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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-05371
Russell Investment Funds
(Exact name of registrant as specified in charter)
1301 Second Avenue 18th Floor, Seattle, WA 98101
(Address of principal executive offices) (Zip code)
(Name and address of agent for service)
Registrant's telephone number, including area code:
Date of fiscal year end: 12/31
Date of reporting period: 7/1/12 - 6/30/13
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 ((S)(S)
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30bl-4 thereunder (17
CFR 270.30bl-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. (S) 3507.
Registrant :
Fund Name : RIF Aggressive Equity Fund
Date of fiscal year end: 06/30/2013
In all markets, for all statuses, for
Key-
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1-800-FLOWERS.COM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLWS CUSIP 68243Q106 12/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Geralyn Breig Mgmt For For For
1.2 Elect Lawrence Calcano Mgmt For For For
1.3 Elect James Cannavino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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1ST UNITED BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUBC CUSIP 33740N105 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paula Berliner Mgmt For For For
1.2 Elect Derek C. Burke Mgmt For For For
1.3 Elect Jeffery L. Carrier Mgmt For For For
1.4 Elect Ronald A. David Mgmt For For For
1.5 Elect James Evans Mgmt For For For
1.6 Elect Arthur S. Loring Mgmt For For For
1.7 Elect Thomas E. Lynch Mgmt For Withhold Against
1.8 Elect John Marino Mgmt For Withhold Against
1.9 Elect Carlos G. Morrison Mgmt For Withhold Against
1.10 Elect Warren S. Orlando Mgmt For For For
1.11 Elect Rudy E. Schupp Mgmt For For For
1.12 Elect Joseph W. Veccia, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Incentive Plan Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
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ABAXIS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABAX CUSIP 002567105 11/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Clinton Severson Mgmt For For For
1.2 Elect Vernon Altman Mgmt For For For
1.3 Elect Richard Bastiani Mgmt For For For
1.4 Elect Michael Casey Mgmt For For For
1.5 Elect Henk Evenhuis Mgmt For For For
1.6 Elect Prithipal Singh Mgmt For Withhold Against
2 Amendment to the 2005 Mgmt For For For
Equity Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
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ABM INDUSTRIES INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABM CUSIP 000957100 03/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Luther Helms Mgmt For For For
1.2 Elect Sudhakar Kesavan Mgmt For For For
1.3 Elect William Steele Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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ACACIA RESEARCH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACTG CUSIP 003881307 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Harris II Mgmt For For For
1.2 Elect Fred deBoom Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2013 Stock Incentive Plan Mgmt For For For
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ACCELRYS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACCL CUSIP 00430U103 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Chris van Ingen Mgmt For Abstain Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive Compensation
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ACCO BRANDS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACCO CUSIP 00081T108 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George V. Bayly Mgmt For For For
1.2 Elect James A. Buzzard Mgmt For For For
1.3 Elect Kathleen S. Dvorak Mgmt For For For
1.4 Elect G. Thomas Hargrove Mgmt For For For
1.5 Elect Robert H. Jenkins Mgmt For For For
1.6 Elect Robert J. Keller Mgmt For For For
1.7 Elect Thomas Kroeger Mgmt For For For
1.8 Elect Michael Norkus Mgmt For For For
1.9 Elect E. Mark Rajkowski Mgmt For For For
1.10 Elect Sheila G. Talton Mgmt For For For
1.11 Elect Norman H. Wesley Mgmt For For For
1.12 Elect Boris Elisman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ACI WORLDWIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACIW CUSIP 004498101 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John D. Curtis Mgmt For For For
1.2 Elect Philip G. Heasley Mgmt For For For
1.3 Elect James C. McGroddy Mgmt For For For
1.4 Elect Harlan F. Seymour Mgmt For For For
1.5 Elect John M. Shay, Jr. Mgmt For For For
1.6 Elect John E. Stokely Mgmt For For For
1.7 Elect Jan H. Suwinski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2013 Executive Mgmt For For For
Management Incentive
Compensation Plan
5 Increase of Authorized Mgmt For For For
Common Stock
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ADTRAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADTN CUSIP 00738A106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas R. Stanton Mgmt For For For
1.2 Elect H. Fenwick Huss Mgmt For For For
1.3 Elect Ross K. Ireland Mgmt For For For
1.4 Elect William L. Marks Mgmt For For For
1.5 Elect James E. Matthews Mgmt For Withhold Against
1.6 Elect Balan Nair Mgmt For Withhold Against
1.7 Elect Roy J. Nichols Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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ADVENT SOFTWARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADVS CUSIP 007974108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John H. Scully Mgmt For Against Against
2 Elect Stephanie G. Mgmt For For For
DiMarco
3 Elect David P.F. Hess Jr. Mgmt For For For
4 Elect James D. Kirsner Mgmt For For For
5 Elect Wendell G. Van Mgmt For For For
Auken
6 Elect Christine S. Mgmt For For For
Manfredi
7 Elect Asiff S. Hirji Mgmt For For For
8 Elect Robert M. Tarkoff Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
|
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AEROVIRONMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVAV CUSIP 008073108 10/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Timothy Conver Mgmt For For For
1.2 Elect Arnold Fishman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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AFFYMETRIX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFFX CUSIP 00826T108 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen Fodor Mgmt For For For
2 Elect Frank Witney Mgmt For For For
3 Elect Nelson Chan Mgmt For For For
4 Elect Gary Guthart Mgmt For For For
5 Elect Jami Dover Mgmt For For For
Nachtsheim
6 Elect Robert H. Trice Mgmt For For For
7 Elect Robert P. Wayman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
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AG MORTGAGE INVESTMENT TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MITT CUSIP 001228105 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Arthur S. Ainsberg Mgmt For For For
1.2 Elect Andrew L. Berger Mgmt For For For
1.3 Elect Joesph LaManna Mgmt For For For
1.4 Elect Jonathan Lieberman Mgmt For For For
1.5 Elect Peter Linneman Mgmt For For For
1.6 Elect David Roberts Mgmt For For For
1.7 Elect Frank Stadelmaier Mgmt For Withhold Against
1.8 Elect James M. Voss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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AGCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGCO CUSIP 001084102 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect George E. Minnich Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Gerald L. Shaheen Mgmt For For For
7 Elect Mallika Srinivasan Mgmt For For For
8 Elect Hendrikus Visser Mgmt For For For
9 Amendment to the Mgmt For For For
Management Incentive Plan
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
|
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AGREE REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADC CUSIP 008492100 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joey Agree Mgmt For For For
1.2 Elect Leon M. Schurgin Mgmt For For For
1.3 Elect William S. Mgmt For For For
Rubenfaer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Increase of Authorized Mgmt For For For
Capital Stock
5 Amendment to Charter to Mgmt For Against Against
Grant Authority to the
Board to Change the
Number of Authorized
Shares of Capital Stock
Without Shareholder
Approval
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AIR METHODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRM CUSIP 009128307 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George W. Belsey Mgmt For For For
1.2 Elect C. David Kikumoto Mgmt For For For
1.3 Elect Carl H. McNair, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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AIR METHODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIRM CUSIP 009128307 12/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Increase of Authorized Mgmt For For For
Common and Preferred
Stock Followed by Stock
Split
2 Amendment to the 2006 Mgmt For For For
Equity Compensation Plan
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AIR TRANSPORT SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATSG CUSIP 00922R105 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard M. Baudouin Mgmt For For For
2 Elect Randy D. Rademacher Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
|
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AIRCASTLE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AYR CUSIP G0129K104 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald W. Allen Mgmt For Withhold Against
1.2 Elect Douglas A. Hacker Mgmt For For For
1.3 Elect Ron Wainshal Mgmt For For For
2 Appointment of Auditor Mgmt For Against Against
and Authority to Set Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
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AKAMAI TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKAM CUSIP 00971T101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Pamela J. Craig Mgmt For For For
2 Elect F. Thomson Leighton Mgmt For For For
3 Elect Paul Sagan Mgmt For For For
4 Elect Naomi O. Seligman Mgmt For For For
5 2013 Stock Incentive Plan Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to Certificate Mgmt For For For
of Incorporation
Regarding Director
Removal
8 Amendment to Certificate Mgmt For For For
of Incorporation
Removing Supermajority
Voting Provisions
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
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AKORN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKRX CUSIP 009728106 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John N. Kapoor Mgmt For For For
1.2 Elect Ronald M. Johnson Mgmt For Withhold Against
1.3 Elect Brian Tambi Mgmt For For For
1.4 Elect Steven J. Meyer Mgmt For Withhold Against
1.5 Elect Alan Weinstein Mgmt For Withhold Against
1.6 Elect Kenneth S. Mgmt For Withhold Against
Abramowitz
1.7 Elect Adrienne L. Graves Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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ALAMO GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALG CUSIP 011311107 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Roderick R. Baty Mgmt For For For
2 Elect Helen Cornell Mgmt For For For
3 Elect Jerry E. Goldress Mgmt For For For
4 Elect David W. Grzelak Mgmt For For For
5 Elect Gary L. Martin Mgmt For For For
6 Elect Ronald A. Robinson Mgmt For For For
7 Elect James B. Skaggs Mgmt For For For
8 Approval of Executive Mgmt For For For
Incentive Plan
9 Ratification of Auditor Mgmt For For For
|
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ALBANY INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIN CUSIP 012348108 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John F. Cassidy, Mgmt For For For
Jr.
1.2 Elect Edgar G. Hotard Mgmt For For For
1.3 Elect Erland E. Mgmt For For For
Kailbourne
1.4 Elect Joseph G. Morone Mgmt For For For
1.5 Elect Katharine L. Mgmt For For For
Plourde
1.6 Elect John R. Scannell Mgmt For For For
1.7 Elect Christine L. Mgmt For For For
Standish
1.8 Elect John C. Standish Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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ALBANY MOLECULAR RESEARCH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMRI CUSIP 012423109 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Veronica G. H. Mgmt For Withhold Against
Jordan
1.2 Elect Thomas E. D'Ambra Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1998 Mgmt For For For
Employee Stock Purchase
Plan
4 Amendment to the 2008 Mgmt For For For
Stock Option and
Incentive Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
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ALERE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALR CUSIP 01449J105 07/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Carol Goldberg Mgmt For For For
1.2 Elect James Roosevelt, Mgmt For For For
Jr.
1.3 Elect Ron Zwanziger Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Amendment to the 2010 Mgmt For For For
Stock Option and
Incentive Plan
4 Approval of Option Mgmt For For For
Grants to Executive
Officers
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ALEXANDER & BALDWIN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALEX CUSIP 014491104 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert S. Harrison Mgmt For Withhold Against
1.2 Elect Michele K. Saito Mgmt For For For
1.3 Elect Eric K. Yeaman Mgmt For For For
2 2012 Incentive Mgmt For For For
Compensation Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
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ALEXANDRIA REAL ESTATE EQUITIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARE CUSIP 015271109 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joel S. Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For Withhold Against
1.3 Elect John Atkins III Mgmt For For For
1.4 Elect Maria Freire Mgmt For For For
1.5 Elect Richard Klein Mgmt For For For
1.6 Elect James Richardson Mgmt For For For
1.7 Elect Martin Simonetti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
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ALICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALCO CUSIP 016230104 02/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect JD Alexander Mgmt For For For
1.2 Elect Thomas McAuley Mgmt For For For
1.3 Elect Charles Palmer Mgmt For For For
1.4 Elect Ramon Rodriguez Mgmt For For For
1.5 Elect John Rood Mgmt For For For
1.6 Elect Robert Viguet, Jr. Mgmt For For For
1.7 Elect Gordon Walker Mgmt For For For
1.8 Elect Adam Compton Mgmt For For For
1.9 Elect Dykes Everett Mgmt For For For
2 2013 Incentive Equity Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ALIGN TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALGN CUSIP 016255101 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David E. Collins Mgmt For For For
2 Elect Joseph Lacob Mgmt For For For
3 Elect C. Raymond Larkin, Mgmt For For For
Jr.
4 Elect George J. Morrow Mgmt For For For
5 Elect David C. Nagel Mgmt For For For
6 Elect Thomas M. Prescott Mgmt For For For
7 Elect Greg J. Santora Mgmt For For For
8 Elect Warren S. Thaler Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2005 Mgmt For For For
Incentive Plan
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ALLETE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALE CUSIP 018522300 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kathryn W. Dindo Mgmt For For For
2 Elect Heidi J. Eddins Mgmt For For For
3 Elect Sidney W. Emery, Mgmt For For For
Jr.
4 Elect George G. Goldfarb Mgmt For For For
5 Elect James S. Haines, Mgmt For For For
Jr.
6 Elect Alan R. Hodnik Mgmt For For For
7 Elect James J. Hoolihan Mgmt For For For
8 Elect Madeleine W. Ludlow Mgmt For For For
9 Elect Douglas C. Neve Mgmt For For For
10 Elect Leonard C. Rodman Mgmt For For For
11 Elect Bruce W. Stender Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Amendment to the Mgmt For Against Against
Director Stock Plan
14 Ratification of Auditor Mgmt For For For
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ALLOT COMMUNICATIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALLT CUSIP M0854Q105 09/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Rami Hadar Mgmt For For For
2 Elect Yigal Jacoby Mgmt For For For
3 Election of External Mgmt For For For
Director Nurit Benjamini
4 Cash Compensation of Mgmt For For For
Non-Employee Directors
5 Stock Option Plan Grants Mgmt For For For
to Non-Employee Directors
6 Amendment to the 2006 Mgmt For For For
Incentive Compensation
Plan to Incorporate an
Automatic Option Grant
Program for Non-Employee
Directors
7 Remuneration of External Mgmt For For For
Directors
8 Remuneration of External Mgmt For For For
Directors in the Minimum
Amount Allowed by
Israeli Law
9 Equity Grants to Mgmt For For For
External Directors
10 Amendment to the 2006 Mgmt For For For
Incentive Compensation
Plan to Incorporate an
Automatic Option Grant
Program for External
Directors
11 CEO Salary Increase Mgmt For For For
12 Bonus to President and Mgmt For For For
CEO who is a Director
13 2006 Incentive Mgmt For For For
Compensation Plan Grants
to President and CEO who
is a Director
14 Amendments to Articles Mgmt For For For
Regarding
Indemnification of
Directors
15 Amendment to Mgmt For For For
Indemnification of
Directors
16 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
|
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ALMOST FAMILY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFAM CUSIP 020409108 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William B. Yarmuth Mgmt For For For
1.2 Elect Steven B. Bing Mgmt For For For
1.3 Elect Donald G. McClinton Mgmt For For For
1.4 Elect Tyree G. Wilburn Mgmt For For For
1.5 Elect Jonathan D. Mgmt For Withhold Against
Goldberg
1.6 Elect W. Earl Reed, III Mgmt For For For
1.7 Elect Henry M. Altman, Mgmt For For For
Jr.
2 2013 Stock and Incentive Mgmt For For For
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
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ALPHATEC HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATEC CUSIP 02081G102 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Leslie H. Cross Mgmt For For For
1.2 Elect Mortimer Berkowitz Mgmt For For For
III
1.3 Elect John H. Foster Mgmt For For For
1.4 Elect R. Ian Molson Mgmt For Withhold Against
1.5 Elect Stephen E. O'Neil Mgmt For Withhold Against
1.6 Elect James R. Glynn Mgmt For For For
1.7 Elect Rohit M. Desai Mgmt For Withhold Against
1.8 Elect Siri S. Marshall Mgmt For For For
1.9 Elect Luke T. Faulstick Mgmt For For For
2 Amendment to the 2005 Mgmt For Against Against
Employee, Director and
Consultant Stock Plan
3 Amendment to the 2007 Mgmt For For For
Employee Stock Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Increase Individual Mgmt For Against Against
Annual Award Limit under
2005 Employee, Director
and Consultant Stock Plan
|
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AMCOL INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACO CUSIP 02341W103 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jay D. Proops Mgmt For For For
1.2 Elect William H. Mgmt For For For
Schumann, III
1.3 Elect Paul C. Weaver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
AMERCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UHAL CUSIP 023586100 08/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect M. Frank Lyons Mgmt For For For
1.2 Elect Edward Shoen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr For For For
Regarding Ratification
of Board and Management
Acts
5 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Adopting
Sexual Orientation
Anti-Bias Policy
-----------------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRMT CUSIP 03062T105 09/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel Englander Mgmt For For For
1.2 Elect William Henderson Mgmt For For For
1.3 Elect William Sams Mgmt For For For
1.4 Elect John David Simmons Mgmt For For For
1.5 Elect Robert Smith Mgmt For For For
1.6 Elect Jeffrey Williams Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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AMERICAN ASSETS TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAT CUSIP 024013104 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ernest Rady Mgmt For For For
1.2 Elect John Chamberlain Mgmt For For For
1.3 Elect Larry Finger Mgmt For For For
1.4 Elect Alan Gold Mgmt For For For
1.5 Elect Duane Nelles Mgmt For For For
1.6 Elect Thomas Olinger Mgmt For For For
1.7 Elect Robert Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTGE CUSIP 02504A104 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert M. Couch Mgmt For For For
1.2 Elect Morris A. Davis Mgmt For For For
1.3 Elect Randy E. Dobbs Mgmt For For For
1.4 Elect Larry K. Harvey Mgmt For For For
1.5 Elect Prue B. Larocca Mgmt For For For
1.6 Elect Alvin N. Puryear Mgmt For For For
1.7 Elect Malon Wilkus Mgmt For For For
1.8 Elect John R. Erickson Mgmt For Withhold Against
1.9 Elect Samuel A. Flax Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN RAILCAR INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARII CUSIP 02916P103 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Carl C. Icahn Mgmt For For For
2 Elect James J. Unger Mgmt For For For
3 Elect James C. Pontious Mgmt For For For
4 Elect J. Mike Laisure Mgmt For For For
5 Elect Harold First Mgmt For Against Against
6 Elect Brett M. Icahn Mgmt For For For
7 Elect Hunter Gary Mgmt For Against Against
8 Elect SungHwan Cho Mgmt For For For
9 Elect Daniel A. Ninivaggi Mgmt For Against Against
10 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
AMERICAN SOFTWARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMSWA CUSIP 029683109 08/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Dennis Hogue Mgmt For For For
1.2 Elect John Jarvis Mgmt For For For
1.3 Elect James Miller, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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AMERIPRISE FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMP CUSIP 03076C106 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James M. Cracchiolo Mgmt For For For
2 Elect Lon R. Greenberg Mgmt For For For
3 Elect Warren D. Knowlton Mgmt For For For
4 Elect W. Walker Lewis Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For Against Against
8 Elect Robert F. Sharpe, Mgmt For For For
Jr.
9 Elect William H. Turner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
-----------------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMSF CUSIP 03071H100 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jared A. Morris Mgmt For For For
1.2 Elect Daniel Phillips Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ANADIGICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANAD CUSIP 032515108 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David Fellows Mgmt For For For
2 Elect Ronald Rosenzweig Mgmt For For For
3 Elect Lewis Solomon Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Amendment to the 2005 Mgmt For For For
Long Term Incentive and
Share Award Plan
-----------------------------------------------------------------------------------------------------------------------------------
ANDERSONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANDE CUSIP 034164103 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael J. Anderson Mgmt For For For
1.2 Elect Gerard M Anderson Mgmt For Withhold Against
1.3 Elect Catherine M. Mgmt For Withhold Against
Kilbane
1.4 Elect Robert J. King, Jr. Mgmt For For For
1.5 Elect Ross W. Manire Mgmt For For For
1.6 Elect Donald L. Mennel Mgmt For Withhold Against
1.7 Elect David L. Nichols Mgmt For Withhold Against
1.8 Elect John T. Stout, Jr. Mgmt For For For
1.9 Elect Jacqueline F. Woods Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ANGIODYNAMICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANGO CUSIP 03475V101 10/22/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David Burgstahler Mgmt For For For
1.2 Elect Wesley Johnson, Jr. Mgmt For For For
1.3 Elect Steve LaPorte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Stock and Incentive
Award Plan
4 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANH CUSIP 037347101 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lloyd McAdams Mgmt For For For
2 Elect Lee A. Ault, III Mgmt For For For
3 Elect Charles H. Black Mgmt For For For
4 Elect Joe E. Davis Mgmt For For For
5 Elect Robert C. Davis Mgmt For For For
6 Elect Joseph E. McAdams Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
APOLLO RESIDENTIAL MORTGAGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMTG CUSIP 03763V102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Marc E. Becker Mgmt For For For
1.2 Elect Mark C. Biderman Mgmt For For For
1.3 Elect Frederick N. Mgmt For For For
Khedouri
1.4 Elect Justin Stevens Mgmt For For For
1.5 Elect Hope S. Taitz Mgmt For Withhold Against
1.6 Elect Frederick J. Mgmt For For For
Kleisner
1.7 Elect Thomas D. Mgmt For For For
Christopoul
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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APPROACH RESOURCES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AREX CUSIP 03834A103 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect J. Ross Craft Mgmt For For For
1.2 Elect Bryan H. Lawrence Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARC CUSIP 00191G103 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kumarakulasingam Mgmt For For For
Suriyakumar
1.2 Elect Thomas J. Formolo Mgmt For For For
1.3 Elect Dewitt Kerry Mgmt For For For
McCluggage
1.4 Elect James F. McNulty Mgmt For For For
1.5 Elect Mark W. Mealy Mgmt For For For
1.6 Elect Manuel J. Perez de Mgmt For For For
la Mesa
1.7 Elect Eriberto R. Mgmt For For For
Scocimara
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ARCTIC CAT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACAT CUSIP 039670104 08/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christopher Twomey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ARGAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGX CUSIP 04010E109 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rainer H. Mgmt For For For
Bosselmann
1.2 Elect Henry A. Crumpton Mgmt For For For
1.3 Elect Cynthia A. Flanders Mgmt For For For
1.4 Elect William F. Griffin Mgmt For For For
1.5 Elect William F. Mgmt For For For
Leimkuhler
1.6 Elect W.G. Champion Mgmt For Withhold Against
Mitchell
1.7 Elect James W. Quinn Mgmt For For For
1.8 Elect Brian R. Sherras Mgmt For For For
2 Amendment to the 2011 Mgmt For For For
Stock Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
|
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ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGII CUSIP G0464B107 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect F. Sedgwick Browne Mgmt For For For
2 Elect Hector De Leon Mgmt For For For
3 Elect Kathleen A. Nealon Mgmt For For For
4 Elect John H. Tonelli Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AI CUSIP 041356205 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric F. Billings Mgmt For For For
1.2 Elect Daniel J. Altobello Mgmt For For For
1.3 Elect Daniel E. Berce Mgmt For For For
1.4 Elect David W. Faeder Mgmt For For For
1.5 Elect Peter A. Gallagher Mgmt For For For
1.6 Elect Ralph S. Michael Mgmt For For For
III
1.7 Elect J. Rock Tonkel, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABG CUSIP 043436104 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas C. DeLoach, Mgmt For For For
Jr.
1.2 Elect Michael S. Kearney Mgmt For For For
1.3 Elect Philip F. Maritz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASNA CUSIP 04351G101 12/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Usdan Mgmt For For For
1.2 Elect Randy Pearce Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2010 Mgmt For For For
Stock Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
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ASCENT CAPITAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASCMA CUSIP 043632108 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Philip J. Holthouse Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison Pill
-----------------------------------------------------------------------------------------------------------------------------------
ASCENT CAPITAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASCMA CUSIP 043632108 07/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Malone Mgmt For Withhold Against
1.2 Elect Carl Vogel Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZPN CUSIP 045327103 12/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark Fusco Mgmt For For For
1.2 Elect Gary Haroian Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote On Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIZ CUSIP 04621X108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Elaine D. Rosen Mgmt For For For
2 Elect Howard L. Carver Mgmt For For For
3 Elect Juan N. Cento Mgmt For For For
4 Elect Elyse Douglas Mgmt For For For
5 Elect Lawrence V. Jackson Mgmt For For For
6 Elect David B. Kelso Mgmt For For For
7 Elect Charles J. Koch Mgmt For For For
8 Elect Jean-Paul L. Mgmt For For For
Montupet
9 Elect Robert B. Pollock Mgmt For For For
10 Elect Paul J. Reilly Mgmt For For For
11 Elect Robert W. Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ASTA FUNDING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASFI CUSIP 046220109 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary Stern Mgmt For For For
1.2 Elect Arthur Stern Mgmt For For For
1.3 Elect Herman Badillo Mgmt For Withhold Against
1.4 Elect David Slackman Mgmt For For For
1.5 Elect Edward Celano Mgmt For For For
1.6 Elect Harvey Leibowitz Mgmt For For For
1.7 Elect Louis A. Piccolo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Adoption of Shareholder Mgmt For Against Against
Rights Plan
4 Elimination of Written Mgmt For Against Against
Consent
-----------------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ASTE CUSIP 046224101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect J. Don Brock Mgmt For For For
1.2 Elect W. Norman Smith Mgmt For For For
1.3 Elect William B. Sansom Mgmt For For For
1.4 Elect Benjamin G. Brock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AF CUSIP 046265104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John R. Chrin Mgmt For Withhold Against
1.2 Elect John J. Corrado Mgmt For For For
1.3 Elect Brian M. Leeney Mgmt For For For
1.4 Elect Patricia M. Mgmt For For For
Nazemetz
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATRO CUSIP 046433207 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raymond W. Boushie Mgmt For For For
1.2 Elect Robert T. Brady Mgmt For Withhold Against
1.3 Elect John B. Drenning Mgmt For Withhold Against
1.4 Elect Peter J. Gundermann Mgmt For For For
1.5 Elect Kevin T. Keane Mgmt For Withhold Against
1.6 Elect Robert J. McKenna Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common Stock
4 Increase of Authorized Mgmt For For For
Class B Stock
-----------------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATHN CUSIP 04685W103 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles D. Baker Mgmt For For For
1.2 Elect Dev Ittycheria Mgmt For For For
1.3 Elect John A. Kane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For Against Against
Stock Option and
Incentive Plan
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
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ATLAS AIR WORLDWIDE HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAWW CUSIP 049164205 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert F. Agnew Mgmt For For For
1.2 Elect Timothy J. Bernlohr Mgmt For For For
1.3 Elect Eugene I. Davis Mgmt For For For
1.4 Elect William J. Flynn Mgmt For For For
1.5 Elect James S. Gilmore Mgmt For For For
III
1.6 Elect Carol B. Hallett Mgmt For For For
1.7 Elect Frederick McCorkle Mgmt For For For
1.8 Elect Duncan J. McNabb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amendment to the 2007 Mgmt For Against Against
Incentive Plan
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AVERY DENNISON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVY CUSIP 053611109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Anderson Mgmt For For For
3 Elect Rolf Borjesson Mgmt For For For
4 Elect John T. Cardis Mgmt For For For
5 Elect David E.I. Pyott Mgmt For For For
6 Elect Dean A. Scarborough Mgmt For For For
7 Elect Patrick T. Siewert Mgmt For For For
8 Elect Julia A. Stewart Mgmt For For For
9 Elect Martha Sullivan Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVNW CUSIP 05366Y102 11/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Hasler Mgmt For Withhold Against
1.2 Elect Clifford Higgerson Mgmt For Withhold Against
1.3 Elect Charles Kissner Mgmt For Withhold Against
1.4 Elect Michael Pangia Mgmt For For For
1.5 Elect Raghavendra Rau Mgmt For For For
1.6 Elect Mohsen Sohi Mgmt For Withhold Against
1.7 Elect James Stoffel Mgmt For Withhold Against
1.8 Elect Edward Thompson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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AXCELIS TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACLS CUSIP 054540109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect R. John Fletcher Mgmt For For For
1.2 Elect Stephen R. Hardis Mgmt For For For
1.3 Elect William C. Jennings Mgmt For For For
1.4 Elect Joseph P. Keithley Mgmt For For For
1.5 Elect Patrick H. Nettles Mgmt For For For
1.6 Elect Mary G. Puma Mgmt For For For
1.7 Elect H. Brian Thompson Mgmt For Withhold Against
2 Amendment to the 2012 Mgmt For For For
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
BALCHEM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BCPC CUSIP 057665200 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dino A. Rossi Mgmt For For For
1.2 Elect Elaine R. Wedral Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 1999 Mgmt For For For
Stock Plan
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BANCFIRST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BANF CUSIP 05945F103 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Supermajority Requirement
3.1 Elect Dennis L. Brand Mgmt For For For
3.2 Elect C. L. Craig, Jr. Mgmt For For For
3.3 Elect William H. Crawford Mgmt For For For
3.4 Elect James R. Daniel Mgmt For For For
3.5 Elect F. Ford Drummond Mgmt For For For
3.6 Elect K. Gordon Greer Mgmt For For For
3.7 Elect Donald B. Mgmt For For For
Halverstadt
3.8 Elect William O. Mgmt For For For
Johnstone
3.9 Elect Dave R. Lopez Mgmt For For For
3.10 Elect J. Ralph McCalmont Mgmt For Withhold Against
3.11 Elect Tom H. McCasland Mgmt For For For
III
3.12 Elect Ronald J. Norick Mgmt For For For
3.13 Elect Paul B. Odom, Jr. Mgmt For For For
3.14 Elect David E. Ragland Mgmt For For For
3.15 Elect David E. Rainbolt Mgmt For For For
3.16 Elect H. E. Rainbolt Mgmt For For For
3.17 Elect Michael S. Samis Mgmt For For For
3.18 Elect Michael K. Wallace Mgmt For For For
3.19 Elect G. Rainey Mgmt For Withhold Against
Williams, Jr.
3.20 Elect William H. Crawford Mgmt For For For
3.21 Elect K. Gordon Greer Mgmt For For For
3.22 Elect Donald B. Mgmt For For For
Halverstadt
3.23 Elect William O. Mgmt For For For
Johnstone
3.24 Elect Dave R. Lopez Mgmt For For For
3.25 Elect David E. Rainbolt Mgmt For For For
3.26 Elect Michael S. Samis Mgmt For For For
4 Amendment to the Stock Mgmt For For For
Option Plan
|
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BANK OF MARIN BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMRC CUSIP 063425102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Russell A. Colombo Mgmt For For For
1.2 Elect Thomas M. Foster Mgmt For For For
1.3 Elect Robert Heller Mgmt For For For
1.4 Elect Norma J. Howard Mgmt For For For
1.5 Elect Stuart D. Lum Mgmt For For For
1.6 Elect William H. Mgmt For For For
McDevitt, Jr.
1.7 Elect Michaela K. Rodeno Mgmt For For For
1.8 Elect Joel Sklar Mgmt For For For
1.9 Elect Brian M. Sobel Mgmt For For For
1.10 Elect J. Dietrich Stroeh Mgmt For For For
1.11 Elect Jan I. Yanehiro Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OZRK CUSIP 063904106 04/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Gleason Mgmt For For For
1.2 Elect Jean Arehart Mgmt For For For
1.3 Elect Nicholas Brown Mgmt For For For
1.4 Elect Richard Cisne Mgmt For For For
1.5 Elect Robert East Mgmt For For For
1.6 Elect Linda Gleason Mgmt For For For
1.7 Elect Peter Kenny Mgmt For For For
1.8 Elect Henry Mariani Mgmt For For For
1.9 Elect Robert L. Proost Mgmt For For For
1.10 Elect R. L. Qualls Mgmt For For For
1.11 Elect John Reynolds Mgmt For For For
1.12 Elect Dan Thomas Mgmt For For For
1.13 Elect Sherece Mgmt For For For
West-Scantlebury
2 Amendment to the 2009 Mgmt For For For
Restricted Stock Plan
3 Amendment to the Mgmt For For For
Non-Employee Director
Stock Option Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
|
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BANNER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BANR CUSIP 06652V208 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert D. Adams Mgmt For For For
1.2 Elect Connie R. Mgmt For For For
Collingsworth
1.3 Elect Robert J. Lane Mgmt For For For
1.4 Elect Gary Sirmon Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2012 Mgmt For For For
Restricted Stock and
Incentive Bonus Plan
-----------------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
B CUSIP 067806109 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John W. Alden Mgmt For For For
1.2 Elect Francis J. Kramer Mgmt For For For
1.3 Elect William J. Morgan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority Requirement
-----------------------------------------------------------------------------------------------------------------------------------
BBCN BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBCN CUSIP 073295107 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Steven D. Broidy Mgmt For For For
1.2 Elect Louis M. Cosso Mgmt For For For
1.3 Elect Jin Chui Jhung Mgmt For For For
1.4 Elect Kevin S. Kim Mgmt For For For
1.5 Elect Peter Y. S. Kim Mgmt For For For
1.6 Elect Sang Hoon Kim Mgmt For For For
1.7 Elect Chung Hyun Lee Mgmt For For For
1.8 Elect Jesun Paik Mgmt For For For
1.9 Elect Scott Yoon-Suk Mgmt For For For
Whang
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEAV CUSIP 073302101 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Hamermesh Mgmt For For For
1.2 Elect Amin Khoury Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Company Name Change Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2005 Mgmt For For For
Long-Term Incentive Plan
|
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BIG 5 SPORTING GOODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGFV CUSIP 08915P101 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sandra N. Bane Mgmt For For For
1.2 Elect Van B. Honeycutt Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alan D. Gold Mgmt For For For
1.2 Elect Daniel M. Bradbury Mgmt For For For
1.3 Elect Barbara R. Cambon Mgmt For For For
1.4 Elect Edward A. Dennis Mgmt For For For
1.5 Elect Richard I. Mgmt For For For
Gilchrist
1.6 Elect Gary A. Kreitzer Mgmt For For For
1.7 Elect Theodore D. Roth Mgmt For For For
1.8 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2004 Mgmt For For For
Incentive Award Plan
-----------------------------------------------------------------------------------------------------------------------------------
BIOSCRIP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIOS CUSIP 09069N108 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard M. Smith Mgmt For For For
1.2 Elect Charlotte Collins Mgmt For For For
1.3 Elect Samuel P. Frieder Mgmt For For For
1.4 Elect Myron Z. Holubiak Mgmt For For For
1.5 Elect David R. Hubers Mgmt For For For
1.6 Elect Richard L. Robbins Mgmt For For For
1.7 Elect Stuart A. Samuels Mgmt For For For
1.8 Elect Gordon H. Woodward Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Employee Stock Purchase Mgmt For For For
Plan
5 Amendment to the 2008 Mgmt For For For
Equity Incenitve Plan
|
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BLACK HILLS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BKH CUSIP 092113109 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jack W. Eugster Mgmt For For For
1.2 Elect Gary L. Pechota Mgmt For For For
1.3 Elect Thomas J. Zeller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
BLACKBAUD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLKB CUSIP 09227Q100 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Marc E. Chardon Mgmt For For For
2 Elect Sarah E. Nash Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAH CUSIP 099502106 08/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ian Fujiyama Mgmt For For For
1.2 Elect Mark Gaumond Mgmt For For For
1.3 Elect Samuel Strickland Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BPFH CUSIP 101119105 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eugene S. Colangelo Mgmt For Withhold Against
1.2 Elect Clayton G. Deutsch Mgmt For For For
1.3 Elect Allen L. Sinai Mgmt For For For
1.4 Elect Stephen M. Waters Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Elimination of Mgmt For For For
Supermajority
Requirement for Removal
of Directors
4 Elimination of Mgmt For For For
Supermajority
Requirement for Amending
the Articles
|
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BOTTOMLINE TECHNOLOGIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPAY CUSIP 101388106 01/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Increase of Authorized Mgmt For For For
Common Stock
-----------------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPAY CUSIP 101388106 11/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael Curran Mgmt For For For
1.2 Elect Joseph Mullen Mgmt For For For
1.3 Elect James Zilinski Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBNK CUSIP 108030107 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lawrence Brown Mgmt For For For
1.2 Elect Howard N. Gould Mgmt For For For
1.3 Elect Francis J. Harvey Mgmt For For For
1.4 Elect Allan C. Kramer Mgmt For For For
1.5 Elect Robert P. Latta Mgmt For For For
1.6 Elect Daniel P. Myers Mgmt For For For
1.7 Elect Christopher B. Mgmt For Withhold Against
Paisley
1.8 Elect Thomas M. Quigg Mgmt For Withhold Against
1.9 Elect Thomas A. Sa Mgmt For Withhold Against
1.10 Elect Terry Schwakopf Mgmt For For For
1.11 Elect Barry A. Turkus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BRIDGEPOINT EDUCATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BPI CUSIP 10807M105 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ryan Craig Mgmt For For For
1.2 Elect Robert D. Hartman Mgmt For For For
1.3 Elect Andrew M. Miller Mgmt For For For
2 Amendment to the 2009 Mgmt For Against Against
Stock Incentive Plan
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BGG CUSIP 109043109 10/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Humphrey Mgmt For For For
1.2 Elect Robert O'Toole Mgmt For For For
1.3 Elect Charles Story Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to Shareholder Mgmt For For For
Rights Plan
|
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BRISTOW GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRS CUSIP 110394103 08/01/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Stephen Cannon Mgmt For For For
1.3 Elect William Chiles Mgmt For For For
1.4 Elect Michael Flick Mgmt For For For
1.5 Elect Lori Gobillot Mgmt For For For
1.6 Elect Ian Godden Mgmt For For For
1.7 Elect Stephen King Mgmt For Withhold Against
1.8 Elect Thomas Knudson Mgmt For For For
1.9 Elect Mathew Masters Mgmt For For For
1.10 Elect Bruce Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCD CUSIP 111621306 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Judy Bruner Mgmt For For For
2 Elect Lloyd Carney Mgmt For For For
3 Elect Renato A. DiPentima Mgmt For For For
4 Elect Alan L. Earhart Mgmt For For For
5 Elect John W. Gerdelman Mgmt For For For
6 Elect David L. House Mgmt For For For
7 Elect Glenn C. Jones Mgmt For For For
8 Elect L. William Krause Mgmt For For For
9 Elect Sanjay Vaswani Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2009 Mgmt For For For
Director Plan
12 Performance Bonus Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
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BROOKLINE BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRKL CUSIP 11373M107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David C. Chapin Mgmt For For For
1.2 Elect John A. Hackett Mgmt For For For
1.3 Elect John L. Hall II Mgmt For For For
1.4 Elect Rosamond B. Vaule Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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BROOKS AUTOMATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRKS CUSIP 114340102 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Joseph Martin Mgmt For For For
1.3 Elect John McGillicuddy Mgmt For For For
1.4 Elect Krishna Palepu Mgmt For For For
1.5 Elect Kirk Pond Mgmt For For For
1.6 Elect Stephen Schwartz Mgmt For For For
1.7 Elect Alfred Woollacott Mgmt For For For
III
1.8 Elect Mark Wrighton Mgmt For For For
1.9 Elect Ellen Zane Mgmt For For For
2 Amendment to the 2000 Mgmt For For For
Equity Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For Against Against
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BROWN SHOE COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BWS CUSIP 115736100 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ward M. Klein Mgmt For For For
1.2 Elect Steven W. Korn Mgmt For For For
1.3 Elect W. Patrick McGinnis Mgmt For For For
1.4 Elect Diane M. Sullivan Mgmt For For For
1.5 Elect Hal J. Upbin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
BUCKEYE TECHNOLOGIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BKI CUSIP 118255108 10/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Red Cavaney Mgmt For For For
1.2 Elect John Crowe Mgmt For For For
1.3 Elect David Ferraro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Amendment to the 2007 Mgmt For For For
Omnibus Incentive Plan
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
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BUFFALO WILD WINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BWLD CUSIP 119848109 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sally J. Smith Mgmt For For For
1.2 Elect J. Oliver Maggard Mgmt For For For
1.3 Elect James M. Damian Mgmt For For For
1.4 Elect Dale M. Applequist Mgmt For For For
1.5 Elect Warren E. Mack Mgmt For Withhold Against
1.6 Elect Michael P. Johnson Mgmt For For For
1.7 Elect Jerry R. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CABOT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBT CUSIP 127055101 03/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John S. Clarkeson Mgmt For For For
2 Elect Roderick C.G. Mgmt For For For
MacLeod
3 Elect Sue H. Rataj Mgmt For For For
4 Elect Ronaldo H. Schmitz Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CAL DIVE INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DVR CUSIP 12802T101 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John B. Reed Mgmt For For For
1.2 Elect David E. Preng Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Stock Incentive Plan Mgmt For For For
4 Issuance of Common Stock Mgmt For For For
5 Misc. Article Amendments Mgmt For For For
6 Ratification of Auditor Mgmt For For For
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CALLON PETROLEUM COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPE CUSIP 13123X102 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Larry D. McVay Mgmt For For For
1.2 Elect John C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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CAMBREX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBM CUSIP 132011107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Rosina B. Dixon Mgmt For For For
2 Elect Kathryn R. Harrigan Mgmt For For For
3 Elect Leon J. Hendrix, Mgmt For For For
Jr.
4 Elect Ilan Kaufthal Mgmt For For For
5 Elect Steven M. Klosk Mgmt For For For
6 Elect William B. Korb Mgmt For For For
7 Elect John R. Miller Mgmt For For For
8 Elect Peter G. Tombros Mgmt For For For
9 Elect Shlomo Yanai Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2009 Mgmt For For For
Long Term Incentive Plan
12 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CFFN CUSIP 14057J101 01/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Dicus Mgmt For For For
1.2 Elect James Morris Mgmt For For For
1.3 Elect Jeffrey Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRR CUSIP 140781105 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sigmund L. Mgmt For For For
Cornelius
1.2 Elect James B. Jennings Mgmt For For For
1.3 Elect Gary A. Kolstad Mgmt For For For
1.4 Elect Henry E. Lentz Mgmt For For For
1.5 Elect Randy L. Limbacher Mgmt For For For
1.6 Elect William C. Morris Mgmt For For For
1.7 Elect Robert S. Rubin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CFNL CUSIP 14149F109 04/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect B. G. Beck Mgmt For For For
1.2 Elect William J. Nassetta Mgmt For For For
1.3 Elect Alice M. Starr Mgmt For For For
1.4 Elect Steven M. Wiltse Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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CATALYST HEALTH SOLUTIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHSI CUSIP 14888B103 07/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
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CBEYOND, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBEY CUSIP 149847105 06/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David A. Rogan Mgmt For For For
1.2 Elect Jonathan Crane Mgmt For For For
1.3 Elect Marvin Wheeler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CDI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CDI CUSIP 125071100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect H. Paulett Eberhart Mgmt For For For
1.2 Elect Michael J. Emmi Mgmt For For For
1.3 Elect Walter R. Garrison Mgmt For For For
1.4 Elect Lawrence C. Karlson Mgmt For For For
1.5 Elect Ronald J. Kozich Mgmt For For For
1.6 Elect Anna M. Seal Mgmt For For For
1.7 Elect Albert E. Smith Mgmt For For For
1.8 Elect Barton J. Winokur Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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CEDAR REALTY TRUST, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CDR CUSIP 150602209 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James J. Burns Mgmt For For For
2 Elect Pamela N. Hootkin Mgmt For For For
3 Elect Paul G. Kirk, Jr. Mgmt For For For
4 Elect Everett B. Miller, Mgmt For For For
III
5 Elect Bruce J. Schanzer Mgmt For For For
6 Elect Roger M. Widmann Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Ratification of Auditor Mgmt For For For
|
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CENTENE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNC CUSIP 15135B101 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Orlando Ayala Mgmt For Withhold Against
1.2 Elect Pamela A. Joseph Mgmt For Withhold Against
1.3 Elect Tommy G. Thompson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CENTER BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNBC CUSIP 151408101 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alexander A. Bol Mgmt For For For
1.2 Elect Anthony C. Weagley Mgmt For For For
1.3 Elect Frederick S. Fish Mgmt For For For
1.4 Elect Howard Kent Mgmt For For For
1.5 Elect Nicholas Minoia Mgmt For For For
1.6 Elect Harold A. Schechter Mgmt For For For
1.7 Elect Lawrence B. Seidman Mgmt For For For
1.8 Elect William A. Thompson Mgmt For For For
1.9 Elect Raymond Vanaria Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CENTERSTATE BANKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSFL CUSIP 15201P109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James H. Bingham Mgmt For For For
1.2 Elect G. Robert Mgmt For For For
Blanchard, Jr.
1.3 Elect C. Dennis Carlton Mgmt For For For
1.4 Elect John C. Corbett Mgmt For For For
1.5 Elect Griffin A. Greene Mgmt For For For
1.6 Elect Charles W. Mgmt For For For
McPherson
1.7 Elect George T. Nunez II Mgmt For For For
1.8 Elect Thomas E. Oakley Mgmt For Withhold Against
1.9 Elect Ernest S. Pinner Mgmt For For For
1.10 Elect William Knox Pou Mgmt For For For
Jr.
1.11 Elect Joshua A. Snively Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Equity Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CEVA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CEVA CUSIP 157210105 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For Withhold Against
1.3 Elect Bruce A. Mann Mgmt For Withhold Against
1.4 Elect Peter McManamon Mgmt For For For
1.5 Elect Sven-Christer Mgmt For Withhold Against
Nilsson
1.6 Elect Louis Silver Mgmt For Withhold Against
1.7 Elect Dan Tocatly Mgmt For For For
1.8 Elect Gideon Wertheizer Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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CHART INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GTLS CUSIP 16115Q308 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Samuel F. Thomas Mgmt For For For
1.2 Elect W. Douglas Brown Mgmt For For For
1.3 Elect Richard E. Goodrich Mgmt For For For
1.4 Elect Steven W. Krablin Mgmt For For For
1.5 Elect Michael W. Press Mgmt For For For
1.6 Elect James M. Tidwell Mgmt For For For
1.7 Elect Thomas L. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHFC CUSIP 163731102 04/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary E. Anderson Mgmt For For For
1.2 Elect J. Daniel Bernson Mgmt For For For
1.3 Elect Nancy Bowman Mgmt For For For
1.4 Elect James R. Fitterling Mgmt For For For
1.5 Elect Thomas T. Huff Mgmt For For For
1.6 Elect Michael T. Laethem Mgmt For For For
1.7 Elect James B. Meyer Mgmt For For For
1.8 Elect Terence F. Moore Mgmt For For For
1.9 Elect David B. Ramaker Mgmt For For For
1.10 Elect Grace O. Shearer Mgmt For For For
1.11 Elect Larry D. Stauffer Mgmt For For For
1.12 Elect Franklin C. Mgmt For For For
Wheatlake
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPK CUSIP 165303108 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ralph J. Adkins Mgmt For For For
1.2 Elect Richard Bernstein Mgmt For For For
1.3 Elect Paul L. Maddock, Mgmt For For For
Jr.
1.4 Elect Michael P. Mgmt For For For
McMasters
2 Omnibus Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
|
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CIBER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBR CUSIP 17163B102 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jean-Francois Heitz Mgmt For For For
1.2 Elect James C. Spira Mgmt For Withhold Against
1.3 Elect Bobby G. Stevenson Mgmt For For For
2 Amendment to the 2004 Mgmt For Against Against
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CIR CUSIP 17273K109 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jerome D. Brady Mgmt For Withhold Against
1.2 Elect Peter M. Wilver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTRN CUSIP 17306X102 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brian P. Carney Mgmt For Withhold Against
1.2 Elect John S. Lupo Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CITIZENS & NORTHERN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CZNC CUSIP 172922106 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect R. Bruce Haner Mgmt For For For
1.2 Elect Susan E. Hartley Mgmt For For For
1.3 Elect Leo F. Lambert Mgmt For For For
1.4 Elect Leonard Simpson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWEI CUSIP 969490101 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Clayton W. Mgmt For For For
Williams, Jr.
2 Ratification of Auditor Mgmt For For For
|
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CLECO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNL CUSIP 12561W105 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Logan W. Kruger Mgmt For For For
1.2 Elect Bruce A. Williamson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Elimination of Mgmt For For For
Cumulative Voting and
Elimination of the
Classification of the
Board of Directors
5 Elimination of Mgmt For Against Against
Cumulative Voting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Sustainability
Report
-----------------------------------------------------------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCNE CUSIP 126128107 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard L. Mgmt For For For
Greslick, Jr.
1.2 Elect Dennis L. Merrey Mgmt For For For
1.3 Elect Deborah D. Pontzer Mgmt For For For
1.4 Elect Charles H. Reams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COBZ CUSIP 190897108 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Steven Bangert Mgmt For For For
1.2 Elect Michael B. Burgamy Mgmt For Withhold Against
1.3 Elect Morgan Gust Mgmt For For For
1.4 Elect Evan Makovsky Mgmt For Withhold Against
1.5 Elect Douglas L. Polson Mgmt For For For
1.6 Elect Mary K. Rhinehart Mgmt For For For
1.7 Elect Noel N. Rothman Mgmt For Withhold Against
1.8 Elect Bruce H. Schroffel Mgmt For For For
1.9 Elect Timothy J. Travis Mgmt For Withhold Against
1.10 Elect Mary Beth Vitale Mgmt For For For
1.11 Elect Mary White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
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COHEN & STEERS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNS CUSIP 19247A100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Martin Cohen Mgmt For For For
2 Elect Robert H. Steers Mgmt For For For
3 Elect Peter L. Rhein Mgmt For For For
4 Elect Richard P. Simon Mgmt For Against Against
5 Elect Edmond D. Villani Mgmt For For For
6 Elect Bernard B. Winograd Mgmt For For For
7 Amendment to the Stock Mgmt For Against Against
Incentive Plan
8 Amendment to the Annual Mgmt For For For
Incentive Plan
9 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COHU INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COHU CUSIP 192576106 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James A. Donahue Mgmt For For For
1.2 Elect Steven J. Bilodeau Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COINSTAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSTR CUSIP 19259P300 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Nora M. Denzel Mgmt For For For
2 Elect Ronald B. Woodard Mgmt For For For
3 Change Company Name to Mgmt For For For
Outerwall Inc.
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COLB CUSIP 197236102 03/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COLB CUSIP 197236102 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David A. Dietzler Mgmt For For For
2 Elect Melanie J. Dressel Mgmt For For For
3 Elect John P. Folsom Mgmt For For For
4 Elect Frederick M. Mgmt For For For
Goldberg
5 Elect Thomas M. Hulbert Mgmt For For For
6 Elect Michelle M. Lantow Mgmt For For For
7 Elect S. Mae Fujita Mgmt For For For
Numata
8 Elect Daniel C. Regis Mgmt For For For
9 Elect William T. Mgmt For For For
Weyerhaeuser
10 Elect James M. Will Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
|
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COLUMBIA SPORTSWEAR COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COLM CUSIP 198516106 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gertrude Boyle Mgmt For For For
1.2 Elect Timothy P. Boyle Mgmt For For For
1.3 Elect Sarah A. Bany Mgmt For For For
1.4 Elect Murrey R. Albers Mgmt For For For
1.5 Elect Stephen E. Babson Mgmt For For For
1.6 Elect Andy D. Bryant Mgmt For For For
1.7 Elect Edward S. George Mgmt For For For
1.8 Elect Walter T. Klenz Mgmt For For For
1.9 Elect Ronald E. Nelson Mgmt For For For
1.10 Elect John W. Stanton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Approval of the Mgmt For For For
Executive Compensation
Incentive Plan
-----------------------------------------------------------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCO CUSIP 199333105 07/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Timothy Tevens Mgmt For For For
1.2 Elect Richard Fleming Mgmt For For For
1.3 Elect Ernest Verebelyi Mgmt For For For
1.4 Elect Stephanie Kushner Mgmt For For For
1.5 Elect Stephen Rabinowitz Mgmt For For For
1.6 Elect Linda Goodspeed Mgmt For For For
1.7 Elect Nicholas Pinchuk Mgmt For For For
1.8 Elect Liam McCarthy Mgmt For For For
1.9 Elect Christian Ragot Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Jacqueline P. Kane Mgmt For For For
5 Elect Richard G. Lindner Mgmt For For For
6 Elect Alfred A. Mgmt For For For
Piergallini
7 Elect Robert S. Taubman Mgmt For For For
8 Elect Reginald M. Turner Mgmt For For For
9 Elect Nina G. Vaca Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2006 Mgmt For For For
Amended and Restated
Long-Term Incentive Plan
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
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COMFORT SYSTEMS USA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIX CUSIP 199908104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William F. Murdy Mgmt For For For
1.2 Elect Darcy G. Anderson Mgmt For Withhold Against
1.3 Elect Herman E. Bulls Mgmt For Withhold Against
1.4 Elect Alfred J. Mgmt For For For
Giardenelli, Jr.
