The
Underwriter, in consideration of an agreed premium, and subject to the Declarations made a part hereof, the General Agreements, Conditions and Limitations and other terms of this Bond, agrees with the Insured, in accordance with Insuring Agreements
hereof to which an amount of insurance is applicable as set forth in Item 3 of the Declarations and with respect to loss sustained by the Insured at any time but discovered during the Bond period, to indemnify and hold harmless the Insured for:
FORMS AND RIDERS SCHEDULE
It is hereby understood and agreed the following forms and riders are attached to and are a part of this bond:
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Form No. / Edition
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Date Added *
or
Date Deleted
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Form Description
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Rider No.
(if applicable)
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FI7510
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11-16
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Investment Company Bond Dec Page
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FI7511
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08-15
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Investment Company Bond Insuring Agreements
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SRF9808
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08-95
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Rider - Joint Insured List
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1
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SRF9808
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08-95
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Rider - Extended Computer Systems Rider
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2
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SRF9808
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08-95
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Rider - Newly Created Investment Companies
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3
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SRF9808
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08-95
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Rider - Loss Reporting Threshold
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4
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SRF9808
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08-95
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Rider - Counterfeit Currency Revision
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5
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SRF9808
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08-95
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Rider - Amended Definition of Employee
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6
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SRF9808
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08-95
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Rider - Amended Section 13 - Termination
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7
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SRF9808
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08-95
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Rider - Amended Fidelity
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8
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SRF9808
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08-95
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Rider - Amended Section 4, Loss-Notice-Proof-Legal Proceedings
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9
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SRF9808
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08-95
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Rider - Automated Phone System - full limits
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10
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FI7506
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08-15
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Insuring Agreement (L) Computer Systems
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11
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FI7516
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11-16
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Insuring Agreement (N) Fraudulent Transfer Instructions
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12
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FI7345
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08-15
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Confidential Information And Data Breach Clarifying Rider
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13
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FI7340
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08-15
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Economic And Trade Sanctions Clause
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FI7341
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04-17
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In-Witness Clause
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* If
not at inception
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FI 88 01 (Ed. 10/11)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 1
To be attached to and form part of Investment Company Bond No.
FS 3147982 10 00
In favor of Voya Family of Funds
Joint Insured List
1. At the request of the Insured, the Underwriter adds to the list of Insured under the attached
bond the following:
Voya Asia Pacific High Dividend Equity
Income Fund, a series fund consisting of:
Voya Asia Pacific High Dividend Equity Income Fund
Voya Balanced Portfolio, Inc., a series fund consisting of:
Voya Balanced Portfolio
Voya Corporate Leaders Trust Fund, a
series fund consisting of:
Voya Corporate Leaders Trust Fund Series B
Voya Emerging Voya Markets High Dividend Equity Fund, a series fund consisting of:
Voya Emerging Markets High Dividend Equity Fund
Voya Equity
Trust, a series fund consisting of:
Voya Large Cap Value
Fund Voya Large-Cap Growth Fund
Voya MidCap
Opportunities Fund
Voya Multi-Manager Mid Cap Value Fund
Voya Real Estate Fund
Voya SmallCap Opportunities
Fund
Voya SMID Cap Growth Fund
Voya U.S. High
Dividend Low Volatility Fund
Voya Corporate Leaders 100 Fund
Voya Funds Trust
Voya GNMA Income Fund
Voya High Yield Bond Fund
Voya Intermediate Bond
Fund
Voya Short Term Bond Fund
Voya Strategic
Income Opportunities Fund
Voya Floating Rate Fund
Voya
Global Advantage and Premium Opportunity Fund,a series fund consisting of:
Voya Global Advantage and Premium Opportunity Fund
Voya Global Equity Dividend and Premium Opportunity, a series fund consisting of:
Voya Global Equity Dividend and Premium Opportunity Fund
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SRF 9808 (Ed. 08/95)
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(Page 1 of 5)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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Voya Government Money Market Portfolio, a series fund consisting of:
Voya Government Money Market Portfolio
Voya Infrastructure,
Industrials and Materials Fund,a series fund consisting of:
Voya Infrastructure, Industrials and Materials Fund
Voya Intermediate Bond Portfolio, a series fund consisting of:
Voya Intermediate Bond Portfolio
Voya International High
Dividend Equity Income Fund, a series fund consisting of:
Voya International High Dividend Equity Income Fund
Voya Investors Trust, a series fund consisting of:
Voya
Balanced Income Portfolio
Voya Global Perspectives Portfolio
Voya Government Liquid Assets Portfolio
Voya High
Yield Portfolio
Voya Large Cap Growth Portfolio
Voya Large Cap Value Portfolio
Voya Limited Maturity
Bond Portfolio
Voya Retirement Conservative Portfolio
Voya Retirement Growth Portfolio
Voya Retirement
Moderate Growth Portfolio
Voya Retirement Moderate Portfolio
Voya U.S. Stock Index Portfolio
VY BlackRock
Inflation Protected Bond Portfolio
VY Clarion Global Real Estate Portfolio
VY Clarion Real Estate Portfolio
VY Franklin Income
Portfolio
VY Invesco Growth and Income Portfolio
VY JPMorgan Emerging Markets Equity Portfolio
VY
JPMorgan Small Cap Core Equity Portfolio
VY Morgan Stanley Global Franchise Portfolio
VY T. Rowe Price Capital Appreciation Portfolio
VY
T. Rowe Price Equity Income Portfolio
VY T. Rowe Price International Stock Portfolio
VY Templeton Global Growth Portfolio
Voya Mutual Funds, a series
fund consisting of:
Voya CBRE Global Infrastructure Fund
Voya CBRE Long/Short Fund
Voya Diversified Emerging
Markets Debt Fund
Voya Global Bond Fund
Voya
Global Corporate Leaders 100 Fund
Voya Global Equity Dividend Fund
Voya Global Equity Fund
Voya Global High Dividend
Low Volatility Fund
Voya Global Perspectives Fund
Voya Global Real Estate Fund
Voya International High
Dividend Low Volatility Fund
Voya Multi-Manager Emerging Markets Equity Fund
Voya Multi-Manager International Equity Fund
Voya
Multi-Manager International Factors Fund
Voya Multi-Manager International Small Cap Fund
Voya Russia Fund
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F.9808 (Ed. 08/95)
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(Page 2 of 5)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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Voya International Real Estate Fund
Voya Global Diversified Payment Fund
Voya
Natural Resources Equity Income Fund, a series fund consisting of:
Voya Natural Resources Equity Income Fund
Voya Partners, Inc., a series fund consisting of:
Voya Global Bond Portfolio
Voya Index Solution 2020 Portfolio
Voya Index Solution 2025 Portfolio
Voya Index Solution 2030 Portfolio
Voya Index Solution 2035 Portfolio
Voya Index Solution 2040 Portfolio
Voya Index Solution 2045 Portfolio
Voya Index Solution 2050 Portfolio
Voya Index Solution 2055 Portfolio
Voya Index Solution 2060 Portfolio
Voya Index Solution Income Portfolio
Voya Solution 2020 Portfolio
Voya Solution 2025 Portfolio
Voya Solution 2030 Portfolio
Voya Solution 2035 Portfolio
Voya Solution 2040 Portfolio
Voya Solution 2045 Portfolio
Voya Solution 2050 Portfolio
Voya Solution 2055 Portfolio
Voya Solution 2060 Portfolio
Voya Solution Aggressive Portfolio
Voya Solution Balanced Portfolio
Voya Solution Conservative Portfolio
Voya Solution Income Portfolio
Voya Solution Moderately Aggressive Portfolio
Voya Solution Moderately Conservative Portfolio
VY American Century Small-Mid Cap Value Portfolio
VY Baron Growth Portfolio
VY Columbia Contrarian Core Portfolio
VY Columbia Small Cap Value II Portfolio
VY Invesco Comstock Portfolio
VY Invesco Equity and Income Portfolio
VY JPMorgan Mid Cap Value Portfolio
VY Oppenheimer Global Portfolio
VY Pioneer High Yield Portfolio
VY T. Rowe Price Diversified Mid Cap Growth Portfolio
VY T. Rowe Price Growth Equity Portfolio
VY Invesco Oppenheimer Global Portfolio
Voya
Prime Rate Trust, a series fund consisting of:
VY Templeton Foreign Equity Fund
Voya Senior Income Fund, a series fund consisting of:
