan N. MacGibbon
|
Management
|
For
|
For
|
1.8
|
Elect Director Karen E. Maidment
|
Management
|
For
|
For
|
1.9
|
Elect Director Bharat B. Masrani
|
Management
|
For
|
For
|
1.10
|
Elect Director Irene R. Miller
|
Management
|
For
|
For
|
1.11
|
Elect Director Nadir H. Mohamed
|
Management
|
For
|
For
|
1.12
|
Elect Director Claude Mongeau
|
Management
|
For
|
For
|
1.13
|
Elect Director S. Jane Rowe
|
Management
|
For
|
For
|
2
|
Ratify Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote on Executive Compensation Approach
|
Management
|
For
|
For
|
4
|
SP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
|
Shareholder
|
Against
|
Against
|
5
|
SP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years
|
Shareholder
|
Against
|
Against
|
6
|
SP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities
|
Shareholder
|
Against
|
Against
|
|
THE WALT DISNEY COMPANY
Meeting Date: MAR 11, 2020
Record Date: JAN 13, 2020
Meeting Type: ANNUAL
|
Ticker: DIS
Security ID: 254687106
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Susan E. Arnold
|
Management
|
For
|
For
|
1b
|
Elect Director Mary T. Barra
|
Management
|
For
|
For
|
1c
|
Elect Director Safra A. Catz
|
Management
|
For
|
For
|
1d
|
Elect Director Francis A. deSouza
|
Management
|
For
|
For
|
1e
|
Elect Director Michael B.G. Froman
|
Management
|
For
|
For
|
1f
|
Elect Director Robert A. Iger
|
Management
|
For
|
For
|
1g
|
Elect Director Maria Elena Lagomasino
|
Management
|
For
|
For
|
1h
|
Elect Director Mark G. Parker
|
Management
|
For
|
For
|
1i
|
Elect Director Derica W. Rice
|
Management
|
For
|
For
|
2
|
Ratify PricewaterhouseCoopers LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
Against
|
4
|
Amend Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Report on Lobbying Payments and Policy
|
Shareholder
|
Against
|
Against
|
|
TOTAL SA
Meeting Date: MAY 29, 2020
Record Date: APR 24, 2020
Meeting Type: ANNUAL/SPECIAL
|
Ticker: FP
Security ID: 89151E109
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Consolidated Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
3
|
Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program
|
Management
|
For
|
For
|
4
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital
|
Management
|
For
|
For
|
5
|
Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
|
Management
|
For
|
For
|
6
|
Reelect Patricia Barbizet as Director
|
Management
|
For
|
For
|
7
|
Reelect Marie-Christine Coisne-Roquette as Director
|
Management
|
For
|
For
|
8
|
Reelect Mark Cutifani as Director
|
Management
|
For
|
For
|
9
|
Elect Jerome Contamine as Director
|
Management
|
For
|
For
|
10
|
Approve Compensation Report of Corporate Officers
|
Management
|
For
|
For
|
11
|
Approve Remuneration Policy of Directors
|
Management
|
For
|
For
|
12
|
Approve Compensation of Patrick Pouyanne, Chairman and CEO
|
Management
|
For
|
For
|
13
|
Approve Remuneration Policy of Chairman and CEO
|
Management
|
For
|
For
|
14
|
Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly
|
Management
|
For
|
For
|
15
|
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion
|
Management
|
For
|
For
|
16
|
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million
|
Management
|
For
|
For
|
17
|
Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million
|
Management
|
For
|
For
|
18
|
Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17
|
Management
|
For