1.5 Elect Alan P. Krusi Mgmt For Withhold Against
1.6 Elect Brian E. Lane Mgmt For For For
1.7 Elect Franklin Myers Mgmt For Withhold Against
1.8 Elect James H. Schultz Mgmt For For For
1.9 Elect Constance E. Mgmt For For For
Skidmore
1.10 Elect Vance W. Tang Mgmt For For For
1.11 Elect Robert D. Wagner, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWH CUSIP 203233101 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joseph L. Morea Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COMMTOUCH SOFTWARE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTCH CUSIP M25596202 12/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Election of Hila Karah Mgmt For For For
1.2 Election of Aviv Raiz Mgmt For For For
1.3 Election of Lior Mgmt For For For
Samuelson
1.4 Election of Shlomi Yanai Mgmt For For For
1.5 Election of Todd Thomson Mgmt For For For
1.6 Election of James Mgmt For For For
Hamilton
2 Approval of Compensation Mgmt For Against Against
Terms for the CEO
3 Appointment of Auditor Mgmt For For For
|
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COMMUNITY BANK SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBU CUSIP 203607106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark J. Bolus Mgmt For For For
1.2 Elect Nicholas A. DiCerbo Mgmt For Withhold Against
1.3 Elect James A. Gabriel Mgmt For For For
1.4 Elect Edward S. Mucenski Mgmt For For For
1.5 Elect Brian R. Wright Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase in Authorized Mgmt For For For
Common Stock
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTBI CUSIP 204149108 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles J. Baird Mgmt For Withhold Against
1.2 Elect Nick Carter Mgmt For For For
1.3 Elect Jean R. Hale Mgmt For For For
1.4 Elect James E. McGhee II Mgmt For For For
1.5 Elect M. Lynn Parrish Mgmt For For For
1.6 Elect James R. Ramsey Mgmt For For For
1.7 Elect Anthony W. St. Mgmt For For For
Charles
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CODI CUSIP 20451Q104 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harold S. Edwards Mgmt For For For
1.2 Elect Mark H. Lazarus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPSI CUSIP 205306103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect J. Boyd Douglas Mgmt For For For
2 Elect Charles P. Huffman Mgmt For Against Against
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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COMPUTER TASK GROUP, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTGX CUSIP 205477102 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Randall L. Clark Mgmt For For For
1.2 Elect David H. Klein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
COMSCORE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCOR CUSIP 20564W105 07/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Henderson Mgmt For For For
1.2 Elect Ronald Korn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMTL CUSIP 205826209 01/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Goldberg Mgmt For Withhold Against
1.2 Elect Robert Paul Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CON-WAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNW CUSIP 205944101 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John J. Anton Mgmt For For For
2 Elect W. Keith Kennedy, Mgmt For For For
Jr.
3 Elect Michael J. Murray Mgmt For For For
4 Elect Edith R. Perez Mgmt For For For
5 Elect P. Cody Phipps Mgmt For For For
6 Elect John C. Pope Mgmt For For For
7 Elect William J. Mgmt For For For
Schroeder
8 Elect Douglas W. Stotlar Mgmt For For For
9 Elect Peter W. Stott Mgmt For For For
10 Elect Roy W. Templin Mgmt For For For
11 Elect Chelsea C. White Mgmt For For For
III
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Change in Board Size Mgmt For Against Against
14 Elimination of Mgmt For For For
Supermajority Requirement
15 Amendment of Written Mgmt For For For
Consent
16 Ratification of Auditor Mgmt For For For
|
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CONMED CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNMD CUSIP 207410101 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eugene R. Corasanti Mgmt For For For
1.2 Elect Joseph J. Corasanti Mgmt For For For
1.3 Elect Bruce F. Daniels Mgmt For For For
1.4 Elect Jo Ann Golden Mgmt For For For
1.5 Elect Stephen M. Mandia Mgmt For For For
1.6 Elect Stuart J. Schwartz Mgmt For For For
1.7 Elect Mark E. Tryniski Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CONN'S, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CONN CUSIP 208242107 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jon E. M. Jacoby Mgmt For Withhold Against
1.2 Elect Kelly M. Malson Mgmt For For For
1.3 Elect Bob L. Martin Mgmt For For For
1.4 Elect Douglas H. Martin Mgmt For For For
1.5 Elect David Schofman Mgmt For For For
1.6 Elect Scott L. Thompson Mgmt For For For
1.7 Elect Theodore M. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED GRAPHICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CGX CUSIP 209341106 08/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brady Carruth Mgmt For For For
1.2 Elect I.T. Corley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2012 Long Term Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCF CUSIP 21075N204 11/29/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kenneth Peak Mgmt For For For
2 Elect B.A. Berilgen Mgmt For For For
3 Elect Jay Brehmer Mgmt For For For
4 Elect Brad Juneau Mgmt For For For
5 Elect Charles Reimer Mgmt For For For
6 Elect Steven Schoonover Mgmt For Against Against
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Ratification of Auditor Mgmt For For For
|
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CORE LABORATORIES N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLB CUSIP N22717107 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect D. John Ogren Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Charles L. Dunlap Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Accounts and Reports Mgmt For For For
7 Authority to Cancel Mgmt For For For
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Common and Preference
Shares w/ Preemptive
Rights
10 Elimination of Mgmt For For For
Preemptive Rights
-----------------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CORE CUSIP 218681104 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert A. Allen Mgmt For For For
2 Elect Stuart W. Booth Mgmt For For For
3 Elect Gary F. Colter Mgmt For For For
4 Elect Robert G. Gross Mgmt For For For
5 Elect L. William Krause Mgmt For For For
6 Elect Thomas B. Perkins Mgmt For For For
7 Elect Harvey L. Tepner Mgmt For For For
8 Elect Randolph I. Mgmt For For For
Thornton
9 Elect J. Michael Walsh Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CORELOGIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLGX CUSIP 21871D103 07/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect J. David Chatham Mgmt For For For
2 Elect Douglas Curling Mgmt For For For
3 Elect John Dorman Mgmt For For For
4 Elect Paul Folino Mgmt For For For
5 Elect Anand Nallathambi Mgmt For For For
6 Elect Thomas O'Brien Mgmt For For For
7 Elect Jaynie Studenmund Mgmt For For For
8 Elect D. Van Skilling Mgmt For For For
9 Elect David Walker Mgmt For For For
10 Elect Mary Widener Mgmt For For For
11 2012 Employee Stock Mgmt For For For
Purchase Plan
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
|
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COSTAR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSGP CUSIP 22160N109 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael R. Klein Mgmt For For For
1.2 Elect Andrew C. Florance Mgmt For For For
1.3 Elect David Bonderman Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Glosserman
1.5 Elect Warren H. Haber Mgmt For For For
1.6 Elect John W. Hill Mgmt For For For
1.7 Elect Christopher J. Mgmt For Withhold Against
Nassetta
1.8 Elect David J. Steinberg Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
COURIER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRRC CUSIP 222660102 01/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul Braverman Mgmt For For For
1.2 Elect Peter Markell Mgmt For For For
1.3 Elect Ronald Skates Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Stock Equity Plan for
Non-Employee Directors
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRAI CUSIP 12618T105 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul A. Maleh Mgmt For For For
1.2 Elect Thomas S. Robertson Mgmt For For For
1.3 Elect William T. Schleyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CRAWFORD & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRD.B CUSIP 224633107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harsha V. Agadi Mgmt For For For
1.2 Elect P. George Benson Mgmt For For For
1.3 Elect Jeffrey T. Bowman Mgmt For For For
1.4 Elect Jesse C. Crawford Mgmt For For For
1.5 Elect James D. Edwards Mgmt For Withhold Against
1.6 Elect Russel L. Honore Mgmt For For For
1.7 Elect Joia M. Johnson Mgmt For Withhold Against
1.8 Elect Charles H. Ogburn Mgmt For Withhold Against
1.9 Elect E. Jenner Wood III Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the U.K. Mgmt For For For
Sharesave Scheme
4 Ratification of Auditor Mgmt For For For
|
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CREE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CREE CUSIP 225447101 10/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles Swoboda Mgmt For Withhold Against
1.2 Elect Clyde Hosein Mgmt For Withhold Against
1.3 Elect Robert Ingram Mgmt For Withhold Against
1.4 Elect Franco Plastina Mgmt For Withhold Against
1.5 Elect Alan Ruud Mgmt For Withhold Against
1.6 Elect Robert Tillman Mgmt For Withhold Against
1.7 Elect Harvey Wagner Mgmt For Withhold Against
1.8 Elect Thomas Werner Mgmt For Withhold Against
2 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Compensation Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CRIMSON EXPLORATION INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CXPO CUSIP 22662K207 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Allan D. Keel Mgmt For Withhold Against
1.2 Elect Lee B. Backsen Mgmt For Withhold Against
1.3 Elect B. James Ford Mgmt For Withhold Against
1.4 Elect Ellis L. ("Lon") Mgmt For Withhold Against
McCain
1.5 Elect Adam C. Pierce Mgmt For Withhold Against
1.6 Elect Cassidy J. Traub Mgmt For Withhold Against
1.7 Elect Ni Zhaoxing Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCRN CUSIP 227483104 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joseph A. Boshart Mgmt For Withhold Against
1.2 Elect Emil Hensel Mgmt For Withhold Against
1.3 Elect W. Larry Cash Mgmt For Withhold Against
1.4 Elect Thomas C. Dircks Mgmt For Withhold Against
1.5 Elect Gale S. Fitzgerald Mgmt For Withhold Against
1.6 Elect William J. Grubbs Mgmt For For For
1.7 Elect Richard M. Mastaler Mgmt For For For
1.8 Elect Joseph Trunfio Mgmt For For For
2 Reapproval of Mgmt For For For
Performance Goals Under
the 2007 Stock Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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CRYOLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRY CUSIP 228903100 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Steven G. Anderson Mgmt For For For
1.2 Elect Thomas F. Ackerman Mgmt For For For
1.3 Elect James S. Benson Mgmt For For For
1.4 Elect Daniel J. Bevevino Mgmt For For For
1.5 Elect Ronald C. Elkins Mgmt For For For
1.6 Elect Ronald D. McCall Mgmt For For For
1.7 Elect Harvey Morgan Mgmt For For For
1.8 Elect Jon W. Salveson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSGS CUSIP 126349109 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald H. Cooper Mgmt For For For
1.2 Elect Janice I. Mgmt For For For
Obuchowski
1.3 Elect Donald B. Reed Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSS CUSIP 125906107 07/31/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Scott Beaumont Mgmt For For For
1.2 Elect James Bromley Mgmt For For For
1.3 Elect Jack Farber Mgmt For For For
1.4 Elect John Gavin Mgmt For For For
1.5 Elect Rebecca Matthias Mgmt For For For
1.6 Elect Christopher Munyan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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CUMBERLAND PHARMACEUTICALS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPIX CUSIP 230770109 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect A.J. Kazimi Mgmt For For For
1.2 Elect Martin E. Cearnal Mgmt For For For
1.3 Elect Gordon R. Bernard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CW CUSIP 231561101 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Martin R. Benante Mgmt For For For
1.2 Elect Dean M. Flatt Mgmt For For For
1.3 Elect S. Marce Fuller Mgmt For Withhold Against
1.4 Elect Allen A. Kozinski Mgmt For Withhold Against
1.5 Elect John R. Myers Mgmt For Withhold Against
1.6 Elect John B. Nathman Mgmt For For For
1.7 Elect Robert J. Rivet Mgmt For For For
1.8 Elect William W. Sihler Mgmt For For For
1.9 Elect Albert E. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVBF CUSIP 126600105 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George A. Borba, Mgmt For For For
Jr.
1.2 Elect Stephen A. Del Mgmt For For For
Guercio
1.3 Elect Robert M. Jacoby Mgmt For For For
1.4 Elect Ronald O. Kruse Mgmt For For For
1.5 Elect Christopher D. Mgmt For For For
Myers
1.6 Elect Raymond V. O'Brien Mgmt For For For
III
1.7 Elect San E. Vaccaro Mgmt For For For
1.8 Elect D. Linn Wiley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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CYTEC INDUSTRIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYT CUSIP 232820100 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Chris A. Davis Mgmt For For For
2 Elect Shane D. Fleming Mgmt For For For
3 Elect Louis L. Hoynes, Mgmt For For For
Jr.
4 Elect William P. Powell Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
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CYTOKINETICS, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CYTK CUSIP 23282W100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Santo J. Costa Mgmt For For For
1.2 Elect John T. Henderson Mgmt For For For
1.3 Elect B. Lynne Parshall Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reverse Stock Split Mgmt For For For
4 Amendment to the 2004 Mgmt For For For
Equity Incentive Plan
5 Amendment to the 2004 Mgmt For For For
Employee Stock Purchase
Plan
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DANA HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DAN CUSIP 235825205 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Virginia A. Kamsky Mgmt For For For
1.2 Elect Terrence J. Keating Mgmt For For For
1.3 Elect Joseph C. Muscari Mgmt For For For
1.4 Elect Steven B. Mgmt For For For
Schwarzwaelder
1.5 Elect Richard F. Wallman Mgmt For For For
1.6 Elect Keith E. Wandell Mgmt For For For
1.7 Elect Roger Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
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DECKERS OUTDOOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DECK CUSIP 243537107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Angel R. Martinez Mgmt For For For
1.2 Elect Rex A. Licklider Mgmt For For For
1.3 Elect John M. Gibbons Mgmt For For For
1.4 Elect John G. Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Karyn O. Barsa Mgmt For For For
1.7 Elect Michael F. Devine Mgmt For For For
III
1.8 Elect James Quinn Mgmt For For For
1.9 Elect Lauri Shanahan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
DHT HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHT CUSIP Y2065G105 07/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Erik Lind Mgmt For Withhold Against
1.2 Elect Rolf Wikborg Mgmt For For For
2 Reverse Stock Split Mgmt For For For
3 2012 Incentive Mgmt For For For
Compensation Plan
4 Ratification of Auditor Mgmt For For For
|
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DIAMONDROCK HOSPITALITY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRH CUSIP 252784301 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William W. McCarten Mgmt For For For
1.2 Elect Daniel J. Altobello Mgmt For For For
1.3 Elect W. Robert Grafton Mgmt For For For
1.4 Elect Maureen L. McAvey Mgmt For For For
1.5 Elect Gilbert T. Ray Mgmt For For For
1.6 Elect Bruce D. Wardinski Mgmt For For For
1.7 Elect Mark W. Brugger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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DIEBOLD, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DBD CUSIP 253651103 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Patrick W. Allender Mgmt For For For
1.2 Elect Roberto Artavia Mgmt For For For
1.3 Elect Bruce L. Byrnes Mgmt For Withhold Against
1.4 Elect Phillip R. Cox Mgmt For For For
1.5 Elect Richard L. Crandall Mgmt For For For
1.6 Elect Gale S. Fitzgerald Mgmt For For For
1.7 Elect Robert S. Prather, Mgmt For For For
Jr.
1.8 Elect Rajesh K. Soin Mgmt For For For
1.9 Elect Henry D. G. Wallace Mgmt For For For
1.10 Elect Alan J. Weber Mgmt For Withhold Against
2 Ratification of Mgmt For For For
Appointment of
Independent Registered
Public Accounting Firm
3 Advisory Vote on Named Mgmt For For For
Executive Officer
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
DIGITAL RIVER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRIV CUSIP 25388B104 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Perry W. Steiner Mgmt For For For
2 Elect Timothy J. Pawlenty Mgmt For For For
3 Elect David C. Dobson Mgmt For For For
4 2013 Performance Bonus Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
|
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DOLAN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DM CUSIP 25659P402 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John C. Bergstrom Mgmt For For For
1.2 Elect James P. Dolan Mgmt For For For
1.3 Elect George Rossi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
DREW INDUSTRIES INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DW CUSIP 26168L205 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward W. Rose, III Mgmt For For For
1.2 Elect Leigh J. Abrams Mgmt For For For
1.3 Elect James F. Gero Mgmt For For For
1.4 Elect Frederick B. Hegi, Mgmt For For For
Jr.
1.5 Elect David A. Reed Mgmt For For For
1.6 Elect John B. Lowe, Jr. Mgmt For For For
1.7 Elect Jason D. Lippert Mgmt For For For
1.8 Elect Brendan J. Deely Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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DSP GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSPG CUSIP 23332B106 06/10/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael Bornak Mgmt N/A TNA N/A
1.2 Elect Norman J. Rice, III Mgmt N/A TNA N/A
1.3 Elect Norman P. Taffe Mgmt N/A TNA N/A
2 Amendment to the 1993 Mgmt N/A TNA N/A
Employee Stock Purchase
Plan
3 Amendment to the 2012 Mgmt N/A TNA N/A
Equity Incentive Plan
4 Ratification of Auditor Mgmt N/A TNA N/A
5 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
6 Right to Adjourn Meeting Mgmt N/A TNA N/A
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DSP GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSPG CUSIP 23332B106 06/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eliyahu Ayalon Mgmt For For For
1.2 Elect Zvi Limon Mgmt For For For
1.3 Elect Reuven Regev Mgmt For For For
2 Amendment to the 1993 Mgmt For For For
Employee Stock Purchase
Plan
3 Amendment to the 2012 Mgmt For For For
Equity Incentive Plan
4 Ratification of Auditor Mgmt For Against Against
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Right to Adjourn Meeting Mgmt For Against Against
|
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DUCOMMUN INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCO CUSIP 264147109 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard A. Mgmt For For For
Baldridge
1.2 Elect Gregory S. Mgmt For For For
Churchill
1.3 Elect Robert C. Ducommun Mgmt For For For
1.4 Elect Dean M. Flatt Mgmt For For For
1.5 Elect Jay L. Haberland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Stock Incentive Plan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
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DUFF & PHELPS CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DUF CUSIP 26433B107 04/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
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ECHELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELON CUSIP 27874N105 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robyn M. Denholm Mgmt For Withhold Against
1.2 Elect Richard M. Moley Mgmt For Withhold Against
1.3 Elect Betsy Rafael Mgmt For Withhold Against
2 Amendment to the 1997 Mgmt For For For
Stock Plan
3 Ratification of Auditor Mgmt For For For
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EL PASO ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EE CUSIP 283677854 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Robert Brown Mgmt For For For
1.2 Elect James W. Cicconi Mgmt For For For
1.3 Elect Patricia Z. Mgmt For For For
Holland-Branch
1.4 Elect Thomas V. Shockley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ELECTRO RENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELRC CUSIP 285218103 10/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gerald Barrone Mgmt For For For
1.2 Elect Nancy Bekavac Mgmt For For For
1.3 Elect Karen Curtin Mgmt For For For
1.4 Elect Theodore Guth Mgmt For For For
1.5 Elect Daniel Greenberg Mgmt For For For
1.6 Elect Joseph Kearns Mgmt For For For
1.7 Elect James Pignatelli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIENTIFIC INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESIO CUSIP 285229100 08/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Faubert Mgmt For For For
1.2 Elect David Nierenberg Mgmt For For For
1.3 Elect Jon Tompkins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Reapproval of the 2004 Mgmt For For For
Stock Incentive Plan for
Section 162(m) Purposes
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ELECTRONICS FOR IMAGING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFII CUSIP 286082102 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric Brown Mgmt For For For
1.2 Elect Gill Cogan Mgmt For For For
1.3 Elect Guy Gecht Mgmt For For For
1.4 Elect Thomas Georgens Mgmt For For For
1.5 Elect Richard A. Kashnow Mgmt For For For
1.6 Elect Dan Maydan Mgmt For For For
2 Amendment to the 2009 Mgmt For Against Against
Equity Incentive Award
Plan
3 Amendment to the 2000 Mgmt For For For
Employee Stock Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EMC INSURANCE GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMCI CUSIP 268664109 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen A. Crane Mgmt For For For
2 Elect Jonathan R. Mgmt For For For
Fletcher
3 Elect Robert L. Howe Mgmt For For For
4 Elect Bruce G. Kelley Mgmt For For For
5 Elect Gretchen H. Tegeler Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
|
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EMCOR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EME CUSIP 29084Q100 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen W. Bershad Mgmt For For For
1.2 Elect David A.B. Brown Mgmt For For For
1.3 Elect Larry J. Bump Mgmt For For For
1.4 Elect Albert Fried, Jr. Mgmt For For For
1.5 Elect Anthony J. Guzzi Mgmt For For For
1.6 Elect Richard F. Hamm, Mgmt For For For
Jr.
1.7 Elect David H. Laidley Mgmt For For For
1.8 Elect Frank T. MacInnis Mgmt For For For
1.9 Elect Jerry E. Ryan Mgmt For For For
1.10 Elect Michael T. Yonker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the Key Mgmt For For For
Executive Incentive
Bonus Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMKR CUSIP 290846203 03/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Hong Q. Hou Mgmt For For For
1.2 Elect Charles Scott Mgmt For For For
1.3 Elect Sherman McCorkle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Directors' Stock Award
Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBS CUSIP 29089Q105 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Fuad El-Hibri Mgmt For For For
1.2 Elect Ronald B. Richard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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EMULEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELX CUSIP 292475209 11/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael Downey Mgmt For For For
1.2 Elect Bruce Edwards Mgmt For For For
1.3 Elect Paul Folino Mgmt For For For
1.4 Elect Robert Goon Mgmt For For For
1.5 Elect Beatriz Infante Mgmt For For For
1.6 Elect Don Lyle Mgmt For For For
1.7 Elect James McCluney Mgmt For For For
1.8 Elect Nersi Nazari Mgmt For For For
1.9 Elect Dean Yoost Mgmt For For For
2 Amendment to the 2005 Mgmt For Against Against
Equity Incentive Plan
3 Amendment to the 1997 Mgmt For Against Against
Stock Award Plan for
Non-Employee Directors
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGN CUSIP 29265N108 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect T. Michael Goodrich Mgmt For For For
1.2 Elect Jay Grinney Mgmt For For For
1.3 Elect Frances Powell Mgmt For For For
Hawes
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendments to Annual Mgmt For For For
Incentive Compensation
Plan for Purposes of
Section 162(m)
5 Repeal of Classified Mgmt For For For
Board
-----------------------------------------------------------------------------------------------------------------------------------
ENERSYS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENS CUSIP 29275Y102 07/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hwan-yoon Chung Mgmt For For For
2 Elect Arthur Katsaros Mgmt For For For
3 Elect Robert Magnus Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ENTERPRISE FINANCIAL SERVICES CORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFSC CUSIP 293712105 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Peter F. Benoist Mgmt For For For
1.2 Elect James J. Murphy, Mgmt For For For
Jr.
1.3 Elect Michael A. DeCola Mgmt For For For
1.4 Elect William H. Downey Mgmt For For For
1.5 Elect John S. Eulich Mgmt For For For
1.6 Elect Robert E. Guest, Mgmt For For For
Jr.
1.7 Elect Judith S. Heeter Mgmt For For For
1.8 Elect Lewis A. Levey Mgmt For For For
1.9 Elect Birch M. Mullins Mgmt For For For
1.10 Elect Brenda D. Newberry Mgmt For For For
1.11 Elect John M. Tracy Mgmt For For For
1.12 Elect Sandra A. Van Mgmt For For For
Trease
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2013 Stock Incentive Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EPL OIL & GAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPL CUSIP 26883D108 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles O. Buckner Mgmt For For For
1.2 Elect Scott A. Griffiths Mgmt For For For
1.3 Elect Gary C. Hanna Mgmt For For For
1.4 Elect Marc McCarthy Mgmt For For For
1.5 Elect Steven J. Pully Mgmt For For For
1.6 Elect William F. Wallace Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Long Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
EPOCRATES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPOC CUSIP 29429D103 10/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andrew Hurd Mgmt For For For
1.2 Elect Patrick Jones Mgmt For Withhold Against
1.3 Elect Peter Brandt Mgmt For For For
1.4 Elect Philippe Chambon Mgmt For For For
1.5 Elect Gary Greenfield Mgmt For For For
1.6 Elect Thomas Harrison Mgmt For Withhold Against
1.7 Elect Erick Tseng Mgmt For For For
1.8 Elect Mark Wan Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------------
EPR PROPERTIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPR CUSIP 26884U109 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Barrett Brady Mgmt For For For
1.2 Elect Peter C. Brown Mgmt For For For
1.3 Elect Thomas M. Bloch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
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EQUITY ONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQY CUSIP 294752100 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Cassel Mgmt For Withhold Against
1.2 Elect Cynthia Cohen Mgmt For For For
1.3 Elect Neil Flanzraich Mgmt For Withhold Against
1.4 Elect Chaim Katzman Mgmt For Withhold Against
1.5 Elect Peter Linneman Mgmt For Withhold Against
1.6 Elect Galia Maor Mgmt For For For
1.7 Elect Jeffrey Olson Mgmt For For For
1.8 Elect Dori Segal Mgmt For Withhold Against
1.9 Elect David Fischel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETH CUSIP 297602104 11/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Schmotter Mgmt For For For
1.2 Elect Frank Wisner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
EVERBANK FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EVER CUSIP 29977G102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gerald S. Armstrong Mgmt For For For
1.2 Elect Joseph D. Hinkel Mgmt For For For
1.3 Elect Robert J. Mylod, Mgmt For Withhold Against
Jr.
1.4 Elect Russell B. Newton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EXACTECH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXAC CUSIP 30064E109 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William B. Locander Mgmt For For For
1.2 Elect James G. Binch Mgmt For For For
1.3 Elect David W. Petty Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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EXCO RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XCO CUSIP 269279402 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Douglas H. Miller Mgmt For For For
1.2 Elect Jeffrey D. Benjamin Mgmt For For For
1.3 Elect Earl E. Ellis Mgmt For Withhold Against
1.4 Elect B. James Ford Mgmt For Withhold Against
1.5 Elect Samuel A. Mitchell Mgmt For For For
1.6 Elect T. Boone Pickens Mgmt For For For
1.7 Elect Wilbur L. Ross, Jr. Mgmt For Withhold Against
1.8 Elect Jeffrey S. Serota Mgmt For Withhold Against
1.9 Elect Robert L. Stillwell Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Long-Term Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EXPRESS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPR CUSIP 30219E103 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sona Chawla Mgmt For For For
1.2 Elect Theo Killion Mgmt For For For
1.3 Elect Michael A. Weiss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXR CUSIP 30225T102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth M. Woolley Mgmt For For For
1.2 Elect Spencer F. Kirk Mgmt For For For
1.3 Elect Anthony Fanticola Mgmt For For For
1.4 Elect Hugh W. Horne Mgmt For For For
1.5 Elect Joseph D. Margolis Mgmt For For For
1.6 Elect Roger B. Porter Mgmt For For For
1.7 Elect K. Fred Skousen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDS CUSIP 303075105 12/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Scott Billeadeau Mgmt For For For
1.2 Elect Philip Hadley Mgmt For For For
1.3 Elect Joseph Zimmel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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FARO TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FARO CUSIP 311642102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect John Donofrio Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFG CUSIP 30239F106 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James P. Brannen Mgmt For For For
1.2 Elect Roger K. Brooks Mgmt For Withhold Against
1.3 Elect Jerry L. Chicoine Mgmt For For For
1.4 Elect Paul E. Larson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FAF CUSIP 31847R102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Anthony K. Anderson Mgmt For For For
1.2 Elect Parker S. Kennedy Mgmt For For For
1.3 Elect Mark. C. Oman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2010 Mgmt For For For
Employee Stock Purchase
Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCBC CUSIP 31983A103 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Mendez Mgmt For For For
1.2 Elect Richard Johnson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
|
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FIRST CONNECTICUT BANCORP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FBNK CUSIP 319850103 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald A. Bucchi Mgmt For For For
1.2 Elect Ronald A. Carson Mgmt For For For
1.3 Elect Kevin S. Ray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FBNK CUSIP 319850103 08/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Patrick, Jr. Mgmt For For For
1.2 Elect Robert Edmunds, Jr. Mgmt For For For
2 2012 Stock Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDEF CUSIP 32006W106 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John L. Bookmyer Mgmt For For For
1.2 Elect Stephen L. Boomer Mgmt For For For
1.3 Elect Peter A. Diehl Mgmt For For For
1.4 Elect William J. Small Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFBC CUSIP 320209109 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect J. Wickliffe Ach Mgmt For For For
1.2 Elect David S. Barker Mgmt For For For
1.3 Elect Cynthia O. Booth Mgmt For For For
1.4 Elect Mark A. Collar Mgmt For For For
1.5 Elect Donald M. Cisle, Mgmt For For For
Sr.
1.6 Elect Claude E. Davis Mgmt For For For
1.7 Elect Corinne R. Finnerty Mgmt For For For
1.8 Elect Murph Knapke Mgmt For For For
1.9 Elect Susan L. Knust Mgmt For For For
1.10 Elect William J. Kramer Mgmt For For For
1.11 Elect Richard E. Mgmt For For For
Olszewski
1.12 Elect Maribeth S. Rahe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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FIRST FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THFF CUSIP 320218100 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Curtis Brighton Mgmt For For For
1.2 Elect William R. Krieble Mgmt For For For
1.3 Elect Ronald K. Rich Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FR CUSIP 32054K103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Repeal of Classified Mgmt For For For
Board
2 Amendment to Charter Mgmt For For For
Regarding Removal of
Directors
3 Amendment to Charter Mgmt For For For
Relating to REIT
Ownership and Transfer
Restrictions
4 Amendment to Charter Mgmt For For For
Relating to Definition
of an "Independent
Director"
5 Amendment to Charter Mgmt For For For
Relating to the Maryland
Business Combination Act
6 Elect Matthew S. Dominski Mgmt For For For
7 Elect Bruce W. Duncan Mgmt For For For
8 Elect H. Patrick Mgmt For For For
Hackett, Jr.
9 Elect John E. Rau Mgmt For For For
10 Elect Leonard Peter Mgmt For For For
Sharpe
11 Elect W. Ed Tyler Mgmt For For For
12 Elect H. Patrick Mgmt For For For
Hackett, Jr.
13 Elect Leonard Peter Mgmt For For For
Sharpe
14 Elect Matthew S. Dominski Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIBK CUSIP 32055Y201 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David H. Crum Mgmt For Against Against
2 Elect William B. Ebzery Mgmt For For For
3 Elect John M. Heyneman, Mgmt For For For
Jr.
4 Elect Jonathan R. Scott Mgmt For For For
5 Elect Theodore H. Mgmt For For For
Williams
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Amendment to the 2006 Mgmt For For For
Equity Compensation Plan
|
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FIRST MERCHANTS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRME CUSIP 320817109 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael R. Becher Mgmt For For For
1.2 Elect Michael C. Rechin Mgmt For For For
1.3 Elect Charles E. Mgmt For Withhold Against
Schalliol
1.4 Elect Terry L. Walker Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRC CUSIP 33616C100 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James H. Herbert, Mgmt For For For
II
1.2 Elect Katherine Mgmt For For For
August-deWilde
1.3 Elect Thomas J. Barrack, Mgmt For For For
Jr.
1.4 Elect Frank J. Mgmt For For For
Fahrenkopf, Jr.
1.5 Elect William E. Ford Mgmt For Withhold Against
1.6 Elect L.Martin Gibbs Mgmt For For For
1.7 Elect Sandra R. Hernandez Mgmt For For For
1.8 Elect Pamela Joyner Mgmt For For For
1.9 Elect Reynold Levy Mgmt For For For
1.10 Elect Jody S. Lindell Mgmt For For For
1.11 Elect George G. C. Parker Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FIVE STAR QUALITY CARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FVE CUSIP 33832D106 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bruce M. Gans Mgmt For Abstain Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FLOW INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLOW CUSIP 343468104 09/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jerry Calhoun Mgmt For For For
2 Elect Richard Fox Mgmt For Against Against
3 Elect Lorenzo Lamadrid Mgmt For Against Against
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
|
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FLUSHING FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FFIC CUSIP 343873105 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John R. Buran Mgmt For For For
1.2 Elect James D. Bennett Mgmt For For For
1.3 Elect Vincent F. Nicolosi Mgmt For Withhold Against
1.4 Elect Gerard P. Tully, Mgmt For For For
Sr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FORESTAR GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FOR CUSIP 346233109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James M. DeCosmo Mgmt For For For
2 Elect Kenneth M. Jastrow Mgmt For For For
II
3 Elect James A. Johnson Mgmt For For For
4 Elect Charles W. Matthews Mgmt For For For
5 Elect Richard M. Smith Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FORM CUSIP 346375108 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lothar Maier Mgmt For Withhold Against
1.2 Elect Michael W. Zellner Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FORR CUSIP 346563109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Henk W. Broeders Mgmt For Withhold Against
1.2 Elect George R. Hornig Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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FRANCESCA'S HOLDINGS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRAN CUSIP 351793104 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Patricia Bender Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSP CUSIP 35471R106 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brian Hansen Mgmt For For For
1.2 Elect Dennis J. Mgmt For Withhold Against
McGillicuddy
1.3 Elect Janet Prier Mgmt For Withhold Against
Notopoulos
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FRED'S, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRED CUSIP 356108100 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael J. Hayes Mgmt For Withhold Against
1.2 Elect John R. Eisenman Mgmt For For For
1.3 Elect Thomas H. Tashjian Mgmt For Withhold Against
1.4 Elect B. Mary McNabb Mgmt For For For
1.5 Elect Michael T. McMillan Mgmt For For For
1.6 Elect Bruce A. Efird Mgmt For For For
1.7 Elect Steven R. Mgmt For For For
Fitzpatrick
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FRED'S, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRED CUSIP 356108100 07/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael Hayes Mgmt For Withhold Against
1.2 Elect John Eisenman Mgmt For Withhold Against
1.3 Elect Roger Knox Mgmt For Withhold Against
1.4 Elect Thomas Tashjian Mgmt For Withhold Against
1.5 Elect B. Mary McNabb Mgmt For Withhold Against
1.6 Elect Michael McMillan Mgmt For Withhold Against
1.7 Elect Bruce Efird Mgmt For Withhold Against
1.8 Elect Steven Fitzpatrick Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2012 Long-Term Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Amendment to Shareholder Mgmt For Against Against
Rights Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Director
Candidate with Corporate
Governance Expertise
|
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FREIGHTCAR AMERICA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAIL CUSIP 357023100 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Gehl Mgmt For For For
1.2 Elect Andrew Schmitt Mgmt For For For
1.3 Elect Edward Whalen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2005 Mgmt For For For
Long Term Incentive Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDP CUSIP G36738105 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Amir Abu-Ghazaleh Mgmt For For For
2 Elect Salvatore Alfiero Mgmt For For For
3 Elect Edward Boykin Mgmt For For For
4 Approval of Financial Mgmt For For For
Statements
5 Ratification of Auditor Mgmt For For For
6 Allocation of Dividends Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
FUEL SYSTEMS SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSYS CUSIP 35952W103 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Marco Di Toro Mgmt For Withhold Against
1.2 Elect James W. Nall Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GKSR CUSIP 361268105 11/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Douglas Milroy Mgmt For For For
1.2 Elect Jeffrey Wright Mgmt For Withhold Against
1.3 Elect Alice Richter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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G-III APPAREL GROUP, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIII CUSIP 36237H101 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Morris Goldfarb Mgmt For For For
1.2 Elect Sammy Aaron Mgmt For For For
1.3 Elect Thomas J. Brosig Mgmt For For For
1.4 Elect Alan Feller Mgmt For For For
1.5 Elect Jeffrey Goldfarb Mgmt For For For
1.6 Elect Laura H. Pomerantz Mgmt For For For
1.7 Elect Allen E. Sirkin Mgmt For For For
1.8 Elect Willem van Bokhorst Mgmt For For For
1.9 Elect Cheryl Vitali Mgmt For Withhold Against
1.10 Elect Richard D. White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEOS CUSIP 37364X109 02/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Moody Mgmt For For For
1.2 Elect Gary Owens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GABC CUSIP 373865104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Douglas Bawel Mgmt For For For
1.2 Elect Marc Fine Mgmt For For For
1.3 Elect J. David Lett Mgmt For For For
1.4 Elect Thomas Seger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
GERON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GERN CUSIP 374163103 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Hoyoung Huh Mgmt For For For
1.2 Elect Daniel M. Bradbury Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
|
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GFI GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GFIG CUSIP 361652209 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Colin Heffron Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Equity Incentive Plan
4 Amendment to the 2008 Mgmt For For For
Senior Executive Annual
Bonus Plan
-----------------------------------------------------------------------------------------------------------------------------------
GLOBAL INDEMNITY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GBLI CUSIP G39319101 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Saul A. Fox Mgmt For For For
2 Elect Stephen A. Cozen Mgmt For Against Against
3 Elect James W. Crystal Mgmt For Against Against
4 Elect Seth J. Gersch Mgmt For For For
5 Elect John H. Howes Mgmt For For For
6 Elect Chad A. Leat Mgmt For Against Against
7 Elect Cynthia Y. Valko Mgmt For For For
8 Authority to Repurchase Mgmt For For For
Shares
9 Issuance of Treasury Mgmt For For For
Shares
10 Ratification of Auditor Mgmt For For For
11 Elect Alan Bossin Mgmt For For For
12 Elect Stephen Green Mgmt For For For
13 Elect Linda C. Hohn Mgmt For For For
14 Elect Andre Perez Mgmt For For For
15 Elect Cynthia Y. Valko Mgmt For For For
16 Elect Marie-Joelle Mgmt For For For
Chapleau
17 Elect Janita Burke Mgmt For For For
18 Elect Nigel Godfrey Mgmt For For For
19 Ratification of Auditor Mgmt For For For
20 Amendment to the Mgmt For For For
Articles of Association
to Permit Share
Redemption
21 Authority to Set Meeting Mgmt For For For
Location
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GLOBAL POWER EQUIPMENT GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLPW CUSIP 37941P306 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Luis Manuel Ramirez Mgmt For For For
1.2 Elect Charles Macaluso Mgmt For For For
1.3 Elect Carl Bartoli Mgmt For For For
1.4 Elect Terence J. Cryan Mgmt For For For
1.5 Elect Eugene I. Davis Mgmt For For For
1.6 Elect Michael E. Salvati Mgmt For For For
1.7 Elect Frank E. Williams, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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GLOBE SPECIALTY METALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSM CUSIP 37954N206 12/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Donald Barger, Jr. Mgmt For For For
1.2 Elect Thomas Danjczek Mgmt For For For
1.3 Elect Stuart Eizenstat Mgmt For Withhold Against
1.4 Elect Alan Kestenbaum Mgmt For For For
1.5 Elect Franklin Lavin Mgmt For For For
1.6 Elect Alan Schriber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLUU CUSIP 379890106 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Niccolo M. de Masi Mgmt For For For
1.2 Elect William J. Miller Mgmt For For For
1.3 Elect A. Brooke Seawell Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
GORDMANS STORES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMAN CUSIP 38269P100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Donald V. Roach Mgmt For For For
1.2 Elect T. Scott King Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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GP STRATEGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPX CUSIP 36225V104 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harvey P. Eisen Mgmt For Withhold Against
1.2 Elect Marshall S. Geller Mgmt For For For
1.3 Elect Daniel M Friedberg Mgmt For For For
1.4 Elect Scott N. Greenberg Mgmt For For For
1.5 Elect Sue W. Kelly Mgmt For For For
1.6 Elect Richard C. Mgmt For Withhold Against
Pfenniger, Jr.
1.7 Elect A. Marvin Strait Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Transaction of Other Mgmt For Against Against
Business
|
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GP STRATEGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPX CUSIP 36225V104 09/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harvey Eisen Mgmt For Withhold Against
1.2 Elect Marshall Geller Mgmt For For For
1.3 Elect Daniel Friedberg Mgmt For For For
1.4 Elect Scott Greenberg Mgmt For For For
1.5 Elect Sue Kelly Mgmt For For For
1.6 Elect Richard Pfenniger, Mgmt For Withhold Against
Jr.
1.7 Elect A. Marvin Strait Mgmt For For For
1.8 Elect Gene Washington Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GTI CUSIP 384313102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Randy W. Carson Mgmt For For For
1.2 Elect Mary B. Cranston Mgmt For For For
1.3 Elect Harold E. Layman Mgmt For For For
1.4 Elect Ferrell P. McClean Mgmt For For For
1.5 Elect Steven R. Shawley Mgmt For For For
1.6 Elect Craig S. Shular Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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GRAND CANYON EDUCATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOPE CUSIP 38526M106 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brent D. Richardson Mgmt For For For
1.2 Elect Brian E. Mueller Mgmt For For For
1.3 Elect David J. Johnson Mgmt For For For
1.4 Elect Jack A. Henry Mgmt For For For
1.5 Elect Bradley A. Casper Mgmt For For For
1.6 Elect Kevin F. Warren Mgmt For For For
1.7 Elect Sara R. Dial Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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GRANITE CONSTRUCTION INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GVA CUSIP 387328107 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William G. Dorey Mgmt For For For
2 Elect Rebecca A. McDonald Mgmt For For For
3 Elect William H. Powell Mgmt For For For
4 Elect Claes G. Bjork Mgmt For For For
5 Elect Gaddi H. Vasquez Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
|
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GREAT SOUTHERN BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSBC CUSIP 390905107 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Julie Turner Brown Mgmt For Withhold Against
1.2 Elect Earl A. Steinert, Mgmt For For For
Jr.
1.3 Elect William V. Turner Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
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GREATBATCH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GB CUSIP 39153L106 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Pamela G. Bailey Mgmt For For For
1.2 Elect Anthony P. Bihl, Mgmt For For For
III
1.3 Elect Joseph W. Dziedzie Mgmt For For For
1.4 Elect Thomas J. Hook Mgmt For For For
1.5 Elect Rudy A. Mazzocchi Mgmt For For For
1.6 Elect Kevin C. Melia Mgmt For For For
1.7 Elect Joseph A. Miller, Mgmt For For For
Jr.
1.8 Elect Bill R. Sanford Mgmt For For For
1.9 Elect Peter H. Soderberg Mgmt For For For
1.10 Elect William B. Mgmt For For For
Summers, Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
GREEN PLAINS RENEWABLE ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPRE CUSIP 393222104 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Crowley Mgmt For Withhold Against
1.2 Elect Gordon Glade Mgmt For For For
1.3 Elect Gary Parker Mgmt For Withhold Against
2 Amendment to the 2009 Mgmt For Against Against
Equity Incentive Plan
-----------------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GHL CUSIP 395259104 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert F. Greenhill Mgmt For For For
1.2 Elect Scott L. Bok Mgmt For For For
1.3 Elect Robert T. Blakely Mgmt For Withhold Against
1.4 Elect John C. Danforth Mgmt For For For
1.5 Elect Steven F. Goldstone Mgmt For Withhold Against
1.6 Elect Stephen L. Key Mgmt For Withhold Against
1.7 Elect Karen P. Robards Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Re-Approval of the Mgmt For Against Against
Performance Criteria
Under the Equity
Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
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GRIFFON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GFF CUSIP 398433102 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Henry Alpert Mgmt For Withhold Against
1.2 Elect Blaine Fogg Mgmt For Withhold Against
1.3 Elect William Waldorf Mgmt For For For
1.4 Elect Joseph Whalen Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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GROUP 1 AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPI CUSIP 398905109 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John L. Adams Mgmt For For For
1.2 Elect J. Terry Strange Mgmt For For For
1.3 Elect Max P. Watson, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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GSI GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSIG CUSIP 36191C205 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen W. Bershad Mgmt For For For
1.2 Elect Harry L. Bosco Mgmt For For For
1.3 Elect Dennis J. Fortino Mgmt For For For
1.4 Elect Ira J. Lamel Mgmt For For For
1.5 Elect Dominic A. Romeo Mgmt For For For
1.6 Elect John A. Roush Mgmt For For For
1.7 Elect Thomas N. Secor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
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GUESS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP 401617105 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Anthony Chidoni Mgmt For For For
1.2 Elect Paul Marciano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
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GULFMARK OFFSHORE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLF CUSIP 402629208 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Peter I. Bijur Mgmt For For For
1.2 Elect David J. Butters Mgmt For For For
1.3 Elect Brian R. Ford Mgmt For For For
1.4 Elect Sheldon S. Gordon Mgmt For For For
1.5 Elect Quintin V. Kneen Mgmt For For For
1.6 Elect Robert B. Millard Mgmt For For For
1.7 Elect Rex C. Ross Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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GULFPORT ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPOR CUSIP 402635304 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Donald Dillingham Mgmt For For For
1.2 Elect Craig Groeschel Mgmt For For For
1.3 Elect David L. Houston Mgmt For For For
1.4 Elect James D. Palm Mgmt For For For
1.5 Elect Scott E. Streller Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common Stock
3 Amendment to the 2005 Mgmt For For For
Stock Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
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HANOVER INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THG CUSIP 410867105 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael P. Angelini Mgmt For For For
2 Elect P. Kevin Condron Mgmt For For For
3 Elect Frederick H. Mgmt For For For
Eppinger
4 Elect Neal F. Finnegan Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
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HARRIS TEETER SUPERMARKETS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HTSI CUSIP 414585109 02/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Belk Mgmt For For For
1.2 Elect John Cato Mgmt For Withhold Against
1.3 Elect Thomas Dickson Mgmt For For For
1.4 Elect James Hynes Mgmt For For For
1.5 Elect Anna Nelson Mgmt For For For
1.6 Elect Mark Ordan Mgmt For For For
1.7 Elect Bailey Patrick Mgmt For For For
1.8 Elect Robert Spilman, Jr. Mgmt For For For
1.9 Elect Harold Stowe Mgmt For For For
1.10 Elect Isaiah Tidwell Mgmt For For For
1.11 Elect William Warden, Jr. Mgmt For For For
2 2013 Cash Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For Against Against
|
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HARSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSC CUSIP 415864107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect P. K. Decker Mgmt For For For
1.2 Elect J .F. Earl Mgmt For For For
1.3 Elect K. G. Eddy Mgmt For For For
1.4 Elect D. C. Everitt Mgmt For Withhold Against
1.5 Elect Stuart E. Graham Mgmt For For For
1.6 Elect Terry D. Growcock Mgmt For Withhold Against
1.7 Elect Henry W. Knueppel Mgmt For For For
1.8 Elect J. M. Loree Mgmt For For For
1.9 Elect A. J. Sordoni, III Mgmt For Withhold Against
1.10 Elect Robert C. Wilburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 2013 Equity and Mgmt For For For
Incentive Compensation
Plan
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HARTE-HANKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HHS CUSIP 416196103 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen E. Carley Mgmt For For For
1.2 Elect William F. Farley Mgmt For For For
1.3 Elect Larry D. Franklin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Omnibus Mgmt For For For
Incentive Plan
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HAYNES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAYN CUSIP 420877201 02/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Paul Bohan Mgmt For For For
2 Elect Donald Campion Mgmt For For For
3 Elect Mark Comerford Mgmt For For For
4 Elect John Corey Mgmt For For For
5 Elect Robert Getz Mgmt For For For
6 Elect Timothy McCarthy Mgmt For For For
7 Elect Michael Shor Mgmt For For For
8 Elect William Wall Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
|
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HEALTH NET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNT CUSIP 42222G108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mary Anne Citrino Mgmt For For For
2 Elect Theodore F. Mgmt For For For
Craver, Jr.
3 Elect Vicki B. Escarra Mgmt For For For
4 Elect Gale S. Fitzgerald Mgmt For For For
5 Elect Patrick Foley Mgmt For For For
6 Elect Jay M. Gellert Mgmt For For For
7 Elect Roger F. Greaves Mgmt For For For
8 Elect Douglas M. Mancino Mgmt For For For
9 Elect Bruce G. Willison Mgmt For For For
10 Elect Frederick C. Yeager Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
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HEALTHCARE SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCSG CUSIP 421906108 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel McCartney Mgmt For For For
1.2 Elect Robert Frome Mgmt For For For
1.3 Elect Robert Moss Mgmt For For For
1.4 Elect John Briggs Mgmt For For For
1.5 Elect Dino D. Ottaviano Mgmt For Withhold Against
1.6 Elect Theodore Wahl Mgmt For For For
1.7 Elect Michael McBryan Mgmt For For For
1.8 Elect Diane Casey Mgmt For Withhold Against
1.9 Elect John McFadden Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority Vote
for Election of Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
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HEALTHSTREAM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSTM CUSIP 42222N103 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thompson S. Dent Mgmt For For For
1.2 Elect Dale Polley Mgmt For For For
1.3 Elect William W. Stead Mgmt For For For
1.4 Elect Deborah Taylor Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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HECLA MINING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HL CUSIP 422704106 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ted Crumley Mgmt For For For
1.2 Elect Terry V. Rogers Mgmt For For For
1.3 Elect Charles B. Stanley Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HEIDRICK & STRUGGLES INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSII CUSIP 422819102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard I. Beattie Mgmt For For For
1.2 Elect John A. Fazio Mgmt For For For
1.3 Elect Mark Foster Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HELEN OF TROY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELE CUSIP G4388N106 08/28/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gary Abromovitz Mgmt For For For
2 Elect John Butterworth Mgmt For For For
3 Elect Timothy Meeker Mgmt For For For
4 Elect Gerald Rubin Mgmt For For For
5 Elect William Susetka Mgmt For For For
6 Elect Adolpho Telles Mgmt For For For
7 Elect Darren Woody Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Ratification of Auditor Mgmt For For For
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HELIX ENERGY SOLUTIONS GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLX CUSIP 42330P107 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Owen Kratz Mgmt For For For
1.2 Elect John V. Lovoi Mgmt For For For
1.3 Elect Jan Rask Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HTGC CUSIP 427096508 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Manuel A. Henriquez Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Authority to Sell Shares Mgmt For For For
Below Net Asset Value
5 Issuance of Debt Mgmt For For For
Instruments
-----------------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HFWA CUSIP 42722X106 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brian S. Charneski Mgmt For For For
1.2 Elect Gary B. Christensen Mgmt For For For
1.3 Elect John A. Clees Mgmt For For For
1.4 Elect Kimberly T. Mgmt For For For
Ellwanger
1.5 Elect Brian L. Vance Mgmt For For For
1.6 Elect Ann Watson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HIBBETT SPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIBB CUSIP 428567101 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Carl T. Kirkland Mgmt For For For
1.2 Elect Michael J. Newsome Mgmt For For For
1.3 Elect Thomas A. Saunders Mgmt For For For
III
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRC CUSIP 431475102 03/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rolf A. Classon Mgmt For For For
1.2 Elect James R. Giertz Mgmt For For For
1.3 Elect Charles E. Golden Mgmt For For For
1.4 Elect John J. Greisch Mgmt For For For
1.5 Elect W. August Mgmt For For For
Hillenbrand
1.6 Elect William H. Kucheman Mgmt For For For
1.7 Elect Ronald A. Malone Mgmt For For For
1.8 Elect Eduardo R. Menasce Mgmt For For For
1.9 Elect Joanne C. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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HILLENBRAND, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HI CUSIP 431571108 02/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark C. DeLuzio Mgmt For For For
1.2 Elect F. Joseph Loughrey Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HILLTOP HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HTH CUSIP 432748101 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charlotte Jones Mgmt For For For
Anderson
1.2 Elect Rhodes R. Bobbitt Mgmt For For For
1.3 Elect Tracy A. Bolt Mgmt For For For
1.4 Elect W. Joris Mgmt For For For
Brinkerhoff
1.5 Elect Charles R. Cummings Mgmt For For For
1.6 Elect Hill A. Feinberg Mgmt For For For
1.7 Elect Gerald J. Ford Mgmt For Withhold Against
1.8 Elect Jeremy B. Ford Mgmt For For For
1.9 Elect J. Markham Green Mgmt For For For
1.10 Elect Jess T. Hay Mgmt For For For
1.11 Elect William T. Hill, Mgmt For For For
Jr.