Voya Senior Income Fund
Voya Separate Portfolios
Trust, a series fund consisting of:
Voya Emerging Markets Corporate Debt Fund
Voya Emerging Markets Hard Currency Debt Fund
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F.9808 (Ed. 08/95)
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(Page 3 of 5)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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Voya Emerging Markets Local Currency Debt
Fund Voya Investment Grade Credit Fund
Voya
Securitized Credit Fund
Voya Target In-Retirement Fund
Voya Target Retirement 2020 Fund
Voya Target
Retirement 2025 Fund
Voya Target Retirement 2030 Fund
Voya Target Retirement 2035 Fund
Voya Target
Retirement 2040 Fund
Voya Target Retirement 2045 Fund
Voya Target Retirement 2050 Fund
Voya Target
Retirement 2055 Fund
Voya Target Retirement 2060 Fund
Voya Series Fund, Inc., a series fund consisting of:
Voya
Corporate Leaders 100 Fund
Voya Global Multi-Asset Fund
Voya Global Target Payment Fund
Voya Government
Money Market Fund
Voya Mid Cap Research Enhanced Index Fund
Voya Small Company Fund
Voya Strategic Allocation Portfolios,
Inc., a series fund consisting of:
Voya Strategic Allocation Conservative Portfolio
Voya Strategic Allocation Growth Portfolio
Voya
Strategic Allocation Moderate Portfolio
Voya Variable Funds, a series fund consisting of:
Voya Growth and Income Portfolio
Voya Variable Insurance Trust
VY Goldman Sachs Bond Portfolio
Voya Variable
Portfolios, Inc., a series fund consisting of:
Voya Australia Index Portfolio
Voya Emerging Markets Index Portfolio
Voya Euro
STOXX 50 Index Portfolio
Voya FTSE 100 Index Portfolio
Voya Global Equity Portfolio
Voya Hang Seng Index
Portfolio
Voya Index Plus LargeCap Portfolio
Voya Index Plus MidCap Portfolio
Voya Index Plus
SmallCap Portfolio
Voya International Index Portfolio
Voya Japan TOPIX Index Portfolio
Voya Russell Large
Cap Growth Index Portfolio
Voya Russell Large Cap Index Portfolio
Voya Russell Large Cap Value Index Portfolio
Voya
Russell Mid Cap Growth Index Portfolio
Voya Russell Mid Cap Index Portfolio
Voya Russell Small Cap Index Portfolio
Voya Small
Company Portfolio
Voya U.S. Bond Index Portfolio
Voya
Variable Products Trust, a series fund consisting of:
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F.9808 (Ed. 08/95)
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(Page 4 of 5)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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Voya MidCap Opportunities Portfolio
Voya SmallCap Opportunities Portfolio
2. Nothing herein contained
shall be held to vary, alter, waive or extend any of the terms, conditions, provisions, agreements or limitations of this policy other than as above stated.
3 This
rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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F.9808 (Ed. 08/95)
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(Page 5 of 5)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 2
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Extended Computer Systems
Rider
1. Electronic Data, Electronic Media, Electronic Instruction
(1)
Loss resulting directly from:
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(a)
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the fraudulent modification of Electronic Data, Electronic Media or Electronic Instruction being stored within or being
run within any system covered under this rider,
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(b)
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robbery, burglary, larceny or theft of Electronic Data, Electronic Media or Electronic instructions,
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(c)
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the acts of a hacker causing damage or destruction of Electronic Data, Electronic Media or Electronic Instruction owned
by the Insured or for which the Insured is legally liable, while stored within a Computer System covered under this rider, or
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(d)
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The damage or destruction of Electronic Data, electronic Media or Electronic Instruction owned by the Insured or for
which the Insured is legally liable while stored within a Computer System covered under Computer Systems Fraud Insuring Agreement (G), provided such damage or destruction was caused by a computer program or similar instruction which was written or
altered to intentionally incorporate a hidden instruction designed to damage or destroy Electronic Data, Electronic Media, or Electronic instruction in the Computer System in which the computer program or instruction so written or so altered is
used.
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2. Electronic Communication
Loss resulting directly
from the Insured having transferred, paid or delivered any funds or property, established any credit, debited any account or given any value on the faith of any electronic communications directed to the Insured, which were transmitted or appear to
have been transmitted through:
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(a)
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an Electronic Communication System,
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(b)
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an Automated clearing house or custodian, or
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(c)
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a Telex, TWX, or similar means of communication,
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directly into the Insureds Computer System or Communication Terminal, and fraudulently purport to have been sent by a customer, automated clearing house,
custodian, or financial institution, but which communications were either not sent by said customer, automated clearing house, custodian, or financial institution, or were fraudulently modified during physical transit of Electronic Media to the
Insured or during electronic transmission to the Insureds Computer System or Communication Terminal.
3. Electronic Transmission
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SRF 9808 (Ed. 08/95)
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(Page 1 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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Loss resulting directly from a customer of the Insured, any automated clearing house, custodian, or financial
institution having transferred, paid or delivered any funds or property, established any credit, debited any account or given any value on the faith of any electronic communications, purporting to have been directed by the Insured to such customer,
automated clearing house, custodian, or financial institution initiating, authorizing, or acknowledging, the transfer, payment, delivery or receipt of funds or property, which communications were transmitted through:
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(a)
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an Electronic Communication System,
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(b)
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an automated clearing house or custodian, or
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(c)
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a Telex, TWX, or similar means of communication,
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directly into a Computer System or Communication Terminal of said customer, automated clearing house, custodian, or financial institution, and fraudulently purport to
have been directed by the Insured, but which communications were either not sent by the Insured, or were fraudulently modified during physical transit of Electronic Media from the Insured or during electronic transmission from the Insured Computer
System or Communication Terminal, and for which loss the Insured is held to be legally liable.
2. In addition to the Conditions and Limitations in the bond, the
following, applicable to the Extended Computer Systems Rider, are added:
DEFINITIONS
A. Communication Terminal means a teletype, teleprinter or video display terminal, or similar device capable of sending or receiving information electronically.
Communication Terminal does not mean a telephone.
B. Electronic Communication System means electronic communication operations by Fedwire, Clearing House Interbank
Payment System (CHIPS), society of Worldwide International Financial Telecommunication (SWIFT), similar automated interbank communication systems, and Internet access facilities.
C. Electronic Data means facts or information converted to a form usable in Computer Systems and which is stored on Electronic Media for use by computer programs.
D. Electronic Instruction means computer programs converted to a form usable in a Computer System to act upon Electronic Data.
E. Electronic Media means the magnetic tape, magnetic disk, optical disk, or any other bulk media on which data is recorded.
EXCLUSIONS
This bond does not cover:
A. loss resulting directly or indirectly from forged, altered or fraudulent negotiable instruments, securities, documents or written instruments used as source
documentation in the preparation of Electronic Data:
B. loss of negotiable instruments, securities, documents or written instruments except as converted to
Electronic Data and then only in that converted form;
C. loss resulting from mechanical failure, faulty construction, error in design, latent defect, wear or tear,
gradual deterioration, electrical disturbance, Electronic Media failure or breakdown or any malfunction or error in programming or error or omission in processing;
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F.9808 (Ed. 08/95)
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(Page 2 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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D. loss resulting directly or indirectly from the input of Electronic Data at an authorized electronic terminal of an
Electronic Funds Transfer System or a Customer Communication System by a person who had authorized access from a customer to that customers authentication mechanism;
E.liability assumed by the Insured by agreement under any contract, unless such liability would have attached to the Insured even in the absence of such agreement; or
F. loss resulting directly or indirectly from:
1. written instruction unless covered under this rider; or
2. instruction by voice over the telephone, unless covered under this rider.
SERIES OF LOSSES
All losses or series of losses involving the
fraudulent acts of one individual, or involving fraudulent acts in which one individual is implicated, whether or not that individual is specifically identified, shall be treated as a Single Loss and subject to the Single Loss Limit of Liability. A
series of losses involving unidentified individuals but arising from the same method of operation shall be deemed to involve the same individual and in that event shall be treated as a Single Loss and subject to the Single Loss Limit of Liability.
