Security Ownership of Directors and Management
The following table sets forth the total number of shares of our common stock beneficially owned by each of the present Directors and nominees, our CEO, all other executive officers named in the Summary Compensation Table, and all Directors and executive officers as a group, and the percent of the outstanding common stock so owned by each as of January 2, 2024.
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Directors and Named Executive Officers
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Title of Class
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Amount and Nature of
Beneficial Ownership(1)
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Percent of
Class(2) (%)
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Hans Helmerich
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Common Stock
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2,149,791(3)(4)(5)(6) |
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2.15 |
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John W. Lindsay
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Common Stock
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1,084,429(4)(5)(6)(9) |
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1.08 |
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John R. Bell
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Common Stock
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270,278(4)(5)(6)(9) |
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Cara M. Hair
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Common Stock
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213,232(4)(5)(9) |
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Mark W. Smith
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Common Stock
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145,353(4)(5)(9) |
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Michael P. Lennox
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Common Stock
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133,852(4)(5)(9) |
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John D. Zeglis
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Common Stock
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88,890(4)(5) |
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Thomas A. Petrie
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Common Stock
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68,464(4)(5)(8) |
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Randy A. Foutch
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Common Stock
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59,397(4)(8) |
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Donald F. Robillard, Jr.
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Common Stock
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43,570(4)(8) |
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Kevin G. Cramton
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Common Stock
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38,785(4)(5) |
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José R. Mas
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Common Stock
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38,785(4)(5) |
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Belgacem Chariag
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Common Stock
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12,575(5) |
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Delaney M. Bellinger
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Common Stock
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6,595(4)(8) |
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Elizabeth R. Killinger
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Common Stock
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3,394(5) |
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All Directors and Executive Officers as a Group (16 persons)
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Common Stock
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4,426,644(7) |
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4.38 |
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(1)
Unless otherwise indicated, all shares are owned directly by the named person, and he or she has sole voting and investment power with respect to such shares. Shares owned include restricted shares over which the named person has voting, but not investment power, and stock options held by the named person include options exercisable within 60 days of January 2, 2024.
(2)
Percentage calculation not included if beneficial ownership is less than one percent of class.
(3)
Includes 24,470 shares owned by Mr. Helmerich’s wife, with respect to which he has disclaimed all beneficial ownership; 1,854,750 shares held by Mr. Helmerich as trustee for various family trusts for which he possesses voting and investment power; 50,627 shares held by The Helmerich Trust, an Oklahoma charitable trust, for which Mr. Helmerich is a trustee for which he possesses voting and investment power; and 44,000 shares held by Helmerich Grandchildren LLC, of which he is a manager and possesses voting and investment power.
(4)
Includes options to purchase, as follows as of January 2, 2024: Helmerich, 48,860 options, Lindsay, 579,405 options, Bell, 129,904 options, Hair, 93,877 options, Smith 17,936 options, Lennox 43,412 options, Zeglis, 32,573 options, Petrie, 32,573 options, Foutch, 32,573 options, Robillard, 32,573 options, Cramton, 12,613 options, Mas, 12,613 options and Bellinger, 2,926 options.
(5)
Includes restricted shares, as follows as of January 2, 2024: Helmerich, 6,296 restricted shares, Lindsay, 148,990 restricted shares, Bell, 35,671 restricted shares, Hair, 41,188 restricted shares, Smith 45,207 restricted shares, Lennox 34,032 restricted shares, Zeglis, 4,197 restricted shares, Petrie, 4,197 restricted shares, Cramton, 4,197 restricted shares, Mas, 4,197 restricted shares, Chariag, 4,197 restricted shares and Killinger, 3,394 restricted shares.
(6)
Includes shares held under our 401(k) Plan, as follows, as of January 2, 2024: Helmerich, 21,058, Lindsay, 9,047, and Bell 1,761.
(7)
Includes options to purchase 1,080,238 shares; 364,512 restricted shares; and 31,866 shares fully vested under our 401(k) Plan.
(8)
The value of Director stock units and restricted stock units under our Director Plan are based on the market price of our common stock and possess dividend equivalent reinvestment rights but are settled in cash; consequently, such stock units are not included in the table. Stock units and restricted stock units are held as follows as of January 2, 2024: Petrie, 8,142 stock units; Foutch, 36,637 stock units and 4,197 restricted stock units; Robillard, 33,231 stock units and 4,197 restricted stock units; Bellinger, 18,395 stock units and 4,197 restricted stock units.
(9)
Does not include performance share units that the Company may settle with common stock within 75 days following December 31, 2023, as follows: Lindsay, 107,428 performance share units; Smith, 32,984 performance share units; Hair, 28,820 performance share units Bell, 25,491 performance share units; and Lennox, 22,832 performance share units.