1.12 Elect James R. Huffines Mgmt For For For
1.13 Elect Lee Lewis Mgmt For For For
1.14 Elect Andrew J. Mgmt For For For
Littlefair
1.15 Elect W. Robert Nichols, Mgmt For Withhold Against
III
1.16 Elect C. Clifton Robinson Mgmt For For For
1.17 Elect Kenneth D. Russell Mgmt For Withhold Against
1.18 Elect A. Haag Sherman Mgmt For For For
1.19 Elect Robert C. Taylor, Mgmt For For For
Jr.
1.20 Elect Carl B. Webb Mgmt For Withhold Against
1.21 Elect Alan B. White Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HITTITE MICROWAVE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HITT CUSIP 43365Y104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ernest L. Godshalk Mgmt For For For
1.2 Elect Rick D. Hess Mgmt For For For
1.3 Elect Adrienne M. Markham Mgmt For For For
1.4 Elect Brian P. McAloon Mgmt For For For
1.5 Elect Cosmo S. Trapani Mgmt For For For
1.6 Elect Franklin Weigold Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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HOME BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOMB CUSIP 436893200 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Allison Mgmt For For For
1.2 Elect C. Randall Sims Mgmt For For For
1.3 Elect Randy Mayor Mgmt For Withhold Against
1.4 Elect Milburn Adams Mgmt For For For
1.5 Elect Robert Adcock, Jr. Mgmt For For For
1.6 Elect Richard Ashley Mgmt For For For
1.7 Elect Dale Bruns Mgmt For Withhold Against
1.8 Elect Richard Buckheim Mgmt For For For
1.9 Elect Jack Engelkes Mgmt For For For
1.10 Elect James Hinkle Mgmt For For For
1.11 Elect Alex Lieblong Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase of Authorized Mgmt For For For
Common Stock
4 Ratification of Auditor Mgmt For For For
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HOME LOAN SERVICING SOLUTIONS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HLSS CUSIP G6648D109 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William C. Erbey Mgmt For For For
1.2 Elect John P. Van Vlack Mgmt For For For
1.3 Elect Kerry Kennedy Mgmt For For For
1.4 Elect Richard J. Lochrie Mgmt For For For
1.5 Elect David B. Reiner Mgmt For For For
1.6 Elect Robert L. McGinnis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
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HOMEOWNERS CHOICE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCI CUSIP 43741E103 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Apostolou Mgmt For For For
1.2 Elect Paresh Patel Mgmt For For For
1.3 Elect Gregory Politis Mgmt For Withhold Against
2 Company Name Change Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
|
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HOMESTREET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMST CUSIP 43785V102 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael J. Malone Mgmt For Against Against
2 Elect Victor H. Indiek Mgmt For For For
3 Elect Bruce W. Williams Mgmt For For For
4 Elect Mark K. Mason Mgmt For For For
5 Elect Scott M. Boggs Mgmt For For For
6 Ratification of Auditor Mgmt For For For
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HORACE MANN EDUCATORS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMN CUSIP 440327104 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mary H. Futrell Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Peter H. Heckman Mgmt For For For
4 Elect Ronald J. Helow Mgmt For For For
5 Elect Beverley McClure Mgmt For For For
6 Elect Gabriel L. Shaheen Mgmt For For For
7 Elect Roger J. Mgmt For For For
Steinbecker
8 Elect Robert Stricker Mgmt For For For
9 Elect Charles R. Wright Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
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HORIZON BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HBNC CUSIP 440407104 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Susan D. Aaron Mgmt For For For
1.2 Elect Charley E. Mgmt For For For
Gillispie
1.3 Elect Larry N. Mgmt For For For
Middleton, Jr.
1.4 Elect Robert E. Swinehart Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HORNBECK OFFSHORE SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOS CUSIP 440543106 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Bruce W. Hunt Mgmt For For For
1.2 Elect Kevin O. Meyers Mgmt For For For
1.3 Elect Bernie W. Stewart Mgmt For For For
2 Amendment to the Mgmt For For For
Incentive Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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HOSPITALITY PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPT CUSIP 44106M102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William A. Lamkin Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of the
Board
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HUB GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUBG CUSIP 443320106 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David P. Yeager Mgmt For For For
1.2 Elect Mark A. Yeager Mgmt For For For
1.3 Elect Gary D. Eppen Mgmt For Withhold Against
1.4 Elect Charles R. Reaves Mgmt For For For
1.5 Elect Martin P. Slark Mgmt For For For
1.6 Elect Jonathan P. Ward Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
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HUDSON VALLEY HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HVB CUSIP 444172100 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James J. Landy Mgmt For For For
1.2 Elect Stephen R. Brown Mgmt For For For
1.3 Elect John P. Cahill Mgmt For For For
1.4 Elect Mary-Jane Foster Mgmt For For For
1.5 Elect Gregory F. Holcombe Mgmt For For For
1.6 Elect Adam W. Ifshin Mgmt For For For
1.7 Elect Joseph A. Schenk Mgmt For For For
1.8 Elect Craig S. Thompson Mgmt For For For
1.9 Elect William E Whiston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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HUNTINGTON INGALLS INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HII CUSIP 446413106 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert F. Bruner Mgmt For For For
1.2 Elect Artur G. Davis Mgmt For For For
1.3 Elect Thomas B. Fargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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HURCO COMPANIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HURC CUSIP 447324104 03/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert W. Mgmt For For For
Cruickshank
1.2 Elect Michael Doar Mgmt For For For
1.3 Elect Philip James Mgmt For For For
1.4 Elect Michael P. Mazza Mgmt For For For
1.5 Elect Andrew Niner Mgmt For For For
1.6 Elect Richard Porter Mgmt For For For
1.7 Elect Janaki Sivanesan Mgmt For For For
1.8 Elect Ronald Strackbein Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Approval of the 2008 Mgmt For For For
Equity Incentive Plan
4 Ratification of Auditor Mgmt For For For
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IAMGOLD CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMG CUSIP 450913108 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For Withhold Against
1.3 Elect W. Robert Dengler Mgmt For For For
1.4 Elect Guy G. Dufresne Mgmt For For For
1.5 Elect Richard J. Hall Mgmt For For For
1.6 Elect Stephen J.J. Letwin Mgmt For For For
1.7 Elect Mahendra Naik Mgmt For For For
1.8 Elect William D. Pugliese Mgmt For For For
1.9 Elect John T. Shaw Mgmt For For For
1.10 Elect Timothy R. Snider Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendments to By-Laws Mgmt For For For
Regarding Advance Notice
Provisions and Quorum
Requirements
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IBERIABANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBKC CUSIP 450828108 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Elaine D. Abell Mgmt For For For
1.2 Elect William H. Mgmt For For For
Fenstermaker
1.3 Elect O. Miles Pollard, Mgmt For For For
Jr.
1.4 Elect Angus R. Cooper II Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
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ICONIX BRAND GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ICON CUSIP 451055107 08/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Neil Cole Mgmt For For For
1.2 Elect Barry Emanuel Mgmt For Withhold Against
1.3 Elect Drew Cohen Mgmt For Withhold Against
1.4 Elect F. Peter Cuneo Mgmt For Withhold Against
1.5 Elect Mark Friedman Mgmt For Withhold Against
1.6 Elect James Marcum Mgmt For For For
1.7 Elect Laurence Charney Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amendment to the 2009 Mgmt For For For
Equity Incentive Plan
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IMATION CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMN CUSIP 45245A107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Theodore H. Mgmt For For For
Bunting, Jr.
2 Elect William G. LaPerch Mgmt For For For
3 Amendment to the 2011 Mgmt For Against Against
Stock Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
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INFINITY PROPERTY AND CASUALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPCC CUSIP 45665Q103 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Teresa A. Canida Mgmt For For For
1.2 Elect Jorge G. Castro Mgmt For For For
1.3 Elect James R. Gober Mgmt For For For
1.4 Elect Harold E. Layman Mgmt For For For
1.5 Elect E. Robert Meaney Mgmt For For For
1.6 Elect Drayton Nabers, Jr. Mgmt For For For
1.7 Elect William S. Starnes Mgmt For For For
1.8 Elect Samuel J. Weinhoff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2013 Stock Incentive Plan Mgmt For For For
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INGLES MARKETS, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMKTA CUSIP 457030104 02/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Fred Ayers Mgmt For For For
1.2 Elect John Pollard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
|
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INNERWORKINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INWK CUSIP 45773Y105 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric D. Belcher Mgmt For For For
1.2 Elect Jack M. Greenberg Mgmt For For For
1.3 Elect Linda S. Wolf Mgmt For For For
1.4 Elect Charles K. Mgmt For For For
Bobrinskoy
1.5 Elect J. Patrick Mgmt For For For
Gallagher, Jr.
1.6 Elect David Fisher Mgmt For For For
1.7 Elect Julie M. Howard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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INPHI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPHI CUSIP 45772F107 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Chenming Hu Mgmt For For For
1.2 Elect Sam Srinivasan Mgmt For For For
2 Amendment to the 2010 Mgmt For Against Against
Stock Incentive Plan
3 Ratification of Auditor Mgmt For For For
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INPHI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IPHI CUSIP 45772F107 09/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Option Exchange Mgmt For For For
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INSIGHT ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSIT CUSIP 45765U103 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael M. Fisher Mgmt For For For
1.2 Elect Bennett Dorrance Mgmt For For For
1.3 Elect Richard E. Allen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IIIN CUSIP 45774W108 02/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect C. Richard Vaughn Mgmt For For For
1.2 Elect Louis Hannen Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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INTEGRATED DEVICE TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDTI CUSIP 458118106 09/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Schofield Mgmt For For For
1.2 Elect Jeffrey McCreary Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Donald Schrock Mgmt For For For
1.6 Elect Ron Smith Mgmt For For For
1.7 Elect Theodore Tewksbury Mgmt For For For
1.8 Elect Peter Feld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2009 Mgmt For For For
Employee Stock Purchase
Plan
4 Ratification of Auditor Mgmt For For For
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INTEGRATED SILICON SOLUTION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISSI CUSIP 45812P107 02/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jimmy Lee Mgmt For For For
1.2 Elect Scott Howarth Mgmt For For For
1.3 Elect Kong Yeu Han Mgmt For For For
1.4 Elect Paul Chien Mgmt For For For
1.5 Elect Jonathan Khazam Mgmt For For For
1.6 Elect Keith McDonald Mgmt For For For
1.7 Elect Stephen Pletcher Mgmt For For For
1.8 Elect Bruce Wooley Mgmt For Withhold Against
1.9 Elect John Zimmerman Mgmt For For For
2 Amendment to the 2007 Mgmt For Against Against
Incentive Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
INTELIQUENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IQNT CUSIP 64128B108 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rian J. Wren Mgmt For For For
1.2 Elect James P. Hynes Mgmt For For For
1.3 Elect Joseph A. Beatty Mgmt For For For
1.4 Elect Lawrence M. Mgmt For Withhold Against
Ingeneri
1.5 Elect G. Edward Evans Mgmt For For For
1.6 Elect Timothy A. Samples Mgmt For Withhold Against
1.7 Elect Edward Greenberg Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Company Name Change Mgmt For For For
|
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INTERACTIVE INTELLIGENCE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ININ CUSIP 45841V109 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark E. Hill Mgmt For For For
1.2 Elect Michael C. Heim Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDCC CUSIP 45867G101 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gilbert F. Amelio Mgmt For For For
2 Elect Jeffrey K. Belk Mgmt For For For
3 Elect Steven Terrell Mgmt For For For
Clontz
4 Elect Edward B. Kamins Mgmt For For For
5 Elect John A. Kritzmacher Mgmt For For For
6 Elect William J. Merritt Mgmt For For For
7 Elect Jean F. Rankin Mgmt For For For
8 Elect Robert S. Roath Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TILE CUSIP 458665304 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward C. Callaway Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For For For
1.3 Elect Dianne Mgmt For For For
Dillon-Ridgley
1.4 Elect Carl I. Gable Mgmt For For For
1.5 Elect Daniel T. Hendrix Mgmt For For For
1.6 Elect June M. Henton Mgmt For For For
1.7 Elect Christopher G. Mgmt For For For
Kennedy
1.8 Elect K. David Kohler Mgmt For For For
1.9 Elect James B. Miller, Mgmt For For For
Jr.
1.10 Elect Harold M. Paisner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IRF CUSIP 460254105 11/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Attiyeh Mgmt For For For
1.2 Elect Mary Cranston Mgmt For For For
1.3 Elect Richard Dahl Mgmt For For For
1.4 Elect Dwight Decker Mgmt For For For
1.5 Elect Didier Hirsch Mgmt For For For
1.6 Elect Oleg Khaykin Mgmt For For For
1.7 Elect Thomas Lacey Mgmt For For For
1.8 Elect James Plummer Mgmt For For For
1.9 Elect Barbara Rambo Mgmt For For For
1.10 Elect Rochus Vogt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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INTERSIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISIL CUSIP 46069S109 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Necip Sayiner Mgmt For For For
2 Elect Donald Macleod Mgmt For For For
3 Elect Robert W. Conn Mgmt For For For
4 Elect James V. Diller, Sr. Mgmt For For For
5 Elect Gary E. Gist Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Gregory S. Lang Mgmt For For For
8 Elect Jan Peeters Mgmt For For For
9 Elect Robert N. Mgmt For For For
Pokelwaldt
10 Elect James A. Urry Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Mgmt For Against Against
Equity Compensation Plan
13 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IVAC CUSIP 461148108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Norman H. Pond Mgmt For For For
1.2 Elect David S. Dury Mgmt For For For
1.3 Elect Stanley J. Hill Mgmt For For For
1.4 Elect Thomas M. Rohrs Mgmt For For For
1.5 Elect John F. Schaefer Mgmt For For For
1.6 Elect Ping Yang Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Employee Stock Purchase
Plan
3 Option Exchange Program Mgmt For For For
4 Ratification of Auditor Mgmt For For For
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INVACARE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IVC CUSIP 461203101 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael F. Delaney Mgmt For For For
1.2 Elect C. Martin Harris Mgmt For For For
1.3 Elect A. Malachi Mixon, Mgmt For For For
III
1.4 Elect Gerald B. Blouch Mgmt For For For
1.5 Elect William M. Weber Mgmt For For For
1.6 Elect Charles S. Robb Mgmt For For For
1.7 Elect Baiju R. Shah Mgmt For Withhold Against
1.8 Elect James L. Jones Mgmt For For For
1.9 Elect Dan T. Moore III Mgmt For For For
1.10 Elect Dale C. LaPorte Mgmt For For For
1.11 Elect Ellen O. Tauscher Mgmt For For For
2 2013 Equity Compensation Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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INVENSENSE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INVN CUSIP 46123D205 09/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jon Olson Mgmt For For For
1.2 Elect Amit Dilip Shah Mgmt For For For
1.3 Elect Yunbei (Ben) Yu Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
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INVESTMENT TECHNOLOGY GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITG CUSIP 46145F105 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect J. William Burdett Mgmt For Withhold Against
1.2 Elect Minder Cheng Mgmt For For For
1.3 Elect Christopher V. Mgmt For Withhold Against
Dodds
1.4 Elect Robert C. Gasser Mgmt For Withhold Against
1.5 Elect Timothy L. Jones Mgmt For Withhold Against
1.6 Elect Kevin J.P. O'Hara Mgmt For Withhold Against
1.7 Elect Maureen P. O'Hara Mgmt For Withhold Against
1.8 Elect Steven H. Wood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amendment to the 2007 Mgmt For For For
Omnibus Equity
Compensation Plan
5 Amendment to the Mgmt For For For
Pay-For-Performance
Incentive Plan
6 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
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INVESTORS REAL ESTATE TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IRET CUSIP 461730103 09/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Timothy Mihalick Mgmt For For For
1.2 Elect Jeffrey Miller Mgmt For For For
1.3 Elect John Reed Mgmt For For For
1.4 Elect W. David Scott Mgmt For For For
1.5 Elect Stephen Stenehjem Mgmt For For For
1.6 Elect John Stewart Mgmt For For For
1.7 Elect Thomas Wentz, Jr. Mgmt For For For
1.8 Elect Jeffrey Woodbury Mgmt For For For
1.9 Elect Linda Keller Mgmt For For For
2 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE COMPENSATION
3 Ratification of Auditor Mgmt For For For
|
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ISLE OF CAPRI CASINOS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISLE CUSIP 464592104 10/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jeffrey Goldstein Mgmt For Withhold Against
1.2 Elect Virginia McDowell Mgmt For For For
1.3 Elect Lee Wielansky Mgmt For Withhold Against
2 Amendment to the 2009 Mgmt For For For
Long-Term Incentive Plan
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
IXIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XXIA CUSIP 45071R109 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Victor Alston Mgmt For For For
1.2 Elect Laurent Asscher Mgmt For For For
1.3 Elect Jonathan Fram Mgmt For Withhold Against
1.4 Elect Errol Ginsberg Mgmt For Withhold Against
1.5 Elect Gail E. Hamilton Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2008 Mgmt For Against Against
Equity Incentive Plan
4 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
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JACK HENRY & ASSOCIATES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JKHY CUSIP 426281101 11/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jerry Hall Mgmt For For For
1.2 Elect Matthew Flanigan Mgmt For For For
1.3 Elect Wesley Brown Mgmt For For For
1.4 Elect Marla Shepard Mgmt For For For
1.5 Elect John Prim Mgmt For For For
1.6 Elect Thomas Wilson, Jr. Mgmt For For For
1.7 Elect Jacque Fiegel Mgmt For For For
1.8 Elect Thomas Wimsett Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2012 Annual Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
|
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JACK IN THE BOX INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JACK CUSIP 466367109 02/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David Goebel Mgmt For For For
2 Elect Madeleine Kleiner Mgmt For For For
3 Elect Linda Lang Mgmt For For For
4 Elect Michael Murphy Mgmt For For For
5 Elect James Myers Mgmt For For For
6 Elect David Tehle Mgmt For For For
7 Elect Winifred Webb Mgmt For For For
8 Elect John Wyatt Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
JER INVESTORS TRUST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JERT CUSIP 46614H509 03/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lawrence Block Mgmt For Withhold Against
1.2 Elect Joseph Lytle Mgmt For Withhold Against
1.3 Elect Steven Bartlett Mgmt For Withhold Against
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JOHN B. SANFILIPPO & SON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JBSS CUSIP 800422107 10/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jim Edgar Mgmt For For For
1.2 Elect Ellen Taaffe Mgmt For For For
1.3 Elect Daniel Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOUT CUSIP 479167108 02/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Terry E. London Mgmt For For For
1.2 Elect John M. Fahey, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2012 Non-Employee Mgmt For Against Against
Director Stock Ownership
Plan
|
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JONES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNY CUSIP 48020T101 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Wesley R. Card Mgmt For For For
2 Elect Sidney Kimmel Mgmt For For For
3 Elect Matthew H. Kamens Mgmt For Against Against
4 Elect Gerald C. Crotty Mgmt For For For
5 Elect Lowell W. Robinson Mgmt For Against Against
6 Elect Robert L. Mettler Mgmt For For For
7 Elect Margaret H. Mgmt For Against Against
Georgiadis
8 Elect John D. Demsey Mgmt For For For
9 Elect Jeffrey D. Mgmt For Against Against
Nuechterlein
10 Elect Ann Marie C. Mgmt For For For
Wilkins
11 Elect James A. Mgmt For For For
Mitarotonda
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Amendment to the 2009 Mgmt For For For
Long Term Incentive Plan
-----------------------------------------------------------------------------------------------------------------------------------
JOURNAL COMMUNICATIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JRN CUSIP 481130102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jeanette Tully Mgmt For For For
1.2 Elect Dean H. Blythe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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KADANT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KAI CUSIP 48282T104 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jonathan W. Painter Mgmt For For For
1.2 Elect William A. Mgmt For For For
Rainville
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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KAISER ALUMINUM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KALU CUSIP 483007704 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alfred E. Osborne, Mgmt For For For
Jr.
1.2 Elect Jack Quinn Mgmt For For For
1.3 Elect Thomas M. Van Mgmt For For For
Leeuwen
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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KAYDON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KDN CUSIP 486587108 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark A. Alexander Mgmt For For For
1.2 Elect David A. Brandon Mgmt For For For
1.3 Elect Patrick P. Coyne Mgmt For For For
1.4 Elect William K. Gerber Mgmt For For For
1.5 Elect Timothy J. Mgmt For For For
O'Donovan
1.6 Elect James O'Leary Mgmt For For For
2 2013 Non-Employee Mgmt For For For
Directors Equity Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
KBW, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBW CUSIP 482423100 02/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For Against Against
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
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KEMET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEM CUSIP 488360207 07/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Wilfried Backes Mgmt For For For
2 Elect Gurminder Bedi Mgmt For For For
3 Elect Per-Olof Loof Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
KENNAMETAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMT CUSIP 489170100 10/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald DeFeo Mgmt For For For
1.2 Elect William Newlin Mgmt For For For
1.3 Elect Lawrence Mgmt For For For
Stranghoener
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
KENNETH COLE PRODUCTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KCP CUSIP 193294105 09/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
|
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KEYCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KEY CUSIP 493267108 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward P. Campbell Mgmt For For For
1.2 Elect Joseph A. Carrabba Mgmt For For For
1.3 Elect Charles P. Cooley Mgmt For For For
1.4 Elect Alexander M. Cutler Mgmt For Withhold Against
1.5 Elect H. James Dallas Mgmt For For For
1.6 Elect Elizabeth R. Gile Mgmt For For For
1.7 Elect Ruth Ann M. Gillis Mgmt For For For
1.8 Elect William G. Gisel, Mgmt For For For
Jr.
1.9 Elect Richard J. Hipple Mgmt For For For
1.10 Elect Kristen L. Manos Mgmt For For For
1.11 Elect Beth E. Mooney Mgmt For For For
1.12 Elect Barbara R. Snyder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2013 Equity Compensation Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBALB CUSIP 494274103 10/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jack Wentworth Mgmt For For For
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KINDRED HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KND CUSIP 494580103 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Edward L. Kuntz Mgmt For For For
2 Elect Joel Ackerman Mgmt For For For
3 Elect Jonathan D. Blum Mgmt For For For
4 Elect Thomas P. Cooper Mgmt For For For
5 Elect Paul J. Diaz Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Hjelm
7 Elect Isaac Kaufman Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Kleisner
9 Elect John H. Short Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Short-Term Incentive Plan Mgmt For For For
13 2013 Long-Term Incentive Mgmt For For For
Plan
14 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
KIRKLAND'S, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KIRK CUSIP 497498105 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Murray M. Spain Mgmt For For For
1.2 Elect Ralph T. Parks Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Equity Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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KKR FINANCIAL HOLDINGS LLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KFN CUSIP 48248A306 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Tracy Collins Mgmt For For For
1.2 Elect Robert Edwards Mgmt For For For
1.3 Elect Vincent Paul Mgmt For For For
Finigan
1.4 Elect Paul Hazen Mgmt For For For
1.5 Elect R. Glenn Hubbard Mgmt For For For
1.6 Elect Ross Kari Mgmt For For For
1.7 Elect Ely Licht Mgmt For For For
1.8 Elect Deborah McAneny Mgmt For For For
1.9 Elect Scott Nuttall Mgmt For For For
1.10 Elect Scott Ryles Mgmt For For For
1.11 Elect William Sonneborn Mgmt For For For
1.12 Elect Willy Strothotte Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNX CUSIP 499064103 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kevin P. Knight Mgmt For For For
1.2 Elect Randy Knight Mgmt For For For
1.3 Elect Michael Garnreiter Mgmt For For For
2 Elect Richard C. Kraemer Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KOP CUSIP 50060P106 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David M. Mgmt For For For
Hillenbrand
1.2 Elect Louis L Testoni Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority Vote
for Election of Directors
|
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KRATON PERFORMANCE POLYMERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KRA CUSIP 50077C106 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Anna C. Catalano Mgmt For For For
1.2 Elect Barry J. Goldstein Mgmt For For For
1.3 Elect Dan F. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KRO CUSIP 50105F105 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Keith R. Coogan Mgmt For For For
1.2 Elect Cecil H. Moore, Jr. Mgmt For Withhold Against
1.3 Elect Harold C. Simmons Mgmt For Withhold Against
1.4 Elect Thomas P. Stafford Mgmt For For For
1.5 Elect R. Gerald Turner Mgmt For For For
1.6 Elect Steven L. Watson Mgmt For Withhold Against
1.7 Elect C. Kern Wildenthal Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KLIC CUSIP 501242101 02/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Chin Hu Lim Mgmt For For For
1.2 Elect Garrett Pierce Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
L.B. FOSTER COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSTR CUSIP 350060109 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert P. Bauer Mgmt For For For
1.2 Elect Lee B. Foster II Mgmt For For For
1.3 Elect Peter McIlroy II Mgmt For For For
1.4 Elect G. Thomas McKane Mgmt For For For
1.5 Elect Diane B. Owen Mgmt For For For
1.6 Elect William H. Rackoff Mgmt For For For
1.7 Elect Suzanne B. Rowland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Executive Annual Mgmt For For For
Incentive Compensation
Plan
|
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LAKELAND BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBAI CUSIP 511637100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
2.1 Elect Robert E. McCracken Mgmt For For For
2.2 Elect Thomas J. Shara Mgmt For For For
2.3 Elect Stephen R. Tilton, Mgmt For Withhold Against
Sr.
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Increase of Authorized Mgmt For For For
Common Stock
-----------------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LKFN CUSIP 511656100 04/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Blake W. Augsburger Mgmt For For For
1.2 Elect Charles E. Niemier Mgmt For For For
1.3 Elect Brian J. Smith Mgmt For For For
1.4 Elect Bradley J. Mgmt For For For
Toothaker
1.5 Elect Ronald D. Truex Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
LANDEC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNDC CUSIP 514766104 10/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Change in Board Size Mgmt For For For
2.1 Elect Gary Steele Mgmt For For For
2.2 Elect Frederick Frank Mgmt For For For
2.3 Elect Steven Goldby Mgmt For For For
2.4 Elect Stephen Halprin Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LHO CUSIP 517942108 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Denise M. Coll Mgmt For For For
1.2 Elect Stuart L. Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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LAWSON PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAWS CUSIP 520776105 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James S. Errant Mgmt For For For
1.2 Elect Lee S. Hillman Mgmt For For For
1.3 Elect Michael G. DeCata Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAYN CUSIP 521050104 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David A.B. Brown Mgmt For For For
1.2 Elect J. Samuel Butler Mgmt For For For
1.3 Elect Robert R. Gilmore Mgmt For For For
1.4 Elect Anthony B. Helfet Mgmt For For For
1.5 Elect Nelson Obus Mgmt For For For
1.6 Elect Rene J. Robichaud Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP 529771107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kathi P. Seifert Mgmt For For For
2 Elect Jean-Paul L. Mgmt For For For
Montupet
3 Elect Paul A. Rooke Mgmt For For For
4 Elect W. Roy Dunbar Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Repeal of Classified Mgmt For For For
Board
8 2013 Equity Compensation Mgmt For For For
Plan
-----------------------------------------------------------------------------------------------------------------------------------
LIBBEY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LBY CUSIP 529898108 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Carlos V. Duno Mgmt For For For
1.2 Elect Peter C. Howell Mgmt For For For
1.3 Elect Richard I. Reynolds Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLNW CUSIP 53261M104 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jeffrey T. Fisher Mgmt For Withhold Against
1.2 Elect David C. Mgmt For Withhold Against
Peterschmidt
1.3 Elect Robert A. Lento Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2013 Employee Stock Mgmt For For For
Purchase Plan
|
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LIQUIDITY SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LQDT CUSIP 53635B107 02/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William P. Mgmt For For For
Angrick, III
1.2 Elect David A. Perdue, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
LIVEPERSON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LPSN CUSIP 538146101 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William G. Wesemann Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
LTX-CREDENCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LTXC CUSIP 502403207 11/28/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Roger Blethen Mgmt For For For
1.2 Elect Roger Maggs Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2004 Mgmt For For For
Employee Stock Purchase
Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MAC-GRAY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TUC CUSIP 554153106 05/30/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David W. Bryan Mgmt For TNA N/A
1.2 Elect Mary Ann Tocio Mgmt For TNA N/A
2 Elimination of Mgmt For TNA N/A
Supermajority Requirement
3 Advisory Vote on Mgmt For TNA N/A
Executive Compensation
4 Ratification of Auditor Mgmt For TNA N/A
|
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MAC-GRAY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TUC CUSIP 554153106 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Hyman Mgmt N/A For N/A
1.2 Elect Michael Rothenberg Mgmt N/A For N/A
2 Elimination of Mgmt N/A For N/A
Supermajority Requirement
3 Advisory Vote on Mgmt N/A For N/A
Executive Compensation
4 Ratification of Auditor Mgmt N/A For N/A
-----------------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGLN CUSIP 559079207 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael P. Ressner Mgmt For For For
1.2 Elect Michael S. Diament Mgmt For For For
1.3 Elect Barry M. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MAIDEN HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHLD CUSIP G5753U112 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Barry D. Zyskind Mgmt For For For
1.2 Elect Simcha Lyons Mgmt For Withhold Against
1.3 Elect Raymond M. Neff Mgmt For For For
1.4 Elect Yehuda L. Neuberger Mgmt For Withhold Against
1.5 Elect Steven H. Nigro Mgmt For For For
1.6 Elect David A. Lamneck Mgmt For For For
1.7 Elect John Marshaleck Mgmt For For For
1.8 Elect Lawrence F. Metz Mgmt For For For
1.9 Elect Arturo M. Raschbaum Mgmt For For For
1.10 Elect Patrick J. Haveron Mgmt For For For
1.11 Elect Ronald M. Judd Mgmt For For For
1.12 Elect John Marshaleck Mgmt For For For
1.13 Elect Lawrence F. Metz Mgmt For For For
1.14 Elect Arturo M. Raschbaum Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MAIDENFORM BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MFB CUSIP 560305104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Norman Axelrod Mgmt For For For
1.2 Elect Harold F. Compton Mgmt For For For
1.3 Elect Barbara Eisenberg Mgmt For For For
1.4 Elect Nomi Ghez Mgmt For For For
1.5 Elect Richard Johnson Mgmt For For For
1.6 Elect Maurice S. Reznik Mgmt For For For
1.7 Elect Karen M. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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MAINSOURCE FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFG CUSIP 56062Y102 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kathleen L. Mgmt For For For
Bardwell
1.2 Elect William G. Barron Mgmt For For For
1.3 Elect Archie M. Brown, Mgmt For For For
Jr.
1.4 Elect Brian J. Crall Mgmt For For For
1.5 Elect Philip A. Frantz Mgmt For For For
1.6 Elect D. J. Hines Mgmt For For For
1.7 Elect Thomas M. O'Brien Mgmt For For For
1.8 Elect Lawrence R. Rueff Mgmt For For For
1.9 Elect John G. Seale Mgmt For For For
1.10 Elect Charles J. Thayer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MANNING & NAPIER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MN CUSIP 56382Q102 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Manning Mgmt For For For
1.2 Elect B. Reuben Auspitz Mgmt For For For
1.3 Elect Patrick Cunningham Mgmt For For For
1.4 Elect Barbara Goodstein Mgmt For For For
1.5 Elect Richard M. Hurwitz Mgmt For For For
1.6 Elect Edward J. Mgmt For For For
Pettinella
1.7 Elect Robert M. Zak Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MARCHEX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCHX CUSIP 56624R108 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Russell C. Horowitz Mgmt For For For
1.2 Elect Dennis Cline Mgmt For Withhold Against
1.3 Elect Anne Devereux Mgmt For Withhold Against
1.4 Elect Nicolas J. Hanauer Mgmt For For For
1.5 Elect John Keister Mgmt For For For
1.6 Elect M. Wayne Wisehart Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 2014 Employee Stock Mgmt For For For
Purchase Plan
|
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MARKETAXESS HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKTX CUSIP 57060D108 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard M. McVey Mgmt For For For
2 Elect Steven L. Begleiter Mgmt For For For
3 Elect Stephen P. Casper Mgmt For For For
4 Elect David G. Gomach Mgmt For For For
5 Elect Carlos M. Hernandez Mgmt For For For
6 Elect Ronald M. Hersch Mgmt For For For
7 Elect John Steinhardt Mgmt For For For
8 Elect James J. Sullivan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VAC CUSIP 57164Y107 06/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raymond L. Mgmt For For For
Gellein, Jr.
1.2 Elect Thomas J. Mgmt For For For
Hutchison III
1.3 Elect Dianna F. Morgan Mgmt For For For
2 Amendment of the Stock Mgmt For For For
and Cash Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRTN CUSIP 573075108 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Randolph L. Marten Mgmt For For For
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Demorest Mgmt For For For
1.6 Elect G. Larry Owens Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRVL CUSIP G5876H105 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sehat Sutardja Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect John G. Kassakian Mgmt For For For
4 Elect Arturo Krueger Mgmt For For For
5 Elect Randhir Thakur Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive Compensation
7 Ratification of Auditor Mgmt For For For
|
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MATTSON TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTSN CUSIP 577223100 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth Kannappan Mgmt For For For
1.2 Elect Scott Peterson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMS CUSIP 577933104 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Paul R. Lederer Mgmt For For For
2 Elect Peter B. Pond Mgmt For For For
3 Elect James R. Thompson, Mgmt For Against Against
Jr.
4 Increase of Authorized Mgmt For For For
Common Stock
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBFI CUSIP 55264U108 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David P. Bolger Mgmt For Against Against
2 Elect Robert S. Mgmt For For For
Engelman, Jr.
3 Elect Mitchell S. Feiger Mgmt For For For
4 Elect Charles J. Gries Mgmt For For For
5 Elect James N. Hallene Mgmt For For For
6 Elect Thomas H. Harvey Mgmt For For For
7 Elect Ronald D. Santo Mgmt For For For
8 Elect Renee Togher Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDR CUSIP 580037109 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John F. Bookout III Mgmt For For For
1.2 Elect Roger A. Brown Mgmt For For For
1.3 Elect Stephen G. Hanks Mgmt For For For
1.4 Elect Stephen M. Johnson Mgmt For For For
1.5 Elect D. Bradley Mgmt For For For
McWilliams
1.6 Elect William H. Mgmt For For For
Schumann III
1.7 Elect Mary Shafer-Malicki Mgmt For For For
1.8 Elect David A. Trice Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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MCG CAPITAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCGC CUSIP 58047P107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kim D. Kelly Mgmt For For For
2 Elect Richard W. Neu Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDSO CUSIP 58471A105 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Tarek A. Sherif Mgmt For For For
1.2 Elect Glen M. de Vries Mgmt For For For
1.3 Elect Carlos Dominguez Mgmt For For For
1.4 Elect Neil M. Kurtz Mgmt For For For
1.5 Elect George W. McCulloch Mgmt For For For
1.6 Elect Lee A. Shapiro Mgmt For For For
1.7 Elect Robert B. Taylor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2009 Mgmt For Against Against
Long-Term Incentive Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MEDLEY CAPITAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCC CUSIP 58503F106 02/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Seth Taube Mgmt For Withhold Against
1.2 Elect Arthur Ainsberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Issuance of Common Stock Mgmt For For For
Below Net Asset Value
-----------------------------------------------------------------------------------------------------------------------------------
MEN'S WEARHOUSE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MW CUSIP 587118100 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Zimmer Mgmt For For For
1.2 Elect David H. Edwab Mgmt For For For
1.3 Elect Douglas S. Ewert Mgmt For For For
1.4 Elect Rinaldo S. Brutoco Mgmt For For For
1.5 Elect Michael L. Ray Mgmt For For For
1.6 Elect Sheldon I. Stein Mgmt For For For
1.7 Elect Deepak Chopra Mgmt For For For
1.8 Elect William B. Sechrest Mgmt For For For
1.9 Elect Grace Nichols Mgmt For For For
2 Amendment to the 2004 Mgmt For For For
Long-Term Incentive Plan
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainability
Report
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
|
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MENTOR GRAPHICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MENT CUSIP 587200106 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Peter L. Bonfield Mgmt For Withhold Against
1.3 Elect Gregory K. Hinckley Mgmt For Withhold Against
1.4 Elect J. Daniel McCranie Mgmt For For For
1.5 Elect Kevin C. McDonough Mgmt For Withhold Against
1.6 Elect Patrick B. McManus Mgmt For For For
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect David S. Schechter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority Vote
for Election of Directors
4 Ratification of Auditor Mgmt For For For
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MERCANTILE BANK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBWM CUSIP 587376104 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kirk J. Agerson Mgmt For For For
1.2 Elect David M. Cassard Mgmt For For For
1.3 Elect Edward J. Clark Mgmt For For For
1.4 Elect John F. Donnelly Mgmt For For For
1.5 Elect Michael D. Faas Mgmt For Withhold Against
1.6 Elect Doyle A. Hayes Mgmt For For For
1.7 Elect Susan K. Jones Mgmt For For For
1.8 Elect Robert B. Mgmt For For For
Kaminski, Jr.
1.9 Elect Calvin D. Murdock Mgmt For For For
1.10 Elect Michael H. Price Mgmt For For For
1.11 Elect Timothy O. Schad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBVT CUSIP 588448100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raymond C. Pecor, Mgmt For For For
Jr.
1.2 Elect Patrick S. Robins Mgmt For For For
1.3 Elect Jeffrey L. Davis Mgmt For For For
1.4 Elect Bruce M. Lisman Mgmt For For For
1.5 Elect Karen J. Danaher Mgmt For For For
1.6 Elect Janette K. Mgmt For For For
Bombardier
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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MERCURY COMPUTER SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRCY CUSIP 589378108 10/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Muellner Mgmt For For For
1.2 Elect Vincent Vitto Mgmt For For For
2 Amendment to 2005 Stock Mgmt For Against Against
Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MEREDITH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDP CUSIP 589433101 11/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Craigie Mgmt For For For
1.2 Elect Frederick Henry Mgmt For Withhold Against
1.3 Elect Joel Johnson Mgmt For For For
1.4 Elect Donald Berg Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan of 2002
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VIVO CUSIP 589584101 01/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Anderson Mgmt For For For
1.2 Elect John Kraeutler Mgmt For For For
1.3 Elect William Motto Mgmt For Withhold Against
1.4 Elect David Phillips Mgmt For For For
1.5 Elect Robert Ready Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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MERITAGE HOMES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MTH CUSIP 59001A102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Peter L. Ax Mgmt For For For
1.2 Elect Robert G. Sarver Mgmt For Withhold Against
1.3 Elect Gerald W. Haddock Mgmt For For For
1.4 Elect Michael R. Odell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MEI CUSIP 591520200 09/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Walter Aspatore Mgmt For Against Against
2 Elect Warren Batts Mgmt For For For
3 Elect J. Edward Colgate Mgmt For For For
4 Elect Darren Dawson Mgmt For For For
5 Elect Donald Duda Mgmt For For For
6 Elect Stephen Gates Mgmt For Against Against
7 Elect Isabelle Goossen Mgmt For Against Against
8 Elect Christopher Hornung Mgmt For For For
9 Elect Paul Shelton Mgmt For Against Against
10 Elect Lawrence Skatoff Mgmt For Against Against
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
METRO BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
METR CUSIP 59161R101 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary L. Nalbandian Mgmt For For For
1.2 Elect James R. Adair Mgmt For For For
1.3 Elect John J. Cardello Mgmt For For For
1.4 Elect Douglas S. Gelder Mgmt For For For
1.5 Elect Alan R. Hassman Mgmt For For For
1.6 Elect J. Rodney Messick Mgmt For For For
1.7 Elect Howell C. Mette Mgmt For For For
1.8 Elect Michael A. Serluco Mgmt For For For
1.9 Elect Samir J. Srouji Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
METROCORP BANCSHARES, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCBI CUSIP 591650106 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Krishnan Mgmt For For For
Balasubramanian
1.2 Elect Saishi Frank Li Mgmt For For For
1.3 Elect Charles L. Roff Mgmt For For For
1.4 Elect Joe Ting Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
|
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MICREL, INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCRL CUSIP 594793101 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raymond D. Zinn Mgmt For For For
1.2 Elect John E. Bourgoin Mgmt For Withhold Against
1.3 Elect Michael J. Callahan Mgmt For For For
1.4 Elect Daniel J. Heneghan Mgmt For For For
1.5 Elect Neil J. Miotto Mgmt For For For
1.6 Elect Frank W. Schneider Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
MINDSPEED TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSPD CUSIP 602682205 02/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Conrad Mgmt For Withhold Against
1.2 Elect Jerre Stead Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2013 Equity Incentive Mgmt For Against Against
Plan
-----------------------------------------------------------------------------------------------------------------------------------
MISSION WEST PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSW CUSIP 605203108 12/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Recapitalization Mgmt For For For
2 Sale of Assets Mgmt For For For
3 Liquidation Mgmt For For For
4 Advisory Vote on Golden Mgmt For For For
Parachutes
5 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKSI CUSIP 55306N104 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Cristina H. Amon Mgmt For For For
1.2 Elect Richard S. Chute Mgmt For For For
1.3 Elect Peter R. Hanley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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MODINE MANUFACTURING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOD CUSIP 607828100 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Suresh Garimella Mgmt For For For
2 Elect Christopher Mgmt For For For
Patterson
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOH CUSIP 60855R100 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles Z. Fedak Mgmt For For For
1.2 Elect Steven James Mgmt For For For
1.3 Elect John C. Molina Mgmt For Withhold Against
1.4 Elect Daniel Cooperman Mgmt For For For
1.5 Elect Dale Wolf Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common Stock
3 Issuance of Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MORN CUSIP 617700109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joe Mansueto Mgmt For For For
2 Elect Don Phillips Mgmt For For For
3 Elect Cheryl A. Francis Mgmt For For For
4 Elect Steven Kaplan Mgmt For For For
5 Elect Gail Landis Mgmt For For For
6 Elect Bill Lyons Mgmt For For For
7 Elect Jack Noonan Mgmt For For For
8 Elect Paul Sturm Mgmt For For For
9 Elect Hugh Zentmyer Mgmt For For For
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLI CUSIP 624756102 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gregory L. Mgmt For For For
Christopher
1.2 Elect Paul J. Flaherty Mgmt For For For
1.3 Elect Gennaro J. Fulvio Mgmt For For For
1.4 Elect Gary S. Gladstein Mgmt For For For
1.5 Elect Scott J. Goldman Mgmt For For For
1.6 Elect Terry Hermanson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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MYR GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYRG CUSIP 55405W104 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Larry F. Mgmt For For For
Altenbaumer
1.2 Elect William A. Koertner Mgmt For For For
1.3 Elect William D. Mgmt For For For
Patterson
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NBR CUSIP G6359F103 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect Michael C. Linn Mgmt For For For
1.3 Elect John V. Lombardi Mgmt For Withhold Against
1.4 Elect Howard Wolf Mgmt For For For
1.5 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
and Authority to Set Fees
3 2013 Incentive Bonus Plan Mgmt For For For
4 2013 Stock Plan Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of
Specific Performance
Metrics in Equity
Compensation
Plans
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Approval of
Severance Agreements
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
-----------------------------------------------------------------------------------------------------------------------------------
NASH-FINCH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAFC CUSIP 631158102 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christopher W. Mgmt For For For
Bodine
1.2 Elect Alec C. Covington Mgmt For For For
1.3 Elect Mickey P. Foret Mgmt For For For
1.4 Elect Douglas A. Hacker Mgmt For For For
1.5 Elect Hawthorne L. Mgmt For For For
Proctor
1.6 Elect William R. Voss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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NATIONAL INTERSTATE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NATL CUSIP 63654U100 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joseph E. Consolino Mgmt For For For
1.2 Elect Theodore H. Mgmt For For For
Elliott, Jr.
1.3 Elect Gary J. Gruber Mgmt For For For
1.4 Elect Donald D. Larson Mgmt For For For
1.5 Elect David W. Michelson Mgmt For For For
1.6 Elect Donald W. Schwegman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amendment to the Mgmt For For For
Long-Term Incentive Plan
-----------------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NRCI CUSIP 637372103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gail L. Warden Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common Stock
3 Reverse Stock Split Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NGS CUSIP 63886Q109 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John W. Chisholm Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
NATURE'S SUNSHINE PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NATR CUSIP 639027101 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Repeal of Classified Mgmt For For For
Board
2 Elimination of Mgmt For For For
Supermajority
Requirement for Removal
of Directors
3 Elimination of Mgmt For For For
Supermajority
Requirement for Article
Amendments Relating to
Director Matters
4.1 Elect Willem Mesdag Mgmt For For For
4.2 Elect Jeffrey D. Watkins Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
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NAVIGATORS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NAVG CUSIP 638904102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Saul L. Basch Mgmt For For For
1.2 Elect H.J. Mervyn Mgmt For For For
Blakeney
1.3 Elect Terence N. Deeks Mgmt For For For
1.4 Elect Stanley A. Galanski Mgmt For For For
1.5 Elect Geoffrey E. Johnson Mgmt For For For
1.6 Elect John F. Kirby Mgmt For For For
1.7 Elect Robert V. Mgmt For For For
Mendelsohn
1.8 Elect David M. Platter Mgmt For For For
1.9 Elect Janice C. Tomlinson Mgmt For For For
1.10 Elect Marc M. Tract Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2005 Mgmt For For For
Stock Incentive Plan
4 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NCS CUSIP 628852204 02/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary L. Forbes Mgmt For For For
1.2 Elect George Martinez Mgmt For For For
1.3 Elect Jonathan L. Zrebiec Mgmt For For For
2 Amendment to the 2003 Mgmt For Against Against
Long-Term Stock
Incentive Plan
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NELNET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNI CUSIP 64031N108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael S. Dunlap Mgmt For For For
2 Elect Stephen F. Mgmt For For For
Butterfield
3 Elect James P. Abel Mgmt For For For
4 Elect William R. Cintani Mgmt For Against Against
5 Elect Kathleen A. Farrell Mgmt For For For
6 Elect Thomas E. Henning Mgmt For For For
7 Elect Kimberly K. Rath Mgmt For For For
8 Elect Michael D. Reardon Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
|
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NEOGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NEOG CUSIP 640491106 10/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lon Bohannon Mgmt For For For
1.2 Elect Richard Crowder Mgmt For For For
1.3 Elect A. Charles Fischer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NEW YORK & COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NWY CUSIP 649295102 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gregory J. Scott Mgmt For For For
1.2 Elect Bodil M. Arlander Mgmt For For For
1.3 Elect Jill Beraud Mgmt For For For
1.4 Elect David H. Edwab Mgmt For For For
1.5 Elect James O. Egan Mgmt For For For
1.6 Elect John D. Howard Mgmt For For For
1.7 Elect Grace Nichols Mgmt For For For
1.8 Elect Michelle Pearlman Mgmt For For For
1.9 Elect Richard L. Perkal Mgmt For For For
1.10 Elect Arthur E. Reiner Mgmt For For For
1.11 Elect Edmond S. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NEWPORT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NEWP CUSIP 651824104 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christopher Cox Mgmt For For For
1.2 Elect Oleg Khaykin Mgmt For For For
1.3 Elect Michael T. O'Neill Mgmt For For For
1.4 Elect Robert J. Phillippy Mgmt For For For
1.5 Elect Peter J. Simone Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
NEXSTAR BROADCASTING GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NXST CUSIP 65336K103 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brent Stone Mgmt For Withhold Against
1.2 Elect Royce Yudkoff Mgmt For For For
1.3 Elect Lisbeth McNabb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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NIC INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGOV CUSIP 62914B100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harry H. Herington Mgmt For For For
1.2 Elect Art N. Burtscher Mgmt For For For
1.3 Elect Daniel J. Evans Mgmt For For For
1.4 Elect Karen S. Evans Mgmt For For For
1.5 Elect Ross C. Hartley Mgmt For Withhold Against
1.6 Elect C. Brad Henry Mgmt For For For
1.7 Elect Alexander C. Kemper Mgmt For For For
1.8 Elect William M. Lyons Mgmt For For For
1.9 Elect Pete Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNBR CUSIP 629337106 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard G. Fanelli Mgmt For Withhold Against
1.2 Elect Michael E. Werner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NORANDA ALUMINUM HOLDING CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOR CUSIP 65542W107 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Kasdin Mgmt For For For
1.2 Elect Matthew H. Nord Mgmt For For For
1.3 Elect Eric L. Press Mgmt For For For
1.4 Elect Layle K. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NRIM CUSIP 666762109 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect R. Marc Langland Mgmt For For For
1.2 Elect Joseph M. Beedle Mgmt For For For
1.3 Elect Larry S. Cash Mgmt For For For
1.4 Elect Mark G. Copeland Mgmt For For For
1.5 Elect Ronald A. Davis Mgmt For For For
1.6 Elect Anthony Drabek Mgmt For For For
1.7 Elect Richard L. Lowell Mgmt For For For
1.8 Elect David J. Mgmt For For For
McCambridge
1.9 Elect Irene Sparks Rowan Mgmt For For For
1.10 Elect John C. Swalling Mgmt For For For
1.11 Elect David G. Wight Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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NOVATEL WIRELESS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVTL CUSIP 66987M604 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Ledwith Mgmt For For For
1.2 Elect Sue Swenson Mgmt For For For
1.3 Elect John D. Wakelin Mgmt For For For
2 Amendment to the 2000 Mgmt For For For
Employee Stock Purchase
Plan
3 Amendment to the 2009 Mgmt For Against Against
Omnibus Incentive
Compensation Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUVA CUSIP 670704105 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alexis V. Lukianov Mgmt For For For
2 Elect Jack R. Blair Mgmt For Against Against
3 Elect Peter M. Leddy Mgmt For Against Against
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Ratification of Auditor Mgmt For For For
6 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
NVE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVEC CUSIP 629445206 08/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Terrence Glarner Mgmt For For For
1.2 Elect Daniel Baker Mgmt For For For
1.3 Elect James Hartman Mgmt For For For
1.4 Elect Patricia Hollister Mgmt For For For
1.5 Elect Robert Irish Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVDA CUSIP 67066G104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Tench Coxe Mgmt For For For
2 Elect James C. Gaither Mgmt For For For
3 Elect Jen-Hsun Huang Mgmt For For For
4 Elect Mark L. Perry Mgmt For For For
5 Elect A. Brooke Seawell Mgmt For For For
6 Elect Mark A. Stevens Mgmt For For For
7 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Ratification of Auditor Mgmt For For For
|
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OCEANFIRST FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OCFC CUSIP 675234108 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Donald E. Mgmt For For For
McLaughlin
1.2 Elect John E. Walsh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ODFL CUSIP 679580100 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Earl E. Congdon Mgmt For For For
1.2 Elect David S. Congdon Mgmt For For For
1.3 Elect John R. Congdon Mgmt For For For
1.4 Elect J. Paul Breitbach Mgmt For Withhold Against
1.5 Elect John R. Congdon, Mgmt For For For
Jr.