VALUATION
Electronic Data, Electronic Media, or Electronic
Instruction
In case of loss of, or damage to, Electronic Data, Electronic Media or Electronic Instruction used by the Insured in its business, the Underwriter
shall be liable under this bond only if such items are actually reproduced from other Electronic Data, Electronic Media or Electronic Instruction of the same kind or quality and then for not more than the cost of the Blank media and/or the cost of
labor for the actual transcription or copying of data which shall have been furnished by the insured in order to reproduce such Electronic Data, Electronic Media or Electronic Instruction subject to the applicable Single Loss Limit of Liability.
However, if such Electronic Data cannot be reproduced and said Electronic Data represents Securities or financial instruments having a value, then the loss will be
valued as indicated in the Property other than Money, Securities or Records paragraphs of Section 6.
The title and any headings in this rider are solely for
convenience and form no part of the terms and conditions of coverage.
All other terms, conditions and limitations of this bond shall remain unchanged.
3. This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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F.9808 (Ed. 08/95)
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(Page 3 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
|
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Great American Insurance Company
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019630
|
RIDER NO. 3
To be attached to and form part of Investment Company Bond
No. FS
3147982 10 00
In favor of Voya Family of Funds
Newly
Created Investment Companies
1. Item 1. of the Declarations shall include any existing Investment Company or portfolios which are not listed under Rider No. 1
of the attached Bond. It shall also include any Newly Created Investment Company or portfolio provided that the Insured shall submit to the Underwriter following the end of the Bond Period, a list of all Newly Created portfolios and Copies of any
prospectuses and statements of additional information relating to such Newly Created Investment Companies or portfolios unless said prospectus and statements of additional information have been previously submitted.
Following the end of the Bond Period, any Newly Created Investment Company or portfolio created during the Period, will continue to be an Insured only if the
Underwriter notified as set forth in the paragraph and the information required herein is provided to the Underwriter, and the Underwriter acknowledges the addition of such Newly Created Investment Company or portfolio to the Bond by a Rider of this
Bond.
2. It is further agreed that the following definition is added to Section 1. DEFINITIONS.
(g) Newly Created Investment Company or portfolio shall mean any Investment Company or portfolio for which registration with the SEC has been declared.
3. It is agreed that General Agreements A of the Investment
Company Blanket Bond
Form - Additional Offices or Employees- Consolidation or Merger - Notice - is amended by adding the following subsection:
(3) Automatic Increase in
Limits for Investment Companies
If an increase in bonding limits is required pursuant to Rule 17g-1 of the Investment Company Act of 1940 (the Act),
due to:
(i)
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The creation of a new Investment Company, other than by consolidation or merger with,
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or purchase or acquisition of assets or liabilities of, another institution; or
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(ii) An increase in asset size of current Investment Companies covered under this Bond
then the minimum required increase in limits shall take place automatically
without
payment of additional premium for the remainder of the Bond Period.
4. This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
|
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Great American Insurance Company
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019630
|
RIDER NO. 4
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Loss Reporting Threshold
The second paragraph of Section 12 - DEDUCTIBLE AMOUNT - is deleted in its entirety and replaced by the following:
1. The Insured shall, in the time and in the manner prescribed in this Bond, give the Underwriter notice of any loss which is in excess of $12,500.
Such loss shall be of the kind covered by the terms of this bond, whether or not the Underwriter is liable therefore. Upon the request of the Underwriter, the Insured shall file a brief statement with the Underwriter giving the particulars
concerning such loss.
2. Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, conditions,
provisions, agreements or limitations of the above mentioned bond, other than as stated herein.
3. This rider shall become effective as of
12:01 a.m. on 03/31/2021 standard time.
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|
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SRF 9808 (Ed. 08/95)
|
|
(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
|
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Great American Insurance Company
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019630
|
RIDER NO. 5
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Insuring Agreement (F), Counterfeit Currency
is deleted in its entirety and replaced by the following:
COUNTERFEIT CURRENCY
(F) Loss resulting directly from the receipt by the Insured, in good faith of any counterfeit money.
2. Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, conditions, provisions, agreements or limitations of the above mentioned
bond, other than as stated herein.
3. This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
|
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
|
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Great American Insurance Company
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019630
|
RIDER NO. 6
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Amended Definition of
Employee
1. Section 1, Definitions, (a) Employee, is Amended by adding the following: after Item 9:
(10) Ex-Employees up to 60 days after termination, except if terminated for reasons of fraud or dishonesty
2. This Rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 7
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Amended Section 13 -
Termination
1. Paragraph 1 of Section 13. Termination, is amended by adding the following after the words D.C. on Line 5 and on Line 9
State of Arkansas, and Midwest Stock Exchange
2. This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 8
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Amended Fidelity
A) Delete Paragraph 2 of Insuring Agreement A, and replace with the following:
Such dishonest or fraudulent acts must be committed by the Employee with the manifest intent:
(a) to cause the Insured to sustain such loss, or
(b) to obtain financial benefit
for the Employee or another person or entity.
Notwithstanding the foregoing, it is agreed that with regard to Loans and/or Trading this bond covers only loss
resulting directly from dishonest or fraudulent acts committed by an Employee with the manifest intent to cause the Insured to sustain such loss and which results in a financial benefit for the Employee. However, where the proceeds of a dishonest or
fraudulent act committed by an Employee arising from Loans and/or Trading are actually received by persons with whom the Employee was acting in collusion, but said Employee fails to derive a financial benefit therefrom, such a loss will nevertheless
be covered hereunder as if the Employee had obtained such benefit provided the Insured establishes that the Employee intended to participate therein.
The term
Trading as used in this Insuring Agreement shall be deemed to mean buying or selling or other dealings in securities, commodities, futures, options, foreign or federal funds, currencies, foreign exchange and the like.
The term Loan as used in this Insuring Agreement shall be deemed to mean all extensions of credit by the Insured and all transactions creating a creditor
relationship in favor of the Insured and all transactions by which the Insured assumes an existing creditor relationship.
B) It is agreed that the following
paragraph is added after the second paragraph of Insuring Agreement (A) Fidelity:
Loss resulting directly from the malicious destruction of or the malicious
damage of Property, Electronic Data or Electronic Data Processing Media committed by an Employee, whether committed alone or in collusion with others, which acts are committed with the manifest intent to cause the Insured to sustain a loss..
This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 9
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
Amended Section 4,
Loss-Notice-Proof-Legal Proceedings
1. Section 4. Loss-Notice-Proof - Legal Proceedings, is amended by the following:
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(a)
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Paragraph 1, Sentence 2, Line 3, the word Insured is replaced by the wordsby the Risk Management
Department , Office of the General Counsel, or Senior Vice President or above of the Insured.
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(b)
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Paragraph 2, Line 1, the word Insured is replaced by the words by the Risk Management Department ,
Office of the General Counsel, or Senior Vice President or above of the Insured.
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2. This rider shall become effective as of 12:01 a.m. on
03/31/2021 standard time.
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SRF 9808 (Ed. 08/95)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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RIDER NO. 10
To be attached to and form part of Investment Company Bond
No. FS 3147982 10 00
In favor of Voya Family of Funds
The attached bond is amended by adding an
additional Insuring Agreement as follows:
AUTOMATED PHONE SYSTEMS
1. Loss caused by an Automated Phone System (APS) Transaction, where the request for such APS Transaction is unauthorized or fraudulent and is made with the
manifest intent to deceive; provided, that the entity which receives such request generally maintains and follows during the bond Period all APS Designated Procedures with respect to APS Transaction. The unintentional isolated failure of such entity
to maintain and follow a particular APS Designated Procedure in a particular APS Designated Procedure in a particular instance shall not preclude coverage under this Insuring Agreement, subject to the exclusions herein and in the Bond.
1. Definitions. The following terms used in this Insuring Agreement shall have the following meanings:
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a.
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APS Transaction means any APS Redemption, APS Exchange or APS Election.
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b.
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APS Redemption means any redemption of shares issued by an Investment Company which is requested over the
telephone by means of information transmitted by an individual caller through use of a telephone keypad.
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c.
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APS Election means any election concerning dividend options available to Fund shareholders which is made over
the telephone by means of information transmitted by an individual caller through use of a telephone keypad.
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d.
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APS Exchange means any exchange of shares in a registered account of one Fund into shares in an identically
registered account of another Fund in the same complex pursuant to exchange privileges of the two Funds, which exchange is requested over the telephone by means of information transmitted by an individual caller through use of a telephone keypad.
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e.
