- Current report filing (8-K)
2009年6月26日 - 12:07AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
report (Date of earliest event reported): June 15, 2009
SYNTHETIC
FIXED-INCOME SECURITIES, INC. ON BEHALF OF:
STRATS
SM
TRUST
FOR DOMINION RESOURCES SECURITIES, SERIES 2004-3
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
|
333-70808-03
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52-2316339
|
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001-32027
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(State
or Other Jurisdiction of Incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification
No.)
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Synthetic
Fixed-Income Securities, Inc.
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301
South College
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Charlotte,
North Carolina
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28288
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(704)
383-7727
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant
under any following provisions (see General Instruction A.2.
below):
[ ]
|
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR
230.425)
|
[ ]
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Soliciting material pursuant to Rule 14a-12(b)
under the Exchange Act (17 CFR
240.14a-12(b))
|
[ ]
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
[ ]
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Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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The
STRATS
SM
Trust
For Dominion Resources Securities, Series 2004-3, which we refer to herein as
the “Trust,” was formed pursuant to the Base Trust Agreement, dated as of
September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as
depositor, and U.S. Bank Trust National Association, as trustee and securities
intermediary, as supplemented by the STRATS
SM
Certificates Series Supplement 2004-3 in respect of the Trust dated as of
February 12, 2004.
Item
8.01. OTHER EVENTS
On June
15, 2009 distribution was made to the holders of the certificates issued by the
Trust. Specific information with respect to the distribution is filed
as Exhibit 99.1 hereto.
No other
reportable transactions or matters have occurred during the current reporting
period.
Dominion
Resources, Inc., the issuer of the underlying securities, is subject to the
information reporting requirements of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”). For information on Dominion Resources,
Inc. please see its periodic and current reports filed with the Securities and
Exchange Commission (the “Commission”) under its Exchange Act file number,
001-08489. The Commission maintains a site on the World Wide Web at
“http://www.sec.gov” at which users can view and download copies of reports,
proxy and information statements and other information filed electronically
through the Electronic Data Gathering, Analysis and Retrieval system, or
“EDGAR.” Periodic and current reports and other information required
to be filed pursuant to the Exchange Act, by Dominion Resources, Inc. may be
accessed on this site. Neither Synthetic Fixed-Income Securities,
Inc. nor the Trustee has participated in the preparation of such reporting
documents, or made any due diligence investigation with respect to the
information provided therein. Neither Synthetic Fixed-Income
Securities, Inc. nor the Trustee has verified the accuracy or completeness of
such documents or reports. There can be no assurance that events
affecting the issuer of the underlying securities or the underlying securities
themselves have not occurred or have not yet been publicly disclosed which would
affect the accuracy or completeness of the publicly available documents
described above.
(c)
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The
following exhibit is filed as part of this
report:
|
|
99.1
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Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-3 for June 15, 2009 Scheduled Distribution
Date.
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SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned thereunto duly
authorized.
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Synthetic
Fixed-Income Securities, Inc.
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|
|
|
|
|
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By:
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/s/ Brianna
White
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Name:
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Brianna
White
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Title:
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Vice
President
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|
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|
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Date: June
15, 2009
EXHIBIT
INDEX
Exhibit
Number
|
Description
|
|
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99.1
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Trustee’s
Distribution Statement to the STRATS
SM
Certificates, Series 2004-3 for June 15, 2009 Scheduled Distribution
Date.
|
Synthetic Fixed Income Securities 5.9% Structured Repackaged Asset-Backed Trust Securities (Strats) Certificates Series 2004-3 C (NYSE:GJE)
過去 株価チャート
から 5 2024 まで 6 2024
Synthetic Fixed Income Securities 5.9% Structured Repackaged Asset-Backed Trust Securities (Strats) Certificates Series 2004-3 C (NYSE:GJE)
過去 株価チャート
から 6 2023 まで 6 2024