1.6 Elect Robert G. Culp, III Mgmt For For For
1.7 Elect John D. Kasarda Mgmt For For For
1.8 Elect Leo H. Suggs Mgmt For For For
1.9 Elect D. Michael Wray Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Reapproval of the Mgmt For For For
Material Terms under the
Performance Incentive
Plan
-----------------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORI CUSIP 680223104 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jimmy A. Dew Mgmt For For For
1.2 Elect John M. Dixon Mgmt For For For
1.3 Elect Dennis P. Van Mgmt For For For
Mieghem
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZEUS CUSIP 68162K106 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael D. Siegal Mgmt For For For
1.2 Elect Arthur F. Anton Mgmt For For For
1.3 Elect Donald R. McNeeley Mgmt For Withhold Against
1.4 Elect James B. Meathe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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OM GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMG CUSIP 670872100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Katharine L. Mgmt For For For
Plourde
1.2 Elect Patrick S. Mullin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
OMEGA PROTEIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OME CUSIP 68210P107 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul M. Kearns Mgmt For Withhold Against
1.2 Elect Bret D. Scholtes Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
OMNOVA SOLUTIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMN CUSIP 682129101 03/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David J. D'Antoni Mgmt For For For
1.2 Elect Steven W. Percy Mgmt For For For
1.3 Elect Allan R. Rothwell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OLP CUSIP 682406103 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joseph A. Amato Mgmt For For For
2 Elect Jeffrey A. Gould Mgmt For For For
3 Elect Matthew J. Gould Mgmt For For For
4 Elect J. Robert Lovejoy Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ORBITAL SCIENCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORB CUSIP 685564106 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kevin P. Chilton Mgmt For For For
2 Elect Lennard A. Fisk Mgmt For For For
3 Elect Ronald T. Kadish Mgmt For For For
4 Elect Garrett E. Pierce Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ORION MARINE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORN CUSIP 68628V308 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Austin J. Mgmt For For For
Shanfelter
2 Elect Gene Stoever Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Ratification of Auditor Mgmt For For For
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ORTHOFIX INTERNATIONAL NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OFIX CUSIP N6748L102 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James F. Gero Mgmt For For For
1.2 Elect Guy J. Jordan Mgmt For For For
1.3 Elect Michael R. Mainelli Mgmt For For For
1.4 Elect Bradley R. Mason Mgmt For For For
1.5 Elect Maria Sainz Mgmt For For For
1.6 Elect Davey S. Scoon Mgmt For For For
1.7 Elect Walter P. von Mgmt For For For
Wartburg
1.8 Elect Kenneth R. Mgmt For Withhold Against
Weisshaar
2 Accounts and Reports Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PACER INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PACR CUSIP 69373H106 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel W. Mgmt For For For
Avramovich
1.2 Elect J. Douglass Coates Mgmt For For For
1.3 Elect P. Michael Giftos Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCBK CUSIP 69412V108 04/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Ballin Mgmt For For For
1.2 Elect Hal Brown Mgmt For For For
1.3 Elect Michael E. Heijer Mgmt For For For
1.4 Elect Michael D. Holzgang Mgmt For For For
1.5 Elect Donald L. Krahmer, Mgmt For For For
Jr.
1.6 Elect Donald G. Mgmt For For For
Montgomery
1.7 Elect Jeffrey D. Pinneo Mgmt For For For
1.8 Elect John H. Rickman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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PACIFIC DRILLING S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PACD CUSIP L7257P106 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Approval of Mgmt For For For
Unconsolidated Annual
Accounts
2 Approval of Consolidated Mgmt For For For
Financial Statements
3 Allocation of Net Result Mgmt For For For
4 Ratification of Board Mgmt For For For
Acts
5 Elect Robert A. Schwed Mgmt For For For
6 Elect Ron Moskovitz Mgmt For For For
7 Elect Christian J. Mgmt For For For
Beckett
8 Elect Laurence N. Charney Mgmt For For For
9 Elect Jeremy Asher Mgmt For For For
10 Elect Paul Wolff Mgmt For For For
11 Elect Elias Sakellis Mgmt For For For
12 Elect Cyril Ducau Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PACW CUSIP 695263103 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger with First Mgmt For For For
California Financial
Group, Inc.
2 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PARKWAY PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKY CUSIP 70159Q104 07/31/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Approval of Equity Mgmt For For For
Investment Rights in
Connection with an
Investment Agreement
2 Increase of Authorized Mgmt For For For
Capital Stock
3 Right to Adjourn Meeting Mgmt For For For
|
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PATTERSON-UTI ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTEN CUSIP 703481101 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark S. Siegel Mgmt For For For
1.2 Elect Kenneth N. Berns Mgmt For For For
1.3 Elect Charles O. Buckner Mgmt For For For
1.4 Elect Michael W. Conlon Mgmt For For For
1.5 Elect Curtis W. Huff Mgmt For For For
1.6 Elect Terry H. Hunt Mgmt For For For
1.7 Elect Cloyce A. Talbott Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCCC CUSIP 69318J100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Patricia Gallup Mgmt For For For
1.2 Elect David Hall Mgmt For For For
1.3 Elect Joseph Baute Mgmt For For For
1.4 Elect David Beffa-Negrini Mgmt For For For
1.5 Elect Barbara Duckett Mgmt For For For
1.6 Elect Donald Weatherson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
5 Amendment to the Mgmt For For For
Executive Bonus Plan
6 Ratification of Auditor Mgmt For For For
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PDF SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDFS CUSIP 693282105 08/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lucio Lanza Mgmt For For For
1.2 Elect Kimon Michaels Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVA CUSIP 707882106 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John U. Clarke Mgmt For Against Against
2 Elect Edward B. Cloues II Mgmt For Against Against
3 Elect Steven W. Krablin Mgmt For For For
4 Elect Marsha R. Perelman Mgmt For Against Against
5 Elect Philippe van Mgmt For Against Against
Marcke de Lummen
6 Elect H. Baird Whitehead Mgmt For For For
7 Elect Gary K. Wright Mgmt For Against Against
8 Amendment to the 1999 Mgmt For For For
Employee Stock Incentive
Plan
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For Against Against
|
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PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEI CUSIP 709102107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joseph F. Coradino Mgmt For For For
1.2 Elect M. Walter D'Alessio Mgmt For For For
1.3 Elect Rosemarie B. Greco Mgmt For For For
1.4 Elect Leonard I. Korman Mgmt For For For
1.5 Elect Ira M. Lubert Mgmt For For For
1.6 Elect Donald F. Mazziotti Mgmt For For For
1.7 Elect Mark E. Pasquerilla Mgmt For For For
1.8 Elect Charles P. Pizzi Mgmt For For For
1.9 Elect John J. Roberts Mgmt For For For
1.10 Elect George F. Rubin Mgmt For For For
1.11 Elect Ronald Rubin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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PENSKE AUTOMOTIVE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAG CUSIP 70959W103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John D. Barr Mgmt For For For
1.2 Elect Michael R. Eisenson Mgmt For For For
1.3 Elect Robert H. Kurnick, Mgmt For For For
Jr.
1.4 Elect William J. Lovejoy Mgmt For For For
1.5 Elect Kimberly J. Mgmt For Withhold Against
McWaters
1.6 Elect Yoshimi Namba Mgmt For For For
1.7 Elect Lucio A. Noto Mgmt For For For
1.8 Elect Roger S. Penske Mgmt For For For
1.9 Elect Richard J. Peters Mgmt For For For
1.10 Elect Sandra E. Pierce Mgmt For For For
1.11 Elect Ronald G. Steinhart Mgmt For For For
1.12 Elect H. Brian Thompson Mgmt For Withhold Against
2 2012 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEBO CUSIP 709789101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David L. Mead Mgmt For For For
1.2 Elect Susan D. Rector Mgmt For For For
1.3 Elect Thomas J. Wolf Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Plan
4 Ratification of Auditor Mgmt For For For
|
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PERICOM SEMICONDUCTOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSEM CUSIP 713831105 12/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alex Chiming Hui Mgmt For Withhold Against
1.2 Elect Chi-Hung Hui Mgmt For Withhold Against
1.3 Elect Hau Lee Mgmt For Withhold Against
1.4 Elect Michael Sophie Mgmt For Withhold Against
1.5 Elect Siu-Weng Simon Wong Mgmt For Withhold Against
1.6 Elect Edward Yang Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PERY CUSIP 288853104 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Feldenkreis Mgmt For For For
1.2 Elect Gary Dix Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PGT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PGTI CUSIP 69336V101 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alexander R. Mgmt For For For
Castaldi
1.2 Elect M. Joseph McHugh Mgmt For For For
1.3 Elect William J. Morgan Mgmt For For For
1.4 Elect Randy L. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
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PHARMERICA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PMC CUSIP 71714F104 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gregory S. Weishar Mgmt For For For
1.2 Elect W. Robert Dahl, Jr. Mgmt For For For
1.3 Elect Frank E. Collins Mgmt For For For
1.4 Elect Thomas P. Mac Mahon Mgmt For For For
1.5 Elect Marjorie W. Dorr Mgmt For For For
1.6 Elect Thomas P. Gerrity Mgmt For For For
1.7 Elect Robert A. Oakley Mgmt For For For
1.8 Elect Geoffrey G. Meyers Mgmt For For For
1.9 Elect Patrick G. LePore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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PIEDMONT OFFICE REALTY TRUST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDM CUSIP 720190206 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Wayne Woody Mgmt For For For
1.2 Elect Michael R. Buchanan Mgmt For For For
1.3 Elect Wesley E. Cantrell Mgmt For For For
1.4 Elect William H. Mgmt For For For
Keogler, Jr.
1.5 Elect Frank C. McDowell Mgmt For For For
1.6 Elect Donald A. Miller Mgmt For For For
1.7 Elect Raymond G. Milnes, Mgmt For For For
Jr.
1.8 Elect Donald S. Moss Mgmt For For For
1.9 Elect Jeffrey L. Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNFP CUSIP 72346Q104 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sue G. Atkinson Mgmt For Withhold Against
1.2 Elect Harold G. Bone Mgmt For For For
1.3 Elect Gregory L. Burns Mgmt For For For
1.4 Elect Gary L. Scott Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
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PIONEER ENERGY SERVICES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PES CUSIP 723664108 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John M. Rauh Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
|
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PIPER JAFFRAY COMPANIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PJC CUSIP 724078100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andrew S. Duff Mgmt For For For
1.2 Elect Michael R. Francis Mgmt For For For
1.3 Elect B. Kristine Johnson Mgmt For For For
1.4 Elect Addison L. Piper Mgmt For For For
1.5 Elect Lisa K. Polsky Mgmt For For For
1.6 Elect Philip E. Soran Mgmt For For For
1.7 Elect Michele Volpi Mgmt For For For
1.8 Elect Hope B. Woodhouse Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Long-Term Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLT CUSIP 727493108 08/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Marv Tseu Mgmt For For For
2 Elect Ken Kannappan Mgmt For For For
3 Elect Brian Dexheimer Mgmt For For For
4 Elect Robert Hagerty Mgmt For For For
5 Elect Greggory Hammann Mgmt For For For
6 Elect John Hart Mgmt For For For
7 Elect Marshall Mohr Mgmt For For For
8 Amendment to the 2003 Mgmt For For For
Stock Plan
9 Amendment to the 2002 Mgmt For For For
Employee Stock Purchase
Plan
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PLATINUM UNDERWRITERS HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTP CUSIP G7127P100 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dan R. Carmichael Mgmt For For For
1.2 Elect A. John Hass Mgmt For For For
1.3 Elect Antony P.D. Mgmt For For For
Lancaster
1.4 Elect Edmund R. Megna Mgmt For For For
1.5 Elect Michael D. Price Mgmt For For For
1.6 Elect Linda E Ransom Mgmt For For For
1.7 Elect James P. Slattery Mgmt For For For
1.8 Elect Christopher J. Mgmt For For For
Steffen
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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PNM RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNM CUSIP 69349H107 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Adelmo Archuleta Mgmt For For For
1.2 Elect Patricia Collawn Mgmt For For For
1.3 Elect Julie Dobson Mgmt For For For
1.4 Elect Alan Fohrer Mgmt For For For
1.5 Elect Robert Nordhaus Mgmt For For For
1.6 Elect Bonnie Reitz Mgmt For For For
1.7 Elect Donald Schwanz Mgmt For For For
1.8 Elect Bruce Wilkinson Mgmt For For For
1.9 Elect Joan Woodard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
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POLYCOM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLCM CUSIP 73172K104 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Andrew M. Miller Mgmt For For For
2 Elect Betsy S. Atkins Mgmt For For For
3 Elect David G. DeWalt Mgmt For For For
4 Elect John A. Kelley, Jr. Mgmt For For For
5 Elect D. Scott Mercer Mgmt For For For
6 Elect William A. Owens Mgmt For For For
7 Elect Kevin T. Parker Mgmt For For For
8 Amendment to the 2011 Mgmt For Against Against
Equity Incentive Plan
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
POR CUSIP 736508847 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John W. Ballantine Mgmt For For For
1.2 Elect Rodney L. Brown, Mgmt For For For
Jr.
1.3 Elect Jack E. Davis Mgmt For For For
1.4 Elect David A. Dietzler Mgmt For For For
1.5 Elect Kirby A. Dyess Mgmt For For For
1.6 Elect Mark B. Ganz Mgmt For For For
1.7 Elect Corbin A. McNeill, Mgmt For For For
Jr.
1.8 Elect Neil J. Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James J. Piro Mgmt For For For
1.11 Elect Robert T.F. Reid Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2006 Mgmt For For For
Stock Incentive Plan
4 2008 Annual Cash Mgmt For For For
Incentive Master Plan
for Executive Officers
5 Ratification of Auditor Mgmt For For For
|
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PRIVATEBANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PVTB CUSIP 742962103 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Robert F. Coleman Mgmt For For For
2.2 Elect James M. Guyette Mgmt For For For
2.3 Elect Collin E. Roche Mgmt For For For
2.4 Elect William R. Rybak Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRA CUSIP 74267C106 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William J. Listwan Mgmt For For For
1.2 Elect John J. McMahon, Mgmt For For For
Jr.
1.3 Elect William S. Starnes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2014 Annual Incentive Mgmt For For For
Plan
4 2014 Equity Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
PROCERA NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PKT CUSIP 74269U203 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Scott McClendon Mgmt For For For
1.2 Elect James F. Brear Mgmt For For For
1.3 Elect Staffan Hillberg Mgmt For For For
1.4 Elect Alan B. Lefkof Mgmt For For For
1.5 Elect Mary Losty Mgmt For For For
1.6 Elect Thomas Saponas Mgmt For For For
1.7 Elect William H. Slavin Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
5 Reincorporation from Mgmt For Against Against
Nevada to Delaware
-----------------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRO CUSIP 74346Y103 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andres D. Reiner Mgmt For For For
1.2 Elect Ronald F. Mgmt For For For
Woestemeyer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Employee Stock Purchase Mgmt For For For
Plan
|
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PROTECTIVE LIFE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PL CUSIP 743674103 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert O. Burton Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect Thomas L. Hamby Mgmt For For For
4 Elect John D. Johns Mgmt For For For
5 Elect Vanessa Leonard Mgmt For For For
6 Elect Charles D. McCrary Mgmt For Against Against
7 Elect John J. McMahon, Mgmt For For For
Jr.
8 Elect Hans Hugh Miller Mgmt For For For
9 Elect Malcolm Portera Mgmt For For For
10 Elect C. Dowd Ritter Mgmt For Against Against
11 Elect Jesse J. Spikes Mgmt For For For
12 Elect William A. Terry Mgmt For For For
13 Elect W. Michael Warren, Mgmt For For For
Jr.
14 Elect Vanessa Wilson Mgmt For For For
15 Amendment to the Stock Mgmt For Against Against
Plan for Non-Employee
Directors
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PROTO LABS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRLB CUSIP 743713109 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lawrence J. Lukis Mgmt For For For
1.2 Elect Bradley A. Mgmt For For For
Cleveland
1.3 Elect Matthew Blodgett Mgmt For For For
1.4 Elect Rainer Gawlick Mgmt For For For
1.5 Elect John B. Goodman Mgmt For For For
1.6 Elect Douglas W. Kohrs Mgmt For For For
1.7 Elect Margaret A. Loftus Mgmt For For For
1.8 Elect Brian K. Smith Mgmt For For For
1.9 Elect Sven A. Wehrwein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFS CUSIP 74386T105 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas W. Berry Mgmt For For For
1.2 Elect Frank L. Fekete Mgmt For For For
1.3 Elect Matthew K. Harding Mgmt For For For
1.4 Elect Thomas B. Hogan, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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QLIK TECHNOLOGIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QLIK CUSIP 74733T105 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Gavin, Jr. Mgmt For For For
1.2 Elect Alexander Ott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QSII CUSIP 747582104 08/16/2012 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ahmed Hussein Mgmt N/A TNA N/A
1.2 Elect Murray Brennan Mgmt N/A TNA N/A
1.3 Elect Patrick Cline Mgmt N/A TNA N/A
1.4 Elect John J. Mueller Mgmt N/A TNA N/A
1.5 Elect John McDuffie Mgmt N/A TNA N/A
1.6 Elect Thomas DiBenedetto Mgmt N/A TNA N/A
1.7 Elect Ian Gordon Mgmt N/A TNA N/A
2 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
3 Ratification of Auditor Mgmt N/A TNA N/A
-----------------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QSII CUSIP 747582104 08/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Craig Barbarosh Mgmt For For For
1.2 Elect George Bristol Mgmt For For For
1.3 Elect Mark Davis Mgmt For For For
1.4 Elect Russell Pflueger Mgmt For For For
1.5 Elect Steven Plochocki Mgmt For For For
1.6 Elect Sheldon Razin Mgmt For For For
1.7 Elect Lance Rosenzweig Mgmt For For For
1.8 Elect Maureen Spivak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PWR CUSIP 74762E102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James R. Ball Mgmt For Against Against
2 Elect John Michal Conaway Mgmt For For For
3 Elect Vincent D. Foster Mgmt For For For
4 Elect Bernard Fried Mgmt For For For
5 Elect Louis C. Golm Mgmt For For For
6 Elect Worthing F. Jackman Mgmt For For For
7 Elect James F. O'Neil III Mgmt For For For
8 Elect Bruce E. Ranck Mgmt For For For
9 Elect Margaret B. Shannon Mgmt For For For
10 Elect Pat Wood, III Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
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R.G. BARRY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFZ CUSIP 068798107 11/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Nicholas DiPaolo Mgmt For For For
1.2 Elect Janice Page Mgmt For For For
1.3 Elect Harvey Weinberg Mgmt For For For
1.4 Elect Greg Tunney Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAVN CUSIP 754212108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jason M. Andringa Mgmt For For For
1.2 Elect Thomas S. Everist Mgmt For For For
1.3 Elect Mark E. Griffin Mgmt For For For
1.4 Elect Kevin T. Kirby Mgmt For Withhold Against
1.5 Elect Marc E. LeBaron Mgmt For For For
1.6 Elect Cynthia H. Milligan Mgmt For For For
1.7 Elect Daniel A. Rykhus Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RJF CUSIP 754730109 02/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Shelley Broader Mgmt For For For
2 Elect Francis Godbold Mgmt For For For
3 Elect H. William Mgmt For For For
Habermeyer, Jr.
4 Elect Chet Helck Mgmt For For For
5 Elect Thomas James Mgmt For For For
6 Elect Gordon Johnson Mgmt For For For
7 Elect Paul Reilly Mgmt For For For
8 Elect Robert Saltzman Mgmt For For For
9 Elect Hardwick Simmons Mgmt For For For
10 Elect Susan Story Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
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REALNETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNWK CUSIP 75605L708 10/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Cunningham IV Mgmt For For For
1.2 Elect Robert Glaser Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRGB CUSIP 75689M101 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert B. Aiken Mgmt For Against Against
2 Elect Lloyd L. Hill Mgmt For For For
3 Elect Richard J. Howell Mgmt For For For
4 Elect Glenn B. Kaufman Mgmt For For For
5 Elect Stuart I. Oran Mgmt For For For
6 Elect James T. Rothe Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RGS CUSIP 758932107 10/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel Beltzman Mgmt For For For
1.2 Elect Joseph Conner Mgmt For For For
1.3 Elect James Fogarty Mgmt For For For
1.4 Elect Daniel Hanrahan Mgmt For For For
1.5 Elect Michael Merriman, Mgmt For For For
Jr.
1.6 Elect Jeffrey Smith Mgmt For For For
1.7 Elect Stephen Watson Mgmt For For For
1.8 Elect David Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNST CUSIP 75970E107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John M. Creekmore Mgmt For Withhold Against
1.2 Elect Jill V. Deer Mgmt For For For
1.3 Elect Neal A. Holland, Mgmt For For For
Jr.
1.4 Elect E. Robinson McGraw Mgmt For For For
1.5 Elect Theodore S. Moll Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
|
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RENASANT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNST CUSIP 75970E107 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
-----------------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RECN CUSIP 76122Q105 10/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Susan Crawford Mgmt For For For
1.2 Elect Donald Murray Mgmt For For For
1.3 Elect A. Robert Pisano Mgmt For For For
1.4 Elect Michael Wargotz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
REVLON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REV CUSIP 761525609 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald O. Perelman Mgmt For For For
1.2 Elect Alan S. Bernikow Mgmt For For For
1.3 Elect Alan T. Ennis Mgmt For For For
1.4 Elect Meyer Feldberg Mgmt For For For
1.5 Elect David L. Kennedy Mgmt For For For
1.6 Elect Debra L. Lee Mgmt For For For
1.7 Elect Tamara Mellon Mgmt For For For
1.8 Elect Barry F. Schwartz Mgmt For For For
1.9 Elect Kathi P. Seifert Mgmt For For For
1.10 Elect Viet D. Dinh Mgmt For For For
1.11 Elect Cecilia Kurzman Mgmt For For For
1.12 Elect Diana F. Cantor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REX CUSIP 761624105 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stuart A. Rose Mgmt For For For
2 Elect Lawrence Tomchin Mgmt For For For
3 Elect Robert Davidoff Mgmt For Against Against
4 Elect Edward M. Kress Mgmt For For For
5 Elect Charles A. Elcan Mgmt For For For
6 Elect David S. Harris Mgmt For Against Against
7 Elect Mervyn L. Alphonso Mgmt For For For
8 Elect Lee Fisher Mgmt For Against Against
|
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RIMAGE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIMG CUSIP 766721104 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sherman L. Black Mgmt For For For
1.2 Elect Lawrence M. Mgmt For For For
Benveniste
1.3 Elect Thomas F. Madison Mgmt For For For
1.4 Elect Kimberly K. Nelson Mgmt For For For
1.5 Elect Robert F. Olson Mgmt For For For
1.6 Elect Justin A Orlando Mgmt For For For
1.7 Elect Steven M. Quist Mgmt For For For
1.8 Elect James L. Reissner Mgmt For For For
2 Option Exchange Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBA CUSIP 767744105 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Board Size Mgmt For For For
2.1 Elect Robert W. Murdoch Mgmt For For For
2.2 Elect Peter J. Blake Mgmt For For For
2.3 Elect Eric Patel Mgmt For Withhold Against
2.4 Elect Beverley A. Briscoe Mgmt For For For
2.5 Elect Edward B. Pitoniak Mgmt For For For
2.6 Elect Christopher Mgmt For For For
Zimmerman
2.7 Elect Robert Elton Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
4 Renewal of Shareholder Mgmt For For For
Rights Plan
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RITE AID CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAD CUSIP 767754104 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John T. Standley Mgmt For For For
2 Elect Joseph B. Mgmt For For For
Anderson, Jr.
3 Elect Bruce G. Bodaken Mgmt For For For
4 Elect Francois J. Coutu Mgmt For For For
5 Elect David R. Jessick Mgmt For For For
6 Elect Michael N. Regan Mgmt For For For
7 Elect Marcy Syms Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Independence
|
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RLJ LODGING TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RLJ CUSIP 74965L101 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert Johnson Mgmt For For For
2 Elect Thomas Baltimore Mgmt For For For
Jr.
3 Elect Evan Bayh Mgmt For For For
4 Elect Nathaniel Davis Mgmt For For For
5 Elect Robert La Forgia Mgmt For For For
6 Elect Glenda McNeal Mgmt For For For
7 Elect Joseph Ryan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ROADRUNNER TRANSPORTATION SYSTEMS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRTS CUSIP 76973Q105 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark A. DiBlasi Mgmt For For For
1.2 Elect Scott D. Rued Mgmt For For For
1.3 Elect John G. Kennedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ROLLINS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROL CUSIP 775711104 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Bill J. Dismuke Mgmt For For For
1.2 Elect Thomas J. Lawley Mgmt For For For
1.3 Elect John F. Wilson Mgmt For For For
2 Approval of Mgmt For For For
Performance-Based
Incentive Cash
Compensation Plan for
Executives
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
ROSETTA STONE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RST CUSIP 777780107 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Phillip A. Clough Mgmt For For For
1.2 Elect Stephen M. Swad Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of Material Mgmt For For For
Terms under the 2009
Omnibus Incentive Plan
4 Amendment to the 2009 Mgmt For Against Against
Omnibus Incentive Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
|
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ROWAN COMPANIES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDC CUSIP G7665A101 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William T. Fox III Mgmt For For For
2 Elect Sir Graham Hearne Mgmt For For For
3 Elect Henry E. Lentz Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
5 Ratification of Mgmt For Against Against
Statutory Auditor
6 Ratification of Mgmt For Against Against
Statutory Auditors' Fees
7 2013 Incentive Plan Mgmt For For For
8 U.K. Remuneration Report Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDC CUSIP G7665A101 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas Hix Mgmt For For For
2 Elect Suzanne Nimocks Mgmt For For For
3 Elect P. Dexter Peacock Mgmt For Against Against
4 Ratification of Auditor Mgmt For Against Against
5 Election of Statutory Mgmt For Against Against
Auditors
6 Ratification of Mgmt For Against Against
Statutory Auditors' Fees
7 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
RTI BIOLOGICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTIX CUSIP 74975N105 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Julianne Bowler Mgmt For For For
1.2 Elect Roy D. Mgmt For For For
Crowninshield
1.3 Elect Brian K. Hutchison Mgmt For For For
2 Repeal of Classified Mgmt For For For
Board
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
RTI INTERNATIONAL METALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTI CUSIP 74973W107 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel I. Booker Mgmt For For For
1.2 Elect Ronald L. Gallatin Mgmt For For For
1.3 Elect Robert M. Hernandez Mgmt For For For
1.4 Elect Dawne S. Hickton Mgmt For For For
1.5 Elect Edith E. Holiday Mgmt For For For
1.6 Elect Jerry Howard Mgmt For For For
1.7 Elect Rokus L. van Iperen Mgmt For For For
1.8 Elect Mario Longhi Mgmt For For For
1.9 Elect Bryan T. Moss Mgmt For For For
1.10 Elect James A. Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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RUBICON TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBCN CUSIP 78112T107 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Don N. Aquilano Mgmt For Withhold Against
1.2 Elect Donald R. Caldwell Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
RUBY TUESDAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RT CUSIP 781182100 10/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect F. Lane Cardwell, Mgmt For For For
Jr.
2 Elect Kevin Clayton Mgmt For For For
3 Elect Jeffrey O'Neill Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
S&T BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STBA CUSIP 783859101 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Todd D. Brice Mgmt For For For
1.2 Elect John J. Delaney Mgmt For Withhold Against
1.3 Elect Michael J. Donnelly Mgmt For Withhold Against
1.4 Elect William J. Gatti Mgmt For For For
1.5 Elect Jeffrey D. Grube Mgmt For For For
1.6 Elect Frank W. Jones Mgmt For For For
1.7 Elect Joseph A. Kirk Mgmt For For For
1.8 Elect David L. Krieger Mgmt For For For
1.9 Elect James C. Miller Mgmt For For For
1.10 Elect Fred J. Morelli, Mgmt For For For
Jr.
1.11 Elect Frank J. Palermo, Mgmt For For For
Jr.
1.12 Elect Charles A. Mgmt For Withhold Against
Spadafora
1.13 Elect Christine J. Mgmt For Withhold Against
Toretti
1.14 Elect Charles G. Urtin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
S.Y. BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYBT CUSIP 785060104 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Fix Board Size at Twelve Mgmt For Against Against
2.1 Elect Charles R. Mgmt For For For
Edinger, III
2.2 Elect David P. Heintzman Mgmt For For For
2.3 Elect Carl G. Herde Mgmt For For For
2.4 Elect James A. Hillebrand Mgmt For For For
2.5 Elect Richard A. Mgmt For For For
Lechleiter
2.6 Elect Bruce P. Madison Mgmt For For For
2.7 Elect Richard Northern Mgmt For For For
2.8 Elect Stephen M. Priebe Mgmt For For For
2.9 Elect Nicholas X. Simon Mgmt For For For
2.10 Elect Norman Tasman Mgmt For For For
2.11 Elect Kathy C. Thompson Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Annual Cash Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
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SAFEGUARD SCIENTIFICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SFE CUSIP 786449207 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Julie A. Dobson Mgmt For For For
1.2 Elect Keith B. Jarrett Mgmt For For For
1.3 Elect Andrew E. Lietz Mgmt For For For
1.4 Elect George MacKenzie Mgmt For For For
1.5 Elect George D. Mgmt For For For
McClelland
1.6 Elect Jack L. Messman Mgmt For For For
1.7 Elect John J. Roberts Mgmt For For For
1.8 Elect Robert J. Rosenthal Mgmt For For For
1.9 Elect Stephen T. Zarrilli Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAFT CUSIP 78648T100 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Frederic H. Mgmt For Withhold Against
Lindeberg
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SAIA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAIA CUSIP 78709Y105 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John J. Holland Mgmt For For For
2 Elect Richard D. O'Dell Mgmt For For For
3 Elect Douglas W. Rockel Mgmt For For For
4 Amendment to the 2011 Mgmt For For For
Omnibus Incentive Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBH CUSIP 79546E104 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christian Brickman Mgmt For For For
1.2 Elect Marshall Eisenberg Mgmt For For For
1.3 Elect John Miller Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of the
Board
|
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SANDY SPRING BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SASR CUSIP 800363103 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ralph F. Boyd, Jr. Mgmt For For For
1.2 Elect Robert E. Henel, Mgmt For For For
Jr.
1.3 Elect Gary G. Nakamoto Mgmt For For For
1.4 Elect Dennis A. Starliper Mgmt For For For
1.5 Elect Mei Xu Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SAPIENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAPE CUSIP 803062108 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James M. Benson Mgmt For For For
2 Elect Hermann Buerger Mgmt For For For
3 Elect Jerry A. Greenberg Mgmt For For For
4 Elect Alan J. Herrick Mgmt For For For
5 Elect J. Stuart Moore Mgmt For For For
6 Elect Robert L. Rosen Mgmt For For For
7 Elect Eva M. Sage-Gavin Mgmt For For For
8 Elect Ashok Shah Mgmt For For For
9 Elect Vijay Singal Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCBT CUSIP 78401V102 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jimmy E. Addison Mgmt For Withhold Against
1.2 Elect Robert H. Demere, Mgmt For For For
Jr.
1.3 Elect Robert R. Horger Mgmt For For For
1.4 Elect Harry M. Mims, Jr. Mgmt For For For
1.5 Elect John C. Pollok Mgmt For Withhold Against
1.6 Elect James W. Roquemore Mgmt For For For
1.7 Elect John W. Mgmt For For For
Williamson, III
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SCBT FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCBT CUSIP 78401V102 11/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHN CUSIP 806882106 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Furman Mgmt For Withhold Against
1.2 Elect William Larsson Mgmt For Withhold Against
1.3 Elect David Jahnke Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCHL CUSIP 807066105 09/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Barge Mgmt For For For
1.2 Elect Marianne Caponnetto Mgmt For For For
1.3 Elect John McDonald Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SCIQUEST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SQI CUSIP 80908T101 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect L. Steven Nelson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Employee Stock Purchase Mgmt For For For
Plan
4 2013 Stock Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEAC CUSIP 811699107 07/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raghu Rau Mgmt For For For
1.2 Elect Carmine Vona Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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SELECTIVE INSURANCE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIGI CUSIP 816300107 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Paul D. Bauer Mgmt For For For
2 Elect Annabelle G. Bexiga Mgmt For For For
3 Elect A. David Brown Mgmt For For For
4 Elect John C. Burville Mgmt For For For
5 Elect Joan M. Mgmt For For For
Lamm-Tennant
6 Elect Michael J. Mgmt For For For
Morrissey
7 Elect Gregory E. Murphy Mgmt For For For
8 Elect Cynthia S. Mgmt For For For
Nicholson
9 Elect Ronald L. O'Kelley Mgmt For For For
10 Elect William M. Rue Mgmt For Against Against
11 Elect J. Brian Thebault Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SENECA FOODS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SENEA CUSIP 817070105 08/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Arthur Baer Mgmt For For For
1.2 Elect Kraig Kayser Mgmt For For For
1.3 Elect Thomas Paulson Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SXT CUSIP 81725T100 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Hank Brown Mgmt For For For
1.2 Elect Edward H. Cichurski Mgmt For For For
1.3 Elect Fergus M. Mgmt For For For
Clydesdale
1.4 Elect James A.D. Croft Mgmt For For For
1.5 Elect William V. Hickey Mgmt For For For
1.6 Elect Kenneth P. Manning Mgmt For For For
1.7 Elect Paul Manning Mgmt For For For
1.8 Elect Elaine R. Wedral Mgmt For For For
1.9 Elect Essie Whitelaw Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2007 Mgmt For For For
Stock Plan
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCVL CUSIP 824889109 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Clifton E. Sifford Mgmt For For For
1.2 Elect James A. Aschleman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
|
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SHORETEL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHOR CUSIP 825211105 11/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary Daichendt Mgmt For For For
1.2 Elect Michael Gregoire Mgmt For For For
1.3 Elect Charles Kissner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SIGMA DESIGNS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIGM CUSIP 826565103 08/07/2012 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thinh Tran Mgmt For TNA N/A
1.2 Elect William Almon Mgmt For TNA N/A
1.3 Elect Julien Nguyen Mgmt For TNA N/A
1.4 Elect Lung Tsai Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SIGMA DESIGNS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIGM CUSIP 826565103 08/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark Bonney Mgmt N/A For N/A
1.2 Elect Mark Fitzgerald Mgmt N/A Withhold N/A
1.3 Elect Eric Singer Mgmt N/A For N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A For N/A
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBNY CUSIP 82669G104 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Judith Huntington Mgmt For For For
1.2 Elect Michael V. Mgmt For For For
Pappagallo
1.3 Elect John Tamberlane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Long-Term Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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SILICON GRAPHICS INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGI CUSIP 82706L108 12/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jorge Titinger Mgmt For For For
1.2 Elect Michael Hagee Mgmt For For For
1.3 Elect Charles Boesenberg Mgmt For For For
1.4 Elect Gary Griffiths Mgmt For For For
1.5 Elect Hagi Schwartz Mgmt For For For
1.6 Elect Ronald Verdoorn Mgmt For For For
1.7 Elect Douglas King Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIMG CUSIP 82705T102 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Masood Jabbar Mgmt For For For
1.2 Elect John Hodge Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSD CUSIP 829073105 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James S. Andrasick Mgmt For For For
1.2 Elect Gary M. Cusumano Mgmt For For For
1.3 Elect Peter N. Louras, Mgmt For For For
Jr.
2 Re-Approval of the Mgmt For For For
Executive Officer Cash
Profit Sharing Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Voting for Director
Elections
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Sustainability
Report
-----------------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKX CUSIP 830566105 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael Greenberg Mgmt For For For
1.2 Elect David Weinberg Mgmt For Withhold Against
1.3 Elect Jeffrey Greenberg Mgmt For For For
2 Approval of the 2007 Mgmt For For For
Incentive Award Plan
|
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SKYWEST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKYW CUSIP 830879102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jerry C. Atkin Mgmt For For For
2 Elect J. Ralph Atkin Mgmt For For For
3 Elect Margaret S. Billson Mgmt For For For
4 Elect Henry J. Eyring Mgmt For For For
5 Elect Robert G. Sarver Mgmt For For For
6 Elect Steven F. Mgmt For For For
Udvar-Hazy
7 Elect James L. Welch Mgmt For For For
8 Elect W. Steve Albrecht Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWKS CUSIP 83088M102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David J. McLachlan Mgmt For For For
1.2 Elect David J. Aldrich Mgmt For For For
1.3 Elect Kevin L. Beebe Mgmt For For For
1.4 Elect Timothy R. Furey Mgmt For For For
1.5 Elect Balakrishnan S. Mgmt For Withhold Against
Iyer
1.6 Elect Thomas C. Leonard Mgmt For For For
1.7 Elect David P. McGlade Mgmt For For For
1.8 Elect Robert A. Mgmt For For For
Schriesheim
2 Amendment to the 2005 Mgmt For For For
Long-Term Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SMITH & WESSON HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWHC CUSIP 831756101 10/01/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Barry Monheit Mgmt For For For
1.2 Elect Robert Scott Mgmt For For For
1.3 Elect Michael Golden Mgmt For For For
1.4 Elect Robert Brust Mgmt For For For
1.5 Elect P. James Debney Mgmt For For For
1.6 Elect John Furman Mgmt For For For
1.7 Elect Mitchell Saltz Mgmt For For For
1.8 Elect I. Marie Wadecki Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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SMITH MICRO SOFTWARE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMSI CUSIP 832154108 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Samuel Gulko Mgmt For For For
1.2 Elect Andrew Arno Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SODASTREAM INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SODA CUSIP M9068E105 12/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 CEO Salary and Fringe Mgmt For For For
Benefits
2 CEO 2011 Bonus Mgmt For For For
3 CEO 2012 Bonus Mgmt For For For
4 CEO 2013 Bonus Plan Mgmt For Against Against
5 CEO Long Term Incentive Mgmt For For For
Plan
6 Amendment to the 2010 Mgmt For For For
Employee Share Option
Plan
7 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
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SOLTA MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLTM CUSIP 83438K103 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen J. Fanning Mgmt For For For
2 Elect Harold L. Covert Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Increase of Authorized Mgmt For For For
Common Stock
6 Reverse Stock Split Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SONIC CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SONC CUSIP 835451105 01/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect J. Clifford Hudson Mgmt For For For
1.2 Elect Federico Pena Mgmt For For For
1.3 Elect Robert Rosenberg Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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SOTHEBY'S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BID CUSIP 835898107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John Angelo Mgmt For For For
2 Elect Steven Dodge Mgmt For For For
3 Elect The Duke of Mgmt For Against Against
Devonshire
4 Elect Daniel Meyer Mgmt For For For
5 Elect Allen Questrom Mgmt For For For
6 Elect William Ruprecht Mgmt For For For
7 Elect Marsha Simms Mgmt For For For
8 Elect Michael Sovern Mgmt For For For
9 Elect Robert Taubman Mgmt For For For
10 Elect Diana Taylor Mgmt For For For
11 Elect Dennis Weibling Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Mgmt For For For
Restricted Stock Unit
Plan
14 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIRE CUSIP 83616T108 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John C. Becker Mgmt For For For
1.2 Elect Kevin M. Klausmeyer Mgmt For For For
1.3 Elect Arnold L. Punaro Mgmt For For For
2 Executive Annual Mgmt For For For
Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUV CUSIP 844741108 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David W. Biegler Mgmt For For For
2 Elect J. Veronica Biggins Mgmt For For For
3 Elect Douglas H. Brooks Mgmt For For For
4 Elect William H. Mgmt For For For
Cunningham
5 Elect John G. Denison Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect Nancy B. Loeffler Mgmt For For For
8 Elect John T. Montford Mgmt For For For
9 Elect Thomas M. Nealon Mgmt For For For
10 Elect Daniel D. Mgmt For For For
Villanueva
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 1991 Mgmt For For For
Employee Stock Purchase
Plan
13 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SPANSION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CODE CUSIP 84649R200 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Raymond Bingham Mgmt For For For
2 Elect John H. Kispert Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Ratification of Auditor Mgmt For For For
|
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SPARTAN MOTORS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPAR CUSIP 846819100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald Harbour Mgmt For For For
1.2 Elect Richard F. Dauch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SPARTAN STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPTN CUSIP 846822104 08/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect M. Shan Atkins Mgmt For For For
1.2 Elect Wendy Beck Mgmt For For For
1.3 Elect Frank Gambino Mgmt For For For
1.4 Elect Yvonne Jackson Mgmt For For For
1.5 Elect Elizabeth Nickels Mgmt For For For
1.6 Elect Timothy O'Donovan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRK CUSIP 847788106 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect O. Bruton Smith Mgmt For For For
1.2 Elect Robert L. Rewey Mgmt For For For
2 Approval of the 2013 Mgmt For For For
Stock Incentive Plan
3 Ratification of Auditor Mgmt For For For
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SPS COMMERCE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPSC CUSIP 78463M107 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Archie C. Black Mgmt For For For
1.2 Elect Bradley A. Mgmt For For For
Cleveland
1.3 Elect Michael B. Gorman Mgmt For For For
1.4 Elect Martin J. Leestma Mgmt For For For
1.5 Elect Philip E. Soran Mgmt For For For
1.6 Elect George H. Spencer, Mgmt For For For
III
1.7 Elect Sven A. Wehrwein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
|
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STAGE STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSI CUSIP 85254C305 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alan J. Barocas Mgmt For For For
2 Elect Diane M. Ellis Mgmt For For For
3 Elect Michael L. Glazer Mgmt For For For
4 Elect Gabrielle E. Greene Mgmt For For For
5 Elect Earl J. Mgmt For For For
Hesterberg, Jr.
6 Elect Lisa R. Kranc Mgmt For For For
7 Elect William J. Mgmt For For For
Montgoris
8 Elect C. Clayton Reasor Mgmt For For For
9 Elect David Y. Schwartz Mgmt For For For
10 Elect Ralph P. Scozzafava Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
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STAMPS.COM INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STMP CUSIP 852857200 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mohan P. Ananda Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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STANDARD MOTOR PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMP CUSIP 853666105 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Pamela Forbes Mgmt For For For
Lieberman
1.2 Elect Joseph W. McDonnell Mgmt For For For
1.3 Elect Alisa C. Norris Mgmt For For For
1.4 Elect Arthur S. Sills Mgmt For For For
1.5 Elect Lawrence I. Sills Mgmt For For For
1.6 Elect Peter J. Sills Mgmt For For For
1.7 Elect Frederick D. Mgmt For For For
Sturdivant
1.8 Elect William H. Turner Mgmt For For For
1.9 Elect Richard S. Ward Mgmt For For For
1.10 Elect Roger M. Widmann Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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STATE BANK FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STBZ CUSIP 856190103 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James R. Balkcom, Mgmt For For For
Jr.
2 Elect Kelly H. Barrett Mgmt For For For
3 Elect Archie L. Mgmt For For For
Bransford, Jr.
4 Elect Kim M. Childers Mgmt For For For
5 Elect Joseph W. Evans Mgmt For For For
6 Elect Virginia A. Hepner Mgmt For For For
7 Elect John D. Houser Mgmt For For For
8 Elect Robert H. McMahon Mgmt For For For
9 Elect J. Daniel Speight Mgmt For For For
10 Elect J. Thomas Wiley, Mgmt For For For
Jr.
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
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STEC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STEC CUSIP 784774101 06/27/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Rajat Bahri Mgmt For TNA N/A
1.2 F. Michael Ball Mgmt For TNA N/A
1.3 Alan E. Baratz, Ph.D. Mgmt For TNA N/A
1.4 Christopher W. Colpitts Mgmt For TNA N/A
1.5 Kevin C. Daly, Ph.D. Mgmt For TNA N/A
1.6 Manouch Moshayedi Mgmt For TNA N/A
1.7 Mark Moshayedi Mgmt For TNA N/A
1.8 Matthew L. Witte Mgmt For TNA N/A
2 To Approve An Amendment Mgmt For TNA N/A
To Stec S Bylaws To
Increase The Minimum
And Maximum Size Of
Our Board Of
Directors.
3 To Approve The Stec, Mgmt For TNA N/A
Inc. 2013 Executive Cash
Incentive Plan.
4 To Approve On An Mgmt For TNA N/A
Advisory Basis The
Compensation Of Our
Named Executive Officers
(The Say-On-Pay Vote).
5 To Ratify The Selection Mgmt For TNA N/A
Of Ernst & Young Llp By
The Audit Committee As
Our Independent
Registered Public
Accounting Firm For The
Fiscal Year Ending
December 31, 2013.
|
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STEC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STEC CUSIP 784774101 06/27/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Adam Leventhal Mgmt N/A TNA N/A
1.2 Clark Masters Mgmt N/A TNA N/A
1.3 Eric Singer Mgmt N/A TNA N/A
1.4 Mgt Nom Rajat Bahri Mgmt N/A TNA N/A
1.5 Mgt Nom F. Michael Ball Mgmt N/A TNA N/A
1.6 Mgt Nom A.E.Baratz,Ph.D Mgmt N/A TNA N/A
1.7 Mgt Nom C. W. Colpitts Mgmt N/A TNA N/A
1.8 Mgt Nom K. C. Daly,Ph.D Mgmt N/A TNA N/A
2 To Approve An Amendment Mgmt N/A TNA N/A
To Stec S Bylaws To
Increase The Minimum
And Maximum Size Of
Our Board Of
Directors.
3 To Approve The Stec, Mgmt N/A TNA N/A
Inc. 2013 Executive Cash
Incentive Plan.
4 To Approve On An Mgmt N/A TNA N/A
Advisory Basis The
Compensation Of Our
Named Executive Officers
(The Say-On-Pay Vote).
5 To Ratify The Selection Mgmt N/A TNA N/A
Of Ernst & Young Llp By
The Audit Committee As
Our Independent
Registered Public
Accounting Firm For The
Fiscal Year Ending
December 31, 2013.
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STEELCASE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCS CUSIP 858155203 07/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Crawford Mgmt For Withhold Against
1.2 Elect R. David Hoover Mgmt For For For
1.3 Elect Elizabeth Long Mgmt For For For
1.4 Elect Robert Pew III Mgmt For For For
1.5 Elect P. Craig Welch, Jr. Mgmt For For For
2 Amendment to the Mgmt For For For
Management Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
STEIN MART, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMRT CUSIP 858375108 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jay Stein Mgmt For For For
1.2 Elect John H. Williams, Mgmt For For For
Jr.
1.3 Elect Ralph Alexander Mgmt For Withhold Against
1.4 Elect Alvin R. Carpenter Mgmt For For For
1.5 Elect Irwin Cohen Mgmt For Withhold Against
1.6 Elect Susan Falk Mgmt For Withhold Against
1.7 Elect Linda M. Farthing Mgmt For Withhold Against
1.8 Elect Mitchell W. Legler Mgmt For Withhold Against
1.9 Elect Richard L. Sisisky Mgmt For For For
1.10 Elect Martin E. Stein, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For Against Against
|
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STEINWAY MUSICAL INSTRUMENTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVB CUSIP 858495104 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward Kim Mgmt For Withhold Against
1.2 Elect Jong Kim Mgmt For Withhold Against
1.3 Elect Joon Kim Mgmt For For For
1.4 Elect Kyle Kirkland Mgmt For Withhold Against
1.5 Elect Thomas Kurrer Mgmt For Withhold Against
1.6 Elect Don Kwon Mgmt For Withhold Against
1.7 Elect David Lockwood Mgmt For Withhold Against
1.8 Elect Dana Messina Mgmt For Withhold Against
1.9 Elect John Stoner, Jr. Mgmt For Withhold Against
1.10 Elect Michael Sweeney Mgmt For Withhold Against
1.11 Elect Gregory Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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STELLARONE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STEL CUSIP 85856G100 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lee S. Baker Mgmt For For For
1.2 Elect O. R. Barham, Jr. Mgmt For For For
1.3 Elect Glen C. Combs Mgmt For For For
1.4 Elect Beverley E. Dalton Mgmt For For For
1.5 Elect Gregory L. Fisher Mgmt For For For
1.6 Elect Christopher M. Mgmt For For For
Hallberg
1.7 Elect Jan S. Hoover Mgmt For Withhold Against
1.8 Elect Steven D. Irvin Mgmt For For For
1.9 Elect Alan W. Myers Mgmt For For For
1.10 Elect H. Wayne Parrish Mgmt For For For
1.11 Elect Raymond D. Smoot, Mgmt For For For
Jr.
1.12 Elect Charles W. Steger Mgmt For For For
1.13 Elect Keith L. Wampler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STE CUSIP 859152100 07/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Breeden Mgmt For For For
1.2 Elect Cynthia Feldmann Mgmt For For For
1.3 Elect Jacqueline Kosecoff Mgmt For For For
1.4 Elect David Lewis Mgmt For For For
1.5 Elect Kevin McMullen Mgmt For For For
1.6 Elect Walter Rosebrough, Mgmt For For For
Jr.
1.7 Elect Mohsen Sohi Mgmt For For For
1.8 Elect John Wareham Mgmt For For For
1.9 Elect Loyal Wilson Mgmt For For For
1.10 Elect Michael Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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STERLING CONSTRUCTION COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STRL CUSIP 859241101 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Maarten D. Hemsley Mgmt For For For
2 Elect Peter E MacKenna Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHOO CUSIP 556269108 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward R. Rosenfeld Mgmt For For For
1.2 Elect John L. Madden Mgmt For Withhold Against
1.3 Elect Peter Migliorini Mgmt For Withhold Against
1.4 Elect Richard P. Randall Mgmt For For For
1.5 Elect Ravi Sachdev Mgmt For For For
1.6 Elect Thomas H. Schwartz Mgmt For Withhold Against
2 Increase of Authorized Mgmt For For For
Common Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STC CUSIP 860372101 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Catherine A. Allen Mgmt For For For
1.2 Elect Robert L. Clarke Mgmt For For For
1.3 Elect E. Douglas Hodo Mgmt For For For
1.4 Elect Laurie C. Moore Mgmt For For For
1.5 Elect W. Arthur Porter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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STIFEL FINANCIAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SF CUSIP 860630102 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael W. Brown Mgmt For For For
1.2 Elect John P. Dubinsky Mgmt For For For
1.3 Elect Robert E. Grady Mgmt For Withhold Against
1.4 Elect Thomas B. Michaud Mgmt For Withhold Against
1.5 Elect James M. Oates Mgmt For Withhold Against
1.6 Elect Ben A. Plotkin Mgmt For For For
1.7 Elect Michael J. Mgmt For For For
Zimmerman
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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STILLWATER MINING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWC CUSIP 86074Q102 05/02/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Craig L. Fuller Mgmt For TNA N/A
1.2 Elect Patrick M. James Mgmt For TNA N/A
1.3 Elect Steven S. Lucas Mgmt For TNA N/A
1.4 Elect Michael S. Parrett Mgmt For TNA N/A
1.5 Elect Francis R. Mgmt For TNA N/A
McAllister
1.6 Elect Sheryl K. Pressler Mgmt For TNA N/A
1.7 Elect Gary A. Sugar Mgmt For TNA N/A
1.8 Elect George M. Bee Mgmt For TNA N/A
2 Ratification of Auditor Mgmt For TNA N/A
3 Advisory Vote on Mgmt For TNA N/A
Executive Compensation
4 Shareholder Proposal ShrHoldr Against TNA N/A
Requiring Supermajority
Board Approval for
Certain Actions
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STILLWATER MINING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWC CUSIP 86074Q102 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Election of Directors Mgmt N/A Withhold N/A
1.2 Elect Charles Engles Mgmt N/A For N/A
1.3 Elect Seth Gardner Mgmt N/A Withhold N/A
1.4 Elect Michael McMullen Mgmt N/A For N/A
1.5 Elect Michael McNamara Mgmt N/A Withhold N/A
1.6 Elect Patrice Merrin Mgmt N/A Withhold N/A
1.7 Elect Brian Schweitzer Mgmt N/A For N/A
1.8 Elect Gregory Taxin Mgmt N/A Withhold N/A
2 Ratification of Auditor Mgmt N/A For N/A
3 Advisory Vote on Mgmt N/A Against N/A
Executive Compensation
4 Shareholder Proposal Mgmt N/A Against N/A
Requiring Supermajority
Board Approval for
Certain Actions
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STONERIDGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRI CUSIP 86183P102 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John C. Corey Mgmt For For For
1.2 Elect Jeffrey P. Draime Mgmt For For For
1.3 Elect Douglas C. Jacobs Mgmt For For For
1.4 Elect Ira C. Kaplan Mgmt For For For
1.5 Elect Kim Korth Mgmt For For For
1.6 Elect William M. Lasky Mgmt For For For
1.7 Elect George S. Mayes, Mgmt For For For
Jr.