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APS Designated Procedures means all of the following procedures:
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(1)
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Election in Application: No APS Redemption shall be executed unless the shareholder to whose account such an APS
Redemption relates has previously elected by Official Designation to permit such APS Redemption.
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(2)
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Logging: All APS Transaction requests shall be logged or otherwise recorded, so as to preserve all of the information
transmitted by an individual caller through use of telephone keypad in the course of such a request, and the records shall be retained for at least six months.
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(a)
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Information contained in the records shall be capable of being retrieved through the following methods:
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audio tape and or transactions stored on computer disks
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(b)
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Information contained in the records shall be capable of being retrieved and produced
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SRF 9808 (Ed. 08/95)
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(Page 1 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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within a reasonable time after retrieval of specific information is requested, at a success rate of no less than 85 percent.
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(3)
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Identity Test: The identity of the caller in any request for an APS Transaction shall be tested before executing that APS
Transaction by requiring the entry by the caller of a confidential personal identification number (PIN)
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(a)
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Limited Attempts to Enter PIN: IF the caller fails to enter a correct PIN within three attempts, the caller must
not be allowed additional attempts during the same (telephone call/twenty-four hour day) to enter the PIN. The caller may either be instructed to redial a customer service representative or may be immediately connected to such a representative.
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(4)
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Written Confirmation: A written confirmation of any APS Transaction shall be mailed to the shareholder(s) to whose
account such APS Transaction relates, at the original record address, by the end of the Insureds next regular processing cycle, but in no event later than five business days following such APS Transaction.
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(5)
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Access to APS Equipment: Access to the equipment which permits the entity receiving the APS Transaction request to
process and effect the transaction shall be limited in the following manner:
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All Associates designated by Voya within the BNY Mellon call center.
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2. Exclusions: It is further understood and agreed that this extension shall not cover:
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a.
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Any loss covered under Insuring Agreement A. Fidelity, of this Bond;
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(1)
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The redemption of shares, where the proceeds of such redemption are made payable to other-than
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(i)
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the shareholder of record, or
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(ii)
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a person officially Designated to receive redemption proceeds, or
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(iii)
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a bank account officially Designated to receive redemption proceeds or
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(2)
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The redemption of shares, where the proceeds of such redemption are paid by check mailed to any address, unless such
address has either been
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(I)
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designated by voice over the telephone or in writing without a signature guarantee, in either case at least thirty(30)
days prior to such redemption, or
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(ii)
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officially Designated, or
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(iii)
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verified by any other procedures which may be stated below in this Rider, or
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(3)
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The redemption of shares, where the proceeds of such redemption are paid by wire transfer to other than the
shareholders officially Designated bank account, or
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(4)
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the Intentional failure to adhere to one or more APS Designated Procedures.
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2.
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Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, limitations, conditions, or
provisions of the attached bond other than above stated.
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F.9808 (Ed. 08/95)
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(Page 2 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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3. This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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F.9808 (Ed. 08/95)
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(Page 3 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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FI 75 06 (Ed. 08/15)
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RIDER NO. 11
INSURING AGREEMENT (L) COMPUTER SYSTEMS
To be attached to
and form part of INVESTMENT COMPANY BOND,
Bond No. FS 3147982 10 00
In favor of Voya Family of Funds
It is agreed that:
1.
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The attached bond is hereby amended by adding to it an additional Insuring Agreement as follows:
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INSURING AGREEMENT (L) - COMPUTER SYSTEMS
Loss resulting directly from a fraudulent
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(1)
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entry of data into, or
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(2)
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change of data elements or programs within a Computer System; provided that fraudulent entry or change causes
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(a)
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Property to be transferred paid or delivered,
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(b)
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an account of the Insured, or of its customer, to be added, deleted, debited or credited, or
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(c)
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an unauthorized account or a fictitious account to be debited or credited;
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(3)
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voice instructions or advices having been transmitted to the Insured or its agent(s) by telephone; and provided
further, the fraudulent entry or change is made or caused by an individual acting with the manifest intent to:
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(a)
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cause the Insured or its agent(s) to sustain a loss, and
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(b)
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obtain financial benefit for that individual or for other persons intended by that individual to receive a
financial benefit,
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(c)
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and further provided such voice instructions or advices:
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(i)
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were made by a person who purported to represent an individual authorized to make such voice instructions or
advices; and
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(ii)
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were electronically recorded by the Insured or its agent(s).
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(4)
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It shall be a condition to recovery under the Computer Systems Rider that the Insured or its agent(s) shall to the
best of their ability electronically record all voice instructions or advices received over the telephone. The Insured or its agent(s) warrant that they shall make their best efforts to maintain the electronic recording system on a continuous basis.
Nothing, however, in this Rider shall bar the Insured from recovery where no recording is available because of mechanical failure of the device used in making such recording, or because of failure of
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FI 75 06 (Ed. 08/15)
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(Page 1 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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the media used to record a conversation from any cause, or error or omission of any Employee(s) or agent(s) of the Insured.
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SCHEDULE OF SYSTEMS
Any System Utilized by
the Insured
2.
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As used in this Rider, Computer System means:
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(a)
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computers with related peripheral components, including storage components, wherever located,
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(b)
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systems and applications software,
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(d)
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related communication networks or customer communication systems, and
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(e)
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related Electronic Funds Transfer Systems,
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by which data are electronically collected, transmitted, processed, stored, and retrieved.
3.
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In addition to the Exclusions in the attached bond, the following Exclusions are applicable to this Insuring
Agreement:
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(a)
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loss resulting directly or indirectly from the theft of confidential information, material or data: and
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(b)
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loss resulting directly or indirectly from entries or changes made by an individual authorized to have access to a
Computer System who acts in good faith on instructions, unless such instructions are given to that individual by a software contractor (or by a partner, officer or employee thereof) authorized by the Insured to design, develop, prepare, supply
service, write or implement programs for the Insureds Computer System.
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4.
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The following portions of the attached bond are not applicable to this Rider:
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(a)
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the initial paragraph of the bond preceding the Insuring Agreements which reads ...at any time but
discovered during the Bond Period.
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(b)
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Conditions and Limitations - Section 9. Non-Reduction and Non-Accumulation of Liability and Total Liability
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(c)
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Conditions and Limitations - Section 10. Limit of Liability
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5.
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The coverage afforded by this Rider applies only to loss discovered by the Insured during the period this Rider is
in force.
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6.
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All loss or series of losses involving the fraudulent activity of one individual, or involving fraudulent activity
in which one individual is implicated, whether or not that individual is specifically identified, shall be treated as one loss. A series of losses involving unidentified individuals but arising from the same method of operation may be deemed by the
Underwriter to involve the same individual and in that event shall be treated as one loss.
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7.
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The Limit of Liability for the coverage provided by this Rider shall be $ 40,000,000.
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8.
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The Underwriter shall be liable hereunder for the amount by which one loss shall be in excess of $ 25,000. (herein
called the Deductible Amount) but not in excess of the Limit of Liability stated above.
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FI 75 06 (Ed. 08/15)
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(Page 2 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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9.
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If any loss is covered under this Insuring Agreement and any other Insuring Agreement or Coverage, the maximum
amount payable for such loss shall not exceed the largest amount available under any one Insuring Agreement or Coverage.
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10.
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Coverage under this Rider shall terminate upon termination or cancellation of the bond to which this Rider is
attached. Coverage under this Rider may also be terminated or cancelled without canceling the bond as an entirety:
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(a)
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90 days after receipt by the Insured of written notice from the Underwriter of its desire to terminate or cancel
coverage under this Rider, or
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(b)
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immediately upon receipt by the Underwriter of a written request from the Insured to terminate or cancel coverage
under this Rider.
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The Underwriter shall refund to the Insured the unearned premium for this coverage under this Rider. The refund
shall be computed at short rates if this Rider is terminated or cancelled or reduces by notice from, or at the insistence of the Insured.
11.
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Conditions and Limitations - Section 4. Loss-Notice-Proof-Legal Proceedings is amended by adding the following
sentence:
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Proof of loss resulting from Voice Instructions or advices covered under this bond shall include Electronic Recording
of such Voice Instructions of advices.
12.
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Notwithstanding the foregoing, however, coverage afforded by this Rider is not designed to provide protection
against loss covered under a separate Electronic and Computer Crime Policy by whatever title assigned or by whatever Underwriter written. Any loss which is covered under such separate policy is excluded from coverage under this bond; and the Insured
agrees to make claim for such loss under its separate policy.
