- Current report filing (8-K)
2008年10月23日 - 5:45AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of report (Date of earliest event reported): October 21, 2008
Gottschalks Inc.
(Exact
name of registrant as specified in its charter)
Delaware
(State of Other Jurisdiction of Incorporation)
1-09100
77-0159791
(Commission File Number)
(I.R.S. Employer Identification
Number)
7 River Park Place East
Fresno, California
93720
(Address of principal executive offices
including zip code)
(559) 434-4800
(Registrant's telephone number, including area code)
Not Applicable
(Former Name
or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
x
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On October 21, 2008, Gottschalks Inc. (the "Company") announced that it received a
communication from the New York Stock Exchange (the "NYSE") that the Company is in non-compliance with Section 802.01B of
the NYSE Listed Company Manual, because over a consecutive 30-day trading period, the Company's average global market capitalization
was less than $25 million. As a result, the NYSE plans to suspend trading of Gottschalks' stock prior to the market opening on Monday,
October 27, 2008. The Company has informed the exchange it plans to appeal the ruling. Based on the outcome of the appeal process the
Company's stock could then be delisted from the exchange. During the appeal process, the Company will take all necessary actions to have
its common stock quoted on the OTC Bulletin Board and will consider all available alternatives.
On October 21, 2008, the Company issued a press release describing the foregoing, a copy of which is being
furnished as Exhibit 99.1 to this Form 8-K and which is incorporated herein by reference in its entirety.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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99.1
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Press release issued on October 21, 2008 by Gottschalks Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
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Gottschalks Inc.
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October 22, 2008
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By
:/s/ J. Gregory Ambro
J. Gregory Ambro
Executive Vice President
'and Chief Operating Officer
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INDEX TO EXHIBITS
Gott Chalks (NYSE:GOT)
過去 株価チャート
から 1 2025 まで 2 2025
Gott Chalks (NYSE:GOT)
過去 株価チャート
から 2 2024 まで 2 2025