|
For
|
19
|
Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
|
Management
|
For
|
For
|
20
|
Authorize Capital Issuances for Use in Employee Stock Purchase Plans
|
Management
|
For
|
For
|
21
|
Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans
|
Management
|
For
|
For
|
A
|
Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
|
Shareholder
|
Against
|
Against
|
|
TRANE TECHNOLOGIES PLC
Meeting Date: JUN 04, 2020
Record Date: APR 08, 2020
Meeting Type: ANNUAL
|
Ticker: TT
Security ID: G8994E103
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Kirk E. Arnold
|
Management
|
For
|
For
|
1b
|
Elect Director Ann C. Berzin
|
Management
|
For
|
For
|
1c
|
Elect Director John Bruton
|
Management
|
For
|
For
|
1d
|
Elect Director Jared L. Cohon
|
Management
|
For
|
For
|
1e
|
Elect Director Gary D. Forsee
|
Management
|
For
|
For
|
1f
|
Elect Director Linda P. Hudson
|
Management
|
For
|
For
|
1g
|
Elect Director Michael W. Lamach
|
Management
|
For
|
For
|
1h
|
Elect Director Myles P. Lee
|
Management
|
For
|
For
|
1i
|
Elect Director Karen B. Peetz
|
Management
|
For
|
For
|
1j
|
Elect Director John P. Surma
|
Management
|
For
|
For
|
1k
|
Elect Director Richard J. Swift
|
Management
|
For
|
For
|
1l
|
Elect Director Tony L. White
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
|
Management
|
For
|
For
|
4
|
Authorize Issue of Equity
|
Management
|
For
|
For
|
5
|
Renew Directors' Authority to Issue Shares for Cash
|
Management
|
For
|
For
|
6
|
Authorize Reissuance of Repurchased Shares
|
Management
|
For
|
For
|
|
UNILEVER PLC
Meeting Date: APR 29, 2020
Record Date: MAR 04, 2020
Meeting Type: ANNUAL
|
Ticker: ULVR
Security ID: 904767704
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Approve Remuneration Report
|
Management
|
For
|
For
|
3
|
Re-elect Nils Andersen as Director
|
Management
|
For
|
For
|
4
|
Re-elect Laura Cha as Director
|
Management
|
For
|
For
|
5
|
Re-elect Vittorio Colao as Director
|
Management
|
For
|
For
|
6
|
Re-elect Dr Judith Hartmann as Director
|
Management
|
For
|
For
|
7
|
Re-elect Alan Jope as Director
|
Management
|
For
|
For
|
8
|
Re-elect Andrea Jung as Director
|
Management
|
For
|
For
|
9
|
Re-elect Susan Kilsby as Director
|
Management
|
For
|
For
|
10
|
Re-elect Strive Masiyiwa as Director
|
Management
|
For
|
For
|
11
|
Re-elect Youngme Moon as Director
|
Management
|
For
|
For
|
12
|
Re-elect Graeme Pitkethly as Director
|
Management
|
For
|
For
|
13
|
Re-elect John Rishton as Director
|
Management
|
For
|
For
|
14
|
Re-elect Feike Sijbesma as Director
|
Management
|
For
|
For
|
15
|
Reappoint KPMG LLP as Auditors
|
Management
|
For
|
For
|
16
|
Authorise Board to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
17
|
Authorise EU Political Donations and Expenditure
|
Management
|
For
|
For
|
18
|
Authorise Issue of Equity
|
Management
|
For
|
For
|
19
|
Authorise Issue of Equity without Pre-emptive Rights
|
Management
|
For
|
For
|
20
|
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Management
|
For
|
For
|
21
|
Authorise Market Purchase of Ordinary Shares
|
Management
|
For
|
For
|
22
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Management
|
For
|
For
|
|
UNION PACIFIC CORPORATION
Meeting Date: MAY 14, 2020
Record Date: MAR 20, 2020
Meeting Type: ANNUAL
|
Ticker: UNP
Security ID: 907818108
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Andrew H. Card, Jr.