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13.
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Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions,
agreements, or limitations of the above mentioned bond other than as stated herein.
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14.
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This Rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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FI 75 06 (Ed. 08/15)
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(Page 3 of 3)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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FI 75 16 (Ed. 11/16)
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RIDER NO. 12
INSURING AGREEMENT (N) FRAUDULENT TRANSFER INSTRUCTIONS
To
be attached to and form part of the INVESTMENT COMPANY BOND
Bond No. FS 3147982 10 00
in favor of Voya Family of Funds
1.
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It is agreed that the following Insuring Agreement is added to the above Bond:
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Loss resulting directly from the Insured having, in good faith, transferred Money on deposit in a Customers account, or a Customers
Certificated Securities, in reliance upon a fraudulent Instruction transmitted to the Insured via electronic mail; provided, however that
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(1)
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The fraudulent instruction purports, and reasonably appears, to have originated from:
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(b)
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an Employee acting on instructions of such Customer; or
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(c)
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another financial institution acting on behalf of such Customer with authority to make such instructions; and
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(2)
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The sender of the fraudulent instruction verified the instruction with the password, PIN, or other security code of such
Customer; and
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(3)
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The sender was not, in fact, such Customer, was not authorized to act on behalf of such Customer, and was not an Employee
of the Insured; and
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(4)
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The instruction was received by an Employee of the Insured specifically authorized by the Insured to receive and act upon
such instructions; and
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(5)
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For any transfer exceeding the amount set forth in item 7 of this Rider, the Insured verified the instruction via
a call back to a predetermined telephone number set forth in the Insureds written agreement with such Customer or other verification procedure approved in writing by the Underwriter; and
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(6)
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The Insured preserved a contemporaneous record of the call back, if any, and of the instruction which verifies use of the
authorized password, PIN or other security code of the Customer.
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2.
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As used in this Rider, Customer means a natural person or entity which has a written agreement with the Insured
authorizing the Insured to transfer Money on deposit in an account or Certificated Securities in reliance upon instructions transmitted to the Insured via the means utilized to transmit the fraudulent instruction.
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3.
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It shall be a condition precedent to coverage under this Insuring Agreement that the Insured assert any available claims,
offsets or defenses against such Customer, any financial institution or any other party to the transaction.
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FI 75 16 (Ed. 11/16)
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(Page 1 of 2)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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4.
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The following additional Exclusions are added to the Bond applicable only to this Insuring Agreement:
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(a)
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loss resulting directly or indirectly from the fraudulent instruction if the sender, or anyone acting in collusion with
the sender, ever had authorized access to such Customers password, PIN or other security code; and
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(b)
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loss resulting directly or indirectly from the fraudulent alteration of an instruction to initiate an automated clearing
house (ACH) entry, or group of ACH entries, transmitted as an electronic message, or as an attachment to an electronic message, sent via the Internet, unless:
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(1)
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each ACH entry was individually verified via the call back procedure without regard to the amount of the entry; or
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(2)
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the instruction was formatted, encoded or encrypted so that any alteration in the ACH entry or group of ACH entries would
be apparent to the Insured.
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5.
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For purposes of this Insuring Agreement, all loss or losses involving one natural person or entity, or one group of
natural persons or entities acting together, shall be a Single Loss without regard to the number of transfers or the number of instructions involved. A series of losses involving unidentified natural persons or entities but arising from the same
method of operation shall be deemed to involve the same natural person or entity and shall be treated as Single Loss.
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6.
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The Limit of Liability and Deductible amount applicable to loss under this Insuring Agreement is as stated in the
Declarations of the attached bond.
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7.
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The amount of any single transfer for which verification via a call back will be required is : $ 5,000.
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8.
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Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions, provisions,
agreements, or limitations of the above mentioned bond other than as stated herein.
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9.
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This rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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FI 75 16 (Ed. 11/16)
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(Page 2 of 2)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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FI 73 45 (Ed. 08/15)
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RIDER NO. 13
CONFIDENTIAL INFORMATION AND DATA BREACH CLARIFYING RIDER
To
be attached to and form part of Investment Company Bond
Bond No. FS 3147982 10 00
In favor of Voya Family of Funds
It is agreed that:
1. CONDITIONS AND LIMITATIONS, Section 2. Exclusions is amended to include:
Confidential Information:
Loss resulting
from:
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a)
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Theft, disappearance, destruction or disclosure of the confidential or personal information of the Insured or
another person or entity for which the Insured is legally liable including, but not limited to patents, trade secrets, personal information, processing methods, customer lists, financial information, credit card information, intellectual property,
health information, or any other type of non-public information.
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For purposes of coverage that may be attached to the Bond by
Rider which pertains to Computer Systems, confidential information cannot be properly transferred. A loss otherwise covered under the Computer Systems Rider (if attached) shall not be excluded by the fact that confidential information was used to
gain access to your computer system or to the computer system of your financial institution in order to cause the fraudulent transfer.
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b)
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The use of another persons or entitys confidential or personal information including but not limited
to, financial information, credit card information, health information or any other type of non-public information.
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Data
Breach Costs:
Loss resulting from fees, costs, fines, penalties and other expenses which are related to the access or disclosure of another
persons or entitys confidential information, and the obligations of the Insured to comply with federal and state privacy laws and Payment Card Industry Data Security Standards (if applicable) arising from a data security breach,
including, but not limited to, expenses related to notifying affected individuals when the affected individuals financial information, credit card information, health information or other type of non-public information was stolen, accessed,
downloaded or misappropriated while in the care, custody or control of the Insured.
2.
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Nothing herein contained shall be held to vary, alter, waive, or extend any of the terms, conditions and
limitations, or provisions of the attached bond other than as above stated.
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3.
|
This Rider shall become effective as of 12:01 a.m. on 03/31/2021 standard time.
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FI 73 45 (Ed. 08/15)
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(Page 1 of 1)
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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FI 73 40 (Ed. 08/15)
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THIS RIDER CHANGES YOUR BOND. PLEASE READ IT CAREFULLY.
ECONOMIC AND TRADE SANCTIONS CLAUSE
This insurance does not
apply to the extent that trade or economic sanctions or other laws or regulations prohibit us from providing insurance.
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R * B0 * 03/24/2021 * FS 3147982 10 00
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Great American Insurance Company
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019630
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FI 73 41 (Ed. 04/17)
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In Witness Clause
In Witness Whereof, we have caused this Financial Institution Bond to be executed and attested, and, if required by state law, this Financial Institution Bond shall not
be valid unless countersigned by our authorized representative.
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PRESIDENT
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SECRETARY
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Copyright Great American Insurance Co., 2009
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FI 73 41 (Ed. 04/17)
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ALLOCATION AGREEMENT
Fidelity Bond
THIS AGREEMENT made as
of this 24th day of May, 2002 by and among any of the Funds listed on Schedule A and any separate classes thereof and all future investment companies and any separate classes thereof (the
Funds), which are named insureds under a joint liability policy as described below and for which ING Investments, LLC acts as investment manager are entered into under the following circumstances:
A. Section 17(g) of the Investment Company Act of 1940, as amended (the 1940
Act) provides that the Securities and Exchange Commission (SEC) is authorized to require that directors, officers and employees of registered investment companies be covered under a liability, errors and omissions insurance policy,
and the SEC has promulgated rules and regulations dealing with this subject (Rule 17g-1);
B. The Funds are named as joint insureds under the terms of a joint insurance policy
(Policy) which insures against illegal profit or gain, intentional wrongful acts, libel, slander, defamation, ERISA claims, insider trading, as well as other coverage as outlined in the Policy, by the directors, officers and employees;
C. A majority of those members of the Board of Directors/Trustees of each of the Funds,
who are not interested persons as defined by Section 2(a)(19) of the 1940 Act, have given due consideration to all factors relevant to the form, amount and apportionment of premiums and recoveries under such Policy and the Board of
Directors/Trustees of each Fund has approved the term and amount of the Policy, the portion of the premium payable by that party, and the manner in which recovery on the Policy, if any, shall be shared by and among the parties thereto; and
D. The Funds now desire to enter into the agreement required by Rule 17g-1 of the 1940 Act to establish the manner in which recovery under the Policy, if any, shall be shared.