1.8 Elect Paul J. Schlather Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amendment to the Mgmt For Against Against
Long-Term Incentive Plan
5 Amendment to the Mgmt For Against Against
Directors' Restricted
Shares Plan
|
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STRATASYS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSYS CUSIP 862685104 09/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger with Objet Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
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STRATASYS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSYS CUSIP M85548101 02/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Election of External Mgmt For For For
Directors and
Ratification of
Compensation (Slate)
2 Appoint S. Scott Crump Mgmt For For For
as Chief Innovation
Officer
3 Amendment to the 2012 Mgmt For For For
Omnibus Equity Incentive
Plan
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STRATASYS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSYS CUSIP M85548101 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Change in Board Size Mgmt For For For
2 Elect Ziva Patir as Mgmt For For For
Unclassified Director
and Approval of Terms of
Compensation
3 Mr. Edward J. Fierko's Mgmt For For For
Terms of Compensation
4 Mr. John J. McEleney Mgmt For For For
Terms of Compensation
5 Mr. Clifford H. Mgmt For For For
Schwieter Terms of
Compensation
6 Options to Purchase Mgmt For For For
Shares
7 CEO Bonus Mgmt For For For
8 Increase Liability Mgmt For For For
Insurance Coverage
9 Increase in Authorized Mgmt For For For
Capital
10 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
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SUMMER INFANT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SUMR CUSIP 865646103 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect Dan Almagor Mgmt For For For
2.2 Elect Carol E. Bramson Mgmt For For For
2.3 Elect Jason Macari Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
|
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SUMMIT HOTEL PROPERTIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INN CUSIP 866082100 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kerry W. Mgmt For For For
Boekelheide
1.2 Elect Daniel P. Hansen Mgmt For For For
1.3 Elect Bjorn R. L. Hanson Mgmt For For For
1.4 Elect David S. Kay Mgmt For For For
1.5 Elect Thomas W. Storey Mgmt For For For
1.6 Elect Wayne W. Wielgus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SUN HYDRAULICS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNHY CUSIP 866942105 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Marc Bertoneche Mgmt For For For
1.2 Elect Philippe Lemaitre Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPN CUSIP 868157108 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harold J. Bouillion Mgmt For For For
1.2 Elect Enoch L. Dawkins Mgmt For Withhold Against
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Ernest E. Howard, Mgmt For Withhold Against
III
1.7 Elect Peter D. Kinnear Mgmt For For For
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect W. Matt Ralls Mgmt For For For
1.10 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Stock Incentive Plan Mgmt For For For
4 2013 Employee Stock Mgmt For For For
Purchase Plan
5 Amendment to Remove the Mgmt For For For
Limitation of Non-U.S.
Citizen Stock Ownership
6 Ratification of Auditor Mgmt For For For
|
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SUPERVALU, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SVU CUSIP 868536103 07/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Donald Chappel Mgmt For For For
2 Elect Irwin Cohen Mgmt For For For
3 Elect Ronald Daly Mgmt For For For
4 Elect Susan Engel Mgmt For Against Against
5 Elect Philip Francis Mgmt For For For
6 Elect Edwin Gage Mgmt For For For
7 Elect Craig Herkert Mgmt For For For
8 Elect Steven Rogers Mgmt For For For
9 Elect Matthew Rubel Mgmt For For For
10 Elect Wayne Sales Mgmt For For For
11 Elect Kathi Seifert Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 2012 Stock Plan Mgmt For For For
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation Plan
16 Amendment to Mgmt For For For
Supermajority
Requirements for Certain
Corporate Transactions
17 Amendment to Mgmt For For For
Supermajority
Requirements for Setting
Board Size
18 Amendment to Authorized Mgmt For For For
Common Stock
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SVB FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIVB CUSIP 78486Q101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect C. Richard Kramlich Mgmt For For For
1.7 Elect Lata Krishnan Mgmt For For For
1.8 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.9 Elect Kate Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SXCI CUSIP 78505P100 07/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Amendment to the Long Mgmt For For For
Term Incentive Plan
3 Company Name Change Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
|
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SYCAMORE NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SCMR CUSIP 871206405 01/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Sale of Assets Mgmt For For For
2 Dissolution of the Mgmt For For For
Company
3 Advisory Vote on Golden Mgmt For For For
Parachutes
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SYMETRA FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYA CUSIP 87151Q106 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David T. Foy Mgmt For For For
1.2 Elect Lois W. Grady Mgmt For For For
1.3 Elect Thomas M. Marra Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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SYNCHRONOSS TECHNOLOGIES INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNCR CUSIP 87157B103 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles E. Hoffman Mgmt For For For
1.2 Elect James M. McCormick Mgmt For For For
1.3 Elect Donnie M. Moore Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Mgmt For For For
Equity Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
TARGACEPT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRGT CUSIP 87611R306 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles A. Blixt Mgmt For For For
1.2 Elect Alan W. Dunton Mgmt For For For
2 Amendment to the 2006 Mgmt For Against Against
Stock Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
|
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TAYLOR CAPITAL GROUP, INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TAYC CUSIP 876851106 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bruce W. Taylor Mgmt For For For
2 Elect Mark A. Hoppe Mgmt For For For
3 Elect Ronald L. Bliwas Mgmt For For For
4 Elect C. Bryan Daniels Mgmt For For For
5 Elect Ronald D. Emanuel Mgmt For For For
6 Elect M. Hill Hammock Mgmt For For For
7 Elect Elzie L. Mgmt For For For
Higginbottom
8 Elect Michael H. Moskow Mgmt For For For
9 Elect Louise O'Sullivan Mgmt For For For
10 Elect Shepherd G. Pryor Mgmt For For For
IV
11 Elect Harrison I. Steans Mgmt For For For
12 Elect Jennifer W. Steans Mgmt For Against Against
13 Elect Jeffrey W. Taylor Mgmt For For For
14 Elect Richard W. Tinberg Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Change in Board Size Mgmt For Against Against
19 2013 Success Plan Mgmt For For For
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TCP CAPITAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCPC CUSIP 87238Q103 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric J. Draut Mgmt For For For
1.2 Elect Franklin R. Johnson Mgmt For For For
1.3 Elect Peter E. Schwab Mgmt For For For
1.4 Elect Howard M. Levkowitz Mgmt For For For
1.5 Elect Rajneesh Vig Mgmt For For For
1.6 Elect Eric J. Draut Mgmt For For For
1.7 Elect Franklin R. Johnson Mgmt For For For
1.8 Elect Peter E. Schwab Mgmt For For For
1.9 Elect Howard M. Levkowitz Mgmt For For For
1.10 Elect Rajneesh Vig Mgmt For For For
2 Issuance of Common Stock Mgmt For For For
Below Net Asset Value
3 Issuance of Warrants, Mgmt For For For
Options or Rights
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TECHNE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TECH CUSIP 878377100 10/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Oland Mgmt For For For
1.2 Elect Roger Lucas Mgmt For For For
1.3 Elect Howard O'Connell Mgmt For For For
1.4 Elect Randolph Steer Mgmt For For For
1.5 Elect Robert Baumgartner Mgmt For For For
1.6 Elect Charles Dinarello Mgmt For For For
1.7 Elect Karen Holbrook Mgmt For For For
1.8 Elect John Higgins Mgmt For Withhold Against
1.9 Elect Roland Nusse Mgmt For Withhold Against
2 Set Board Size at Nine Mgmt For For For
Directors
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Ratification of Auditor Mgmt For For For
|
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TELECOMMUNICATION SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSYS CUSIP 87929J103 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Maurice B. Tose Mgmt For For For
1.2 Elect James M. Bethmann Mgmt For Withhold Against
1.3 Elect Richard A. Young Mgmt For For For
2 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
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TELENAV, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNAV CUSIP 879455103 11/27/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect HP Jin Mgmt For For For
1.2 Elect Joseph M. Zaelit Mgmt For For For
2 Re-approval of the Mgmt For For For
Performance Measures
Under the 2011 Plan
3 Section 162(m) Mgmt For For For
Performance Bonus Plan
4 Company Name Change Mgmt For For For
5 Ratification of Auditor Mgmt For For For
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TELEPHONE & DATA SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDS CUSIP 879433829 05/24/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dissident Nominee Mgmt N/A TNA N/A
Ryan J. Morris
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Amendment to the Mgmt N/A TNA N/A
Compensation Plan for
Non-Employee Directors
4 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
5 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding
Recapitalization
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TELEPHONE & DATA SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDS CUSIP 879433829 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Clarence A. Davis Mgmt For For For
1.2 Elect George W. Off Mgmt For For For
1.3 Elect Mitchell H. Saranow Mgmt For For For
1.4 Elect Gary L. Sugarman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Compensation Plan for
Non-Employee Directors
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
|
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TELLABS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLAB CUSIP 879664100 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alex Mashinsky Mgmt For For For
2 Elect Gregory Rossman Mgmt For For For
3 Elect Vincent Tobkin Mgmt For For For
4 Elect Mikel Williams Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Amendment to the 2004 Mgmt For For For
Incentive Compensation
Plan
8 Ratification of Auditor Mgmt For Against Against
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TERRENO REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRNO CUSIP 88146M101 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Blake Baird Mgmt For For For
1.2 Elect Michael A. Coke Mgmt For Withhold Against
1.3 Elect LeRoy E. Carlson Mgmt For For For
1.4 Elect Peter J. Merlone Mgmt For For For
1.5 Elect Douglas M. Pasquale Mgmt For For For
1.6 Elect Dennis Polk Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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TESCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TESO CUSIP 88157K101 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John U. Clarke Mgmt For For For
1.2 Elect Fred J. Dyment Mgmt For For For
1.3 Elect Gary L. Kott Mgmt For For For
1.4 Elect R. Vance Milligan Mgmt For For For
1.5 Elect Julio M. Quintana Mgmt For For For
1.6 Elect John T. Reynolds Mgmt For For For
1.7 Elect Norman W. Robertson Mgmt For For For
1.8 Elect Michael W. Mgmt For For For
Sutherlin
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
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TESORO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSO CUSIP 881609101 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For For For
4 Elect Steven H. Grapstein Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive Plan
13 Ratification of Auditor Mgmt For For For
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TESSERA TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSRA CUSIP 88164L100 06/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Tudor Brown Mgmt For For For
1.2 Elect John Chenault Mgmt For For For
1.3 Elect George J. J. Cwynar Mgmt For For For
1.4 Elect Peter A. Feld Mgmt For For For
1.5 Elect Richard S. Hill Mgmt For For For
1.6 Elect Thomas A. Lacey Mgmt For For For
1.7 Elect George A. Riedel Mgmt For For For
1.8 Elect Christopher A. Mgmt For For For
Seams
1.9 Elect Donald E. Stout Mgmt For For For
1.10 Elect Timothy J. Stultz Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the Mgmt For For For
Employee Stock Purchase
Plan
5 Amendment to the Mgmt For Abstain Against
International Employee
Stock Purchase Plan
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TETRA TECH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTEK CUSIP 88162G103 02/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dan L. Batrack Mgmt For For For
1.2 Elect Hugh M. Grant Mgmt For Withhold Against
1.3 Elect Patrick C. Haden Mgmt For Withhold Against
1.4 Elect J. Christopher Mgmt For For For
Lewis
1.5 Elect Albert E. Smith Mgmt For For For
1.6 Elect J. Kenneth Thompson Mgmt For For For
1.7 Elect Richard H. Truly Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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TETRA TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTI CUSIP 88162F105 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas R. Bates, Mgmt For For For
Jr.
1.2 Elect Stuart M. Brightman Mgmt For For For
1.3 Elect Paul D. Coombs Mgmt For For For
1.4 Elect Ralph S. Cunningham Mgmt For For For
1.5 Elect Tom H. Delimitros Mgmt For For For
1.6 Elect Geoffrey M. Hertel Mgmt For For For
1.7 Elect Kenneth P. Mitchell Mgmt For For For
1.8 Elect William D. Sullivan Mgmt For For For
1.9 Elect Kenneth E. White, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2011 Mgmt For For For
Long Term Incentive
Compensation Plan
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TEXAS CAPITAL BANCSHARES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCBI CUSIP 88224Q107 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George F. Jones, Mgmt For For For
Jr.
1.2 Elect Peter B. Bartholow Mgmt For Withhold Against
1.3 Elect James H. Browning Mgmt For Withhold Against
1.4 Elect Preston M. Geren, Mgmt For For For
III
1.5 Elect Frederick B. Hegi, Mgmt For For For
Jr.
1.6 Elect Larry L. Helm Mgmt For For For
1.7 Elect James R. Holland, Mgmt For For For
Jr.
1.8 Elect W. W. McAllister Mgmt For For For
III
1.9 Elect Elysia Holt Ragusa Mgmt For For For
1.10 Elect Steven P. Rosenberg Mgmt For For For
1.11 Elect Grant E. Sims Mgmt For For For
1.12 Elect Robert W. Stallings Mgmt For For For
1.13 Elect Dale W. Tremblay Mgmt For For For
1.14 Elect Ian J. Turpin Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABCO CUSIP 00762W107 09/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sanju Bansal Mgmt For For For
1.2 Elect Peter Grua Mgmt For For For
1.3 Elect Kelt Kindick Mgmt For For For
1.4 Elect Robert Musslewhite Mgmt For For For
1.5 Elect Mark Neaman Mgmt For For For
1.6 Elect Leon Shapiro Mgmt For For For
1.7 Elect Frank Williams Mgmt For For For
1.8 Elect LeAnne Zumwalt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Common Stock
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
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THE E.W. SCRIPPS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSP CUSIP 811054402 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Roger L. Ogden Mgmt For For For
1.2 Elect J. Marvin Quin Mgmt For Withhold Against
1.3 Elect Kim Williams Mgmt For For For
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THE FINISH LINE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FINL CUSIP 317923100 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Bill Kirkendall Mgmt For For For
1.2 Elect William Carmichael Mgmt For For For
1.3 Elect Richard Crystal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
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THE FIRST OF LONG ISLAND CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FLIC CUSIP 320734106 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Howard T. Hogan, Mgmt For For For
Jr.
1.2 Elect John T. Lane Mgmt For For For
1.3 Elect Milbrey R. Taylor Mgmt For For For
1.4 Elect Walter C. Teagle, Mgmt For For For
III
1.5 Elect Michael N. Vittorio Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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THE GREENBRIER COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GBX CUSIP 393657101 01/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Duane McDougall Mgmt For For For
1.2 Elect A. Daniel O'Neal, Mgmt For Withhold Against
Jr.
1.3 Elect Donald Washburn Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2010 Mgmt For Against Against
Stock Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
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THE PANTRY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PTRY CUSIP 698657103 03/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert F. Bernstock Mgmt For For For
1.2 Elect Paul L. Brunswick Mgmt For For For
1.3 Elect Wilfred A. Finnegan Mgmt For For For
1.4 Elect Dennis G. Hatchell Mgmt For For For
1.5 Elect Edwin J. Holman Mgmt For For For
1.6 Elect Terry L. McElroy Mgmt For For For
1.7 Elect Mark D. Miles Mgmt For For For
1.8 Elect Bryan E. Monkhouse Mgmt For For For
1.9 Elect Thomas M. Murnane Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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THE WET SEAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTSL CUSIP 961840105 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Dorrit M. Bern Mgmt For For For
2 Elect Kathy Bronstein Mgmt For For For
3 Elect Lynda J. Davey Mgmt For For For
4 Elect John Goodman Mgmt For For For
5 Elect Mindy C. Meads Mgmt For For For
6 Elect John S. Mills Mgmt For For For
7 Elect Kenneth M. Reiss Mgmt For For For
8 Advisory Vote on Mgmt For Against Against
Executive Compensation
9 Ratification of Auditor Mgmt For For For
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TMS INTERNATIONAL CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMS CUSIP 87261Q103 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John J. Connelly Mgmt For For For
1.2 Elect Joseph Curtin Mgmt For For For
1.3 Elect Timothy A.R. Mgmt For For For
Duncanson
1.4 Elect Raymond S. Kalouche Mgmt For For For
1.5 Elect Colin Osborne Mgmt For For For
1.6 Elect Herbert K. Parker Mgmt For For For
1.7 Elect Manish K. Mgmt For For For
Srivastava
1.8 Elect Patrick W. Tolbert Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the Long Mgmt For For For
Term Incentive Plan
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TNS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNS CUSIP 872960109 02/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition by Siris Mgmt For For For
Capital Group
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
|
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TOMPKINS FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMP CUSIP 890110109 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John E. Alexander Mgmt For For For
1.2 Elect Paul J. Battaglia Mgmt For For For
1.3 Elect James J. Byrnes Mgmt For For For
1.4 Elect Daniel J. Fessenden Mgmt For For For
1.5 Elect James W. Fulmer Mgmt For For For
1.6 Elect Reeder D. Gates Mgmt For For For
1.7 Elect James R. Hardie Mgmt For For For
1.8 Elect Carl E. Haynes Mgmt For For For
1.9 Elect Susan A. Henry Mgmt For For For
1.10 Elect Patricia A. Johnson Mgmt For For For
1.11 Elect Frank C. Milewski Mgmt For For For
1.12 Elect Sandra A. Parker Mgmt For For For
1.13 Elect Thomas R. Rochon Mgmt For For For
1.14 Elect Stephen S. Romaine Mgmt For For For
1.15 Elect Michael H. Spain Mgmt For For For
1.16 Elect William D. Spain, Mgmt For Withhold Against
Jr.
1.17 Elect Alfred J. Weber Mgmt For For For
1.18 Elect Craig Yunker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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TOWER GROUP INTERNATIONAL, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWGP CUSIP G8988C105 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charles A. Bryan Mgmt For For For
1.2 Elect Robert S. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Mgmt For For For
Material Terms of the
Short Term Performance
Incentive Plan
4 2013 Long-Term Incentive Mgmt For For For
Plan
5 Approval of the Material Mgmt For For For
Terms of the Company's
2013 Long-Term Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive Compensation
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TPC GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TPCG CUSIP 89236Y104 12/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
|
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TREEHOUSE FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THS CUSIP 89469A104 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect George V. Bayly Mgmt For For For
2 Elect Diana S. Ferguson Mgmt For For For
3 Elect Gary D. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
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TRICO BANCSHARES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCBK CUSIP 896095106 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William J. Casey Mgmt For Withhold Against
1.2 Elect Donald J. Amaral Mgmt For For For
1.3 Elect L. Gage Chrysler Mgmt For For For
III
1.4 Elect Craig S. Compton Mgmt For For For
1.5 Elect Cory W. Giese Mgmt For For For
1.6 Elect John S. A. Hasbrook Mgmt For For For
1.7 Elect Michael W. Koehnen Mgmt For For For
1.8 Elect Richard P. Smith Mgmt For For For
1.9 Elect W. Virginia Walker Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Equity Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
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TRIPLE-S MANAGEMENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GTS CUSIP 896749108 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Antonio F. Mgmt For For For
Faria-Soto
2 Elect Manuel Mgmt For For For
Figueroa-Collazo
3 Elect David H. Chafey, Mgmt For For For
Jr.
4 Elect Joseph A. Frick Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
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TRIUMPH GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGI CUSIP 896818101 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul Bourgon Mgmt For For For
1.2 Elect Elmer Doty Mgmt For For For
1.3 Elect Ralph Eberhart Mgmt For For For
1.4 Elect Jeffry Frisby Mgmt For For For
1.5 Elect Richard Gozon Mgmt For For For
1.6 Elect Richard Ill Mgmt For For For
1.7 Elect Adam Palmer Mgmt For For For
1.8 Elect Joseph Silvestri Mgmt For For For
1.9 Elect George Simpson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
|
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TRONOX LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TROX CUSIP Q9235V101 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Casey Mgmt For For For
1.2 Elect Andrew P. Hines Mgmt For For For
1.3 Elect Wayne A. Hinman Mgmt For For For
1.4 Elect Ilan Kaufthal Mgmt For For For
1.5 Elect Jeffry N. Quinn Mgmt For For For
1.6 Elect Peter Johnston Mgmt For For For
2 Annual Performance Bonus Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
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TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP G9108L108 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Consent United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Create Mgmt For Against Against
Preferred Shares
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TSAKOS ENERGY NAVIGATION LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TNP CUSIP G9108L108 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael G. Jolliffe Mgmt For For For
1.2 Elect Francis T. Mgmt For For For
Nusspickel
1.3 Elect Takis Arapoglou Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
4 Remuneration of Directors Mgmt For For For
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TTM TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TTMI CUSIP 87305R109 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James K. Bass Mgmt For For For
1.2 Elect Thomas T. Edman Mgmt For For For
1.3 Elect Tom Tang Chung Yen Mgmt For For For
1.4 Elect Dov S. Zakheim Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
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TUTOR PERINI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TPC CUSIP 901109108 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald N. Tutor Mgmt For For For
1.2 Elect Marilyn A. Mgmt For For For
Alexander
1.3 Elect Peter Arkley Mgmt For Withhold Against
1.4 Elect Robert Band Mgmt For For For
1.5 Elect Michael R. Klein Mgmt For Withhold Against
1.6 Elect Martin R. Melone Mgmt For For For
1.7 Elect Robert L. Miller Mgmt For For For
1.8 Elect Raymond R. Oneglia Mgmt For For For
1.9 Elect Donald D. Snyder Mgmt For Withhold Against
1.10 Elect Dickran M. Mgmt For For For
Tevrizian, Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
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TYLER TECHNOLOGIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYL CUSIP 902252105 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Donald R. Brattain Mgmt For For For
1.2 Elect J. Luther King, Jr. Mgmt For For For
1.3 Elect John S. Marr, Jr. Mgmt For For For
1.4 Elect G. Stuart Reeves Mgmt For For For
1.5 Elect Michael D. Richards Mgmt For For For
1.6 Elect Dustin R. Womble Mgmt For Withhold Against
1.7 Elect John M. Yeaman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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U.S. PHYSICAL THERAPY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USPH CUSIP 90337L108 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jerald L. Pullins Mgmt For For For
1.2 Elect Christopher J. Mgmt For For For
Reading
1.3 Elect Lawrance W. McAfee Mgmt For Withhold Against
1.4 Elect Daniel C. Arnold Mgmt For For For
1.5 Elect Mark J. Brookner Mgmt For For For
1.6 Elect Harry S. Chapman Mgmt For For For
1.7 Elect Bernard A. Harris, Mgmt For For For
Jr.
1.8 Elect Marlin W. Johnston Mgmt For For For
1.9 Elect Reginald E. Swanson Mgmt For For For
1.10 Elect Clayton K. Trier Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the Stock Mgmt For Against Against
Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
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UMB FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UMBF CUSIP 902788108 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Warner L. Baxter Mgmt For For For
1.2 Elect David R. Bradley, Mgmt For For For
Jr.
1.3 Elect Nancy K. Buese Mgmt For For For
1.4 Elect Peter J. deSilva Mgmt For For For
1.5 Elect Terrence P. Dunn Mgmt For For For
1.6 Elect Alexander C. Kemper Mgmt For Withhold Against
1.7 Elect J. Mariner Kemper Mgmt For For For
1.8 Elect Kris A. Robbins Mgmt For For For
1.9 Elect Thomas D. Sanders Mgmt For For For
1.10 Elect L. Joshua Sosland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For Against Against
Long-Term Incentive
Compensation Plan
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
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UNION FIRST MARKET BANKSHARES CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBSH CUSIP 90662P104 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect L. Bradford Mgmt For For For
Armstrong
1.2 Elect Daniel I. Hansen Mgmt For For For
1.3 Elect Ronald L. Hicks Mgmt For For For
1.4 Elect W. Tayloe Murphy, Mgmt For For For
Jr.
2 Elect Raymond L. Mgmt For For For
Slaughter
3 Elect Linda V. Schreiner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
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UNIT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNT CUSIP 909218109 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William B. Morgan Mgmt For For For
1.2 Elect John H. Williams Mgmt For For For
1.3 Elect Larry D. Pinkston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBNK CUSIP 91030T109 11/01/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
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UNITED FIRE GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UFCS CUSIP 910340108 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John-Paul E. Besong Mgmt For For For
1.2 Elect James W. Noyce Mgmt For For For
1.3 Elect Mary K. Quass Mgmt For For For
1.4 Elect John A. Rife Mgmt For For For
1.5 Elect Kyle D. Skogman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
UNITED ONLINE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNTD CUSIP 911268100 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Berglass Mgmt For Withhold Against
1.2 Elect Kenneth L. Coleman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2010 Mgmt For For For
Incentive Compensation
Plan
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
X CUSIP 912909108 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Dan O. Dinges Mgmt For Against Against
2 Elect John G. Drosdick Mgmt For Against Against
3 Elect John J. Engel Mgmt For Against Against
4 Elect Charles R. Lee Mgmt For Against Against
5 Elect Thomas W. LaSorda Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of the
Board
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UNITIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTL CUSIP 913259107 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lisa Crutchfield Mgmt For For For
1.2 Elect Edward F. Godfrey Mgmt For For For
1.3 Elect Eben S. Moulton Mgmt For For For
1.4 Elect David A. Whiteley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
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UNIVERSAL AMERICAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UAM CUSIP 91338E101 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard A. Barasch Mgmt For For For
2 Elect Sally W. Crawford Mgmt For Against Against
3 Elect Matthew W. Mgmt For For For
Etheridge
4 Elect Mark K. Gormley Mgmt For For For
5 Elect Mark M. Harmeling Mgmt For Against Against
6 Elect David S. Katz Mgmt For For For
7 Elect Linda H. Lamel Mgmt For For For
8 Elect Patrick J. Mgmt For For For
McLaughlin
9 Elect Richard C. Perry Mgmt For For For
10 Elect Thomas A. Scully Mgmt For For For
11 Elect Robert A. Spass Mgmt For For For
12 Elect Sean M. Traynor Mgmt For For For
13 Elect Christopher E. Mgmt For For For
Wolfe
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
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UNIVERSAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UVV CUSIP 913456109 08/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Diana Cantor Mgmt For For For
1.3 Elect Robert Sledd Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
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UNIVERSAL ELECTRONICS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UEIC CUSIP 913483103 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul D. Arling Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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UNIVERSAL FOREST PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UFPI CUSIP 913543104 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William G. Currie Mgmt For For For
1.2 Elect John M. Engler Mgmt For For For
1.3 Elect Bruce A. Merino Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation
Anti-Bias Policy
|
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UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USAP CUSIP 913837100 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christopher L Ayers Mgmt For For For
1.2 Elect Douglass M. Dunn Mgmt For For For
1.3 Elect M. David Kornblatt Mgmt For For For
1.4 Elect Dennis M. Oates Mgmt For For For
1.5 Elect Udi Toledano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase of Authorized Mgmt For For For
Common Stock
4 Ratification of Auditor Mgmt For For For
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UNS ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNS CUSIP 903119105 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul J. Bonavia Mgmt For For For
1.2 Elect Lawrence J. Aldrich Mgmt For For For
1.3 Elect Barbara M. Baumann Mgmt For For For
1.4 Elect Larry W. Bickle Mgmt For For For
1.5 Elect Robert A. Elliott Mgmt For For For
1.6 Elect Daniel W.L. Fessler Mgmt For For For
1.7 Elect Louise L. Mgmt For For For
Francesconi
1.8 Elect Ramiro G. Peru Mgmt For For For
1.9 Elect Gregory A. Mgmt For For For
Pivirotto
1.10 Elect Joaquin Ruiz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
URS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URS CUSIP 903236107 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mickey P. Foret Mgmt For For For
2 Elect William H. Frist Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Martin M. Koffel Mgmt For For For
6 Elect Timothy R. McLevish Mgmt For For For
7 Elect Joseph W. Ralston Mgmt For For For
8 Elect John D. Roach Mgmt For For For
9 Elect Douglas W. Stotlar Mgmt For For For
10 Elect William P. Sullivan Mgmt For For For
11 Amendment to the 2008 Mgmt For For For
Equity Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
|
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VANTAGE DRILLING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VTG CUSIP G93205113 03/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul A. Bragg Mgmt For For For
1.2 Elect Steven Bradshaw Mgmt For For For
1.3 Elect Jorge E. Estrada Mgmt For For For
1.4 Elect Robert F. Grantham Mgmt For For For
1.5 Elect Marcelo D. Mgmt For For For
Guiscardo
1.6 Elect Ong Tian Khiam Mgmt For For For
1.7 Elect Duke R. Ligon Mgmt For Withhold Against
1.8 Elect John C.G. O'Leary Mgmt For Withhold Against
1.9 Elect Steinar Thomassen Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Compensation Plan
3 Approve Executive Mgmt For For For
Officer Performance Goals
4 Appointment of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
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VIEWPOINT FINANCIAL GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPFG CUSIP 92672A101 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Bruce W. Hunt Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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VISHAY INTERTECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSH CUSIP 928298108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gerald Paul Mgmt For For For
1.2 Elect Frank Maier Mgmt For For For
1.3 Elect Timothy Talbert Mgmt For For For
1.4 Elect Thomas Wertheimer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Material Mgmt For For For
Terms Under the 2007
Stock Incentive Program
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VISTAPRINT N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VPRT CUSIP N93540107 03/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric C. Olsen Mgmt For For For
1.2 Elect Paolo De Cesare Mgmt For For For
|
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VOCERA COMMUNICATIONS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VCRA CUSIP 92857F107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jeffrey H. Mgmt For For For
Hillebrand
1.2 Elect Hany M. Nada Mgmt For For For
1.3 Elect Brent D. Lang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
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VONAGE HOLDINGS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VG CUSIP 92886T201 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael A. Krupka Mgmt For For For
1.2 Elect David C. Nagel Mgmt For For For
1.3 Elect Margaret M. Smyth Mgmt For For For
2 Elect Stephen Fisher Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2006 Mgmt For Against Against
Incentive Plan
5 Adoption of Tax Benefits Mgmt For For For
Preservation Plan
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VOXX INTERNATIONAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VOXX CUSIP 91829F104 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul Kreuch, Jr. Mgmt For For For
1.2 Elect Dennis McManus Mgmt For For For
1.3 Elect Peter Lesser Mgmt For For For
1.4 Elect John Shalam Mgmt For For For
1.5 Elect Patrick Lavelle Mgmt For For For
1.6 Elect Charles Stoehr Mgmt For Withhold Against
1.7 Elect Philip Christopher Mgmt For For For
1.8 Elect Ari Shalam Mgmt For For For
1.9 Elect Fred Klipsch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2012 Equity Incentive Mgmt For For For
Plan
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VSE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VSEC CUSIP 918284100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ralph E. Eberhart Mgmt For For For
1.2 Elect Maurice A. Gauthier Mgmt For For For
1.3 Elect Clifford M. Kendall Mgmt For For For
1.4 Elect Calvin S. Koonce Mgmt For For For
1.5 Elect James F. Lafond Mgmt For For For
1.6 Elect David M. Osnos Mgmt For Withhold Against
1.7 Elect Jack Stultz Mgmt For For For
1.8 Elect Bonnie K. Wachtel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
|
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W&T OFFSHORE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WTI CUSIP 92922P106 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Virginia Boulet Mgmt For For For
1.2 Elect Robert I. Israel Mgmt For For For
1.3 Elect Stuart B. Katz Mgmt For For For
1.4 Elect Tracy W. Krohn Mgmt For For For
1.5 Elect S. James Nelson, Mgmt For For For
Jr.
1.6 Elect B. Frank Stanley Mgmt For For For
2 Amendment to the Mgmt For For For
Incentive Compensation
Plan
3 Amendment to the Mgmt For For For
Material Terms of the
Performance Goals Under
the Incentive
Compensation Plan
4 Ratification of Auditor Mgmt For For For
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WASHINGTON BANKING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBCO CUSIP 937303105 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rhoda L. Altom Mgmt For For For
1.2 Elect Mark D. Crawford Mgmt For For For
1.3 Elect Deborah J. Gavin Mgmt For For For
1.4 Elect Jay T. Lien Mgmt For For For
1.5 Elect Gragg E. Miller Mgmt For For For
1.6 Elect Anthony B. Mgmt For For For
Pickering
1.7 Elect Robert T. Severns Mgmt For For For
1.8 Elect John L. Wagner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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WASHINGTON FEDERAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAFD CUSIP 938824109 01/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Kelley Mgmt For For For
1.2 Elect Barbara Smith Mgmt For For For
1.3 Elect David Grant Mgmt For For For
1.4 Elect Randall Talbot Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
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WASHINGTON POST COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPO CUSIP 939640108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Christopher C. Mgmt For For For
Davis
1.2 Elect Thomas S. Gayner Mgmt For Withhold Against
1.3 Elect Anne M. Mulcahy Mgmt For Withhold Against
1.4 Elect Larry D. Thompson Mgmt For For For
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WEBSTER FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBS CUSIP 947890109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joel S. Becker Mgmt For For For
2 Elect David A. Coulter Mgmt For For For
3 Elect Robert A. Mgmt For For For
Finkenzeller
4 Elect Laurence C. Morse Mgmt For For For
5 Elect Mark Pettie Mgmt For For For
6 Elect Charles W. Shivery Mgmt For For For
7 Elect James C. Smith Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Renewal of the Qualified Mgmt For For For
Performance-Based
Compensation Plan
10 Ratification of Auditor Mgmt For For For
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WEINGARTEN REALTY INVESTORS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRI CUSIP 948741103 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andrew M. Alexander Mgmt For For For
1.2 Elect Stanford Alexander Mgmt For For For
1.3 Elect Shelaghmichael Mgmt For For For
Brown
1.4 Elect James W. Crownover Mgmt For For For
1.5 Elect Robert J. Mgmt For For For
Cruikshank
1.6 Elect Melvin A. Dow Mgmt For For For
1.7 Elect Stephen A. Lasher Mgmt For For For
1.8 Elect Thomas L. Ryan Mgmt For For For
1.9 Elect Douglas W. Mgmt For For For
Schnitzer
1.10 Elect C. Park Shaper Mgmt For For For
1.11 Elect Marc J. Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WCG CUSIP 94946T106 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Carol J. Burt Mgmt For For For
2 Elect Roel C. Campos Mgmt For For For
3 Elect Alec Cunningham Mgmt For For For
4 Elect David J. Gallitano Mgmt For For For
5 Elect D. Robert Graham Mgmt For For For
6 Elect Kevin F. Hickey Mgmt For For For
7 Elect Christian P. Mgmt For For For
Michalik
8 Elect Glenn D. Steele, Mgmt For For For
Jr.
9 Elect William L. Trubeck Mgmt For For For
10 Elect Paul E. Weaver Mgmt For For For
11 2013 Incentive Mgmt For For For
Compensation Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
|
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WESCO AIRCRAFT HOLDINGS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAIR CUSIP 950814103 01/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul Fulchino Mgmt For For For
1.2 Elect Scott Kuechle Mgmt For For For
1.3 Elect Robert Paulson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
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WEST MARINE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMAR CUSIP 954235107 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Randolph K. Repass Mgmt For Withhold Against
1.2 Elect Matthew L. Hyde Mgmt For For For
1.3 Elect Dennis F. Madsen Mgmt For For For
1.4 Elect James F. Nordstrom Mgmt For For For
JR.
1.5 Elect Robert D. Olsen Mgmt For For For
1.6 Elect Barbara L. Rambo Mgmt For For For
1.7 Elect Alice M. Richter Mgmt For For For
1.8 Elect Christiana Shi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
-----------------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WST CUSIP 955306105 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark A. Buthman Mgmt For For For
1.2 Elect William F. Feehery Mgmt For For For
1.3 Elect Thomas W. Hofmann Mgmt For For For
1.4 Elect L. Robert Johnson Mgmt For For For
1.5 Elect Paula A. Johnson Mgmt For For For
1.6 Elect Douglas A. Michels Mgmt For For For
1.7 Elect Donald E. Morel Jr. Mgmt For For For
1.8 Elect John H. Weiland Mgmt For For For
1.9 Elect Anthony Welters Mgmt For For For
1.10 Elect Patrick J. Zenner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WABC CUSIP 957090103 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Etta Allen Mgmt For For For
1.2 Elect Louis E. Bartolini Mgmt For For For
1.3 Elect E. Joseph Bowler Mgmt For For For
1.4 Elect Arthur C. Latno, Mgmt For Withhold Against
Jr.
1.5 Elect Patrick D. Lynch Mgmt For For For
1.6 Elect Catherine Cope Mgmt For For For
MacMillan
1.7 Elect Ronald A. Nelson Mgmt For For For
1.8 Elect David L. Payne Mgmt For For For
1.9 Elect Edward B. Sylvester Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
WESTERN REFINING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WNR CUSIP 959319104 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William D. Sanders Mgmt For For For
1.2 Elect Ralph A. Schmidt Mgmt For For For
1.3 Elect Jeff A. Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAB CUSIP 929740108 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert J. Brooks Mgmt For For For
1.2 Elect William E. Kassling Mgmt For For For
1.3 Elect Albert J. Neupaver Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase of Authorized Mgmt For For For
Common Stock
4 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
WESTWOOD HOLDINGS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHG CUSIP 961765104 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Susan M. Byrne Mgmt For For For
1.2 Elect Brian O. Casey Mgmt For For For
1.3 Elect Richard M. Frank Mgmt For For For
1.4 Elect Robert D. McTeer Mgmt For For For
1.5 Elect Geoffrey R. Norman Mgmt For For For
1.6 Elect Martin J. Weiland Mgmt For For For
1.7 Elect Raymond E. Mgmt For For For
Wooldridge
2 Ratification of Auditor Mgmt For For For
3 Share Award Plan for Mgmt For For For
Service Provided in
Canada to Company
Subsidiaries
4 Amendment to the Stock Mgmt For Against Against
Incentive Plan
|
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WILSHIRE BANCORP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WIBC CUSIP 97186T108 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kyu-Hyun Kim Mgmt For For For
1.2 Elect Young Hi Pak Mgmt For For For
1.3 Elect Jae Whan Yoo Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------------
WINTHROP REALTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUR CUSIP 976391300 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael L. Ashner Mgmt For For For
1.2 Elect Arthur Blasberg, Mgmt For For For
Jr.
1.3 Elect Howard Goldberg Mgmt For For For
1.4 Elect Thomas F. Mgmt For For For
McWilliams
1.5 Elect Lee Seidler Mgmt For For For
1.6 Elect Carolyn Tiffany Mgmt For For For
1.7 Elect Steven Zalkind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Long Term Stock
Incentive Plan
-----------------------------------------------------------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INT CUSIP 981475106 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael J. Kasbar Mgmt For For For
1.2 Elect Paul H. Stebbins Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard A. Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect John L. Manley Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For Withhold Against
1.8 Elect Stephen K. Mgmt For For For
Roddenberry
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Reapproval of the 2008 Mgmt For For For
Executive Incentive Plan
|
-----------------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WSFS CUSIP 929328102 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eleuthere I. Du Mgmt For For For
Pont
1.2 Elect Calvert A. Morgan, Mgmt For For For
Jr.
1.3 Elect Marvin N. Mgmt For For For
Schoenhals
1.4 Elect David G. Turner Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 2013 Incentive Plan Mgmt For For For
4 Non-Plan Stock Option Mgmt For For For
Agreement for CEO
-----------------------------------------------------------------------------------------------------------------------------------
XYRATEX LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XRTX CUSIP G98268108 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Vadim Perelman Mgmt For For For
2 Elect Ernest J. Sampias Mgmt For Against Against
3 Elect Mike Windram Mgmt For Against Against
4 Appointment of Auditor Mgmt For For For
and Authority to Set Fees
-----------------------------------------------------------------------------------------------------------------------------------
ZAGG INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZAGG CUSIP 98884U108 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Randall L Hales Mgmt For For For
2 Elect Cheryl Larabee Mgmt For For For
3 Elect E. Todd Heiner Mgmt For For For
4 Elect Bradley J. Holiday Mgmt For For For
5 Elect Daniel R. Maurer Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2013 Equity Incentive Mgmt For Against Against
Award Plan
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
|
Registrant :
Fund Name : RIF Core Bond Fund
Date of fiscal year end: 06/30/2013
In all markets, for all statuses, for
Key-
------------------------------------------------------------------------------------------------------------------------
DYNEGY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DYN CUSIP 26817R108 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst
Mgmt
1.1 Elect Hillary E. Ackermann Mgmt For For For
1.2 Elect Paul M. Barbas Mgmt For For For
1.3 Elect Robert C. Flexon Mgmt For For For
1.4 Elect Richard Lee Kuersteiner Mgmt For For For
1.5 Elect Jeffrey S. Stein Mgmt For For For
1.6 Elect John R. Sult Mgmt For For For
1.7 Elect Pat Wood, III Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
|
Registrant :
Fund Name : RIF Global Real Estate Securities Fund
Date of fiscal year end: 06/30/2013
In all markets, for all statuses, for
Key-
------------------------------------------------------------------------------------------------------------------------
ACADIA REALTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKR CUSIP 004239109 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kenneth F. Bernstein Mgmt For For For
2 Elect Douglas Crocker, II Mgmt For For For
3 Elect Lorrence T. Kellar Mgmt For For For
4 Elect Wendy Luscombe Mgmt For Against Against
5 Elect William T. Spitz Mgmt For For For
6 Elect Lee S. Wielansky Mgmt For Against Against
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
3383 CINS G01198103 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHAN Cheuk Hung Mgmt For Against Against
6 Elect CHAN Cheuk Nam Mgmt For For For
7 Elect CHEUNG Wing Yui Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
12 Authority to Issue Mgmt For Against Against
Repurchase Shares
------------------------------------------------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
3383 CINS G01198103 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Provision of Indemnity to Mgmt For For For
Morgan Stanely
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE
EQUITIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARE CUSIP 015271109 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joel S. Marcus Mgmt For For For
1.2 Elect Richard Jennings Mgmt For Withhold Against
1.3 Elect John Atkins III Mgmt For For For
1.4 Elect Maria Freire Mgmt For For For
1.5 Elect Richard Klein Mgmt For For For
1.6 Elect James Richardson Mgmt For For For
1.7 Elect Martin Simonetti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
------------------------------------------------------------------------------------------------------------------------
ALLIED PROPERTIES REAL
ESTATE INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AP.UN CUSIP 019456102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gerald R. Connor Mgmt For For For
1.2 Elect Gordon R. Cunningham Mgmt For For For
1.3 Elect Michael R. Emory Mgmt For For For
1.4 Elect James Griffiths Mgmt For For For
1.5 Elect Ralph T. Neville Mgmt For For For
1.6 Elect Daniel F. Sullivan Mgmt For For For
1.7 Elect Leonard Peter Sharpe Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Amendments to the Mgmt For For For
Declaration of Trust
4 Unit Option Plan Renewal Mgmt For For For
5 Renewal of Shareholder Mgmt For For For
Rights Plan
------------------------------------------------------------------------------------------------------------------------
AMERICAN ASSETS TRUST
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAT CUSIP 024013104 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ernest S. Rady Mgmt For For For
1.2 Elect John W. Chamberlain Mgmt For For For
1.3 Elect Larry E. Finger Mgmt For For For
1.4 Elect Duane A. Nelles Mgmt For Withhold Against
1.5 Elect Thomas S. Olinger Mgmt For For For
1.6 Elect Robert S. Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
AMERICAN ASSETS TRUST,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAT CUSIP 024013104 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ernest Rady Mgmt For For For
1.2 Elect John Chamberlain Mgmt For For For
1.3 Elect Larry Finger Mgmt For For For
1.4 Elect Alan Gold Mgmt For For For
1.5 Elect Duane Nelles Mgmt For For For
1.6 Elect Thomas Olinger Mgmt For For For
1.7 Elect Robert Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Frequency of Advisory Vote Mgmt 1 Year 1 Year For
on Executive Compensation
------------------------------------------------------------------------------------------------------------------------
AMERICAN CAMPUS
COMMUNITIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACC CUSIP 024835100 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Bayless, Jr. Mgmt For For For
1.2 Elect R.D. Burck Mgmt For For For
1.3 Elect G. Steven Dawson Mgmt For For For
1.4 Elect Cydney Donnell Mgmt For For For
1.5 Elect Edward Lowenthal Mgmt For For For
1.6 Elect Oliver Luck Mgmt For For For
1.7 Elect Winston Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMT CUSIP 03027X100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Raymond P. Dolan Mgmt For For For
2 Elect Ronald M. Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Pamela D.A. Reeve Mgmt For For For
7 Elect David E. Sharbutt Mgmt For For For
8 Elect James D. Taiclet, Jr. Mgmt For For For
9 Elect Samme L. Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
12 Right to Call a Special Mgmt For For For
Meeting
|
------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND
MANAGEMENT COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIV CUSIP 03748R101 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James N. Bailey Mgmt For For For
2 Elect Terry Considine Mgmt For For For
3 Elect Thomas L. Keltner Mgmt For For For
4 Elect J. Landis Martin Mgmt For For For
5 Elect Robert A. Miller Mgmt For For For
6 Elect Kathleen M. Nelson Mgmt For For For
7 Elect Michael A. Stein Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
ASCENDAS REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
A17U CINS Y0205X103 06/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Units w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES,
INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVB CUSIP 053484101 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Glyn F. Aeppel Mgmt For For For
1.2 Elect Alan B. Buckelew Mgmt For For For
1.3 Elect Bruce A. Choate Mgmt For For For
1.4 Elect John J. Healy, Jr. Mgmt For For For
1.5 Elect Timothy J. Naughton Mgmt For For For
1.6 Elect Lance R. Primis Mgmt For For For
1.7 Elect Peter S. Rummell Mgmt For For For
1.8 Elect H. Jay Sarles Mgmt For For For
1.9 Elect W. Edward Walter Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Increase of Authorized Mgmt For For For
Common Stock
------------------------------------------------------------------------------------------------------------------------
BENI STABILI S.P.A. SIIQ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNS CINS T19807139 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of Losses
3 List presented by Fonciere Mgmt For Against Against
Des Regions
4 Directors' Fees Mgmt For Against Against
5 Remuneration Report Mgmt For Against Against
|
------------------------------------------------------------------------------------------------------------------------
BENI STABILI S.P.A. SIIQ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNS CINS T19807139 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger by Incorporation of Mgmt For For For
Sagittario S.p.A.