|
Management
|
For
|
For
|
1b
|
Elect Director William J. DeLaney
|
Management
|
For
|
For
|
1c
|
Elect Director David B. Dillon
|
Management
|
For
|
For
|
1d
|
Elect Director Lance M. Fritz
|
Management
|
For
|
For
|
1e
|
Elect Director Deborah C. Hopkins
|
Management
|
For
|
For
|
1f
|
Elect Director Jane H. Lute
|
Management
|
For
|
For
|
1g
|
Elect Director Michael R. McCarthy
|
Management
|
For
|
For
|
1h
|
Elect Director Thomas F. McLarty, III
|
Management
|
For
|
For
|
1i
|
Elect Director Bhavesh V. Patel
|
Management
|
For
|
For
|
1j
|
Elect Director Jose H. Villarreal
|
Management
|
For
|
For
|
1k
|
Elect Director Christopher J. Williams
|
Management
|
For
|
For
|
2
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
4
|
Require Independent Board Chairman
|
Shareholder
|
Against
|
Against
|
5
|
Report on Climate Change
|
Shareholder
|
Against
|
Against
|
|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 01, 2020
Record Date: APR 07, 2020
Meeting Type: ANNUAL
|
Ticker: UNH
Security ID: 91324P102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1a
|
Elect Director Richard T. Burke
|
Management
|
For
|
For
|
1b
|
Elect Director Timothy P. Flynn
|
Management
|
For
|
For
|
1c
|
Elect Director Stephen J. Hemsley
|
Management
|
For
|
For
|
1d
|
Elect Director Michele J. Hooper
|
Management
|
For
|
For
|
1e
|
Elect Director F. William McNabb, III
|
Management
|
For
|
For
|
1f
|
Elect Director Valerie C. Montgomery Rice
|
Management
|
For
|
For
|
1g
|
Elect Director John H. Noseworthy
|
Management
|
For
|
For
|
1h
|
Elect Director Glenn M. Renwick
|
Management
|
For
|
For
|
1i
|
Elect Director David S. Wichmann
|
Management
|
For
|
For
|
1j
|
Elect Director Gail R. Wilensky
|
Management
|
For
|
For
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
Management
|
For
|
For
|
3
|
Ratify Deloitte & Touche LLP as Auditors
|
Management
|
For
|
For
|
4
|
Approve Omnibus Stock Plan
|
Management
|
For
|
For
|
5
|
Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
|
Shareholder
|
Against
|
Against
|
|
VODAFONE GROUP PLC
Meeting Date: JUL 23, 2019
Record Date: MAY 17, 2019
Meeting Type: ANNUAL
|
Ticker: VOD
Security ID: 92857W308
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Accept Financial Statements and Statutory Reports
|
Management
|
For
|
For
|
2
|
Elect Sanjiv Ahuja as Director
|
Management
|
For
|
For
|
3
|
Elect David Thodey as Director
|
Management
|
For
|
For
|
4
|
Re-elect Gerard Kleisterlee as Director
|
Management
|
For
|
For
|
5
|
Re-elect Nick Read as Director
|
Management
|
For
|
For
|
6
|
Re-elect Margherita Della Valle as Director
|
Management
|
For
|
For
|
7
|
Re-elect Sir Crispin Davis as Director
|
Management
|
For
|
For
|
8
|
Re-elect Michel Demare as Director
|
Management
|
For
|
For
|
9
|
Re-elect Dame Clara Furse as Director
|
Management
|
For
|
For
|
10
|
Re-elect Valerie Gooding as Director
|
Management
|
For
|
For
|
11
|
Re-elect Renee James as Director
|
Management
|
For
|
For
|
12
|
Re-elect Maria Amparo Moraleda Martinez as Director
|
Management
|
For
|
For
|
13
|
Re-elect David Nish as Director
|
Management
|
For
|
For
|
14
|
Approve Final Dividend
|
Management
|
For
|
For
|
15
|
Approve Remuneration Report
|
Management
|
For
|
For
|
16
|
Appoint Ernst & Young LLP as Auditors
|
Management
|
For
|
For
|
17
|
Authorise the Audit and Risk Committee to Fix Remuneration of Auditors
|
Management
|
For
|
For
|
18
|
Authorise Issue of Equity
|
Management
|
For
|
For
|
19
|
Authorise Issue of Equity without Pre-emptive Rights
|
Management
|
For
|
For
|
20
|
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
|
Management
|
For
|
For
|
21
|
Authorise Market Purchase of Ordinary Shares
|
Management
|
For
|
For
|
22
|
Authorise EU Political Donations and Expenditure
|
Management
|
For
|
For
|
23
|
Authorise the Company to Call General Meeting with Two Weeks' Notice
|
Management
|
For
|
For
|
|
WPP PLC
Meeting Date: OCT 24, 2019
Record Date: OCT 02, 2019
Meeting Type: SPECIAL
|
Ticker: WPP
Security ID: 92937A102
|
Proposal No
|
Proposal
|
Proposed By
|
Management Recommendation
|
Vote Cast
|
1
|
Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business
|
Management
|
For
|
For
|
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen Tax-Advantaged Dividend Growth Fund
|
|
|
By
|
|
/s/ Cedric H. Antosiewicz
|
|
|
Cedric H. Antosiewicz Chief Administrative Officer
|
|
|
Date
|
|
|
August 24, 2020
Nuveen Tax Advantaged Di... (NYSE:JTD)
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