NOW, THEREFORE, IT IS HEREBY AGREED by and among the parties as follows:
1. Payment of Premiums.
Each Fund shall pay a portion of the premium due under the Policy derived by multiplying the premium by a fraction, (i) the denominator
of which is the total net assets of all the Funds combined and (ii) the numerator of which is the total net assets of each of the Funds individually. The net assets of the classes are deemed to be represented by the net assets of their
respective funds. Each of the Funds agrees that the appropriateness of the allocation of said premium will be determined no less often than annually. No adjustment of the allocation of said premium will be implemented without approval of the Boards
of each of the Funds.
2. Allocation of Recoveries
(a) If more than one of the parties hereto is damaged in a single loss for which recovery is
received under the policy, each such party shall receive that portion of the recovery which represents the loss sustained by that party, unless the recovery is inadequate to fully indemnify such party sustaining loss.
(b) If the recovery is inadequate to fully indemnify each such party sustaining a loss, the
recovery shall be allocated among such parties as follows:
(i) Each Party sustaining a
loss shall be allocated an amount equal to the lesser of its actual loss or the minimum amount of policy which would be required to be maintained by such party under a single insured policy (determined as of the time of loss) in accordance with the
provisions of Rule 17g-1.
(ii) The remaining
portion of the proceeds shall be allocated to each party sustaining a loss not fully covered by the allocation under subparagraph (i) in the proportion that each such partys last payment of premium bears to the sum of the last such
premium payments of all such parties. If such allocation would result in any party which had sustained a loss receiving a portion of the recovery in excess of the loss actually sustained, such excess portion shall be allocated among the other
parties whose losses would not be fully indemnified. The allocation shall bear the same proportion as each such partys last payment of premium bears to the sum of the last premium payments of all parties entitled to receive a share of the
excess. Any allocation in excess of a loss actually sustained by any such party shall be reallocated in the same manner.
2
3. Obligation to Maintain Minimum
Coverage.
Each of the Funds represents and warrants to each of the other parties hereto that the minimum amount of coverage
required of it by Rule 17g -1 as of the date hereof is as reflected in the schedule attached hereto. Each of the Funds agrees that it will determine, no less than at the end of each calendar quarter, the
minimum amount of coverage which would be required of it by Rule 17g-1 if a determination with respect to the adequacy of the coverage were currently being made. In the event that the total amount of the
minimum coverage thus determined exceeds the amount of coverage of the then effective policy, the Boards of each of the Funds will be notified and will determine whether it is necessary or appropriate to increase the total amount of coverage of the
policy to an amount not less than the total amount of such minimums, or to secure such excess coverage for one or more of the parties hereto, which, when added to the total coverage of the policy, will equal an amount of such minimums. Unless a Fund
elects to terminate this Agreement (pursuant to Paragraph 4) and its participation in a joint-insured policy, each Fund agrees to pay its fair portion of the new or additional premium (taking into account all of the then existing circumstances).
4. Continuation and Termination. This Agreement shall become effective on the
date first written above, subject to the condition that the Funds Board of Directors/Trustees, including a majority of those Directors/Trustees who are not interested persons (as such term is defined in the 1940 Act) of the Manager, shall have
approved this Agreement. This Agreement shall supersede all prior agreements relating to an allocation of premium on any joint insured policy and shall apply to the present liability policy coverage and any renewal or replacement thereof. It shall
continue until terminated by any party hereto upon the giving of not less than sixty (60) days notice to the other parties hereto in writing.
5. Amendments. No provision of this Agreement may be changed, waived, discharged or
terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought. A written amendment of this Agreement is effective upon the approval of the Board of
Directors/Trustees and the Manager.
3
IN WITNESS WHEREOF, the parties hereto have caused these presents to be duly executed by their
duly authorized officers as of the date first above written.
On Behalf of: All ING Funds Listed on Schedule A
|
|
|
By:
|
|
|
|
|
Michael J. Roland
|
|
|
Executive Vice President
|
4
AMENDED SCHEDULE A
with respect to the
ALLOCATION AGREEMENT FIDELITY BOND
|
|
|
VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND
VOYA BALANCED PORTFOLIO, INC.
Voya Balanced
Portfolio
VOYA CORPORATE
LEADERS® TRUST FUND
Voya Corporate
Leaders® Trust Fund Series B
VOYA EMERGING MARKETS HIGH DIVIDEND EQUITY FUND
VOYA EQUITY TRUST
Voya Corporate Leaders® 100 Fund
Voya Global Multi-Asset Fund
Voya Large-Cap Growth Fund
Voya Large Cap Value Fund
Voya Mid Cap Research Enhanced Index
Fund
Voya MidCap Opportunities Fund
Voya Multi-Manager Mid
Cap Value Fund
Voya SmallCap Opportunities Fund
Voya Small
Company Fund
Voya U.S. High Dividend Low Volatility Fund
VOYA FUNDS TRUST
Voya Floating Rate Fund
Voya GNMA Income Fund
Voya Government Money Market Fund
Voya High Yield Bond Fund
|
|
VOYA FUNDS TRUST (continued)
Voya
Intermediate Bond Fund
Voya Short Term Bond Fund
Voya
Strategic Income Opportunities Fund
VOYA GLOBAL ADVANTAGE AND PREMIUM
OPPORTUNITY FUND
VOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY
FUND
VOYA GOVERNMENT MONEY MARKET PORTFOLIO
VOYA INFRASTRUCTURE, INDUSTRIALS AND MATERIAL FUND
VOYA INTERMEDIATE BOND PORTFOLIO
VOYA INVESTORS TRUST
Voya Balanced Income Portfolio
Voya Global Perspectives® Portfolio
Voya Government Liquid Assets
Portfolio1
Voya High Yield Portfolio1
Voya Large Cap Growth Portfolio
Voya Large Cap Value
Portfolio
Voya Limited Maturity Bond Portfolio1
Voya Retirement Conservative Portfolio
Voya Retirement Growth
Portfolio
|
1
|
Under the terms of the Management Agreement between Voya Investors Trust and Voya Investments, LLC, the Fund is
subject to a unified fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
2
|
Under the terms of the Management Agreement between Voya Separate Portfolios Trust and Voya Investments, LLC,
the Fund is subject to a bundled fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
1
|
|
|
VOYA INVESTORS TRUST (continued)
Voya Retirement Moderate Growth Portfolio
Voya Retirement
Moderate Portfolio
Voya U.S. Stock Index Portfolio1
VY® BlackRock Inflation Protected Bond
Portfolio
VY® Clarion Global Real Estate
Portfolio
VY® Clarion Real Estate
Portfolio
VY® Invesco Growth and Income
Portfolio
VY® JPMorgan Emerging Markets
Equity Portfolio1 VY® JPMorgan Small Cap Core Equity Portfolio1
VY® Morgan Stanley Global Franchise Portfolio1
VY® T. Rowe Price Capital Appreciation Portfolio1
VY® T. Rowe Price Equity Income Portfolio1
VY® T. Rowe Price International Stock Portfolio
VOYA MUTUAL FUNDS
Voya Global Bond Fund
Voya Global Diversified Payment Fund
Voya Global High Dividend
Low Volatility Fund
Voya Global Perspectives®
Fund
Voya International High Dividend Low Volatility Fund
Voya Multi-Manager Emerging Markets Equity Fund
Voya
Multi-Manager International Equity Fund
Voya Multi-Manager-International Factors Fund
Voya Multi-Manager International Small Cap Fund
|
|
VOYA MUTUAL FUNDS (continued)
Voya Russia Fund
VOYA NATURAL RESOURCES EQUITY INCOME FUND
VOYA PARTNERS, INC.