3 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
------------------------------------------------------------------------------------------------------------------------
BIG YELLOW GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BYG CINS G1093E108 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Philip Burks Mgmt For Against Against
5 Elect Tim Clark Mgmt For For For
6 Elect James Gibson Mgmt For For For
7 Elect Steve Johnson Mgmt For For For
8 Elect Adrian Lee Mgmt For For For
9 Elect Mark Richardson Mgmt For For For
10 Elect John Trotman Mgmt For For For
11 Elect Nicholas Vetch Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Mgmt For For For
Fees
14 Amendment to the Long Term Mgmt For For For
Bonus Performance Plan
15 Approval of Loans to Mgmt For For For
Facilitate LTBPP
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
------------------------------------------------------------------------------------------------------------------------
BIOMED REALTY TRUST, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMR CUSIP 09063H107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alan D. Gold Mgmt For For For
1.2 Elect Daniel M. Bradbury Mgmt For For For
1.3 Elect Barbara R. Cambon Mgmt For For For
1.4 Elect Edward A. Dennis Mgmt For For For
1.5 Elect Richard I. Gilchrist Mgmt For For For
1.6 Elect Gary A. Kreitzer Mgmt For For For
1.7 Elect Theodore D. Roth Mgmt For For For
1.8 Elect M. Faye Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Amendment to the 2004 Mgmt For For For
Incentive Award Plan
|
------------------------------------------------------------------------------------------------------------------------
BOARDWALK REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEI.UN CUSIP 096631106 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Board Size Mgmt For Against Against
2.1 Elect James R. Dewald Mgmt For For For
2.2 Elect Gary M. Goodman Mgmt For For For
2.3 Elect Arthur L. Havener, Jr. Mgmt For For For
2.4 Elect Sam Kolias Mgmt For For For
2.5 Elect Samantha Kolias Mgmt For For For
2.6 Elect Al W. Mawani Mgmt For For For
2.7 Elect Andrea Mary Stephen Mgmt For For For
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
4 Re-approval of the Deferred Mgmt For For For
Unit Plan
------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BXP CUSIP 101121101 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Zoe Baird Budinger Mgmt For Against Against
2 Elect Carol B. Einiger Mgmt For For For
3 Elect Jacob A. Frenkel Mgmt For For For
4 Elect Joel I. Klein Mgmt For For For
5 Elect Douglas T. Linde Mgmt For For For
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Alan J. Patricof Mgmt For For For
8 Elect Owen D. Thomas Mgmt For For For
9 Elect Martin Turchin Mgmt For For For
10 Elect David A. Twardock Mgmt For For For
11 Elect Mortimer B. Zuckerman Mgmt For For For
12 Advisory Vote on Executive Mgmt For Against Against
Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDN CUSIP 105368203 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect M. Walter D'Alessio Mgmt For For For
1.2 Elect Anthony A. Nichols, Sr. Mgmt For For For
1.3 Elect Gerard H. Sweeney Mgmt For For For
1.4 Elect Wyche Fowler Mgmt For For For
1.5 Elect Michael J. Joyce Mgmt For For For
1.6 Elect Charles P. Pizzi Mgmt For For For
1.7 Elect James C. Diggs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
BRE PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRE CUSIP 05564E106 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Irving F. Lyons III Mgmt For For For
1.2 Elect Paula F. Downey Mgmt For For For
1.3 Elect Christopher J. McGurk Mgmt For For For
1.4 Elect Matthew T. Medeiros Mgmt For For For
1.5 Elect Constance B. Moore Mgmt For For For
1.6 Elect Jeanne R. Myerson Mgmt For For For
1.7 Elect Jeffrey T. Pero Mgmt For For For
1.8 Elect Thomas E. Robinson Mgmt For For For
1.9 Elect Dennis E. Singleton Mgmt For For For
1.10 Elect Thomas P. Sullivan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Amendment to the 1999 Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
BRITISH LAND COMPANY PLC
(THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLND CINS G15540118 07/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Aubrey Adams Mgmt For For For
4 Elect Lucinda Bell Mgmt For For For
5 Elect Simon Borrows Mgmt For For For
6 Elect Christopher Mgmt For For For
Gibson-Smith
7 Elect John Gildersleeve Mgmt For For For
8 Elect Chris Grigg Mgmt For For For
9 Elect Dido Harding Mgmt For For For
10 Elect William Jackson Mgmt For For For
11 Elect Charles Maudsley Mgmt For For For
12 Elect Richard Pym Mgmt For For For
13 Elect Tim Roberts Mgmt For For For
14 Elect Stephen Smith Mgmt For For For
15 Elect Lord Andrew Turnbull Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Mgmt For For For
Fees
18 Authorisation of Political Mgmt For For For
Donations
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Authority to Repurchase Mgmt For For For
Shares
27 Non-Voting Agenda Item N/A N/A N/A N/A
28 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
|
------------------------------------------------------------------------------------------------------------------------
BROOKFIELD OFFICE
PROPERTIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BPO CUSIP 112900105 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William T. Cahill Mgmt For For For
1.2 Elect Christie J.B. Clark Mgmt For For For
1.3 Elect Richard B. Clark Mgmt For For For
1.4 Elect Jack L. Cockwell Mgmt For For For
1.5 Elect Dennis H. Friedrich Mgmt For For For
1.6 Elect Michael Hegarty Mgmt For For For
1.7 Elect Brian W. Kingston Mgmt For For For
1.8 Elect Paul J Massey Jr. Mgmt For For For
1.9 Elect F. Allan McDonald Mgmt For For For
1.10 Elect Robert L. Stelzl Mgmt For For For
1.11 Elect John E. Zuccotti Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Amendment to the 1990 Share Mgmt For For For
Option Plan
5 New Share Option Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CALLOWAY REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWT CUSIP 131253205 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Board Size Mgmt For Against Against
2.1 Elect Huw Thomas Mgmt For Withhold Against
2.2 Elect Jamie M. McVicar Mgmt For Withhold Against
2.3 Elect Kevin B. Pshebniski Mgmt For Withhold Against
2.4 Elect Michael D. Young Mgmt For For For
2.5 Elect Garry Foster Mgmt For For For
3 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
4 Amendment to the Deferred Mgmt For For For
Unit Plan
------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPT CUSIP 133131102 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard J. Campo Mgmt For For For
1.2 Elect Scott S. Ingraham Mgmt For For For
1.3 Elect Lewis A. Levey Mgmt For For For
1.4 Elect William B. McGuire, Jr. Mgmt For For For
1.5 Elect William F. Paulsen Mgmt For For For
1.6 Elect D. Keith Oden Mgmt For For For
1.7 Elect F. Gardner Parker Mgmt For For For
1.8 Elect Frances Aldrich Mgmt For For For
Sevilla-Sacasa
1.9 Elect Steven A. Webster Mgmt For For For
1.10 Elect Kelvin R. Westbrook Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
CANADIAN APARTMENT
PROPERTIES REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAR.UN CUSIP 134921105 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harold Burke Mgmt For For For
1.2 Elect David J. Ehrlich Mgmt For For For
1.3 Elect Paul Harris Mgmt For For For
1.4 Elect Edwin F. Hawken Mgmt For For For
1.5 Elect Thomas Schwartz Mgmt For For For
1.6 Elect Michael Stein Mgmt For For For
1.7 Elect Stanley Swartzman Mgmt For For For
1.8 Elect Elaine Todres Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Reconfirmation of Mgmt For For For
Unitholders' Rights Plan
Agreement
4 Adoption of Advance Notice Mgmt For For For
Policy
5 Amendment to the Declaration Mgmt For For For
of Trust Regarding
Electronic Distribution of
Materials
------------------------------------------------------------------------------------------------------------------------
CANADIAN REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REF.UN CUSIP 13650J104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John A. Brough Mgmt For For For
1.2 Elect James D. Fisher Mgmt For For For
1.3 Elect Brian M. Flood Mgmt For For For
1.4 Elect Andrew L. Hoffman Mgmt For For For
1.5 Elect Stephen E. Johnson Mgmt For For For
1.6 Elect W. Reay Mackay Mgmt For For For
1.7 Elect Mary C. Ritchie Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
------------------------------------------------------------------------------------------------------------------------
CAPITAL & COUNTIES
PROPERTIES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAPC CINS G19406100 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ian C. Durant Mgmt For For For
4 Elect Ian D. Hawksworth Mgmt For For For
5 Elect Soumen Das Mgmt For For For
6 Elect Gary J. Yardley Mgmt For For For
7 Elect Graeme J. Gordon Mgmt For For For
8 Elect Ian J. Henderson Mgmt For For For
9 Elect Andrew J. Huntley Mgmt For For For
10 Elect Demetra Pinsent Mgmt For For For
11 Elect Henry E. Staunton Mgmt For For For
12 Elect Andrew D. Strang Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Auditor's Mgmt For For For
Fees
15 Directors' Remuneration Mgmt For For For
Report
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days.
|
------------------------------------------------------------------------------------------------------------------------
CAPITALAND LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C31 CINS Y10923103 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For Against Against
2 Allocation of Mgmt For Against Against
Profits/Dividends
3 Directors' Fees Mgmt For Against Against
4 Elect NG Kee Choe Mgmt For Against Against
5 Elect Peter Seah Lim Huat Mgmt For Against Against
6 Elect Amirsham bin A Aziz Mgmt For Against Against
7 Elect Stephen LEE Ching Yen Mgmt For Against Against
8 Elect LIM Ming Yan Mgmt For Against Against
9 Appointment of Auditor and Mgmt For Against Against
Authority to Set Fees
10 Authority to Issue Shares w/ Mgmt For Against Against
or w/o Preemptive Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Grant Awards Mgmt For Against Against
and Issue Shares under
Performance Share Plan and
Restricted Share Plan
15 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CAPITALAND LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C31 CINS Y10923103 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Repurchase Mgmt For For For
Shares
------------------------------------------------------------------------------------------------------------------------
CAPITAMALL TRUST
MANAGEMENT LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C38U CINS Y1100L160 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Units w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Amendments to Articles Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JS8 CINS Y1122V105 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' Fees Mgmt For For For
6 Elect Sunil Tissa Amarasuriya Mgmt For For For
7 Elect TAN Kong Yam Mgmt For For For
8 Elect LIM Ming Yan Mgmt For Against Against
9 Elect NG Kee Choe Mgmt For For For
10 Elect Bob TAN Beng Hai Mgmt For For For
11 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
12 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
13 Authority to Grant Awards Mgmt For Against Against
and Issue Shares under
Employee Incentive Plan
14 Authority to Issue Shares Mgmt For For For
under Scrip Dividend Plan
15 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JS8 CINS Y1122V105 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
Shares
4 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CASTELLUM AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAST CINS W2084X107 03/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board and Mgmt For For For
Management Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Nomination Committee Mgmt For Against Against
20 Compensation Guidelines Mgmt For For For
21 Executive Incentive Plan Mgmt For For For
22 Authority to Repurchase and Mgmt For For For
Reissue Shares
23 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
CBL & ASSOCIATES
PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CBL CUSIP 124830100 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen D. Lebovitz Mgmt For For For
1.2 Elect Thomas J. DeRosa Mgmt For For For
1.3 Elect Matthew S. Dominski Mgmt For For For
1.4 Elect Kathleen M. Nelson Mgmt For For For
1.5 Elect Winston W. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
CDL HOSPITALITY TRUSTS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
J85 CINS Y1233P104 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CENTRO RETAIL AUSTRALIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRF CINS Q2227T101 01/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Change in Company Name Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CENTRO RETAIL AUSTRALIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRF CINS Q2227T101 10/31/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Clive Appleton Mgmt For For For
3 Elect Robert Edgar Mgmt For For For
4 Elect Timothy Hammon Mgmt For For For
5 Elect Charles Macek Mgmt For For For
6 Re-elect Fraser MacKenzie Mgmt For For For
7 Elect Debra Stirling Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Equity Grant (MD/CEO Steven Mgmt For For For
Sewell)
|
------------------------------------------------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CQR CINS Q2308D108 10/22/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Alan Rattray-Wood Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CHARTWELL RETIREMENT
RESIDENCES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSH.UN CUSIP 16141A103 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lise Bastarache Mgmt For For For
2 Elect Sidney P.H. Robinson Mgmt For For For
3 Elect Huw Thomas Mgmt For Withhold Against
4 Elect Michael D. Harris Mgmt For Withhold Against
5 Elect Andre R. Kuzmicki Mgmt For For For
6 Elect Thomas Schwartz Mgmt For Withhold Against
7.1 Elect Lise Bastarache Mgmt For For For
7.2 Elect W. Brent Binions Mgmt For Withhold Against
7.3 Elect Michael D. Harris Mgmt For Withhold Against
7.4 Elect Andre R. Kuzmicki Mgmt For For For
7.5 Elect Sidney P.H. Robinson Mgmt For For For
7.6 Elect Sharon Sallows Mgmt For Withhold Against
7.7 Elect Thomas Schwartz Mgmt For Withhold Against
7.8 Elect Huw Thomas Mgmt For Withhold Against
8 Appointment of Auditor and Mgmt For For For
the Authority to Set Fees
9 Amendment to the Long Term Mgmt For Against Against
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS)
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0001 CINS Y13213106 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Kuoi Mgmt For Against Against
6 Elect Edmond IP Tak Chuen Mgmt For Against Against
7 Elect Justin CHIU Kwok Hung Mgmt For For For
8 Elect LEUNG Siu Hon Mgmt For For For
9 Elect Roland CHOW Kun Chee Mgmt For For For
10 Elect Charles LEE Yeh Kwong Mgmt For Against Against
11 Elect Anthony YEH Yuan Chang Mgmt For For For
12 Elect Rosanna WONG Yick Ming Mgmt For For For
13 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
14 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES LAND
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1109 CINS G2108Y105 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YAN Biao Mgmt For Against Against
6 Elect DING Jiemin Mgmt For Against Against
7 Elect WEI Bin Mgmt For Against Against
8 Elect HUANG Daoguo Mgmt For For For
9 Elect CHEN Ying Mgmt For Against Against
10 Elect Andrew Y. YAN Mgmt For Against Against
11 Elect Bosco HO Hin Ngai Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
16 Authority to Issue Mgmt For Against Against
Repurchased Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CITY DEVELOPMENTS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C09 CINS V23130111 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Philip YEO Liat Kok Mgmt For Against Against
5 Elect Eric CHAN Soon Hee Mgmt For For For
6 Elect KWEK Leng Beng Mgmt For Against Against
7 Elect CHEE Keng Soon Mgmt For Against Against
8 Elect FOO See Juan Mgmt For Against Against
9 Elect TANG See Chim Mgmt For For For
10 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
11 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Mgmt For For For
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Related Party Transactions Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
CITYCON OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTY1S CINS X1422T116 02/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
8 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CITYCON OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTY1S CINS X1422T116 03/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board and Mgmt For For For
Management Acts
12 Directors' Fees Mgmt For For For
13 Board Size Mgmt For For For
14 Election of Directors Mgmt For For For
15 Authority to Set Auditor's Mgmt For For For
Fees
16 Appointment of Auditor Mgmt For For For
17 Authority to Issue Shares Mgmt For For For
and Convertible Securities
w/ or w/o Preemptive Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
CITYCON OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTY1S CINS X1422T116 10/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Elect Yuval Yanai Mgmt For For For
8 Non-Voting Agenda Item N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLP CUSIP 195872106 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Carl Bailey Mgmt For For For
1.2 Elect Edwin Crawford Mgmt For For For
1.3 Elect M. Miller Gorrie Mgmt For Withhold Against
1.4 Elect William Johnson Mgmt For For For
1.5 Elect James Lowder Mgmt For For For
1.6 Elect Thomas Lowder Mgmt For For For
1.7 Elect Herbert Meisler Mgmt For For For
1.8 Elect Claude Nielsen Mgmt For For For
1.9 Elect Harold Ripps Mgmt For For For
1.10 Elect John Spiegel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWH CUSIP 203233101 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joseph L. Morea Mgmt For Against Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CONWERT IMMOBILIEN
INVEST SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CWI CINS A1359Y109 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Ratification of Supervisory Mgmt For For For
Board Acts
5 Ratification of Management Mgmt For For For
Board Acts
6 Appointment of Auditor Mgmt For Against Against
7 Amendments to Articles Mgmt For For For
8 Increase in Authorized Mgmt For For For
Capital
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Supervisory Board
Size
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Election of
Clemens Schneider
|
------------------------------------------------------------------------------------------------------------------------
CORIO N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CORA CINS N2273C104 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Scrip Dividend Mgmt For For For
4 Ratification of Management Mgmt For For For
Board Acts
5 Ratification of Supervisory Mgmt For For For
Board Acts
6 Elect Derk C. Doijer Mgmt For For For
7 Elect G.A. Beijer Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Change in
Structure Regime
10 Amendments to Articles Mgmt For For For
Regarding Shareholder
Approval of
Investments/Divestments
11 Amendments to Articles Mgmt For For For
Regarding Increase in
Authorized Share Capital
12 Amendment to Articles Mgmt For For For
Regarding Corporate Purpose
13 Amendments to Articles in Mgmt For For For
Accordance with Law
------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE
PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OFC CUSIP 22002T108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jay H. Shidler Mgmt For For For
2 Elect Clay W. Hamlin, III Mgmt For For For
3 Elect Thomas F. Brady Mgmt For For For
4 Elect Robert L. Denton Mgmt For For For
5 Elect Elizabeth A. Hight Mgmt For For For
6 Elect David M. Jacobstein Mgmt For For For
7 Elect Steven D. Kesler Mgmt For For For
8 Elect Richard Szafranski Mgmt For For For
9 Elect Roger A. Waesche, Jr. Mgmt For For For
10 Elect Kenneth D. Wethe Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS
COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2007 CINS G24524103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YEUNG Kwok Keung Mgmt For Against Against
6 Elect YANG Erzhu Mgmt For For For
7 Elect SU Rubo Mgmt For For For
8 Elect ZHANG Yaoyuan Mgmt For For For
9 Elect Joseph LAI Ming Mgmt For For For
10 Elect HUANG Hongyan Mgmt For For For
11 Elect HUANG Xiao Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
14 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For Against Against
Repurchased Shares
|
------------------------------------------------------------------------------------------------------------------------
CUBESMART
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CUBE CUSIP 229663109 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Diefenderfer Mgmt For For For
III
1.2 Elect Piero Bussani Mgmt For For For
1.3 Elect Dean Jernigan Mgmt For For For
1.4 Elect Marianne Keler Mgmt For For For
1.5 Elect Deborah Salzberg Mgmt For For For
1.6 Elect John Remondi Mgmt For For For
1.7 Elect Jeffrey Rogatz Mgmt For For For
1.8 Elect John Fain Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCT CUSIP 233153105 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas G. Wattles Mgmt For For For
2 Elect Philip L. Hawkins Mgmt For For For
3 Elect Marilyn A. Alexander Mgmt For For For
4 Elect Thomas F. August Mgmt For For For
5 Elect John S. Gates, Jr. Mgmt For For For
6 Elect Raymond B. Greer Mgmt For For For
7 Elect Tripp H. Hardin Mgmt For Against Against
8 Elect John C. O'Keeffe Mgmt For For For
9 Elect Bruce L. Warwick Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DDR CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DDR CUSIP 23317H102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Terrance R. Ahern Mgmt For For For
2 Elect James C. Boland Mgmt For For For
3 Elect Thomas Finne Mgmt For For For
4 Elect Robert H. Gidel Mgmt For For For
5 Elect Daniel B. Hurwitz Mgmt For For For
6 Elect Volker Kraft Mgmt For For For
7 Elect Rebecca L. Maccardini Mgmt For For For
8 Elect Victor B. MacFarlane Mgmt For For For
9 Elect Craig Macnab Mgmt For For For
10 Elect Scott D. Roulston Mgmt For For For
11 Elect Barry A. Sholem Mgmt For For For
12 Increase of Authorized Mgmt For For For
Common Stock
13 To Grant the Board the Power Mgmt For Against Against
to Amend Code of Regulations
in Accordance with Ohio Law
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
DERWENT LONDON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLN CINS G27300105 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Robert A. Rayne Mgmt For For For
5 Elect John C. Ivey Mgmt For For For
6 Elect John D. Burns Mgmt For For For
7 Elect Simon P. Silver Mgmt For For For
8 Elect Damian M.A. Wisniewski Mgmt For For For
9 Elect Nigel Q. George Mgmt For For For
10 Elect David G. Silverman Mgmt For Against Against
11 Elect Paul M. Williams Mgmt For For For
12 Elect Stuart A. Corbyn Mgmt For For For
13 Elect Robert A. Farnes Mgmt For For For
14 Elect June F. de Moller Mgmt For For For
15 Elect Stephen Young Mgmt For For For
16 Elect Simon Fraser Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Mgmt For For For
Fees
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
------------------------------------------------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DEQ CINS D1854M102 06/20/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Management Mgmt For TNA N/A
Board Acts
9 Ratification of Supervisory Mgmt For TNA N/A
Board Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Manfred Zab Mgmt For TNA N/A
12 Elect Alexander Otto Mgmt For TNA N/A
13 Elect Henning Kreke Mgmt For TNA N/A
14 Increase in Authorized Mgmt For TNA N/A
Capital
|
------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DWNI CINS D2046U176 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Management Mgmt For For For
Board Acts
7 Ratification of Supervisory Mgmt For For For
Board Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Uwe Flach Mgmt For Against Against
10 Increase in Authorized Mgmt For For For
Capital
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments: Increase in
Conditional Capital
------------------------------------------------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DWNI CINS D2046U176 12/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Increase in Authorized Mgmt For For For
Capital
------------------------------------------------------------------------------------------------------------------------
DEXUS PROPERTY GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DXS CINS Q3190P100 11/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Board Spill Mgmt Against For Against
4 Approve Transitional Mgmt For For For
Performance Rights Plan
5 Approve Short Term Incentive Mgmt For For For
Performance Rights Plan and
Long Term Incentive
Performance Rights Plan
6 Equity Grant (MD/CEO Darren Mgmt For For For
Steinberg)
7 Ratify Richard Sheppard as a Mgmt For For For
Director
8 Ratify Christopher Beare as Mgmt For For For
a Director
9 Ratify John Conde as a Mgmt For For For
Director
10 Ratify Peter St. George as a Mgmt For For For
Director
11 Non-Voting Meeting Note N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLR CUSIP 253868103 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Dennis E. Singleton Mgmt For For For
2 Elect Michael F. Foust Mgmt For For For
3 Elect Laurence A. Chapman Mgmt For For For
4 Elect Kathleen Earley Mgmt For For For
5 Elect Ruann F. Ernst Mgmt For For For
6 Elect Kevin J. Kennedy Mgmt For For For
7 Elect William G. LaPerch Mgmt For For For
8 Elect Robert H. Zerbst Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DEI CUSIP 25960P109 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dan A. Emmett Mgmt For For For
1.2 Elect Jordan L. Kaplan Mgmt For For For
1.3 Elect Kenneth M. Panzer Mgmt For Withhold Against
1.4 Elect Christopher H. Anderson Mgmt For For For
1.5 Elect Leslie E. Bider Mgmt For For For
1.6 Elect David T. Feinberg Mgmt For For For
1.7 Elect Thomas E. O'Hern Mgmt For For For
1.8 Elect William E. Simon, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DRE CUSIP 264411505 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas J. Baltimore Jr. Mgmt For For For
2 Elect William Cavanaugh III Mgmt For For For
3 Elect Alan H. Cohen Mgmt For For For
4 Elect Ngaire E. Cuneo Mgmt For For For
5 Elect Charles R. Eitel Mgmt For For For
6 Elect Martin C. Jischke Mgmt For For For
7 Elect Dennis D. Oklak Mgmt For For For
8 Elect Melanie R. Sabelhaus Mgmt For For For
9 Elect Peter M. Scott III Mgmt For For For
10 Elect Jack R. Shaw Mgmt For For For
11 Elect Lynn C. Thurber Mgmt For For For
12 Elect Robert J. Woodward, Jr. Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DUNDEE REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D.UN CUSIP 265270207 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ned Goodman Mgmt For Withhold Against
1.2 Elect Detlef Bierbaum Mgmt For For For
1.3 Elect Donald K. Charter Mgmt For Withhold Against
1.4 Elect Michael J. Cooper Mgmt For For For
1.5 Elect Peter A. Crossgrove Mgmt For Withhold Against
1.6 Elect Joanne Ferstman Mgmt For For For
1.7 Elect Robert G. Goodall Mgmt For For For
1.8 Elect David J. Goodman Mgmt For For For
1.9 Elect Duncan N.R. Jackman Mgmt For Withhold Against
1.10 Elect Robert Tweedy Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
|
------------------------------------------------------------------------------------------------------------------------
DUPONT FABROS
TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFT CUSIP 26613Q106 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael A. Coke Mgmt For For For
1.2 Elect Lammot J. du Pont Mgmt For For For
1.3 Elect Thomas D. Eckert Mgmt For For For
1.4 Elect Hossein Fateh Mgmt For For For
1.5 Elect Jonathan G. Heiliger Mgmt For For For
1.6 Elect Frederic V. Malek Mgmt For For For
1.7 Elect John T. Roberts, Jr. Mgmt For For For
1.8 Elect John H. Toole Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
EDUCATION REALTY TRUST,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EDR CUSIP 28140H104 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul O. Bower Mgmt For For For
1.2 Elect Monte J. Barrow Mgmt For For For
1.3 Elect William J. Cahill, III Mgmt For For For
1.4 Elect Randy L. Churchey Mgmt For For For
1.5 Elect John L. Ford Mgmt For For For
1.6 Elect Howard A. Silver Mgmt For For For
1.7 Elect Wendell W. Weakley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
EPR PROPERTIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EPR CUSIP 26884U109 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Barrett Brady Mgmt For For For
1.2 Elect Peter C. Brown Mgmt For For For
1.3 Elect Thomas M. Bloch Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Amendment to the 2007 Equity Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE
PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ELS CUSIP 29472R108 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Philip Calian Mgmt For For For
1.2 Elect David Contis Mgmt For For For
1.3 Elect Thomas Dobrowski Mgmt For For For
1.4 Elect Thomas Heneghan Mgmt For For For
1.5 Elect Marguerite Nader Mgmt For For For
1.6 Elect Sheli Rosenberg Mgmt For For For
1.7 Elect Howard Walker Mgmt For For For
1.8 Elect Gary Waterman Mgmt For For For
1.9 Elect William Young Mgmt For For For
1.10 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
------------------------------------------------------------------------------------------------------------------------
EQUITY ONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQY CUSIP 294752100 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James Cassel Mgmt For Withhold Against
1.2 Elect Cynthia Cohen Mgmt For For For
1.3 Elect Neil Flanzraich Mgmt For Withhold Against
1.4 Elect Chaim Katzman Mgmt For Withhold Against
1.5 Elect Peter Linneman Mgmt For Withhold Against
1.6 Elect Galia Maor Mgmt For For For
1.7 Elect Jeffrey Olson Mgmt For For For
1.8 Elect Dori Segal Mgmt For Withhold Against
1.9 Elect David Fischel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
4 Transaction of Other Business Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EQR CUSIP 29476L107 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John W. Alexander Mgmt For For For
1.2 Elect Charles L. Atwood Mgmt For For For
1.3 Elect Linda Walker Bynoe Mgmt For For For
1.4 Elect Mary Kay Haben Mgmt For For For
1.5 Elect Bradley A. Keywell Mgmt For For For
1.6 Elect John E. Neal Mgmt For For For
1.7 Elect David J. Neithercut Mgmt For For For
1.8 Elect Mark S. Shapiro Mgmt For For For
1.9 Elect Gerald A. Spector Mgmt For For For
1.10 Elect B. Joseph White Mgmt For For For
1.11 Elect Samuel Zell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainability
Report
|
------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESS CUSIP 297178105 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Keith R. Guericke Mgmt For For For
1.2 Elect Issie N. Rabinovitch Mgmt For Withhold Against
1.3 Elect Thomas E. Randlett Mgmt For For For
2 Repeal of Classified Board Mgmt For For For
3 2013 Stock Award and Mgmt For For For
Incentive Compensation Plan
4 2013 Employee Stock Purchase Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
EUROCOMMERCIAL
PROPERTIES N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ECMPA CINS N31065142 11/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Management Mgmt For For For
Acts
4 Ratification of Supervisory Mgmt For For For
Board Acts
5 Elect Hugh Bolland Mgmt For For For
6 Elect Pieter Haasbroek Mgmt For For For
7 Elect Jeremy Lewis to the Mgmt For For For
Management Board
8 Elect Evert van Garderen to Mgmt For For For
the Management Board
9 Supervisory Board Fees Mgmt For For For
10 Amendment to Compensation Mgmt For For For
Guidelines
11 Appointment of Auditor Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For Against Against
or w/o Preemptive Rights
13 Authority to Repurchase Mgmt For For For
Shares
------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXR CUSIP 30225T102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth M. Woolley Mgmt For For For
1.2 Elect Spencer F. Kirk Mgmt For For For
1.3 Elect Anthony Fanticola Mgmt For For For
1.4 Elect Hugh W. Horne Mgmt For For For
1.5 Elect Joseph D. Margolis Mgmt For For For
1.6 Elect Roger B. Porter Mgmt For For For
1.7 Elect K. Fred Skousen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
FABEGE AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FABG CINS W7888D108 03/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board and Mgmt For For For
Management Acts
15 Dividend Record Date Mgmt For For For
16 Amendments to Articles Mgmt For For For
17 Board Size Mgmt For For For
18 Directors and Auditors' Fees Mgmt For For For
19 Election of Directors Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Nominating Committee and its Mgmt For Against Against
Guidelines
22 Compensation Guidelines Mgmt For Against Against
23 Authority to Repurchase and Mgmt For For For
Issue Treasury Shares
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FRT CUSIP 313747206 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jon E. Bortz Mgmt For For For
1.2 Elect David W. Faeder Mgmt For For For
1.3 Elect Kristin Gamble Mgmt For For For
1.4 Elect Gail P. Steinel Mgmt For For For
1.5 Elect Warren M. Thompson Mgmt For For For
1.6 Elect Joseph S. Vassalluzzo Mgmt For For For
1.7 Elect Donald C. Wood Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION
SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUNO11 CINS P40612106 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Report of the Trust Manager Mgmt For Abstain Against
Regarding Activities; Report
of the Board (Technical
Committee)
2 Reports of the Audit, Mgmt For Abstain Against
Corporate Governance and
Nominating Committees
3 Report of the Trust Manager Mgmt For Abstain Against
Pursuant to Securities
Market Law Article 172
4 Report of the Trust Manager Mgmt For Abstain Against
Regarding Accounting
Standards; Report of the
Auditor
5 Report on Tax Compliance Mgmt For Abstain Against
6 Financial Statements; Mgmt For Abstain Against
Allocation of Profits
7 Election of Directors Mgmt For Abstain Against
(Technical Committee)
8 Independent Directors' Mgmt For Abstain Against
(Technical Committee) Fees
9 Election of Audit, Corporate Mgmt For Abstain Against
Governance and Nominating
Committee Members
10 Authority to Carry Out Mgmt For Abstain Against
Formalities
11 Minutes Mgmt For Abstain Against
------------------------------------------------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION
SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUNO11 CINS P40612106 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (Less
Than US$250M)
2 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (Between
US$250M and 20%
Shareholders' Equity)
3 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (More
Than 20% Shareholders'
Equity)
4 Amendment to Articles Mgmt For Abstain Against
Regarding Significant
Shareholders' Influence
5 Minutes Mgmt For Abstain Against
6 Authority to Carry Out Mgmt For Abstain Against
Formalities
|
------------------------------------------------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION
SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUNO11 CINS P40612106 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Presentation of Activities Mgmt For Abstain Against
Related to the Acquisition
of G30
2 Allocation of Real Estate Mgmt For Abstain Against
Trust Certificates
3 Acquisition of Real Estate Mgmt For Abstain Against
Portfolio Consisting of 49
Properties; Authority to
Issue Real Estate Trust
Certificates
4 Authority to Issue Real Mgmt For Abstain Against
Estate Trust Certificates
5 Establish a Social Mgmt For Abstain Against
Assistance Foundation
6 Remuneration Plan for Trust Mgmt For Abstain Against
Adviser
7 Minutes Mgmt For Abstain Against
8 Authority to Carry Out Mgmt For Abstain Against
Formalities
------------------------------------------------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION
SA DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FUNO11 CINS P40612106 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Mexico
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (Less
Than US$250M)
3 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (Between
US$250M and 20%
Shareholders' Equity)
4 Amendment to Articles Mgmt For Abstain Against
Regarding Authority to
Approve Investments (More
Than 20% Shareholders'
Equity)
5 Amendment to Articles Mgmt For Abstain Against
Regarding Significant
Shareholders' Influence
6 Minutes Mgmt For Abstain Against
------------------------------------------------------------------------------------------------------------------------
FIRST CAPITAL REALTY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCR CUSIP 31943B100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Chaim Katzman Mgmt For For For
1.2 Elect Dori J. Segal Mgmt For For For
1.3 Elect Jon N. Hagan Mgmt For For For
1.4 Elect Nathan Hetz Mgmt For Withhold Against
1.5 Elect Susan J. McArthur Mgmt For For For
1.6 Elect Bernard McDonell Mgmt For For For
1.7 Elect Steven K. Ranson Mgmt For For For
1.8 Elect Moshe Ronen Mgmt For For For
1.9 Elect Andrea Mary Stephen Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
|
------------------------------------------------------------------------------------------------------------------------
FIRST POTOMAC REALTY
TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FPO CUSIP 33610F109 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert H. Arnold Mgmt For For For
1.2 Elect Richard B. Chess Mgmt For For For
1.3 Elect Douglas J. Donatelli Mgmt For For For
1.4 Elect J. Roderick Heller III Mgmt For For For
1.5 Elect R. Michael McCullough Mgmt For For For
1.6 Elect Alan G. Merten Mgmt For For For
1.7 Elect Terry L. Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
FKP PROPERTY GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FKP CINS Q3911L123 11/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Seng Lee Mgmt For For For
3 Re-elect Jim Frayne Mgmt For For For
4 Elect Walter McDonald Mgmt For For For
5 Elect Alan Zammit Mgmt For For For
6 Remuneration Report Mgmt For Against Against
7 Approve Share Consolidation Mgmt For For For
8 Approve Performance Rights Mgmt For Against Against
Plan
------------------------------------------------------------------------------------------------------------------------
FOREST CITY ENTERPRISES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FCE.A CUSIP 345550107 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Arthur F. Anton Mgmt For For For
1.2 Elect Scott S. Cowen Mgmt For For For
1.3 Elect Michael P. Esposito, Mgmt For For For
Jr.
1.4 Elect Stan Ross Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Amendment to the Executive Mgmt For For For
Short-Term Incentive Plan
4 Amendment to the Executive Mgmt For For For
Long-Term Incentive Plan
5 Amendment to the 1994 Stock Mgmt For For For
Plan
6 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
GECINA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GFC CINS F4268U171 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Mgmt For For For
Reports
6 Transfer of Reserves Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Transactions Mgmt For For For
9 Elect Rafael Gonzalez de la Mgmt For For For
Cueva
10 Elect Antonio Trueba Mgmt For Against Against
Bustamante
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/ Preemptive
Rights
13 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/o Preemptive
Rights
14 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities through Private
Placement
15 Authority to Increase Share Mgmt For For For
Issuance Limit
16 Authority to Increase Mgmt For For For
Capital in Consideration for
Contributions in Kind
17 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
18 Authority to Set Offering Mgmt For Against Against
Price of Shares
19 Authority to Increase Mgmt For For For
Capital Through Employee
Savings Plan
20 Authority to Grant Stock Mgmt For For For
Options
21 Authority to Issue Mgmt For For For
Restricted Shares
22 Authority to Cancel Shares Mgmt For For For
and Reduce Capital
23 Authorization of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
GENERAL GROWTH
PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GGP CUSIP 370023103 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Clark Mgmt For Withhold Against
1.2 Elect Mary Lou Fiala Mgmt For For For
1.3 Elect J. Bruce Flatt Mgmt For For For
1.4 Elect John Haley Mgmt For For For
1.5 Elect Cyrus Madon Mgmt For For For
1.6 Elect Sandeep Mathrani Mgmt For For For
1.7 Elect David Neithercut Mgmt For For For
1.8 Elect Mark Patterson Mgmt For For For
1.9 Elect John Schreiber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
|
------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC
PROPERTIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MC0 CINS Y27187106 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect SEEK Ngee Huat Mgmt For Against Against
4 Elect THAM Kui Seng Mgmt For For For
5 Elect MING Zhi Mei Mgmt For For For
6 Elect Paul CHENG Ming Fun Mgmt For For For
7 Elect Yohichiroh Furuse Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
11 Authority to Grant Awards Mgmt For Against Against
and Issue Shares under
Equity Incentive Plan(s)
------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC
PROPERTIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MC0 CINS Y27187106 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Repurchase Mgmt For For For
Shares
------------------------------------------------------------------------------------------------------------------------
GLOBAL LOGISTIC
PROPERTIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MC0 CINS Y27187106 12/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Sale of Properties to Real Mgmt For For For
Estate Investment Trust in
Japan
------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GMG CINS Q4229H119 11/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Goodman Logistics (HK)
Limited)
4 Appoint Auditor and Mgmt For For For
Authorise Board to Set Fees
(Goodman Logistics (HK)
Limited)
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Re-elect Ian Ferrier Mgmt For Against Against
7 Re-elect James Sloman Mgmt For For For
8 Elect Philip FAN Yan Hok Mgmt For For For
9 Elect Rebecca McGrath Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Elect Philip Pearce (Goodman Mgmt For For For
Logistics (HK) Limited)
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Approve Long Term Incentive Mgmt For For For
Plan
16 Equity Grant (CEO Gregory Mgmt For For For
Goodman)
17 Equity Grant (MD, Greater Mgmt For For For
China Philip Pearce)
18 Amendments to Articles of Mgmt For For For
Association (Goodman
Logistics (HK) Limited)
|
------------------------------------------------------------------------------------------------------------------------
GPT GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPT CINS Q4252X155 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Re-elect Robert Ferguson Mgmt For For For
4 Re-elect Anne McDonald Mgmt For For For
5 Re-elect Brendan P. Crotty Mgmt For For For
6 Re-elect Eileen J. Doyle Mgmt For For For
7 Remuneration Report Mgmt For For For
8 Equity Grant (MD/CEO Michael Mgmt For For For
Cameron)
9 Amendment to Constitution Mgmt For For For
10 Amendment to Trust Deed Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
GREAT PORTLAND ESTATES
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GPOR CINS G40712179 07/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Nick Sanderson Mgmt For For For
5 Elect Toby Courtauld Mgmt For For For
6 Elect Neil Thompson Mgmt For For For
7 Elect Martin Scicluna Mgmt For For For
8 Elect Charles Irby Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Elect Jonathan Short Mgmt For For For
11 Appointment of Auditor Mgmt For Against Against
12 Authority to Set Auditor's Mgmt For Against Against
Fees
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
14 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
17 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
GSW IMMOBILIEN AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIB CINS D31311109 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Management Mgmt For For For
Board Acts
7 Ratification of Supervisory Mgmt For For For
Board Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Convertible Debt Instruments
10 Increase in Conditional Mgmt For For For
Capital
11 Amendment to Authorized Mgmt For For For
Capital 2012
12 Amendment to Intra-company Mgmt For For For
Control Agreement (GSW
Acquisition 3 GmbH)
13 Amendment to Intra-company Mgmt For For For
Control Agreement (GSW
Grundvermogens- und
Vertriebsgesellschaft mbH)
14 Intra-company Control Mgmt For For For
Agreement (GSW Corona GmbH)
15 Compensation Policy Mgmt For For For
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Removal of Eckart
John von Freyend
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Vote of No
Confidence in Bernd Kottmann
------------------------------------------------------------------------------------------------------------------------
H&R REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HR CUSIP 404428203 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas J. Hofstedter Mgmt For For For
2 Elect Robert E. Dickson Mgmt For For For
3 Elect Edward Gilbert Mgmt For For For
4 Elect Laurence A. Lebovic Mgmt For For For
5 Elect Ronald C. Rutman Mgmt For For For
6 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
7 Amendments to Articles Mgmt For For For
(Investment Guidelines)
8 Amendments to Articles Mgmt For For For
(Investment Committee)
9 Incentive Unit Plan Mgmt For For For
10 Amendment to the Unit Option Mgmt For Against Against
Plan
11 Elect Marvin Rubner Mgmt For For For
12 Elect Shimshon (Stephen) Mgmt For For For
Gross
13 Elect Neil Sigler Mgmt For For For
14 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
|
------------------------------------------------------------------------------------------------------------------------
HAMMERSON PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HMSO CINS G4273Q107 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect David Tyler Mgmt For For For
5 Elect Jean-Philippe Mouton Mgmt For For For
6 Elect Gwyn Burr Mgmt For For For
7 Elect David Atkins Mgmt For For For
8 Elect Peter Cole Mgmt For For For
9 Elect Timon Drakesmith Mgmt For For For
10 Elect Terry Duddy Mgmt For For For
11 Elect Jacques Espinasse Mgmt For For For
12 Elect Judy Gibbons Mgmt For For For
13 Elect John Hirst Mgmt For For For
14 Elect Anthony Watson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Mgmt For For For
Fees
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Directors' Fees Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
HANG LUNG PROPERTIES
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0101 CINS Y30166105 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YIN Shang Shing Mgmt For For For
6 Elect Dominic HO Chiu Fai Mgmt For For For
7 Elect Philip CHEN Nan Lok Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
12 Authority to Issue Mgmt For Against Against
Repurchased Shares
------------------------------------------------------------------------------------------------------------------------
HCP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCP CUSIP 40414L109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James F. Flaherty III Mgmt For For For
2 Elect Christine N. Garvey Mgmt For For For
3 Elect David B. Henry Mgmt For For For
4 Elect Lauralee E. Martin Mgmt For For For
5 Elect Michael D. McKee Mgmt For For For
6 Elect Peter L. Rhein Mgmt For For For
7 Elect Kenneth B. Roath Mgmt For For For
8 Elect Joseph P. Sullivan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HCN CUSIP 42217K106 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William C. Ballard, Jr. Mgmt For For For
2 Elect George L. Chapman Mgmt For For For
3 Elect Thomas J. DeRosa Mgmt For For For
4 Elect Jeffrey H. Donahue Mgmt For For For
5 Elect Peter J. Grua Mgmt For For For
6 Elect Fred S. Klipsch Mgmt For For For
7 Elect Sharon M. Oster Mgmt For For For
8 Elect Jeffrey R. Otten Mgmt For For For
9 Elect Judith C. Pelham Mgmt For For For
10 Elect R. Scott Trumbull Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Ratification of Auditor Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HR CUSIP 421946104 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edwin B. Morris, III Mgmt For For For
1.2 Elect John K. Singleton Mgmt For For For
1.3 Elect Roger O. West Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
HENDERSON LAND
DEVELOPMENT COMPANY
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0012 CINS Y31476107 06/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect POON Chung Kwong Mgmt For For For
6 Elect Timpson CHUNG Shui Ming Mgmt For For For
7 Elect LEE King Yue Mgmt For For For
8 Elect LI Ning Mgmt For For For
9 Elect Patrick KWOK Ping Ho Mgmt For For For
10 Elect Augustine WONG Ho Ming Mgmt For For For
11 Elect LEE Tat Man Mgmt For Against Against
12 Elect Gordon KWONG Che Keung Mgmt For Against Against
13 Elect KO Ping Keung Mgmt For For For
14 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
15 Bonus Share Issuance Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
18 Authority to Issue Mgmt For Against Against
Repurchased Shares
|
------------------------------------------------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HT CUSIP 427825104 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hasu P. Shah Mgmt For For For
2 Elect Dianna F. Morgan Mgmt For For For
3 Elect Kiran P. Patel Mgmt For For For
4 Elect John M. Sabin Mgmt For For For
5 Advisory Vote on Executive Mgmt For For For
Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HIGHWOODS PROPERTIES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIW CUSIP 431284108 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas W. Adler Mgmt For For For
1.2 Elect Gene H. Anderson Mgmt For For For
1.3 Elect Edward J. Fritsch Mgmt For For For
1.4 Elect David J. Hartzell Mgmt For For For
1.5 Elect Sherry A. Kellett Mgmt For For For
1.6 Elect Mark F. Mulhern Mgmt For For For
1.7 Elect L. Glenn Orr, Jr. Mgmt For Withhold Against
1.8 Elect O. Temple Sloan, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For
COMPENSATION
------------------------------------------------------------------------------------------------------------------------
HOME PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HME CUSIP 437306103 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen R. Blank Mgmt For For For
1.2 Elect Alan L. Gosule Mgmt For For For
1.3 Elect Leonard F. Helbig, III Mgmt For For For
1.4 Elect Thomas P. Lydon, Jr. Mgmt For For For
1.5 Elect Edward J. Pettinella Mgmt For For For
1.6 Elect Clifford W. Smith, Jr. Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
H78 CINS G4587L109 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports and Mgmt For For For
Allocation of
Profits/Dividends
2 Elect Lord Rodney Leach Mgmt For Against Against
3 Elect Richard Lee Mgmt For Against Against
4 Elect Y. K. Pang Mgmt For Against Against
5 Elect Lord James Sassoon Mgmt For Against Against
6 Elect John R. Witt Mgmt For Against Against
7 Elect Michael WEI Kuo Wu Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Non-Voting Agenda Item N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPERTIES
TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPT CUSIP 44106M102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William A. Lamkin Mgmt For Against Against
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple Majority
Vote
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Declassification
of the Board
------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HST CUSIP 44107P104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sheila C. Bair Mgmt For For For
2 Elect Robert M. Baylis Mgmt For For For
3 Elect Terence C. Golden Mgmt For For For
4 Elect Ann McLaughlin Mgmt For For For
Korologos
5 Elect Richard E. Marriott Mgmt For For For
6 Elect John B. Morse, Jr. Mgmt For For For
7 Elect Walt Rakowich Mgmt For For For
8 Elect Gordon H. Smith Mgmt For For For
9 Elect W. Edward Walter Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
HUDSON PACIFIC
PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPP CUSIP 444097109 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Victor J. Coleman Mgmt For For For
1.2 Elect Howard S. Stern Mgmt For For For
1.3 Elect Theodore R. Antenucci Mgmt For For For
1.4 Elect Richard B. Fried Mgmt For For For
1.5 Elect Jonathan M. Glaser Mgmt For For For
1.6 Elect Mark D. Linehan Mgmt For For For
1.7 Elect Robert M. Moran, Jr. Mgmt For Withhold Against
1.8 Elect Barry A. Porter Mgmt For For For
1.9 Elect Patrick Whitesell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
|
------------------------------------------------------------------------------------------------------------------------
HUFVUDSTADEN AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUFV CINS W30061126 03/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Ratification of Board and Mgmt For For For
Management Acts
16 Board Size and Number of Mgmt For For For
Auditors
17 Directors and Auditors' Fees Mgmt For For For
18 Election of Directors and Mgmt For Against Against
Appointment of Auditor
19 Compensation Guidelines Mgmt For For For
20 Authority to Repurchase Mgmt For For For
Shares and Issue Treasury
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
HYATT HOTELS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
H CUSIP 448579102 06/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark S. Hoplamazian Mgmt For For For
1.2 Elect Cary D. McMillan Mgmt For For For
1.3 Elect Penny Pritzker Mgmt For For For
1.4 Elect Michael A. Rocca Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Long-Term Mgmt For For For
Incentive Plan
4 Approval of the Executive Mgmt For For For
Incentive Plan
5 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
HYSAN DEVELOPMENT
COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
14 CINS Y38203124 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Frederick P. Churchouse Mgmt For For For
5 Elect LEE Chien Mgmt For For For
6 Elect Michael LEE Tze Hau Mgmt For For For
7 Elect Joseph POON Chung Yin Mgmt For For For
8 Elect Wendy YUNG Wen Yee Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
11 Authority to Repurchase Mgmt For For For
Shares
|
------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL &
INFRASTRUCTURE FUND
INVESTMENT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
3249 CINS J24393100 03/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendments to Articles Mgmt For Against Against
2 Elect Yasuyuki Kuratsu as Mgmt For For For
Executive Director
3 Elect Katsuaki Takiguchi Mgmt For For For
4 Elect Kumi Honda Mgmt For For For
5 Elect Yoshito Nishikawa as Mgmt For For For
Alternate Executive Director
6 Elect Yutaka Usami as Mgmt For For For
Alternate Supervisory
Director
------------------------------------------------------------------------------------------------------------------------
INTU PROPERTIES PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTU CINS G18687106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Adele Anderson Mgmt For For For
4 Elect Patrick H. Burgess Mgmt For For For
5 Elect John Whittaker Mgmt For For For
6 Elect David A. Fischel Mgmt For For For
7 Elect Matthew Roberts Mgmt For For For
8 Elect Richard Gordon Mgmt For For For
9 Elect Andrew J. Huntley Mgmt For For For
10 Elect Louise A.V.C. Patten Mgmt For For For
11 Elect Robert Rowley Mgmt For For For
12 Elect Neil Sachdev Mgmt For For For
13 Elect Andrew D. Strang Mgmt For For For
14 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
15 Directors' Remuneration Mgmt For For For
Report
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Performance Share Plan Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
INVESTA OFFICE FUND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CINS Q49560107 10/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Ratify Re-appointment of Mgmt For For For
Peter Dodd
|
------------------------------------------------------------------------------------------------------------------------
JAPAN LOGISTICS FUND INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8967 CINS J2785A104 10/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Takayuki Kawashima as Mgmt For For For
Executive Director
2 Election of Alternative Mgmt For For For
Executive Director
3 Elect Takachiyo Sudoh Mgmt For For For
4 Elect Masashi Hiraiwa Mgmt For For For
5 Elect Tetsuya Azuma Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
JAPAN REAL ESTATE
INVESTMENT CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8952 CINS J27523109 03/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendments to Articles Mgmt For For For
2 Elect Noritada Terasawa Mgmt For For For
3 Elect Hiroshi Katayama as Mgmt For For For
Alternate Executive Director
4 Elect Kenji Kusakabe Mgmt For For For
5 Elect Tomohiro Okanoya Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
KEPPEL LAND LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K17 CINS V87778102 04/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LIM Ho Kee Mgmt For Against Against
4 Elect Edward LEE Kwong Foo Mgmt For For For
5 Elect KOH-LIM Wen Gin Mgmt For For For
6 Elect ANG Wee Gee Mgmt For For For
7 Elect LOH Chin Hua Mgmt For Against Against
8 Elect TAN Yam Pin Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
11 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Repurchase Mgmt For Against Against
Shares
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Related Party Transactions Mgmt For For For
22 Non-Voting Agenda Item N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
KEPPEL LAND LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K17 CINS V87778102 04/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Share Grants to Mgmt For For For
Non-Executive Directors
3 Amendments to Articles Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
KEPPEL REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K71U CINS Y4740G104 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For Against Against
Authority to Set Fees
3 Authority to Issue Units w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
KERRY PROPERTIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
00683 CINS G52440107 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WONG Siu Kong Mgmt For Against Against
6 Elect QIAN Shaohua Mgmt For For For
7 Elect KU Moon Lun Mgmt For For For
8 Elect Stephen CHANG Tso Tung Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
11 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
KILROY REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KRC CUSIP 49427F108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John B. Kilroy, Jr. Mgmt For For For
1.2 Elect Edward F. Brennan Mgmt For Withhold Against
1.3 Elect William P. Dickey Mgmt For Withhold Against
1.4 Elect Scott S. Ingraham Mgmt For Withhold Against
1.5 Elect Dale F. Kinsella Mgmt For Withhold Against
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2006 Mgmt For Against Against
Incentive Award Plan
|
------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KIM CUSIP 49446R109 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Milton Cooper Mgmt For For For
1.2 Elect Philip E. Coviello Mgmt For For For
1.3 Elect Richard G. Dooley Mgmt For Withhold Against
1.4 Elect Joe Grills Mgmt For For For
1.5 Elect David B. Henry Mgmt For For For
1.6 Elect F. Patrick Hughes Mgmt For For For
1.7 Elect Frank Lourenso Mgmt For For For
1.8 Elect Colombe M. Nicholas Mgmt For For For
1.9 Elect Richard Saltzman Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
KLEPIERRE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LI CINS F5396X102 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Transactions Mgmt For For For
8 Elect Bertrand de Feydeau Mgmt For Against Against
9 Elect Vivien Levy-Garboua Mgmt For Against Against
10 Elect Catherine Simoni Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Cancel Shares Mgmt For For For
and Reduce Capital
13 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/ Preemptive
Rights
14 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/o Preemptive
Rights
15 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities Through Private
Placement
16 Authority to Increase Share Mgmt For For For
Issuance Limit
17 Increase in Authorized Mgmt For For For
Capital in Consideration for
Contributions in Kind w/o
Preemptive Rights
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Authority to Increase Mgmt For For For
Capital Under Employee
Savings Plan
20 Global Ceiling on Increases Mgmt For For For
in Capital
21 Authorization of Legal Mgmt For For For
Formalities
|
------------------------------------------------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LAND CINS G5375M118 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Alison Carnwath Mgmt For For For
5 Elect Robert Noel Mgmt For For For
6 Elect Martin Greenslade Mgmt For For For
7 Elect Richard Akers Mgmt For For For
8 Elect Kevin O'Byrne Mgmt For For For
9 Elect Sir Stuart Rose Mgmt For For For
10 Elect Simon Palley Mgmt For For For
11 Elect David Rough Mgmt For For For
12 Elect Chris Bartram Mgmt For For For
13 Elect Stacey Rauch Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Mgmt For For For
Fees
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authorisation of Political Mgmt For For For
Donations
19 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set General Mgmt For Against Against
Notice Period at 14 Days
25 Sharesave Plan Mgmt For For For
26 Amendment to the Long Term Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LRY CUSIP 531172104 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Frederick F. Buchholz Mgmt For For For
1.2 Elect Thomas C. DeLoach, Jr. Mgmt For For For
1.3 Elect Katherine E. Dietze Mgmt For For For
1.4 Elect Daniel P. Garton Mgmt For For For
1.5 Elect William P. Hankowsky Mgmt For For For
1.6 Elect M. Leanne Lachman Mgmt For For For
1.7 Elect David L. Lingerfelt Mgmt For Withhold Against
1.8 Elect Stephen D. Steinour Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
MACERICH COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAC CUSIP 554382101 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Douglas D. Abbey Mgmt For For For
2 Elect Dana K. Anderson Mgmt For For For
3 Elect Arthur M. Coppola Mgmt For For For
4 Elect Edward C. Coppola Mgmt For For For
5 Elect Fred S. Hubbell Mgmt For For For
6 Elect Diana M. Laing Mgmt For For For
7 Elect Stanley A. Moore Mgmt For For For
8 Elect Mason G. Ross Mgmt For For For
9 Elect William P. Sexton Mgmt For For For
10 Elect Andrea M. Stephen Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Executive Mgmt For For For
Compensation
13 Amendment to the Employee Mgmt For For For
Stock Purchase Plan
------------------------------------------------------------------------------------------------------------------------
MACK-CALI REALTY
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLI CUSIP 554489104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth M. Duberstein Mgmt For For For
1.2 Elect Vincent Tese Mgmt For Withhold Against
1.3 Elect Roy J. Zuckerberg Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
4 2013 Incentive Stock Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MAPLETREE INDUSTRIAL
TRUST LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ME8U CINS Y5759S103 07/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Units w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Transaction of Other Business Mgmt For Against Against
|
------------------------------------------------------------------------------------------------------------------------
MERCIALYS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MERY CINS F61573105 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible Expenses
5 Consolidated Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Transaction Mgmt For For For
(Real Estate Partnership)
8 Related Party Transaction Mgmt For For For
(Partnership Agreement)
9 Related Party Transaction Mgmt For For For
(Current Account Agreement)
10 Ratification of the Mgmt For For For
Co-option of Elisabeth
Cunin-Dieterle
11 Ratification of the Mgmt For For For
Co-option of Marie-Christine
Levet
12 Ratification of the Mgmt For For For
Co-option of Eric Le Gentil
13 Elect Bernard Bouloc Mgmt For For For
14 Elect Elisabeth Mgmt For For For
Cunin-Dieterle
15 Elect Eric Le Gentil Mgmt For For For
16 Elect Marie-Christine Levet Mgmt For For For
17 Resignation of Jacques Mgmt For For For
Ehrmann as Director
18 Resignation of Eric Sasson Mgmt For For For
as Director
19 Relocation of Corporate Mgmt For For For
Headquarters
20 Directors' Fees Mgmt For For For
21 Authority to Repurchase Mgmt For Against Against
Shares
22 Amendment to Articles Mgmt For Abstain Against
Regarding Directors'
Retirement Age Limit
23 Authority to Cancel Shares Mgmt For For For
and Reduce Capital
24 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/ Preemptive
Rights; Authority to Issue
Debt Instruments
25 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities w/o Preemptive
Rights; Authority to Issue
Debt Instruments
26 Authority to Issue Shares Mgmt For For For
and/or Convertible
Securities Through Private
Placement; Authority to
Issue Debt Instruments
27 Authority to Set Offering Mgmt For For For
Price of Shares
28 Greenshoe Mgmt For Against Against
29 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
30 Authority to Increase Mgmt For For For
Capital in Case of Exchange
Offer; Authority to Issue
Debt Instruments
31 Authority to Increase Mgmt For For For
Capital in Consideration for
Contributions in Kind
32 Global Ceiling on Capital Mgmt For For For
Increases
33 Authority to Grant Purchase Mgmt For Against Against
Options
34 Authority to Grant Mgmt For Against Against
Subscription Options
35 Authority to Issue Mgmt For Against Against
Restricted Shares
36 Employee Stock Purchase Plan Mgmt For For For
37 Authorization of Legal Mgmt For For For
Formalities
|
------------------------------------------------------------------------------------------------------------------------
METRIC PROPERTY
INVESTMENTS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
METP CINS G6063Y109 07/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sue Ford Mgmt For For For
5 Elect Andrew Huntley Mgmt For For For
6 Elect Mark Stirling Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Auditor's Mgmt For For For
Fees
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
------------------------------------------------------------------------------------------------------------------------
METRIC PROPERTY
INVESTMENTS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
METP CINS G6063Y109 12/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
METRIC PROPERTY
INVESTMENTS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
METP CINS G6063Y109 12/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT
COMMUNITIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAA CUSIP 59522J103 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect H. Eric Bolton, Jr. Mgmt For For For
1.2 Elect Alan B. Graf, Jr. Mgmt For For For
1.3 Elect Ralph Horn Mgmt For For For
1.4 Elect Philip W. Norwood Mgmt For For For
1.5 Elect W. Reid Sanders Mgmt For For For
1.6 Elect William B. Sansom Mgmt For For For
1.7 Elect Gary Shorb Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGR CINS Q62377108 11/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect James MacKenzie Mgmt For For For
3 Elect John Peters Mgmt For For For
4 Elect Marina Darling Mgmt For For For
5 Elect Gregory Dyer Mgmt For For For
6 Remuneration Report Mgmt For For For
7 Amendments to Constitution Mgmt For For For
(Mirvac Limited) - Capital
Reallocation
8 Amendments to Constitution Mgmt For For For
(Mirvac Property Trust) -
Capital Reallocation
9 Equity Grant (Finance Mgmt For For For
director Gregory Dyer)
10 Equity Grant (MD Susan Mgmt For For For
Lloyd-Hurwitz)
11 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE CO
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8802 CINS J43916113 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keiji Kimura Mgmt For For For
4 Elect Hirotaka Sugiyama Mgmt For For For
5 Elect Yutaka Yanagisawa Mgmt For For For
6 Elect Masaaki Kohno Mgmt For For For
7 Elect Toshihiko Kazama Mgmt For For For
8 Elect Joh Katoh Mgmt For For For
9 Elect Naoto Aiba Mgmt For For For
10 Elect Masamichi Ono Mgmt For For For
11 Elect Tohru Ohkusa Mgmt For For For
12 Elect Isao Matsuhashi Mgmt For For For
13 Elect Fumikatsu Tokiwa Mgmt For For For
14 Elect Yasumasa Gomi Mgmt For For For
15 Elect Shu Tomioka Mgmt For For For
16 Renewal of Takeover Defense Mgmt For Against Against
Plan
|
------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8801 CINS J4509L101 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Hiromichi Iwasa Mgmt For For For
4 Elect Masanobu Komoda Mgmt For For For
5 Elect Yoshiaki Iinuma Mgmt For For For
6 Elect Hitoshi Saitoh Mgmt For For For
7 Elect Yoshikazu Kitahara Mgmt For For For
8 Elect Hiroshi Asai Mgmt For For For
9 Elect Kenji Iino Mgmt For For For
10 Elect Kiyotaka Fujibayashi Mgmt For For For
11 Elect Mitsudo Urano Mgmt For For For
12 Elect Masayuki Matsushima Mgmt For For For
13 Elect Tohru Yamashita Mgmt For For For
14 Elect Toshiaki Egashira Mgmt For For For
15 Bonus Mgmt For For For
16 Condolence Payment for Mgmt For For For
Director
------------------------------------------------------------------------------------------------------------------------
MULTIPLAN
EMPREENDIMENTOS
IMOBILIARIOS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MULT3 CINS P69913104 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
------------------------------------------------------------------------------------------------------------------------
MULTIPLAN
EMPREENDIMENTOS
IMOBILIARIOS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MULT3 CINS P69913104 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Amendments to Articles Mgmt For For For
Regarding Increase in Share
Capital
------------------------------------------------------------------------------------------------------------------------
MULTIPLAN
EMPREENDIMENTOS
IMOBILIARIOS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MULT3 CINS P69913104 08/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Elect Jose Paulo Ferraz do Mgmt For For For
Amaral
|
------------------------------------------------------------------------------------------------------------------------
MULTIPLAN
EMPREENDIMENTOS
IMOBILIARIOS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MULT3 CINS P69913104 11/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Level 2 Regulations
4 Consolidation of Articles Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NATIONAL RETAIL
PROPERTIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NNN CUSIP 637417106 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Don DeFosset Mgmt For For For
1.2 Elect David M. Fick Mgmt For For For
1.3 Elect Edward J. Fritsch Mgmt For For For
1.4 Elect Kevin B. Habicht Mgmt For Withhold Against
1.5 Elect Richard B. Jennings Mgmt For For For
1.6 Elect Ted B. Lanier Mgmt For For For
1.7 Elect Robert C. Legler Mgmt For For For
1.8 Elect Craig Macnab Mgmt For For For
1.9 Elect Robert Martinez Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT
COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0017 CINS Y63084126 11/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect CHEN Guanzhan Mgmt For For For
6 Elect Leonie KI Man Fung Mgmt For Against Against
7 Elect CHENG Chi Heng Mgmt For Against Against
8 Elect Sonia CHENG Chi Man Mgmt For For For
9 Elect Peter CHENG Kar Shing Mgmt For Against Against
10 Elect Hamilton HO Hau Hay Mgmt For For For
11 Elect John LEE Luen Wai Mgmt For Against Against
12 Directors' Fees Mgmt For For For
13 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
16 Authority to Issue Mgmt For Against Against
Repurchased Shares
------------------------------------------------------------------------------------------------------------------------
NIPPON BUILDING FUND INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8951 CINS J52088101 03/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendments to Articles Mgmt For For For
2 Elect Tsutomu Nishikawa as Mgmt For For For
Executive Director
3 Elect Kenichi Tanaka as Mgmt For For For
Alternate Executive Director
4 Elect Yoshiyuki Hirai Mgmt For For For
5 Elect Tetsuroh Tsugawa Mgmt For For For
6 Elect Yutaka Fukaya Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
NOMURA REAL ESTATE
HOLDINGS INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
3231 CINS J5893B104 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kamezoh Nakai Mgmt For Against Against
5 Elect Yukoh Yoshida Mgmt For For For
6 Elect Shigeru Matsushima Mgmt For For For
7 Elect Shigeki Fujitani Mgmt For Against Against
8 Elect Akira Yamate Mgmt For For For
9 Statutory Auditors' Fees Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NORWEGIAN PROPERTY ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NPRO CINS R6370J108 04/11/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Notice of Meeting and Agenda Mgmt For TNA N/A
6 Accounts and Reports; Mgmt For TNA N/A
Allocation of
Profits/Dividends
7 Election of Directors Mgmt For TNA N/A
8 Nomination Committee Mgmt For TNA N/A
9 Directors' Fees Mgmt For TNA N/A
10 Nomination Committee Fees Mgmt For TNA N/A
11 Authority to Set Auditor's Mgmt For TNA N/A
Fees
12 Compensation Guidelines Mgmt For TNA N/A
13 Authority to Issue Shares Mgmt For TNA N/A
Settled in Cash
14 Authority to Issue Shares Mgmt For TNA N/A
Settled through Real
Property Transaction
15 Authority to Issue Mgmt For TNA N/A
Convertible Debt
16 Authority to Repurchase Mgmt For TNA N/A
Shares
------------------------------------------------------------------------------------------------------------------------
NTT URBAN DEVELOPMENT
CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8933 CINS J5940Z104 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kanya Shiokawa Mgmt For Against Against
5 Elect Akira Komatsu Mgmt For For For
6 Elect Hiroshi Ikegawa Mgmt For For For
7 Elect Takashi Hiroi Mgmt For Against Against
|
------------------------------------------------------------------------------------------------------------------------
OMEGA HEALTHCARE
INVESTORS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OHI CUSIP 681936100 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edward Lowenthal Mgmt For For For
1.2 Elect Stephen D. Plavin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 2013 Stock Incentive Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OEH CUSIP G67743107 06/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harsha V. Agadi Mgmt For For For