Voya Global Bond Portfolio
Voya Index Solution 2025 Portfolio
Voya Index Solution 2030
Portfolio
Voya Index Solution 2035 Portfolio
Voya Index
Solution 2040 Portfolio
Voya Index Solution 2045 Portfolio
Voya Index Solution 2050 Portfolio
Voya Index Solution 2055
Portfolio
Voya Index Solution 2060 Portfolio
Voya Index
Solution 2065 Portfolio
Voya Index Solution Income Portfolio
Voya International High Dividend Low
Volatility Portfolio
Voya Solution 2025 Portfolio
Voya Solution 2030 Portfolio
Voya Solution 2035 Portfolio
Voya Solution 2040 Portfolio
Voya Solution 2045 Portfolio
Voya Solution 2050 Portfolio
Voya Solution 2055 Portfolio
Voya Solution 2060 Portfolio
Voya Solution 2065 Portfolio
Voya Solution Aggressive
Portfolio
Voya Solution Balanced Portfolio
Voya Solution
Conservative Portfolio
Voya Solution Income Portfolio
Voya
Solution Moderately Aggressive Portfolio
Voya Solution Moderately Conservative Portfolio
VY® American Century Small-Mid Cap Value Portfolio
|
1
|
Under the terms of the Management Agreement between Voya Investors Trust and Voya Investments, LLC, the Fund is
subject to a unified fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
2
|
Under the terms of the Management Agreement between Voya Separate Portfolios Trust and Voya Investments, LLC,
the Fund is subject to a bundled fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
2
|
|
|
VOYA PARTNERS, INC. (continued)
VY® Baron Growth Portfolio
VY® Columbia Contrarian Core
Portfolio
VY® Columbia Small Cap
Value II Portfolio
VY® Invesco
Comstock Portfolio
VY® Invesco
Equity and Income Portfolio
VY®
Invesco Oppenheimer Global Portfolio
VY® JPMorgan Mid Cap Value Portfolio
VY® T. Rowe Price Diversified Mid Cap Growth
Portfolio
VY® T. Rowe Price Growth Equity
Portfolio
VOYA SENIOR INCOME FUND
VOYA SEPARATE PORTFOLIOS TRUST
Voya Emerging Markets Corporate Debt Fund
Voya Emerging Markets
Hard Currency Debt Fund
Voya Emerging Markets Local Currency Debt Fund
Voya Investment Grade Credit Fund
Voya Securitized Credit
Fund
Voya Target In-Retirement Fund2
Voya Target Retirement 2025 Fund2
Voya Target Retirement 2030 Fund2
Voya Target Retirement 2035 Fund2
Voya Target Retirement 2040 Fund2
Voya Target Retirement 2045 Fund2
Voya Target Retirement 2050 Fund2
Voya Target Retirement 2055 Fund2
Voya Target Retirement 2060 Fund2
Voya Target Retirement 2065 Fund2
|
|
VOYA STRATEGIC ALLOCATION PORTFOLIOS, INC.
Voya Strategic Allocation Conservative Portfolio
Voya Strategic
Allocation Growth Portfolio
Voya Strategic Allocation Moderate Portfolio
VOYA VARIABLE FUNDS
Voya Growth and Income
Portfolio
ING VARIABLE INSURANCE TRUST
VY® BrandywineGLOBAL Bond Portfolio
VOYA VARIABLE PORTFOLIOS, INC.
Voya Emerging Markets Index Portfolio
Voya Global High Dividend
Low Volatility Portfolio
Voya Index Plus LargeCap Portfolio
Voya Index Plus MidCap Portfolio
Voya Index Plus SmallCap
Portfolio
Voya International Index Portfolio
Voya Russell Large Cap Growth Index Portfolio
Voya
Russell Large Cap Index Portfolio
Voya
Russell Large Cap Value Index Portfolio
Voya Russell Mid Cap Growth Index Portfolio
Voya
Russell Mid Cap Index Portfolio
Voya
Russell Small Cap Index Portfolio
Voya Small Company Portfolio
Voya U.S. Bond Index Portfolio
VOYA VARIABLE PRODUCTS TRUST
Voya MidCap
Opportunities Portfolio
Voya SmallCap Opportunities Portfolio
|
1
|
Under the terms of the Management Agreement between Voya Investors Trust and Voya Investments, LLC, the Fund is
subject to a unified fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
2
|
Under the terms of the Management Agreement between Voya Separate Portfolios Trust and Voya Investments, LLC,
the Fund is subject to a bundled fee arrangement. Accordingly, the portion of Fees allocated to the Fund under the Allocation Agreement will be borne directly by Voya Investments, LLC as provided in the Management Agreement.
|
3
APPROVAL OF INVESTMENT COMPANY BLANKET BOND
INSURANCE POLICY RENEWAL
PROPOSED RESOLUTIONS
RESOLVED, that it is the determination of the Boards of Directors/Trustees (the Board), including a majority of those
Directors/Trustees who are not interested persons of the Voya funds (the Funds) as defined by the Investment Company Act of 1940, as amended (the 1940 Act) (the
Non-Interested Directors/Trustees), that the Investment Company Blanket Bond insurance (the 17g-1 Bond) written by Great American Insurance
Company (the Insurance Company) insuring each and all of the Funds for covered acts and omissions of their respective officers and Directors/Trustees and the officers and employees of Voya Investments, LLC and their affiliates
(collectively, Covered Persons), in accordance with the requirements of Rule 17g-1 promulgated by the Securities and Exchange Commission under Section 17(g) of the 1940 Act, is reasonable in
form and amount;
FURTHER RESOLVED, that the 17g-1 Bond, as described in the
memorandum contained in the Meeting materials, be, and hereby is, continued through March 31, 2022, for and on behalf of each of the Funds, with such changes as the officers may deem necessary as a result of negotiations with the Insurance
Company, provided such changes are in accord with the requirements of Rule 17g-1;
FURTHER RESOLVED, that the Board, including a majority of the Non-Interested
Directors/Trustees, hereby approves the continued payment by the Funds of a pro-rata share of the premium for the 17g-1 Bond, as allocated among the Covered Persons in
accordance with the Allocation Agreement;
FURTHER RESOLVED, that pursuant to Rule
17g-1 under the 1940 Act, the Secretary and the Assistant Secretaries of the Funds are hereby designated as agents for the Funds to make the filings and give the notices required by subparagraph (g) of
said Rule;
FURTHER RESOLVED, that the Directors/Trustees or the officers of the Funds are hereby authorized to take all
such further action and execute and deliver all such further instruments and documents in the name of and on behalf of the Funds as in their judgment shall be necessary or desirable to accomplish the purpose of these resolutions; and
FURTHER RESOLVED, that the officers of the Funds, be, and they hereby are, authorized
and directed to take whatever action is necessary or desirable to amend the Allocation Agreements among the Funds and the insured parties under the 17g-1 Bond pursuant to the terms and conditions included
therein from time to time to provide coverage for additional entities that are authorized pursuant to these resolutions to be covered under the 17g-1 Bond.
|
|
|
March 24, 2021
|
|
Fidelity / Crime Division
|
|
|
28 Liberty Street, Ste 3610
|
Ms. Victoria Chin
|
|
New York, NY 10005
|
Crystal IBC LLC
|
|
www.CrimeInsurance.com
|
Financial Square, 32 Old Slip
|
|
2125134022
|
New York, NY 10005
|
|
|
Financial Institution - Investment Company Bond Binder & Invoice Letter
Dear Victoria,
Thank you for the order! Per your instructions, coverage is bound per
the terms and conditions set forth below. Please consider this letter as our invoice.