1.2 Elect John D. Campbell Mgmt For For For
1.3 Elect Roland A. Hernandez Mgmt For For For
1.4 Elect Mitchell C. Hochberg Mgmt For For For
1.5 Elect Ruth Kennedy Mgmt For For For
1.6 Elect Prudence M. Leith Mgmt For For For
1.7 Elect Georg R. Rafael Mgmt For For For
1.8 Elect John M. Scott, III Mgmt For For For
2 Appointment of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PDG REALTY S.A.
EMPREENDIMENTOS E
PARTICIPACOES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDGR3 CINS P7649U108 07/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Capitalization Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Issuance of Shares w/o Mgmt For For For
Preemptive Rights
6 Issuance of Convertible Mgmt For For For
Debentures w/o Preemptive
Rights
7 Amendments to Articles Mgmt For For For
Regarding Debentures
8 Amendment to Articles Mgmt For For For
Regarding Reconciliation of
Share Capital
9 Increase in Authorized Mgmt For For For
Capital
10 Amendments to Articles Mgmt For For For
Regarding New Management Role
11 Amendments to Articles Mgmt For For For
Regarding Definitions and
Arbitration
|
------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEB CUSIP 70509V100 06/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jon E. Bortz Mgmt For For For
1.2 Elect Cydney Donnell Mgmt For For For
1.3 Elect Ron E. Jackson Mgmt For For For
1.4 Elect Phillip M. Miller Mgmt For For For
1.5 Elect Michael J. Schall Mgmt For For For
1.6 Elect Earl E. Webb Mgmt For For For
1.7 Elect Laura H. Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEB CUSIP 70509V100 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jon Bortz Mgmt For For For
1.2 Elect Cydney Donnell Mgmt For For For
1.3 Elect Ron Jackson Mgmt For For For
1.4 Elect Phillip Miller Mgmt For For For
1.5 Elect Michael Schall Mgmt For For For
1.6 Elect Earl Webb Mgmt For For For
1.7 Elect Laura Wright Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Amendment to the Equity Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
PERENNIAL CHINA RETAIL
TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
N9LU CINS Y6801C104 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY
TRUST INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PDM CUSIP 720190206 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Wayne Woody Mgmt For For For
1.2 Elect Michael R. Buchanan Mgmt For For For
1.3 Elect Wesley E. Cantrell Mgmt For For For
1.4 Elect William H. Keogler, Jr. Mgmt For For For
1.5 Elect Frank C. McDowell Mgmt For For For
1.6 Elect Donald A. Miller Mgmt For For For
1.7 Elect Raymond G. Milnes, Jr. Mgmt For For For
1.8 Elect Donald S. Moss Mgmt For For For
1.9 Elect Jeffrey L. Swope Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
PREMIER INVESTMENT
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8956 CINS J7446X104 03/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendments to Articles Mgmt For For For
2 Elect Hiroaki Takano as Mgmt For For For
Executive Director
3 Elect Kimito Muragishi Mgmt For For For
4 Elect Atsuo Komai Mgmt For For For
5 Elect Haruki Iinuma Mgmt For For For
6 Elect Kenji Sakurai Mgmt For For For
7 Elect Tetsuji Endoh as Mgmt For For For
Alternate Supervisory
Director
------------------------------------------------------------------------------------------------------------------------
PRIMARIS RETAIL REAL
ESTATE INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PMZ CUSIP 74157U109 03/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PROLOGIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PLD CUSIP 74340W103 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hamid R. Moghadam Mgmt For For For
2 Elect George L. Fotiades Mgmt For For For
3 Elect Christine N. Garvey Mgmt For For For
4 Elect Lydia H. Kennard Mgmt For For For
5 Elect J. Michael Losh Mgmt For Against Against
6 Elect Irving F. Lyons III Mgmt For For For
7 Elect Jeffrey L. Skelton Mgmt For For For
8 Elect D. Michael Steuert Mgmt For For For
9 Elect Carl B. Webb Mgmt For For For
10 Elect William D. Zollars Mgmt For For For
11 Advisory Vote on Executive Mgmt For Against Against
Compensation
12 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
PSP SWISS PROPERTY AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSPN CINS H64687124 04/09/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Profits Mgmt For TNA N/A
5 Dividend from Reserve Mgmt For TNA N/A
6 Ratification of Board and Mgmt For TNA N/A
Management Acts
7 Increase in Authorized Mgmt For TNA N/A
Capital
8 Elect Gunther Gose Mgmt For TNA N/A
9 Elect Luciano Gabriel Mgmt For TNA N/A
10 Elect Peter Forstmoser Mgmt For TNA N/A
11 Elect Nathan Hetz Mgmt For TNA N/A
12 Elect Gino Pfister Mgmt For TNA N/A
13 Elect Josef Stadler Mgmt For TNA N/A
14 Elect Aviram Wertheim Mgmt For TNA N/A
15 Appointment of Auditor Mgmt For TNA N/A
16 Additional and/or Mgmt N/A TNA N/A
counter-proposals: no
additional or
counter-proposals have been
submitted at this time.
------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSA CUSIP 74460D109 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald L. Havner, Jr. Mgmt For For For
1.2 Elect Tamara Hughes Gustavson Mgmt For For For
1.3 Elect Uri P. Harkham Mgmt For For For
1.4 Elect B. Wayne Hughes, Jr. Mgmt For Withhold Against
1.5 Elect Avedick B. Poladian Mgmt For For For
1.6 Elect Gary E. Pruitt Mgmt For For For
1.7 Elect Ronald P. Spogli Mgmt For For For
1.8 Elect Daniel C. Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
RAMCO GERSHENSON
PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RPT CUSIP 751452202 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen R. Blank Mgmt For For For
1.2 Elect Dennis E. Gershenson Mgmt For For For
1.3 Elect Arthur H. Goldberg Mgmt For For For
1.4 Elect Robert A. Meister Mgmt For For For
1.5 Elect David J. Nettina Mgmt For For For
1.6 Elect Matthew L. Ostrower Mgmt For For For
1.7 Elect Joel M. Pashcow Mgmt For For For
1.8 Elect Mark K. Rosenfeld Mgmt For For For
1.9 Elect Michael A. Ward Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
O CUSIP 756109104 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kathleen R. Allen Mgmt For For For
2 Elect A.Larry Chapman Mgmt For For For
3 Elect Priya C. Huskins Mgmt For For For
4 Elect Thomas A. Lewis Mgmt For For For
5 Elect Michael D. McKee Mgmt For For For
6 Elect Gregory T. McLaughlin Mgmt For For For
7 Elect Ronald L. Merriman Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REG CUSIP 758849103 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Martin E. Stein, Jr. Mgmt For For For
1.2 Elect Raymond L. Bank Mgmt For For For
1.3 Elect C. Ronald Blankenship Mgmt For For For
1.4 Elect Alvin R. Carpenter Mgmt For For For
1.5 Elect J. Dix Druce, Jr. Mgmt For For For
1.6 Elect Mary Lou Fiala Mgmt For For For
1.7 Elect Douglas S. Luke Mgmt For For For
1.8 Elect David P. O'Connor Mgmt For For For
1.9 Elect John C. Schweitzer Mgmt For For For
1.10 Elect Brian M. Smith Mgmt For For For
1.11 Elect Thomas G. Wattles Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
RETAIL OPPORTUNITY
INVESTMENTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROIC CUSIP 76131N101 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard A. Baker Mgmt For For For
1.2 Elect Michael J. Indiveri Mgmt For For For
1.3 Elect Edward H. Meyer Mgmt For Withhold Against
1.4 Elect Lee S. Neibart Mgmt For For For
1.5 Elect Charles J. Persico Mgmt For For For
1.6 Elect Laura H. Pomerantz Mgmt For Withhold Against
1.7 Elect Stuart A. Tanz Mgmt For For For
1.8 Elect Eric S. Zorn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For Against Against
Compensation
------------------------------------------------------------------------------------------------------------------------
RETAIL PROPERTIES OF
AMERICA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RPAI CUSIP 76131V202 10/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth Beard Mgmt For For For
1.2 Elect Frank Catalano, Jr. Mgmt For For For
1.3 Elect Paul Gauvreau Mgmt For For For
1.4 Elect Gerald Gorski Mgmt For For For
1.5 Elect Steven Grimes Mgmt For For For
1.6 Elect Richard Imperiale Mgmt For For For
1.7 Elect Kenneth Masick Mgmt For For For
1.8 Elect Barbara Murphy Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
RIOCAN REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REI CUSIP 766910103 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Bonnie Brooks Mgmt For For For
1.2 Elect Clare R. Copeland Mgmt For Withhold Against
1.3 Elect Raymond M. Gelgoot Mgmt For Withhold Against
1.4 Elect Paul V. Godfrey Mgmt For Withhold Against
1.5 Elect Dale H. Lastman Mgmt For Withhold Against
1.6 Elect Sharon Sallows Mgmt For For For
1.7 Elect Edward Sonshine Mgmt For For For
1.8 Elect Charles M. Winograd Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Adoption of Advance Notice Mgmt For For For
Requirement
4 Amendments to Declaration of Mgmt For For For
Trust
------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RLJ CUSIP 74965L101 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert Johnson Mgmt For For For
2 Elect Thomas Baltimore Jr. Mgmt For For For
3 Elect Evan Bayh Mgmt For For For
4 Elect Nathaniel Davis Mgmt For For For
5 Elect Robert La Forgia Mgmt For For For
6 Elect Glenda McNeal Mgmt For For For
7 Elect Joseph Ryan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
SEGRO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGRO CINS G80277141 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Nigel Rich Mgmt For For For
5 Elect Justin R. Read Mgmt For For For
6 Elect Mark Robertshaw Mgmt For For For
7 Elect David Sleath Mgmt For For For
8 Elect Doug Webb Mgmt For For For
9 Elect Thomas W. Wernink Mgmt For For For
10 Elect Christopher Fisher Mgmt For For For
11 Elect Baroness Margaret Ford Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Mgmt For For For
Fees
14 Authorisation of Political Mgmt For For For
Donations
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
|
------------------------------------------------------------------------------------------------------------------------
SELECT INCOME REIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIR CUSIP 81618T100 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jeffrey P. Somers Mgmt For Abstain Against
2 Elect Barry M. Portnoy Mgmt For Abstain Against
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SENIOR HOUSING
PROPERTIES TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNH CUSIP 81721M109 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John L. Harrington Mgmt For Abstain Against
2 Elect Adam D. Portnoy Mgmt For Abstain Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SHAFTESBURY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHB CINS G80603106 02/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect W. Gordon McQueen Mgmt For For For
5 Elect Oliver Marriott Mgmt For For For
6 Elect Hilary Riva Mgmt For For For
7 Elect Jill Little Mgmt For For For
8 Elect Jonathan Lane Mgmt For Against Against
9 Elect Brian Bickell Mgmt For For For
10 Elect Simon Quayle Mgmt For For For
11 Elect Thomas Welton Mgmt For For For
12 Elect Christopher Ward Mgmt For For For
13 Elect Dermot Mathias Mgmt For For For
14 Elect Sally Walden Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Mgmt For For For
Fees
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Political Mgmt For For For
Donations
21 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
|
------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0069 CINS G8063F106 06/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect KUOK Khoon Ean Mgmt For Against Against
5 Elect Gregory A. Dogan Mgmt For For For
6 Elect Alexander R. Hamilton Mgmt For For For
7 Elect Timothy David Dattels Mgmt For Against Against
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
10 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased Shares
13 Amendments to Articles Mgmt For For For
14 Change of Company Name Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
16 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0813 CINS G81043104 06/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUI Wing Mau Mgmt For Against Against
6 Elect LIU Sai Fei Mgmt For For For
7 Elect TANG Fei Mgmt For For For
8 Elect Liao Lujiang Mgmt For For For
9 Elect LU Hong Bing Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
12 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Repurchased Shares
15 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0813 CINS G81043104 06/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Adoption of Share Option Mgmt For For For
Scheme of Shanghai Shimao
Company Limited
------------------------------------------------------------------------------------------------------------------------
SILIC SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIL CINS F88835115 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non-Deductible
Expenditures
5 Consolidated Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Transactions Mgmt For For For
8 Elect Jean-Francois Gauthier Mgmt For Against Against
9 Ratification of the Mgmt For Against Against
Co-option of Catherine
Granger
10 Ratification of the Mgmt For For For
Co-option of Alec Emmott
11 Authority to Repurchase Mgmt For For For
Shares
12 Authorization of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPG CUSIP 828806109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Melvyn E. Bergstein Mgmt For For For
2 Elect Larry C. Glasscock Mgmt For For For
3 Elect Karen N. Horn Mgmt For Against Against
4 Elect Allan B. Hubbard Mgmt For For For
5 Elect Reuben S. Leibowitz Mgmt For For For
6 Elect Daniel C. Smith Mgmt For For For
7 Elect J. Albert Smith, Jr. Mgmt For For For
8 Advisory Vote on Executive Mgmt For Against Against
Compensation
9 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
SINO LAND COMPANY LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0083 CINS Y80267126 10/31/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Ronald J. Arculli Mgmt For Against Against
6 Elect Allan Zeman Mgmt For For For
7 Elect Steven ONG Kay Eng Mgmt For For For
8 Elect YU Wai Wai Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
13 Authority to Issue Mgmt For Against Against
Repurchased Shares
14 Amendments to Articles Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SL GREEN REALTY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLG CUSIP 78440X101 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Edwin Thomas Burton III Mgmt For For For
1.2 Elect Craig M. Hatkoff Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Amendment to the 2005 Stock Mgmt For For For
Option and Incentive Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SM PRIME HOLDINGS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMPH CINS Y8076N112 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Philippines
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Call to order Mgmt For Abstain Against
3 Approve Notice and Quorum Mgmt For Abstain Against
4 Approve Meeting Minutes Mgmt For For For
5 Approve of Annual Report Mgmt For For For
6 Ratification of Board Acts Mgmt For Abstain Against
7 Elect Henry Sy, Sr. Mgmt For Against Against
8 Elect Henry T. Sy, Jr. Mgmt For Against Against
9 Elect Hans T. Sy Mgmt For Against Against
10 Elect Herbert T. Sy Mgmt For For For
11 Elect Jorge T. Mendiola Mgmt For For For
12 Elect Jose L. Cuisia, Jr. Mgmt For Against Against
13 Elect Gregorio U Kilayko Mgmt For For For
14 Elect Joselito H. Sibayan Mgmt For For For
15 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
16 Transaction of Other Business Mgmt For Against Against
17 Adjourment Mgmt For Abstain Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SSS CUSIP 84610H108 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert J. Attea Mgmt For For For
1.2 Elect Kenneth F. Myszka Mgmt For For For
1.3 Elect Anthony P. Gammie Mgmt For For For
1.4 Elect Charles E. Lannon Mgmt For For For
1.5 Elect James R. Boldt Mgmt For For For
1.6 Elect Stephen R. Rusmisel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
SPONDA OYJ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SDA1V CINS X84465107 03/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Finland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Ratification of Board and Mgmt For For For
Management Acts
11 Directors' Fees Mgmt For For For
12 Board Size Mgmt For For For
13 Election of Directors Mgmt For For For
14 Authority to Set Auditor's Mgmt For For For
Fees
15 Appointment of Auditor Mgmt For For For
16 Amendments to Articles Mgmt For For For
Regarding Electronic
Communication
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
19 Nomination Committee Mgmt For Against Against
20 Non-Voting Agenda Item N/A N/A N/A N/A
------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS &
RESORTS WORLDWIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOT CUSIP 85590A401 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Frits van Paasschen Mgmt For For For
1.2 Elect Bruce W. Duncan Mgmt For For For
1.3 Elect Adam M. Aron Mgmt For For For
1.4 Elect Charlene Barshefsky Mgmt For For For
1.5 Elect Thomas E. Clarke Mgmt For For For
1.6 Elect Clayton C. Daley, Jr. Mgmt For For For
1.7 Elect Lizanne Galbreath Mgmt For For For
1.8 Elect Eric Hippeau Mgmt For For For
1.9 Elect Aylwin B. Lewis Mgmt For For For
1.10 Elect Stephen R. Quazzo Mgmt For For For
1.11 Elect Thomas O. Ryder Mgmt For For For
2 Advisory Vote on Executive Mgmt For For For
Compensation
3 2013 Long-Term Incentive Mgmt For For For
Compensation Plan
4 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
STOCKLAND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGP CINS Q8773B105 10/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Terry Williamson Mgmt For For For
3 Re-elect Carolyn Hewson Mgmt For For For
4 Appoint Auditor Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Approve Termination Payments Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
STRATEGIC HOTELS &
RESORTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEE CUSIP 86272T106 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert P. Bowen Mgmt For For For
1.2 Elect Kenneth Fisher Mgmt For Withhold Against
1.3 Elect Raymond L. Gellein, Jr. Mgmt For For For
1.4 Elect James A. Jeffs Mgmt For For For
1.5 Elect Richard D. Kincaid Mgmt For For For
1.6 Elect David M.C. Michels Mgmt For For For
1.7 Elect Willam A. Prezant Mgmt For For For
1.8 Elect Eugene F. Reilly Mgmt For For For
1.9 Elect Sheli Z. Rosenberg Mgmt For For For
2 Advisory Vote on Executive Mgmt For Against Against
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison Pill
------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY &
DEVELOPMENT CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8830 CINS J77841112 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Junji Takashima Mgmt For Against Against
3 Elect Kenichi Onodera Mgmt For For For
4 Elect Kohjun Nishima Mgmt For For For
5 Elect Nobuaki Takemura Mgmt For For For
6 Elect Masato Kobayashi Mgmt For For For
7 Elect Yoshinobu Sakamoto Mgmt For For For
8 Elect Yoshiyuki Odai Mgmt For For For
9 Elect Hiroshi Katoh Mgmt For For For
10 Elect Kohji Itoh Mgmt For For For
11 Elect Toshikazu Tanaka Mgmt For For For
12 Elect Shohichi Abe Mgmt For Against Against
13 Elect Hiroshi Tomoyasu Mgmt For Against Against
14 Elect Tadashi Kitamura Mgmt For Against Against
15 Renewal of Takeover Defense Mgmt For Against Against
Plan
|
------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0016 CINS Y82594121 11/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LUI Ting Mgmt For For For
6 Elect Norman LEUNG Nai Pang Mgmt For For For
7 Elect Donald LEUNG Kui King Mgmt For For For
8 Elect Thomas KWOK Ping Kwong Mgmt For For For
9 Elect LEE Shau Kee Mgmt For Against Against
10 Elect Dicky Peter YIP Mgmt For Against Against
11 Elect Richard WONG Yue Chim Mgmt For Against Against
12 Elect William FUNG Kwok Lun Mgmt For Against Against
13 Elect William KWAN Cheuk Yin Mgmt For For For
14 Elect Michael WONG Yick Kam Mgmt For For For
15 Elect Patrick CHAN Kwok Wai Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
20 Authority to Issue Mgmt For Against Against
Repurchased Shares
21 Adoption of New SHKP Share Mgmt For Against Against
Option Scheme
22 Adoption of New SUNeVision Mgmt For Against Against
Share Option Scheme
------------------------------------------------------------------------------------------------------------------------
SUNTEC REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T82U CINS Y82954101 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
3 Authority to Issue Units w/ Mgmt For For For
or w/o Preemptive Rights
------------------------------------------------------------------------------------------------------------------------
TAG IMMOBILIEN AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEG CINS D82822236 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Management Mgmt For For For
Board Acts
7 Ratification of Supervisory Mgmt For For For
Board Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Lutz Ristow Mgmt For Against Against
10 Elect Ronald Frohne Mgmt For Against Against
11 Elect Lothar Lanz Mgmt For For For
12 Elect Philipp Wagner Mgmt For For For
13 Increase in Authorized Mgmt For For For
Capital
14 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase in
Conditional Capital
15 Supervisory Board Members' Mgmt For For For
Fees
16 Amendment to Profit-and-Loss Mgmt For For For
Transfer Agreement
|
------------------------------------------------------------------------------------------------------------------------
TANGER FACTORY OUTLET
CENTERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SKT CUSIP 875465106 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jack Africk Mgmt For For For
2 Elect William G. Benton Mgmt For For For
3 Elect Bridget Ryan Berman Mgmt For For For
4 Elect Donald G. Drapkin Mgmt For For For
5 Elect Thomas J. Reddin Mgmt For For For
6 Elect Thomas E. Robinson Mgmt For For For
7 Elect Allan L. Schuman Mgmt For For For
8 Elect Steven B. Tanger Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Executive Mgmt For For For
Compensation
------------------------------------------------------------------------------------------------------------------------
THE LINK REAL ESTATE
INVESTMENT TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0823 CINS Y5281M111 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Anthony CHOW Wing Kin Mgmt For For For
4 Elect William CHAN Chak Mgmt For For For
Cheung
5 Elect David Watt Mgmt For For For
6 Authority to Repurchase Mgmt For For For
Shares
7 Expansion of Asset Class of Mgmt For For For
the Company's Investment
Strategy
8 Expanded Asset Class Mgmt For For For
Consequential Amendment
9 Charitable Amendments Mgmt For For For
10 Ancillary Trust Deed Mgmt For For For
Amendments regarding
Establishment of Subsidiaries
11 Ancillary Trust Deed Mgmt For For For
Amendments regarding Special
Purpose Vehicles
12 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
THE UNITE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTG CINS G9283N101 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Andrew Jones Mgmt For For For
5 Elect Phil White Mgmt For For For
6 Elect Mark Allan Mgmt For For For
7 Elect Joe Lister Mgmt For For For
8 Elect Richard Simpson Mgmt For For For
9 Elect Richard Smith Mgmt For For For
10 Elect Manjit Wolstenholme Mgmt For Against Against
11 Elect Richard Walker Mgmt For Against Against
12 Elect Sir Tim Wilson Mgmt For Against Against
13 Appointment of Auditor Mgmt For Against Against
14 Authority to Set Auditor's Mgmt For Against Against
Fees
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
17 Authority to Set General Mgmt For Against Against
Meeting Notice Period at 14
Days
------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS)
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0004 CINS Y8800U127 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect NG Tze Yuen Mgmt For Against Against
5 Elect Alexander AU Siu Kee Mgmt For For For
6 Elect Edward CHEN K.Y. Mgmt For For For
7 Elect Raymond CH'IEN Kuo Fung Mgmt For Against Against
8 Elect Yen Thean LENG Mgmt For For For
9 Elect Arthur LI Kwok Cheung Mgmt For For For
10 Appointment of Auditor and Mgmt For For For
Authority to Set Fees
11 Directors' Fees Fee Payable Mgmt For For For
to the Chairman
12 Directors' Fees Fee Payable Mgmt For For For
to Directors
13 Directors' Fees Fee Payable Mgmt For For For
to the Audit Committee
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Shares Mgmt For Against Against
w/o Preemptive Rights
16 Authority to Issue Mgmt For Against Against
Repurchased Shares
|
------------------------------------------------------------------------------------------------------------------------
TOKYO TATEMONO COMPANY
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8804 CINS J88333117 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Makoto Hatanaka Mgmt For Against Against
5 Elect Hajime Sakuma Mgmt For For For
6 Elect Kazumasa Katoh Mgmt For For For
7 Elect Hisao Shibayama Mgmt For For For
8 Elect Hitoshi Nomura Mgmt For For For
9 Elect Shinji Yoshida Mgmt For For For
10 Elect Masami Kamo Mgmt For For For
11 Elect Hirokazu Ishikawa Mgmt For For For
12 Elect Mitsuyoshi Tohyama Mgmt For Against Against
13 Elect Tatsuo Ogoshi Mgmt For For For
14 Retirement and Special Mgmt For Against Against
Allowances for Director(s)
15 Compensation Policy Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
TOKYU LAND CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8815 CINS J88849120 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Restructuring/Capitalization Mgmt For For For
4 Elect Masatake Ueki Mgmt For Against Against
5 Elect Kiyoshi Kanazashi Mgmt For For For
6 Elect Ushio Okamoto Mgmt For For For
7 Elect Satoshi Ogura Mgmt For For For
8 Elect Iwao Ohtaki Mgmt For For For
9 Elect Toshiyuki Saegusa Mgmt For For For
10 Elect Hitoshi Uemura Mgmt For For For
11 Elect Yuji Ohkuma Mgmt For For For
12 Elect Hirofumi Nomoto Mgmt For For For
13 Elect Yoshihiro Nakajima Mgmt For For For
14 Elect Motonori Nakamura Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
UDR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UDR CUSIP 902653104 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Katherine A. Cattanach Mgmt For For For
1.2 Elect Eric J. Foss Mgmt For For For
1.3 Elect Robert P. Freeman Mgmt For For For
1.4 Elect Jon A. Grove Mgmt For For For
1.5 Elect James D. Klingbeil Mgmt For For For
1.6 Elect Lynne B. Sagalyn Mgmt For For For
1.7 Elect Mark J. Sandler Mgmt For For For
1.8 Elect Thomas W. Toomey Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Executive Mgmt For For For
Compensation
|
------------------------------------------------------------------------------------------------------------------------
UNIBAIL-RODAMCO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UL CINS F95094110 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Mgmt For For For
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Elect Francois Jaclot Mgmt For For For
10 Elect Frans Jozef G.M. Mgmt For For For
Cremers
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Cancel Shares Mgmt For For For
and Reduce Capital
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
14 Authority to Issue Shares Mgmt For For For
w/o Preemptive Rights
15 Authority to Increase Share Mgmt For For For
Issuance Limit
16 Authority to Increase Mgmt For For For
Capital in Consideration for
Contributions in Kind
17 Employee Stock Purchase Plan Mgmt For For For
18 Authorization of Legal Mgmt For For For
Formalities
------------------------------------------------------------------------------------------------------------------------
VASTNED RETAIL NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VASTN CINS N91784103 04/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Dividend Policy 2013 Mgmt Against For Against
7 Dividend Policy 2012 Mgmt For For For
8 Allocation of Mgmt For For For
Profits/Dividends (New
Policy)
9 Allocation of Mgmt Against For Against
Profits/Dividends (Old
Policy)
10 Ratification of Management Mgmt For For For
Board Acts
11 Ratification of Supervisory Mgmt For For For
Board Acts
12 Amendments to Articles Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
VENTAS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VTR CUSIP 92276F100 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Debra A. Cafaro Mgmt For For For
2 Elect Douglas Crocker, II Mgmt For For For
3 Elect Ronald G. Geary Mgmt For For For
4 Elect Jay M. Gellert Mgmt For For For
5 Elect Richard I. Gilchrist Mgmt For For For
6 Elect Matthew J. Lustig Mgmt For For For
7 Elect Douglas M. Pasquale Mgmt For For For
8 Elect Robert D. Reed Mgmt For For For
9 Elect Sheli Z. Rosenberg Mgmt For For For
10 Elect Glenn J. Rufrano Mgmt For For For
11 Elect James D. Shelton Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Executive Mgmt For For For
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of Shares
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation in
the Event of a Change in
Control
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VNO CUSIP 929042109 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Candace K. Beinecke Mgmt For Withhold Against
1.2 Elect Robert P. Kogod Mgmt For Withhold Against
1.3 Elect David Mandelbaum Mgmt For Withhold Against
1.4 Elect Richard R. West Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Mgmt For For For
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority Vote for
Election of Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent Board
Chairman
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Declassification
of the Board
------------------------------------------------------------------------------------------------------------------------
WERELDHAVE N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WH CINS N95060120 04/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports; Mgmt For For For
Allocation of Dividend
2 Ratification of Management Mgmt For For For
Board Acts
3 Ratification of Supervisory Mgmt For For For
Board Acts
4 Elect D.J. Anbeek to the Mgmt For For For
Management Board
5 Elect P. Roozenboom to the Mgmt For For For
Management Board
6 Elect F.C. Weijtens Mgmt For For For
7 Elect J.A. Bomhoff Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
|
------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WDC CINS Q97062105 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Frank P. Lowy Mgmt For For For
4 Re-elect Brian M. Schwartz Mgmt For For For
5 Re-elect Roy L. Furman Mgmt For For For
6 Re-elect Peter K. Allen Mgmt For For For
7 Elect Mark G. Johnson Mgmt For For For
8 Authorise Board to Mgmt For For For
Repurchase Securities
------------------------------------------------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WRT CINS Q97145108 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Richard Warburton as Mgmt For For For
a Director
3 Ratify Michael F. Ihlein as Mgmt For For For
a Director
------------------------------------------------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WIHL cins W9899S108 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Mgmt For For For
Profits/Dividend
14 Ratification of Board and Mgmt For For For
Management Acts
15 Record Date for Dividend Mgmt For For For
16 Board Size Mgmt For Against Against
17 Directors and Auditors' Fees Mgmt For For For
18 Election of Directors Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Nominating Committee Mgmt For Against Against
21 Compensation Guidelines Mgmt For Against Against
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Issue Shares w/ Mgmt For For For
or w/o Preemptive Rights
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
|
Registrant Name :
Fund Name : RIF LifePoints Funds Balanced Strategy Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant Name :
Fund Name : RIF Real Estate Securities Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant Name :
Fund Name : RIF LifePoints Funds Moderate Strategy Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant Name :
Fund Name : RIF LifePoints Funds Growth Strategy Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant Name :
Fund Name : RIF LifePoints Funds Equity Growth Strategy Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant Name :
Fund Name : RIF LifePoints Funds Conservative Strategy Fund
Date of Fiscal Year End : 06/30/2013
In all markets, for all statuses, for
Key-
THE FUND DID NOT VOTE PROXIES RELATING TO PORTFOLIO SECURITIES DURING THE PERIOD
COVERED BY THIS REPORT.
Registrant :
Fund Name : RIF Multi-Style Equity Fund
Date of fiscal year end: 06/30/2013
In all markets, for all statuses, for
Key-
------------------------------------------------------------------------------------------------------------------------
3M COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMM CUSIP 88579Y101 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Linda G. Alvarado Mgmt For For For
2 Elect Vance D. Coffman Mgmt For For For
3 Elect Michael L. Eskew Mgmt For For For
4 Elect W. James Farrell Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Muhtar Kent Mgmt For For For
7 Elect Edward M. Liddy Mgmt For For For
8 Elect Robert S. Mgmt For For For
Morrison
9 Elect Aulana L. Peters Mgmt For Against Against
10 Elect Inge G. Thulin Mgmt For For For
11 Elect Robert J. Ulrich Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political Spending
------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABT CUSIP 002824100 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Mgmt For For For
Novakovic
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Genetically
Modified Organisms
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Excluding
Compliance Costs for
the Purposes of
Executive Compensation
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
|
------------------------------------------------------------------------------------------------------------------------
ABBVIE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABBV CUSIP 00287Y109 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Burnside Mgmt For For For
1.2 Elect Edward Rapp Mgmt For For For
1.3 Elect Roy Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2013 Stock Incentive Mgmt For For For
Plan
------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANF CUSIP 002896207 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James B. Bachmann Mgmt For For For
2 Elect Michael E. Mgmt For For For
Greenlees
3 Elect Kevin S. Huvane Mgmt For For For
4 Elect Michael S. Mgmt For For For
Jeffries
5 Elect John W. Kessler Mgmt For Against Against
6 Elect Craig R. Mgmt For For For
Stapleton
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
8 Ratification of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Specific
Performance Metrics in
Equity Compensation
Plans
|
------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACN CUSIP G1151C101 02/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Elect William Kimsey Mgmt For For For
3 Elect Robert Lipp Mgmt For For For
4 Elect Pierre Nanterme Mgmt For For For
5 Elect Gilles Pelisson Mgmt For For For
6 Elect Wulf von Mgmt For Against Against
Schimmelmann
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Amendment to the Share Mgmt For For For
Incentive Plan
10 Authority to Hold Mgmt For For For
Annual Meeting Outside
of Ireland
11 Authority to Mgmt For For For
Repurchase Shares
12 Price Range for Mgmt For For For
Issuance of Treasury
Shares
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert M. Mgmt For For For
Hernandez
2 Elect Peter Menikoff Mgmt For For For
3 Elect Robert Ripp Mgmt For For For
4 Elect Theodore Shasta Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 2012 Annual Report Mgmt For For For
7 Statutory Financial Mgmt For For For
Statements
8 Consolidated Financial Mgmt For For For
Statements
9 Allocation of Mgmt For For For
Profits/Dividends
10 Discharge of Board of Mgmt For For For
Directors
11 PricewaterhouseCoopers Mgmt For For For
AG, Zurich
12 PricewaterhouseCoopers Mgmt For For For
13 BDO AG, Zurich Mgmt For For For
14 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
15 Distribution Via Par Mgmt For For For
Value Reduction
16 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACT CUSIP 00507K103 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jack Michelson Mgmt For For For
2 Elect Ronald R. Taylor Mgmt For For For
3 Elect Andrew L. Turner Mgmt For For For
4 Elect Paul M. Bisaro Mgmt For For For
5 Elect Christopher W. Mgmt For For For
Bodine
6 Elect Michel J. Feldman Mgmt For For For
7 Elect Fred G. Weiss Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
|
------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATVI CUSIP 00507V109 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Philippe G. H. Mgmt For For For
Capron
2 Elect Jean-Yves Mgmt For For For
Charlier
3 Elect Robert J. Corti Mgmt For For For
4 Elect Frederic R. Mgmt For For For
Crepin
5 Elect Jean Francois Mgmt For For For
Dubos
6 Elect Lucian Grainge Mgmt For For For
7 Elect Brian G. Kelly Mgmt For For For
8 Elect Robert A. Kotick Mgmt For For For
9 Elect Robert J. Morgado Mgmt For For For
10 Elect Richard Sarnoff Mgmt For For For
11 Elect Regis Turrini Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADBE CUSIP 00724F101 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Amy Banse Mgmt For For For
2 Elect Kelly Barlow Mgmt For For For
3 Elect Edward Barnholt Mgmt For For For
4 Elect Robert Burgess Mgmt For For For
5 Elect Frank Calderoni Mgmt For For For
6 Elect Michael Cannon Mgmt For For For
7 Elect James Daley Mgmt For For For
8 Elect Laura Desmond Mgmt For For For
9 Elect Charles Geschke Mgmt For For For
10 Elect Shantanu Narayen Mgmt For For For
11 Elect Daniel Rosensweig Mgmt For Against Against
12 Elect Robert Sedgewick Mgmt For For For
13 Elect John Warnock Mgmt For For For
14 Amendment to the 2003 Mgmt For For For
Equity Incentive Plan
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
ADT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADT CUSIP 00101J106 03/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas J. Mgmt For For For
Colligan
1.2 Elect Timothy M. Mgmt For For For
Donahue
1.3 Elect Robert M. Mgmt For For For
Dutkowsky
1.4 Elect Bruce S. Gordon Mgmt For For For
1.5 Elect Naren K. Mgmt For For For
Gursahaney
1.6 Elect Bridgette Heller Mgmt For For For
1.7 Elect Kathleen W Hyle Mgmt For For For
1.8 Elect Keith A. Meister Mgmt For For For
1.9 Elect Dinesh Paliwal Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
|
------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AFL CUSIP 001055102 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Daniel P. Amos Mgmt For For For
2 Elect John Shelby Amos II Mgmt For For For
3 Elect Paul S. Amos II Mgmt For For For
4 Elect W. Paul Bowers Mgmt For For For
5 Elect Kriss Cloninger III Mgmt For Against Against
6 Elect Elizabeth J. Mgmt For For For
Hudson
7 Elect Douglas W. Mgmt For For For
Johnson
8 Elect Robert B. Johnson Mgmt For For For
9 Elect Charles B. Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara K. Rimer Mgmt For For For
12 Elect Melvin T. Stith Mgmt For For For
13 Elect David Gary Mgmt For For For
Thompson
14 Elect Takuro Yoshida Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGCO CUSIP 001084102 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect George E. Minnich Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Gerald L. Shaheen Mgmt For For For
7 Elect Mallika Mgmt For For For
Srinivasan
8 Elect Hendrikus Visser Mgmt For For For
9 Amendment to the Mgmt For For For
Management Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AL CUSIP 00912X302 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John G. Danhakl Mgmt For For For
2 Elect Matthew J. Hart Mgmt For For For
3 Elect Robert A. Milton Mgmt For For For
4 Elect John L. Plueger Mgmt For For For
5 Elect Antony P. Ressler Mgmt For Against Against
6 Elect Wilbur L. Ross, Jr. Mgmt For Against Against
7 Elect Ian M. Saines Mgmt For For For
8 Elect Ronald D. Sugar Mgmt For For For
9 Elect Steven F. Mgmt For For For
Udvar-Hazy
10 Ratification of Auditor Mgmt For For For
11 Approval of Mgmt For For For
Performance Criteria
Under the 2010 Equity
Incentive Plan
12 Approval of 2013 Mgmt For For For
Performance-Based
Awards
13 2013 Cash Bonus Plan Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND
CHEMICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APD CUSIP 009158106 01/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William Davis, III Mgmt For For For
2 Elect W. Douglas Ford Mgmt For For For
3 Elect Evert Henkes Mgmt For For For
4 Elect Margaret McGlynn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
8 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALXN CUSIP 015351109 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect William R. Keller Mgmt For For For
1.4 Elect Joseph A. Madri Mgmt For For For
1.5 Elect Larry Mathis Mgmt For For For
1.6 Elect R. Douglas Norby Mgmt For For For
1.7 Elect Alvin S. Parven Mgmt For For For
1.8 Elect Andreas Rummelt Mgmt For For For
1.9 Elect Ann M. Veneman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 2004 Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Y CUSIP 017175100 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen P. Mgmt For For For
Bradley
2 Elect Karen Brenner Mgmt For For For
3 Elect Thomas S. Johnson Mgmt For Against Against
4 Elect James F. Will Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGN CUSIP 018490102 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David E.I. Pyott Mgmt For For For
2 Elect Michael R. Mgmt For For For
Gallagher
3 Elect Deborah Dunsire Mgmt For For For
4 Elect Dawn E. Hudson Mgmt For For For
5 Elect Trevor M. Jones Mgmt For For For
6 Elect Louis J. Mgmt For For For
Lavigne, Jr.