|
|
|
FINANCIAL INSTITUTION
- INVESTMENT COMPANY BOND
|
|
|
NAMED INSURED:
|
|
Voya Family of Funds
|
|
|
ADDRESS:
|
|
7337 E. Doubletree Ranch Road
|
|
|
Suite 100
|
|
|
Scottsdale, AZ 85258
|
|
|
BOND NUMBER:
|
|
FS 314-79-82-10-00
|
|
|
EFFECTIVE DATES:
|
|
12:01 A.M. on March 31, 2021 to 12:01 A.M. on March 31, 2022
|
|
|
ISSUING COMPANY:
|
|
Great American Insurance Company
|
|
|
A.M. Best Rated A+ (Superior) Class XV as of August 17, 2018
|
|
|
Standard & Poors Rated A+ (Strong) as of March 14, 2019
|
|
|
Admitted in all 50 States & Canada
|
|
|
POLICY FORM:
|
|
Standard Great American Investment Company Bond (Ed. 11/16)
|
|
|
Discovery Form
|
|
|
|
|
|
INSURING AGREEMENT
|
|
SINGLE LOSS LIMIT
|
|
DEDUCTIBLE
AMOUNT
|
A - Fidelity
|
|
$ 40,000,000
|
|
$ 0
|
B - On Premises
|
|
$ 40,000,000
|
|
$ 25,000
|
C - In Transit
|
|
$ 40,000,000
|
|
$ 25,000
|
D - Forgery or Alteration
|
|
$ 40,000,000
|
|
$ 25,000
|
E - Securities
|
|
$ 40,000,000
|
|
$ 25,000
|
F - Counterfeit Currency
|
|
$ 40,000,000
|
|
$ 25,000
|
G - Stop Payment
|
|
$ 250,000
|
|
$ 5,000
|
H - Uncollectable Items of Deposit
|
|
$ 250,000
|
|
$ 5,000
|
I - Audit Expense
|
|
$ 250,000
|
|
$ 5,000
|
J - Telefacsimile Transmissions
|
|
$ 40,000,000
|
|
$ 25,000
|
|
|
|
|
|
www.CrimeInsurance.com
|
|
Page 1 of 3
|
|
www.GreatAmericanInsuranceGroup.com
|
|
|
|
|
|
INSURING AGREEMENT
|
|
SINGLE LOSS LIMIT
|
|
DEDUCTIBLE
AMOUNT
|
K - Unauthorized Signatures
|
|
$ 250,000
|
|
$ 5,000
|
L - Computer Systems
|
|
$ 40,000,000
|
|
$ 25,000
|
M - Automated Phone Systems
|
|
$ 40,000,000
|
|
$ 25,000
|
N - Fraudulent Transfer Instructions
|
|
$ 40,000,000
|
|
$ 25,000
|
|
|
|
|
|
|
|
|
TOTAL PREMIUM:
|
|
$ 86,585
|
|
|
|
|
|
COMMISSION PAYABLE:
|
|
16 %
|
|
(Commission Payable on Total Premium)
|
|
|
|
NET PREMIUM DUE:
|
|
$ 72,731.40
|
|
(Due Within 45 Days of the Effective Date)
|
|
|
|
FORMS:
|
|
|
|
|
|
|
|
|
|
SEQ
|
|
FORM #
|
|
DESCRIPTION
|
1
|
|
790FIC
|
|
Great American Insurance Fidelity & Crime Policy Cover
|
2
|
|
SDM683
|
|
Important Notice Fidelity Crime Division Claims
|
3
|
|
FI7510
|
|
Investment Company Bond Dec Page
|
4
|
|
FI7511
|
|
Investment Company Bond Insuring Agreements
|
5
|
|
FI8801
|
|
Forms and Riders Schedule
|
6
|
|
SRF9808
|
|
Rider - Joint Insured List
|
7
|
|
SRF9808
|
|
Rider - Extended Computer Systems Rider
|
8
|
|
SRF9808
|
|
Rider - Newly Created Investment Companies
|
9
|
|
SRF9808
|
|
Rider - Loss Reporting Threshold
|
10
|
|
SRF9808
|
|
Rider - Counterfeit Currency Revision
|
11
|
|
SRF9808
|
|
Rider - Amended Definition of Employee
|
12
|
|
SRF9808
|
|
Rider - Amended Section 13 - Termination
|
13
|
|
SRF9808
|
|
Rider - Amended Fidelity
|
14
|
|
SRF9808
|
|
Rider - Amended Section 4, Loss-Notice-Proof-Legal Proceedings
|
15
|
|
SRF9808
|
|
Rider - Automated Phone System - full limits
|
16
|
|
FI7506
|
|
Insuring Agreement (L) Computer Systems
|
17
|
|
FI7516
|
|
Insuring Agreement (N) Fraudulent Transfer Instructions
|
18
|
|
FI7345
|
|
Confidential Information And Data Breach Clarifying Rider
|
19
|
|
FI7340
|
|
Economic And Trade Sanctions Clause
|
20
|
|
FI7341
|
|
In-Witness Clause
|
SUBJECTIVITIES:
No subjectivities are
required. File is current.
|
|
|
|
|
www.CrimeInsurance.com
|
|
Page 2 of 3
|
|
www.GreatAmericanInsuranceGroup.com
|
|
|
|
PAYMENT OF PREMIUM:
|
|
|
|
ALL PAYMENTS MUST BE SENT TO GREAT AMERICAN INSURANCE GROUP.
|
|
|
If you are using first class mail:
|
|
If you are using overnight mail:
|
|
|
Great American Insurance Group
|
|
PNC Bank c/o Great American Insurance Group
|
3561 Solutions Center
|
|
Lockbox Number 773561
|
Chicago, IL 60677-3005
|
|
350 East Devon Avenue
|
|
|
Itasca, IL 60143
|
Thank you again for the order. Please feel free to contact me with any questions or concerns.
Best Regards,
Matt Brown
Director
2125134022
mbrown11@GAIG.COM
Attachments
The foregoing binder for coverage is issued under the condition
that there has been no material change in the risk the Company has assumed in issuing the binder. The Insured shall promptly provide to the Company any information of which the Insured becomes aware of that has not previously been disclosed to the
Company, and which relates to any proposed Insureds claim history or risk exposure, or which could change the Companys underwriting evaluation of the Insured. In the event that the Insured should fail to disclose this information to the
Company prior to the inception date of the Policy, the Company, at its sole discretion, shall have the right to rescind the Policy upon learning of this information.
|
|
|
|
|
www.CrimeInsurance.com
|
|
Page 3 of 3
|
|
www.GreatAmericanInsuranceGroup.com
|
|
|
San Francisco-Crystal
|
Crystal IBC LLC 7787
|
PO Box 21874
|
New York, NY 10087-1874
|
Phone: (415) 946-7500
Fax:
|
|
Voya Investment Management
|
|
7337 East Doubletree Ranch Road
|
Scottsdale, AZ 85258
|
|
|
|
|
|
|
Invoice # 1602726
|
|
Page 1 of 1
|
ACCOUNT NUMBER
|
|
DATE
|
VOYAINV-03
|
|
3/26/2021
|
BALANCE DUE ON
|
|
AGENCY CODE
|
4/30/2021
|
|
855
|
AMOUNT PAID
|
|
AMOUNT DUE
|
|
|
$86,585.00
|
|
|
|
|
|
|
|
|
|
|
Pay your Invoice via ACH
using AlliantPay:
|
|
https://billpay.alliant.com
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Client:
|
|
Voya Investment Management
|
|
Policy:
|
|
Investment Company Bond
|
|
|
|
|
|
Policy Number:
|
|
FS31479821000
|
|
Effective:
|
|
3/31/2021
|
|
to 3/31/2022
|
|
|
|
|
|
Insurance Carrier:
|
|
Great American Insurance Company
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item #
|
|
Trans Eff Date
|
|
Due Date
|
|
Trans
|
|
Description
|
|
|
|
Amount.
|
6410295
|
|
3/31/2021
|
|
4/30/2021
|
|
RENB
|
|
Renewal Business Premium
|
|
$86,585.00
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Invoice Balance:
|
|
$86,585.00
|
REMITTANCE ADDRESS
Crystal IBC LLC 7787
PO Box 21874
New York, NY 10087-1874
OVERNIGHT/COURIER ADDRESS
JPMorgan Chase Lockbox Processing
Attn: Crystal IBC LLC 7787/Lockbox 21874
4 Chase Metrotech Center
7th Floor East
Brooklyn, NY 11245
For ACH or Wire Transfer, please use the following information:
Alliant/Crystal
Insurance
Routing Number (ACH Payment):322271627
Account Number:352137787
Routing Number (Wire Payment):021000021
SWIFT Code:CHASUS33
Reference Description : (Client Code & Invoice#)
All back up correspondence
should be mailed to accountsreceivable@alliant.com
Pay your Invoice via ACH using AlliantPay https://billpay.alliant.com
IMPORTANT NOTICE: The Nonadmitted & Reinsurance reform act (NRRA) went into effect July 21, 2011. Accordingly, surplus lines tax rates and regulations are
subject to change which could result in an increase or decrease of the total surplus lines taxes and/or fees owed on this placement. If a change is required, we will promptly notify you. Any additional taxes and/or fees due must be promptly remitted
to Alliant Insurance Services, Inc.
IMPORTANT NOTICE: The Foreign Account Tax Compliance Act (FATCA) requires the notification of certain financial accounts to the
United States Internal Revenue Service. Alliant does not provide tax advice. Please contact your tax consultant for your obligations regarding FATCA.
Alliant
embraces a policy of transparency with respect to its compensation from insurance transactions. Details on our compensation policy, including the types of income Alliant may earn on a placement, are available at www.alliant.com. For a copy of our
policy or for inquiries regarding compensation issues pertaining to your account contact: Alliant Insurance Services, Inc., Attn: General Counsel, 701 B St., 6th Floor, San Diego, CA 92101.
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