7 Elect Peter J. Mgmt For For For
McDonnell
8 Elect Timothy D. Mgmt For For For
Proctor
9 Elect Russell T. Ray Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Right to Call a Mgmt For For For
Special Meeting
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNT CUSIP 018802108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael L. Mgmt For For For
Bennett
1.2 Elect Darryl B. Hazel Mgmt For For For
1.3 Elect David A. Perdue Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE
SOLUTIONS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDRX CUSIP 01988P108 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stuart L. Bascomb Mgmt For For For
2 Elect Paul M. Black Mgmt For For For
3 Elect Dennis H. Mgmt For For For
Chookaszian
4 Elect Robert J. Mgmt For For For
Cindrich
5 Elect Michael A. Klayko Mgmt For For For
6 Elect Anita V. Pramoda Mgmt For For For
7 Elect David D. Stevens Mgmt For For For
8 Elect Ralph H. Thurman Mgmt For For For
9 Amendment to the 2011 Mgmt For For For
Stock Incentive Plan
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALTR CUSIP 021441100 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John P. Daane Mgmt For For For
2 Elect T. Michael Nevens Mgmt For For For
3 Elect A. Blaine Bowman Mgmt For For For
4 Elect Elisha W. Finney Mgmt For For For
5 Elect Kevin McGarity Mgmt For For For
6 Elect Shane V. Robison Mgmt For For For
7 Elect John Shoemaker Mgmt For For For
8 Elect Thomas H. Mgmt For For For
Waechter
9 Amendment to the 2005 Mgmt For For For
Equity Incentive Plan
10 Second Amendment to Mgmt For Against Against
the 2005 Equity
Incentive Plan
11 Amendment to 1987 Mgmt For For For
Employee Stock
Purchase Plan
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MO CUSIP 02209S103 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gerald L. Baliles Mgmt For For For
2 Elect Martin J. Mgmt For For For
Barrington
3 Elect John T. Casteen III Mgmt For Against Against
4 Elect Dinyar S. Devitre Mgmt For For For
5 Elect Thomas F. Mgmt For For For
Farrell II
6 Elect Thomas W. Jones Mgmt For For For
7 Elect Debra J. Mgmt For For For
Kelly-Ennis
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn B. Mgmt For For For
McQuade
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Y. Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
AMARIN CORP. PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMRN CUSIP 023111206 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lars Ekman Mgmt For For For
2 Elect Carl Gordon Mgmt For For For
3 Elect Jan van Heek Mgmt For For For
4 Elect Patrick Mgmt For For For
O'Sullivan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Remuneration Report Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Amendment to the 2011 Mgmt For For For
Stock Incentive Plan
|
------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMZN CUSIP 023135106 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For Against Against
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEE CUSIP 023608102 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen F. Brauer Mgmt For Withhold Against
1.2 Elect Catherine S. Mgmt For For For
Brune
1.3 Elect Ellen M. Mgmt For For For
Fitzsimmons
1.4 Elect Walter J. Galvin Mgmt For For For
1.5 Elect Gayle P.W. Mgmt For For For
Jackson
1.6 Elect James C. Johnson Mgmt For Withhold Against
1.7 Elect Steven H. Mgmt For For For
Lipstein
1.8 Elect Patrick T. Stokes Mgmt For For For
1.9 Elect Thomas R. Voss Mgmt For For For
1.10 Elect Stephen R. Wilson Mgmt For For For
1.11 Elect Jack D. Woodard Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Review
Energy Efficiency and
Renewable Energy
------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER
COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AEP CUSIP 025537101 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect Ralph D. Crosby, Jr. Mgmt For For For
4 Elect Linda A. Mgmt For For For
Goodspeed
5 Elect Thomas E. Hoaglin Mgmt For For For
6 Elect Sandra Beach Lin Mgmt For For For
7 Elect Michael G. Morris Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Nowell III Mgmt For For For
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Mgmt For For For
Richard III
12 Elect Richard L. Sandor Mgmt For For For
13 Elect Sara M. Tucker Mgmt For For For
14 Elect John F. Turner Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
|
------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXP CUSIP 025816109 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Charlene Mgmt For Withhold Against
Barshefsky
1.2 Elect Ursula M. Burns Mgmt For For For
1.3 Elect Kenneth I. Mgmt For For For
Chenault
1.4 Elect Peter Chernin Mgmt For For For
1.5 Elect Anne Lauvergeon Mgmt For For For
1.6 Elect Theodore J. Mgmt For For For
Leonsis
1.7 Elect Richard C. Levin Mgmt For For For
1.8 Elect Richard A. McGinn Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Daniel L. Vasella Mgmt For For For
1.12 Elect Robert D. Walter Mgmt For For For
1.13 Elect Ronald A. Mgmt For For For
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL
GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIG CUSIP 026874784 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert H. Mgmt For For For
Benmosche
2 Elect W. Don Cornwell Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect William G. Mgmt For For For
Jurgensen
5 Elect Christopher S. Mgmt For For For
Lynch
6 Elect Arthur C. Mgmt For For For
Martinez
7 Elect George L. Miles, Jr. Mgmt For Against Against
8 Elect Henry S. Miller Mgmt For For For
9 Elect Robert S. Miller Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ronald A. Mgmt For For For
Rittenmeyer
12 Elect Douglas M. Mgmt For For For
Steenland
13 Elect Theresa M. Stone Mgmt For For For
14 2013 Omnibus Incentive Mgmt For For For
Plan
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board Service
|
------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMT CUSIP 03027X100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Raymond P. Dolan Mgmt For For For
2 Elect Ronald M. Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Mgmt For For For
Cantu
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Pamela D.A. Reeve Mgmt For For For
7 Elect David E. Sharbutt Mgmt For For For
8 Elect James D. Mgmt For For For
Taiclet, Jr.
9 Elect Samme L. Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Right to Call a Mgmt For For For
Special Meeting
------------------------------------------------------------------------------------------------------------------------
AMGEN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMGN CUSIP 031162100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David Baltimore Mgmt For For For
2 Elect Frank J. Biondi, Jr. Mgmt For For For
3 Elect Robert A. Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance D. Coffman Mgmt For For For
6 Elect Robert A. Eckert Mgmt For For For
7 Elect Rebecca M. Mgmt For For For
Henderson
8 Elect Frank C. Mgmt For For For
Herringer
9 Elect Tyler Jacks Mgmt For For For
10 Elect Gilbert S. Omenn Mgmt For For For
11 Elect Judith C. Pelham Mgmt For For For
12 Elect Leonard D. Mgmt For For For
Schaeffer
13 Elect Ronald D. Sugar Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Amendment to the 2009 Mgmt For For For
Equity Incentive Plan
------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APC CUSIP 032511107 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kevin P. Chilton Mgmt For For For
2 Elect Luke R. Corbett Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Preston M. Mgmt For For For
Geren, III
7 Elect Charles W. Mgmt For For For
Goodyear
8 Elect John R. Gordon Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Paula Rosput Mgmt For For For
Reynolds
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
|
------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADI CUSIP 032654105 03/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ray Stata Mgmt For For For
2 Elect Jerald G. Fishman Mgmt For For For
3 Elect James A. Champy Mgmt For For For
4 Elect John C. Hodgson Mgmt For For For
5 Elect Yves-Andre Istel Mgmt For For For
6 Elect Neil S. Novich Mgmt For For For
7 Elect F. Grant Saviers Mgmt For For For
8 Elect Paul J. Severino Mgmt For For For
9 Elect Kenton J. Mgmt For For For
Sicchitano
10 Elect Lisa T. Su Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive Compensation
12 Executive Section Mgmt For For For
162(m) Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABI CUSIP 03524A108 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Disapplication of Mgmt For Against Against
Preemptive Rights for
Stock Option Grants
2 Authority to Grant Mgmt For Against Against
Stock Options
3 Authority to Increase Mgmt For Against Against
Capital for Stock
Options
4 Authority to Grant Mgmt For Against Against
Stock Options to
Non-Executive Directors
5 Authorization of Legal Mgmt For For For
Formalities
6 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's Acts
9 Elect Kees J. Storm Mgmt For For For
10 Appointment of Mgmt For For For
PricewaterhouseCoopers
and Authority to Set
Fees
11 Remuneration Report Mgmt For Against Against
12 Stock Option Plan for Mgmt For For For
US Employees
13 Directors' Fees Mgmt For For For
14 Change of Control Mgmt For Against Against
Clause Regarding the
EMNT Program
15 Change of Control Mgmt For Against Against
Clause Regarding the
Senior Facilities
Agreement
16 Authorization of Legal Mgmt For For For
Formalities
|
------------------------------------------------------------------------------------------------------------------------
AOL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AOL CUSIP 00184X105 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Tim Armstrong Mgmt For For For
2 Elect Richard Dalzell Mgmt For For For
3 Elect Alberto Ibarguen Mgmt For For For
4 Elect Hugh F. Johnston Mgmt For For For
5 Elect Dawn G. Lepore Mgmt For For For
6 Elect Patricia E. Mgmt For For For
Mitchell
7 Elect Fredric Reynolds Mgmt For For For
8 Elect James R. Stengel Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Approval of the Mgmt For For For
Company's Tax Asset
Protection Plan
------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APA CUSIP 037411105 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Eugene C. Mgmt For For For
Fiedorek
2 Elect Chansoo Joung Mgmt For For For
3 Elect William C. Mgmt For For For
Montgomery
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Amendment to the 2011 Mgmt For For For
Omnibus Equity
Compensation Plan
7 Repeal of Classified Mgmt For For For
Board
------------------------------------------------------------------------------------------------------------------------
APPLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAPL CUSIP 037833100 02/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Mgmt For For For
Drexler
1.4 Elect Albert A. Gore, Jr. Mgmt For For For
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Mgmt For For For
Levinson
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Amendments to Articles Mgmt For For For
of Incorporation
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights Committee
|
------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMAT CUSIP 038222105 03/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Aart J. de Geus Mgmt For For For
2 Elect Stephen R. Mgmt For For For
Forrest
3 Elect Thomas J. Mgmt For For For
Iannotti
4 Elect Susan M. James Mgmt For For For
5 Elect Alexander A. Mgmt For For For
Karsner
6 Elect Gerhard H. Parker Mgmt For For For
7 Elect Dennis D. Powell Mgmt For For For
8 Elect Willem P. Mgmt For For For
Roelandts
9 Elect James E. Rogers Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Robert H. Swan Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADM CUSIP 039483102 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Mollie Hale Mgmt For For For
Carter
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald E. Mgmt For For For
Felsinger
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Thomas F. O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Mgmt For For For
Woertz
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADM CUSIP 039483102 11/01/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alan Boeckmann Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Mollie Carter Mgmt For For For
4 Elect Terrell Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald Felsinger Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick Moore Mgmt For For For
9 Elect Thomas O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin Westbrook Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
|
------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AHL CUSIP G05384105 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Bucknall Mgmt For For For
1.2 Elect Peter O'Flinn Mgmt For Withhold Against
1.3 Elect Ronald Pressman Mgmt For For For
1.4 Elect Gordon Ireland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 2013 Share Incentive Mgmt For Against Against
Plan
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AIZ CUSIP 04621X108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Elaine D. Rosen Mgmt For For For
2 Elect Howard L. Carver Mgmt For For For
3 Elect Juan N. Cento Mgmt For For For
4 Elect Elyse Douglas Mgmt For For For
5 Elect Lawrence V. Mgmt For For For
Jackson
6 Elect David B. Kelso Mgmt For For For
7 Elect Charles J. Koch Mgmt For For For
8 Elect Jean-Paul L. Mgmt For For For
Montupet
9 Elect Robert B. Pollock Mgmt For For For
10 Elect Paul J. Reilly Mgmt For For For
11 Elect Robert W. Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGO CUSIP G0585R106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Neil Baron Mgmt For For For
1.2 Elect Francisco L. Mgmt For Withhold Against
Borges
1.3 Elect G. Lawrence Buhl Mgmt For Withhold Against
1.4 Elect Stephen A. Cozen Mgmt For For For
1.5 Elect Dominic J. Mgmt For For For
Frederico
1.6 Elect Bonnie L. Howard Mgmt For For For
1.7 Elect Patrick W. Kenny Mgmt For For For
1.8 Elect Simon W. Leathes Mgmt For For For
1.9 Elect Robin Mgmt For For For
Monro-Davies
1.10 Elect Michael T. O'Kane Mgmt For For For
1.11 Elect Wilbur L. Ross, Jr. Mgmt For Withhold Against
1.12 Election of Howard W. Mgmt For For For
Albert
1.13 Election of Robert A. Mgmt For For For
Bailenson
1.14 Election of Russell B. Mgmt For For For
Brewer, II
1.15 Election of Gary Burnet Mgmt For For For
1.16 Election of Stephen Mgmt For For For
Donnarumma
1.17 Election of Dominic J. Mgmt For For For
Frederico
1.18 Election of James M. Mgmt For For For
Michener
1.19 Election of Robert B. Mgmt For For For
Mills
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Auditor for Company
Subsidiary
|
------------------------------------------------------------------------------------------------------------------------
AT&T INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
T CUSIP 00206R102 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Randall L. Mgmt For For For
Stephenson
2 Elect Gilbert F. Amelio Mgmt For For For
3 Elect Reuben V. Mgmt For For For
Anderson
4 Elect James H. Mgmt For For For
Blanchard
5 Elect Jaime Chico Pardo Mgmt For For For
6 Elect Scott T. Ford Mgmt For For For
7 Elect James P. Kelly Mgmt For For For
8 Elect Jon C. Madonna Mgmt For For For
9 Elect Michael B. Mgmt For For For
McCallister
10 Elect John B. McCoy Mgmt For For For
11 Elect Joyce M. Roche Mgmt For For For
12 Elect Matthew K. Rose Mgmt For For For
13 Elect Laura D'Andrea Mgmt For For For
Tyson
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Amendment to the Stock Mgmt For For For
Purchase and Deferral
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lead
Batteries
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATW CUSIP 050095108 02/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Deborah Beck Mgmt For For For
1.2 Elect George Dotson Mgmt For For For
1.3 Elect Jack Golden Mgmt For For For
1.4 Elect Hans Helmerich Mgmt For For For
1.5 Elect James Montague Mgmt For For For
1.6 Elect Robert Saltiel Mgmt For For For
1.7 Elect Phil D. Wedemeyer Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Long-Term Mgmt For For For
Incentive Plan
4 Amendment to the Mgmt For For For
Certificate of
Formation
5 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA
PROCESSING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ADP CUSIP 053015103 11/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ellen Alemany Mgmt For For For
1.2 Elect Gregory Brenneman Mgmt For For For
1.3 Elect Leslie Brun Mgmt For For For
1.4 Elect Richard Clark Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Carlos Rodriguez Mgmt For For For
1.10 Elect Enrique Salem Mgmt For For For
1.11 Elect Gregory Summe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AZO CUSIP 053332102 12/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sue Gove Mgmt For For For
2 Elect Earl Graves, Jr. Mgmt For For For
3 Elect Enderson Mgmt For For For
Guimaraes
4 Elect J.R. Hyde III Mgmt For For For
5 Elect W. Andrew McKenna Mgmt For For For
6 Elect George Mrkonic Mgmt For For For
7 Elect Luis Nieto Mgmt For For For
8 Elect William Rhodes III Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVGO CUSIP Y0486S104 04/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hock E. Tan Mgmt For For For
2 Elect John T. Dickson Mgmt For For For
3 Elect James V. Diller, Sr. Mgmt For For For
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect John HSUAN Mgmt For Against Against
Min-Chih
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Mgmt For For For
Repurchase Shares
|
------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVY CUSIP 053611109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bradley A. Alford Mgmt For For For
2 Elect Anthony K. Mgmt For For For
Anderson
3 Elect Rolf Borjesson Mgmt For For For
4 Elect John T. Cardis Mgmt For For For
5 Elect David E.I. Pyott Mgmt For For For
6 Elect Dean A. Mgmt For For For
Scarborough
7 Elect Patrick T. Mgmt For For For
Siewert
8 Elect Julia A. Stewart Mgmt For For For
9 Elect Martha Sullivan Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AVP CUSIP 054303102 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Douglas R. Conant Mgmt For For For
1.2 Elect W. Don Cornwell Mgmt For Withhold Against
1.3 Elect V. Ann Hailey Mgmt For Withhold Against
1.4 Elect Fred Hassan Mgmt For Withhold Against
1.5 Elect Maria Elena Mgmt For Withhold Against
Lagomasino
1.6 Elect Sheri McCoy Mgmt For For For
1.7 Elect Ann S. Moore Mgmt For Withhold Against
1.8 Elect Charles H. Noski Mgmt For For For
1.9 Elect Gary M. Rodkin Mgmt For Withhold Against
1.10 Elect Paula Stern Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 2013 - 2017 Executive Mgmt For For For
Incentive Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Product
Safety
------------------------------------------------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AXS CUSIP G0692U109 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Geoffrey Bell Mgmt For For For
1.2 Elect Albert A. Mgmt For For For
Benchimol
1.3 Elect Christopher V. Mgmt For For For
Greetham
1.4 Elect Maurice Keane Mgmt For For For
1.5 Elect Henry B. Smith Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAC CUSIP 060505559 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sharon Allen Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Jack Bovender, Jr. Mgmt For For For
4 Elect Frank Bramble, Sr. Mgmt For For For
5 Elect Arnold Donald Mgmt For For For
6 Elect Charles Gifford Mgmt For For For
7 Elect Charles Mgmt For For For
Holliday, Jr.
8 Elect Linda Hudson Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Thomas May Mgmt For For For
11 Elect Brian Moynihan Mgmt For For For
12 Elect Lionel Nowell, III Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board Service
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political Spending
20 Regarding ShrHoldr Against Against For
Discriminitory
Mortgage Servicing and
Foreclosure Practices
------------------------------------------------------------------------------------------------------------------------
BANK OF NEW YORK MELLON
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BK CUSIP 064058100 04/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ruth E. Bruch Mgmt For For For
2 Elect Nicholas M. Mgmt For For For
Donofrio
3 Elect Gerald L. Hassell Mgmt For For For
4 Elect Edmund F. Kelly Mgmt For For For
5 Elect Richard J. Kogan Mgmt For For For
6 Elect Michael J. Mgmt For For For
Kowalski
7 Elect John A. Luke, Jr. Mgmt For For For
8 Elect Mark A. Mgmt For For For
Nordenberg
9 Elect Catherine A. Rein Mgmt For For For
10 Elect William C. Mgmt For For For
Richardson
11 Elect Samuel C. Scott Mgmt For For For
III
12 Elect Wesley W. von Mgmt For For For
Schack
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABX CUSIP 067901108 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Howard L. Beck Mgmt For For For
1.2 Elect Charles W. D. Mgmt For Withhold Against
Birchall
1.3 Elect Donald J. Carty Mgmt For For For
1.4 Elect Gustavo A. Mgmt For Withhold Against
Cisneros
1.5 Elect Robert M. Mgmt For For For
Franklin
1.6 Elect J. Brett Harvey Mgmt For Withhold Against
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Steven J. Shapiro Mgmt For Withhold Against
1.12 Elect Jamie C. Sokalsky Mgmt For For For
1.13 Elect John L. Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAX CUSIP 071813109 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas Chen Mgmt For For For
2 Elect Blake Devitt Mgmt For For For
3 Elect John Forsyth Mgmt For For For
4 Elect Gail Fosler Mgmt For For For
5 Elect Carole Shapazian Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Restoration of Right Mgmt For For For
to Call a Special
Meeting
------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBT CUSIP 054937107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John A. Allison IV Mgmt For For For
1.2 Elect Jennifer S. Mgmt For For For
Banner
1.3 Elect K. David Boyer, Jr. Mgmt For For For
1.4 Elect Anna R. Cablik Mgmt For Withhold Against
1.5 Elect Ronald E. Deal Mgmt For Withhold Against
1.6 Elect James A. Faulkner Mgmt For For For
1.7 Elect I. Patricia Henry Mgmt For For For
1.8 Elect John P. Howe III Mgmt For For For
1.9 Elect Eric C. Kendrick Mgmt For For For
1.10 Elect Kelly S. King Mgmt For For For
1.11 Elect Louis B. Lynn Mgmt For For For
1.12 Elect Edward C. Mgmt For Withhold Against
Milligan
1.13 Elect Charles A. Patton Mgmt For For For
1.14 Elect Nido R. Qubein Mgmt For Withhold Against
1.15 Elect Tollie W. Rich, Jr. Mgmt For For For
1.16 Elect Thomas E. Skains Mgmt For For For
1.17 Elect Thomas N. Mgmt For For For
Thompson
1.18 Elect Edwin H. Welch Mgmt For For For
Ph.D.
1.19 Elect Stephen T. Mgmt For Withhold Against
Williams
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
|
------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBT CUSIP 054937107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendment to Terms of Mgmt For For For
Preferred Stock
2 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BDX CUSIP 075887109 01/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Basil Anderson Mgmt For For For
2 Elect Henry Becton, Jr. Mgmt For For For
3 Elect Catherine Burzik Mgmt For For For
4 Elect Edward DeGraan Mgmt For For For
5 Elect Vincent Forlenza Mgmt For For For
6 Elect Claire Fraser Mgmt For For For
7 Elect Christopher Jones Mgmt For For For
8 Elect Marshall Larsen Mgmt For For For
9 Elect Adel Mahmoud Mgmt For For For
10 Elect Gary Mecklenburg Mgmt For For For
11 Elect James Orr Mgmt For For For
12 Elect Willard Mgmt For For For
Overlock, Jr.
13 Elect Rebecca Rimel Mgmt For For For
14 Elect Bertram Scott Mgmt For For For
15 Elect Alfred Sommer Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive Compensation
18 Amendment to Fair Mgmt For For For
Price Provision
19 Amendment to the 2004 Mgmt For For For
Employee and Director
Equity-Based
Compensation Plan
------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMS CUSIP 081437105 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David S. Haffner Mgmt For For For
1.2 Elect Holly A. Van Mgmt For For For
Deursen
1.3 Elect David T. Szczupak Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BHE CUSIP 08160H101 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael R. Dawson Mgmt For For For
1.2 Elect Gayla J. Delly Mgmt For For For
1.3 Elect Peter G. Mgmt For For For
Dorflinger
1.4 Elect Douglas G. Duncan Mgmt For For For
1.5 Elect David W. Scheible Mgmt For For For
1.6 Elect Bernee D. L. Mgmt For For For
Strom
1.7 Elect Clay C. Williams Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Renewal of Rights Mgmt For Against Against
Agreement
|
------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRK.A CUSIP 084670702 05/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Warren Buffett Mgmt For For For
1.2 Elect Charles Munger Mgmt For For For
1.3 Elect Howard Buffett Mgmt For For For
1.4 Elect Stephen Burke Mgmt For For For
1.5 Elect Susan Decker Mgmt For For For
1.6 Elect William Gates III Mgmt For For For
1.7 Elect David Gottesman Mgmt For For For
1.8 Elect Charlotte Guyman Mgmt For For For
1.9 Elect Donald Keough Mgmt For For For
1.10 Elect Thomas Murphy Mgmt For Withhold Against
1.11 Elect Ronald Olson Mgmt For For For
1.12 Elect Walter Scott, Jr. Mgmt For For For
1.13 Elect Meryl B. Witmer Mgmt For For For
2 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIO CUSIP 090572207 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Louis Drapeau Mgmt For Withhold Against
1.2 Elect Albert J. Hillman Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BIIB CUSIP 09062X103 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Mgmt For For For
Sherwin
12 Elect William D. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Amendment to the 2008 Mgmt For For For
Performance-Based
Management Incentive
Plan
16 Amendment to the 2008 Mgmt For For For
Omnibus Incentive Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
|
------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BLK CUSIP 09247X101 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Abdlatif Yousef Mgmt For For For
Al-Hamad
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Dennis D. Mgmt For For For
Dammerman
4 Elect Jessica P. Mgmt For For For
Einhorn
5 Elect Fabrizio Freda Mgmt For For For
6 Elect David H. Komansky Mgmt For For For
7 Elect James E. Rohr Mgmt For For For
8 Elect Susan L. Wagner Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive Compensation
10 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BOEING COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CUSIP 097023105 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins, Jr.
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani, Jr.
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney, Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Ronald A. Mgmt For For For
Williams
11 Elect Mike S. Mgmt For For For
Zafirovski
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BOKF CUSIP 05561Q201 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gregory S. Allen Mgmt For Withhold Against
1.2 Elect Alan S. Armstrong Mgmt For Withhold Against
1.3 Elect C. Fred Ball, Jr. Mgmt For For For
1.4 Elect Sharon J. Bell Mgmt For For For
1.5 Elect Peter C. Boylan, III Mgmt For For For
1.6 Elect Chester Cadieux, III Mgmt For For For
1.7 Elect Joseph W. Craft III Mgmt For For For
1.8 Elect John W. Gibson Mgmt For For For
1.9 Elect David F. Griffin Mgmt For For For
1.10 Elect V. Burns Hargis Mgmt For For For
1.11 Elect Douglas D Mgmt For For For
Hawthorne
1.12 Elect E. Carey Mgmt For For For
Joullian, IV
1.13 Elect George B. Kaiser Mgmt For For For
1.14 Elect Robert J. Mgmt For For For
LaFortune
1.15 Elect Stanley A. Mgmt For For For
Lybarger
1.16 Elect Steven J. Malcolm Mgmt For Withhold Against
1.17 Elect E.C. Richards Mgmt For For For
1.18 Elect John Richels Mgmt For For For
1.19 Elect Michael C. Turpen Mgmt For For For
1.20 Elect R.A. Walker Mgmt For For For
2 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
3 Amendment to the 2009 Mgmt For For For
Omnibus Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON
HOLDING CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAH CUSIP 099502106 08/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ian Fujiyama Mgmt For For For
1.2 Elect Mark Gaumond Mgmt For For For
1.3 Elect Samuel Strickland Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BSX CUSIP 101137107 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Katharine T. Mgmt For For For
Bartlett
2 Elect Bruce L. Byrnes Mgmt For For For
3 Elect Nelda J. Connors Mgmt For For For
4 Elect Kristina M. Mgmt For For For
Johnson
5 Elect Michael F. Mgmt For For For
Mahoney
6 Elect Ernest Mario Mgmt For For For
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Pete M. Nicholas Mgmt For For For
9 Elect Uwe E. Reinhardt Mgmt For For For
10 Elect John E. Sununu Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMY CUSIP 110122108 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For Against Against
3 Elect James M. Mgmt For For For
Cornelius
4 Elect Laurie H. Mgmt For For For
Glimcher
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Vicki L. Sato Mgmt For For For
8 Elect Elliott Sigal Mgmt For For For
9 Elect Gerald L. Storch Mgmt For For For
10 Elect Togo D. West, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
BRISTOW GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRS CUSIP 110394103 08/01/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Stephen Cannon Mgmt For For For
1.3 Elect William Chiles Mgmt For For For
1.4 Elect Michael Flick Mgmt For For For
1.5 Elect Lori Gobillot Mgmt For For For
1.6 Elect Ian Godden Mgmt For For For
1.7 Elect Stephen King Mgmt For Withhold Against
1.8 Elect Thomas Knudson Mgmt For For For
1.9 Elect Mathew Masters Mgmt For For For
1.10 Elect Bruce Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCM CUSIP 111320107 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert J. Mgmt For For For
Finocchio, Jr.
1.2 Elect Nancy H. Handel Mgmt For For For
1.3 Elect Eddy W. Mgmt For For For
Hartenstein
1.4 Elect Maria Klawe Mgmt For For For
1.5 Elect John E. Major Mgmt For For For
1.6 Elect Scott A. McGregor Mgmt For For For
1.7 Elect William T. Morrow Mgmt For For For
1.8 Elect Henry Samueli Mgmt For For For
1.9 Elect Robert E. Switz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS
SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRCD CUSIP 111621306 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Judy Bruner Mgmt For For For
2 Elect Lloyd Carney Mgmt For For For
3 Elect Renato A. Mgmt For For For
DiPentima
4 Elect Alan L. Earhart Mgmt For For For
5 Elect John W. Gerdelman Mgmt For For For
6 Elect David L. House Mgmt For For For
7 Elect Glenn C. Jones Mgmt For For For
8 Elect L. William Krause Mgmt For For For
9 Elect Sanjay Vaswani Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the 2009 Mgmt For For For
Director Plan
12 Performance Bonus Plan Mgmt For For For
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BG CUSIP G16962105 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHRW CUSIP 12541W209 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Scott P. Anderson Mgmt For For For
2 Elect Mary J. Steele Mgmt For For For
Guilfoile
3 Elect Jodee A. Kozlak Mgmt For For For
4 Elect ReBecca K. Roloff Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 2013 Equity Incentive Mgmt For For For
Plan
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COG CUSIP 127097103 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert L. Keiser Mgmt For For For
2 Elect W. Matt Ralls Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
|
------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CP CUSIP 13645T100 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Appointment of Auditor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3.1 Elect William A. Ackman Mgmt For For For
3.2 Elect Gary F. Colter Mgmt For For For
3.3 Elect Isabelle Mgmt For For For
Courville
3.4 Elect Paul G. Haggis Mgmt For For For
3.5 Elect E. Hunter Mgmt For For For
Harrison
3.6 Elect Paul C. Hilal Mgmt For For For
3.7 Elect Krystyna T. Hoeg Mgmt For For For
3.8 Elect Richard C. Kelly Mgmt For For For
3.9 Elect Rebecca MacDonald Mgmt For For For
3.10 Elect Anthony R. Melman Mgmt For For For
3.11 Elect Linda J. Morgan Mgmt For For For
3.12 Elect Andrew F. Reardon Mgmt For For For
3.13 Elect Stephen C. Tobias Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COF CUSIP 14040H105 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect W. Ronald Dietz Mgmt For For For
3 Elect Lewis Hay, III Mgmt For For For
4 Elect Benjamin P. Mgmt For For For
Jenkins, III
5 Elect Peter E. Raskind Mgmt For For For
6 Elect Mayo A. Shattuck III Mgmt For For For
7 Elect Bradford H. Mgmt For For For
Warner
8 Elect Catherine G. West Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirements for
Future Amendments to
the Bylaws and the
Certificate
12 Elimination of Mgmt For For For
Supermajority
Requirement for the
Removal of Directors
13 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Business
Combinations
------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAH CUSIP 14149Y108 11/02/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Clayton Jones Mgmt For For For
9 Elect Gregory Kenny Mgmt For For For
10 Elect David King Mgmt For For For
11 Elect Richard Notebaert Mgmt For For For
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
|
------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAT CUSIP 149123101 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David L. Calhoun Mgmt For For For
1.2 Elect Daniel M. Mgmt For For For
Dickinson
1.3 Elect Juan Gallardo Mgmt For For For
1.4 Elect David R. Goode Mgmt For For For
1.5 Elect Jesse J. Greene, Jr. Mgmt For For For
1.6 Elect Jon M. Huntsman, Jr. Mgmt For For For
1.7 Elect Peter A. Magowan Mgmt For For For
1.8 Elect Dennis A. Mgmt For For For
Muilenburg
1.9 Elect Douglas R. Mgmt For For For
Oberhelman
1.10 Elect William A. Osborn Mgmt For For For
1.11 Elect Charles D. Powell Mgmt For For For
1.12 Elect Edward B. Rust, Jr. Mgmt For For For
1.13 Elect Susan C. Schwab Mgmt For For For
1.14 Elect Joshua I. Smith Mgmt For For For
1.15 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Regarding ShrHoldr Against For Against
Majority Vote for
Election of Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights Policies
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Sales to the
Government of Sudan
------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CELG CUSIP 151020104 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Mgmt For For For
Barker D. Phil
1.3 Elect Michael D. Casey Mgmt For Withhold Against
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For Withhold Against
1.6 Elect Michael Friedman Mgmt For Withhold Against
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Stock Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
|
------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTL CUSIP 156700106 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect W. Bruce Hanks Mgmt For For For
1.2 Elect C. G. Melville, Jr. Mgmt For For For
1.3 Elect Fred R. Nichols Mgmt For For For
1.4 Elect William A. Owens Mgmt For For For
1.5 Elect Harvey P. Perry Mgmt For For For
1.6 Elect Glen F. Post III Mgmt For For For
1.7 Elect Laurie A. Siegel Mgmt For For For
1.8 Elect Joseph R. Zimmel Mgmt For For For
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Bonus
Deferrals
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Voting
Disclosure
------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CERN CUSIP 156782104 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gerald E. Mgmt For For For
Bisbee, Jr.
2 Elect Denis A. Cortese Mgmt For For For
3 Elect Linda M. Dillman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Increase of Authorized Mgmt For For For
Common Stock
|
------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CF CUSIP 125269100 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert C. Mgmt For For For
Arzbaecher
2 Elect Stephen J. Hagge Mgmt For For For
3 Elect Edward A. Schmitt Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVX CUSIP 166764100 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Linnet F. Deily Mgmt For For For
2 Elect Robert E. Denham Mgmt For For For
3 Elect Alice P. Gast Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez, Jr.
5 Elect George L. Mgmt For For For
Kirkland
6 Elect Charles W. Mgmt For For For
Moorman, IV
7 Elect Kevin W. Sharer Mgmt For For For
8 Elect John G. Stumpf Mgmt For For For
9 Elect Ronald D. Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John S. Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Offshore
Drilling Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Climate Change
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political Spending
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special Meeting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
23 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection Guidelines
|
------------------------------------------------------------------------------------------------------------------------
CHUBB CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CB CUSIP 171232101 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Zoe Baird Mgmt For For For
Budinger
2 Elect Sheila P. Burke Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect John D. Finnegan Mgmt For For For
5 Elect Lawrence W. Mgmt For For For
Kellner
6 Elect Martin G. McGuinn Mgmt For For For
7 Elect Lawrence M. Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel E. Somers Mgmt For For For
10 Elect William C. Weldon Mgmt For For For
11 Elect James M. Mgmt For For For
Zimmerman
12 Elect Alfred W. Zollar Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CIEN CUSIP 171779309 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lawton W. Fitt Mgmt For For For
2 Elect Patrick H. Mgmt For For For
Nettles
3 Elect Michael J. Rowny Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XEC CUSIP 171798101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hans Helmerich Mgmt For Against Against
2 Elect Harold R. Logan, Jr. Mgmt For For For
3 Elect Monroe W. Mgmt For For For
Robertson
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSCO CUSIP 17275R102 11/15/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Carol Bartz Mgmt For For For
2 Elect Marc Benioff Mgmt For For For
3 Elect M. Michele Burns Mgmt For For For
4 Elect Michael Capellas Mgmt For For For
5 Elect Larry Carter Mgmt For For For
6 Elect John Chambers Mgmt For For For
7 Elect Brian Halla Mgmt For For For
8 Elect John Hennessy Mgmt For Against Against
9 Elect Kristina Johnson Mgmt For For For
10 Elect Richard Mgmt For For For
Kovacevich
11 Elect Roderick McGeary Mgmt For For For
12 Elect Arun Sarin Mgmt For For For
13 Elect Steven West Mgmt For For For
14 Amendment to the Mgmt For For For
Executive Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Conflict Minerals
|
------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C CUSIP 172967424 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Franz B. Humer Mgmt For For For
3 Elect Robert L. Joss Mgmt For Against Against
4 Elect Michael E. Mgmt For For For
O'Neill
5 Elect Judith Rodin Mgmt For Against Against
6 Elect Robert L. Ryan Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Santomero
8 Elect Joan E. Spero Mgmt For For For
9 Elect Diana L. Taylor Mgmt For For For
10 Elect William S. Mgmt For For For
Thompson, Jr.
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Indemnification
------------------------------------------------------------------------------------------------------------------------
CME GROUP INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CME CUSIP 12572Q105 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Terrence A. Duffy Mgmt For For For
1.2 Elect Charles P. Carey Mgmt For For For
1.3 Elect Mark E. Cermak Mgmt For For For
1.4 Elect Martin J. Gepsman Mgmt For For For
1.5 Elect Leo Melamed Mgmt For Withhold Against
1.6 Elect Joseph Niciforo Mgmt For For For
1.7 Elect C.C. Odom II Mgmt For For For
1.8 Elect John F. Sandner Mgmt For Withhold Against
1.9 Elect Dennis A. Suskind Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
|
------------------------------------------------------------------------------------------------------------------------
COACH, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COH CUSIP 189754104 11/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Ruth Miller Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect Stephanie Mgmt For For For
Tilenius
1.8 Elect Jide Zeitlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CCE CUSIP 19122T109 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jan Bennink Mgmt For For For
1.2 Elect John F. Brock Mgmt For For For
1.3 Elect Calvin Darden Mgmt For For For
1.4 Elect L. Phillip Humann Mgmt For For For
1.5 Elect Orrin H. Ingram II Mgmt For For For
1.6 Elect Thomas H. Johnson Mgmt For For For
1.7 Elect Suzanne B. Mgmt For For For
Labarge
1.8 Elect Veronique Morali Mgmt For For For
1.9 Elect Andrea L. Saia Mgmt For For For
1.10 Elect Garry Watts Mgmt For For For
1.11 Elect Curtis R. Welling Mgmt For For For
1.12 Elect Phoebe A. Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY
SOLUTIONS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CTSH CUSIP 192446102 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Maureen Mgmt For For For
Breakiron-Evans
2 Elect John E. Klein Mgmt For For For
3 Elect Lakshmi Narayanan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Amendment to the 2004 Mgmt For For For
Employee Stock
Purchase Plan
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
|
------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CL CUSIP 194162103 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Nikesh Arora Mgmt For For For
2 Elect John T. Cahill Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Helene D. Gayle Mgmt For For For
5 Elect Ellen M. Hancock Mgmt For For For
6 Elect Joseph Jimenez Mgmt For For For
7 Elect Richard J. Kogan Mgmt For For For
8 Elect Delano E. Lewis Mgmt For For For
9 Elect J. Pedro Reinhard Mgmt For For For
10 Elect Stephen I. Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 2013 Incentive Mgmt For For For
Compensation Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMCSA CUSIP 20030N101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth J. Bacon Mgmt For Withhold Against
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Joseph J. Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Eduardo G. Mestre Mgmt For For For
1.8 Elect Brian L. Roberts Mgmt For For For
1.9 Elect Ralph J. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
4 Sharheolder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMA CUSIP 200340107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Roger A. Cregg Mgmt For For For
3 Elect T. Kevin DeNicola Mgmt For For For
4 Elect Jacqueline P. Mgmt For For For
Kane
5 Elect Richard G. Mgmt For For For
Lindner
6 Elect Alfred A. Mgmt For For For
Piergallini
7 Elect Robert S. Taubman Mgmt For For For
8 Elect Reginald M. Mgmt For For For
Turner
9 Elect Nina G. Vaca Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2006 Mgmt For For For
Amended and Restated
Long-Term Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMC CUSIP 201723103 01/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rhys Best Mgmt For Withhold Against
1.2 Elect Richard Kelson Mgmt For Withhold Against
1.3 Elect Rick Mills Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 2013 Cash Incentive Mgmt For For For
Plan
5 2013 Long-Term Equity Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS
AMERICAS S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMBV3 CUSIP 20441W203 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Election of Mgmt For Against Against
Supervisory Council
Member Representative
of Preferred
Shareholders
------------------------------------------------------------------------------------------------------------------------
CON-WAY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNW CUSIP 205944101 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John J. Anton Mgmt For For For
2 Elect W. Keith Mgmt For For For
Kennedy, Jr.
3 Elect Michael J. Murray Mgmt For For For
4 Elect Edith R. Perez Mgmt For For For
5 Elect P. Cody Phipps Mgmt For For For
6 Elect John C. Pope Mgmt For For For
7 Elect William J. Mgmt For For For
Schroeder
8 Elect Douglas W. Mgmt For For For
Stotlar
9 Elect Peter W. Stott Mgmt For For For
10 Elect Roy W. Templin Mgmt For For For
11 Elect Chelsea C. White III Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Change in Board Size Mgmt For Against Against
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Amendment of Written Mgmt For For For
Consent
16 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COP CUSIP 20825C104 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard L. Mgmt For For For
Armitage
2 Elect Richard H. Mgmt For For For
Auchinleck
3 Elect James E. Mgmt For For For
Copeland, Jr.
4 Elect Jody L Freeman Mgmt For For For
5 Elect Gay Huey Evans Mgmt For For For
6 Elect Ryan M. Lance Mgmt For For For
7 Elect Mohd H. Marican Mgmt For For For
8 Elect Robert A. Niblock Mgmt For For For
9 Elect Harald J. Norvik Mgmt For For For
10 Elect William E. Wade, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ED CUSIP 209115104 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kevin Burke Mgmt For For For
2 Elect Vincent A. Mgmt For For For
Calarco
3 Elect George Campbell, Jr. Mgmt For Against Against
4 Elect Gordon J. Davis Mgmt For For For
5 Elect Michael J. Del Mgmt For For For
Giudice
6 Elect Ellen V. Futter Mgmt For Against Against
7 Elect John F. Hennessy III Mgmt For For For
8 Elect John F. Killian Mgmt For For For
9 Elect Eugene R. McGrath Mgmt For For For
10 Elect Sally H. Pinero Mgmt For For For
11 Elect Michael W. Ranger Mgmt For For For
12 Elect L. Frederick Mgmt For For For
Sutherland
13 Ratification of Auditor Mgmt For For For
14 Long Term Incentive Mgmt For For For
Plan
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
Benchmarking
|
------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVG CUSIP 212485106 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andrea J. Ayers Mgmt For For For
1.2 Elect John F. Barrett Mgmt For For For
1.3 Elect Richard R. Mgmt For For For
Devenuti
1.4 Elect Jeffrey H. Fox Mgmt For For For
1.5 Elect Joseph E. Gibbs Mgmt For For For
1.6 Elect Joan E. Herman Mgmt For For For
1.7 Elect Thomas L. Mgmt For For For
Monahan III
1.8 Elect Ronald L. Nelson Mgmt For For For
1.9 Elect Richard F. Mgmt For For For
Wallman
2 Ratification of Auditor Mgmt For For For
3 Re-approval of the Mgmt For For For
Performance Goals
Under the Long Term
Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COST CUSIP 22160K105 01/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Benjamin Carson, Sr. Mgmt For For For
1.2 Elect William Gates Mgmt For For For
1.3 Elect Hamilton James Mgmt For For For
1.4 Elect W. Craig Jelinek Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
------------------------------------------------------------------------------------------------------------------------
COVIDIEN PUBLIC LIMITED
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COV CUSIP G2554F113 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Joy A. Amundson Mgmt For For For
3 Elect Craig Arnold Mgmt For For For
4 Elect Robert H. Brust Mgmt For For For
5 Elect John M. Connors, Jr. Mgmt For For For
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Randall J. Mgmt For For For
Hogan, III
8 Elect Martin D. Madaus Mgmt For For For
9 Elect Dennis H. Reilley Mgmt For For For
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Remuneration
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive Plan
14 Authority to Mgmt For For For
Repurchase Shares
15 Authority to Reissue Mgmt For For For
Treasury Shares
16 Amendments to Articles Mgmt For For For
to Update Share
Transfer Procedures
17 Advisory Vote on the Mgmt For For For
Reduction of Share
Premium Account in
Connection with Spin
Off
|
------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSX CUSIP 126408103 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Donna M. Alvarado Mgmt For For For
2 Elect John B. Breaux Mgmt For For For
3 Elect Pamela L. Carter Mgmt For For For
4 Elect Steven T. Mgmt For For For
Halverson
5 Elect Edward J. Kelly, III Mgmt For For For
6 Elect Gilbert H. Mgmt For For For
Lamphere
7 Elect John D. McPherson Mgmt For For For
8 Elect Timothy T. Mgmt For For For
O'Toole
9 Elect David M. Mgmt For For For
Ratcliffe
10 Elect Donald J. Shepard Mgmt For For For
11 Elect Michael J. Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CFR CUSIP 229899109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect R. Denny Mgmt For Withhold Against
Alexander
1.2 Elect Carlos Alvarez Mgmt For For For
1.3 Elect Royce S. Caldwell Mgmt For For For
1.4 Elect Crawford H. Mgmt For For For
Edwards
1.5 Elect Ruben M. Escobedo Mgmt For For For
1.6 Elect Richard W. Mgmt For For For
Evans, Jr.
1.7 Elect Patrick B. Frost Mgmt For For For
1.8 Elect David J. Mgmt For For For
Haemisegger
1.9 Elect Karen E. Jennings Mgmt For For For
1.10 Elect Richard M. Mgmt For For For
Kleberg III
1.11 Elect Charles W. Mgmt For For For
Matthews
1.12 Elect Ida Clement Steen Mgmt For For For
1.13 Elect Horace Wilkins, Jr. Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Omnibus Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
CUMMINS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CMI CUSIP 231021106 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect William I. Miller Mgmt For Against Against
3 Elect Alexis M. Herman Mgmt For For For
4 Elect Georgia R. Nelson Mgmt For For For
5 Elect Carl Ware Mgmt For For For
6 Elect Robert K. Herdman Mgmt For For For
7 Elect Robert J. Mgmt For For For
Bernhard
8 Elect Franklin R. Mgmt For For For
Chang-Diaz
9 Elect Stephen B. Dobbs Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CVS CUSIP 126650100 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect C. David Brown II Mgmt For For For
2 Elect David W. Dorman Mgmt For For For
3 Elect Anne M. Finucane Mgmt For For For
4 Elect Kristen E. Mgmt For For For
Gibney Williams
5 Elect Larry J. Merlo Mgmt For For For
6 Elect Jean-Pierre Mgmt For For For
Millon
7 Elect Richard J. Swift Mgmt For For For
8 Elect William C. Weldon Mgmt For For For
9 Elect Tony L. White Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase Plan
13 Reduction of Voting Mgmt For For For
Thresholds in the Fair
Price Provision
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DHR CUSIP 235851102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Donald J. Ehrlich Mgmt For For For
2 Elect Linda P. Hefner Mgmt For For For
3 Elect Teri List-Stoll Mgmt For For For
4 Elect Walter G. Lohr, Jr. Mgmt For For For
5 Elect Steven M. Rales Mgmt For For For
6 Elect John T. Mgmt For For For
Schwieters
7 Elect Alan G. Spoon Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
10 Advisory Vote on Mgmt For Against Against
Executive Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
|
------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DECK CUSIP 243537107 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Angel R. Martinez Mgmt For For For
1.2 Elect Rex A. Licklider Mgmt For For For
1.3 Elect John M. Gibbons Mgmt For For For
1.4 Elect John G. Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Karyn O. Barsa Mgmt For For For
1.7 Elect Michael F. Mgmt For For For
Devine III
1.8 Elect James Quinn Mgmt For For For
1.9 Elect Lauri Shanahan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DE CUSIP 244199105 02/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Mgmt For For For
Bowles
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday, Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Re-approval of Mgmt For For For
Mid-Term Incentive Plan
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DAL CUSIP 247361702 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard H. Mgmt For For For
Anderson
2 Elect Edward H. Bastian Mgmt For For For
3 Elect Roy J. Bostock Mgmt For For For
4 Elect John S. Brinzo Mgmt For For For
5 Elect Daniel A. Carp Mgmt For For For
6 Elect David G. DeWalt Mgmt For For For
7 Elect William H. Mgmt For For For
Easter III
8 Elect Mickey P. Foret Mgmt For For For
9 Elect Shirley C. Mgmt For For For
Franklin
10 Elect David R. Goode Mgmt For For For
11 Elect George N. Mattson Mgmt For For For
12 Elect Paula Rosput Mgmt For For For
Reynolds
13 Elect Kenneth C. Rogers Mgmt For For For
14 Elect Kenneth B. Mgmt For For For
Woodrow
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
|
------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE
DRILLING, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DO CUSIP 25271C102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James S. Tisch Mgmt For For For
2 Elect Lawrence R. Mgmt For For For
Dickerson
3 Elect John R. Bolton Mgmt For For For
4 Elect Charles L. Mgmt For For For
Fabrikant
5 Elect Paul G. Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert C. Mgmt For For For
Hofmann
8 Elect Clifford M Sobel Mgmt For For For
9 Elect Andrew H. Tisch Mgmt For For For
10 Elect Raymond S. Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
DIRECTV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DTV CUSIP 25490A309 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Neil R. Austrian Mgmt For For For
2 Elect Ralph F. Boyd, Jr. Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect David B. Dillon Mgmt For For For
5 Elect Samuel A. Mgmt For For For
DiPiazza, Jr.
6 Elect Dixon R. Doll Mgmt For For For
7 Elect Charles R. Lee Mgmt For For For
8 Elect Peter A. Lund Mgmt For For For
9 Elect Nancy S. Newcomb Mgmt For For For
10 Elect Lorrie M. Mgmt For For For
Norrington
11 Elect Michael D. White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL
SERVICES
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DFS CUSIP 254709108 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Cynthia A. Mgmt For For For
Glassman
5 Elect Richard H. Lenny Mgmt For For For
6 Elect Thomas G. Maheras Mgmt For For For
7 Elect Michael H. Moskow Mgmt For For For
8 Elect David W. Nelms Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D CUSIP 25746U109 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William P. Barr Mgmt For For For
2 Elect Peter W. Brown Mgmt For For For
3 Elect Helen E. Dragas Mgmt For For For
4 Elect James O. Ellis, Jr. Mgmt For For For
5 Elect Thomas F. Mgmt For For For
Farrell II
6 Elect John W. Harris Mgmt For For For
7 Elect Robert S. Mgmt For For For
Jepson, Jr.
8 Elect Mark J. Kington Mgmt For For For
9 Elect Pamela L. Royal Mgmt For For For
10 Elect Robert H. Mgmt For For For
Spilman, Jr.
11 Elect Michael E. Mgmt For For For
Szymanczyk
12 Elect David A. Wollard Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Amendment to Bylaws Mgmt For For For
Regarding the Right to
Call Special Meetings
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mountaintop
Removal Coal Mining
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking Pay
to Sustainability
18 Shareholder Regarding ShrHoldr Against Against For
Nuclear Fuel Storage
and Safety
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Financial
Risks of Climate Change
------------------------------------------------------------------------------------------------------------------------
DOMTAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UFS CUSIP 257559203 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect Brian M. Levitt Mgmt For For For
5 Elect Harold H. MacKay Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Robert J. Steacy Mgmt For For For
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Denis Turcotte Mgmt For For For
10 Elect John D. Williams Mgmt For For For
11 Advisory Vote to Mgmt For For For
Approve Named
Executive Officer
Compensation
12 Appointment of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DUK CUSIP 26441C204 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William Barnet III Mgmt For For For
1.2 Elect G. Alex Mgmt For For For
Bernhardt, Sr.
1.3 Elect Michael G. Mgmt For For For
Browning
1.4 Elect Harris E. Mgmt For For For
DeLoach, Jr.
1.5 Elect Daniel R. DiMicco Mgmt For Withhold Against
1.6 Elect John H. Forsgren Mgmt For Withhold Against
1.7 Elect Ann Maynard Gray Mgmt For Withhold Against
1.8 Elect James H. Hance, Jr. Mgmt For Withhold Against
1.9 Elect John T. Herron Mgmt For For For
1.10 Elect James B. Hyler, Jr. Mgmt For For For
1.11 Elect E. Marie McKee Mgmt For For For
1.12 Elect E. James Reinsch Mgmt For For For
1.13 Elect James T. Rhodes Mgmt For For For
1.14 Elect James E. Rogers Mgmt For For For
1.15 Elect Carlos A. Mgmt For For For
Saladrigas
1.16 Elect Philip R. Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Amended Short-Term Mgmt For For For
Incentive Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
------------------------------------------------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS
AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DD CUSIP 263534109 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Richard H. Brown Mgmt For For For
3 Elect Robert A. Brown Mgmt For For For
4 Elect Bertrand P. Mgmt For For For
Collomb
5 Elect Curtis J. Mgmt For For For
Crawford
6 Elect Alexander M. Mgmt For For For
Cutler
7 Elect Eleuthere I. Du Mgmt For For For
Pont
8 Elect Marillyn A. Mgmt For For For
Hewson
9 Elect Lois D. Juliber Mgmt For For For
10 Elect Ellen J. Kullman Mgmt For For For
11 Elect Lee M. Thomas Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Genetically
Modified Organisms
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP 278058102 10/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger/Acquisition Mgmt For For For
2 Reduction in Share Mgmt For For For
Premium Account to
Create Distributable
Reserves
3 Advisory Vote on Mgmt For For For
Golden Parachutes
4 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETN CUSIP G29183103 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Senior Executive Mgmt For For For
Incentive Compensation
Plan
15 Executive Strategic Mgmt For For For
Incentive Plan
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Authority to Mgmt For For For
Repurchase Shares
18 Issuance of Treasury Mgmt For For For
Shares
------------------------------------------------------------------------------------------------------------------------
EBAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBAY CUSIP 278642103 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David M. Moffett Mgmt For For For
2 Elect Richard T. Mgmt For For For
Schlosberg, III
3 Elect Thomas J. Tierney Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Privacy and
Data Security
7 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
ECHOSTAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SATS CUSIP 278768106 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect R. Stanton Dodge Mgmt For For For
1.2 Elect Michael T. Dugan Mgmt For For For
1.3 Elect Charles W. Ergen Mgmt For For For
1.4 Elect Anthony M. Mgmt For For For
Federico
1.5 Elect Pradman P. Kaul Mgmt For For For
1.6 Elect Tom A. Ortolf Mgmt For For For
1.7 Elect C. Michael Mgmt For For For
Schroeder
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For Against Against
Business
------------------------------------------------------------------------------------------------------------------------
ECOLAB INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ECL CUSIP 278865100 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Douglas M. Mgmt For For For
Baker, Jr.
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Leslie S. Biller Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Jerry A. Mgmt For For For
Grundhofer
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Joel W. Johnson Mgmt For For For
8 Elect Michael Larson Mgmt For For For
9 Elect Jerry W. Levin Mgmt For For For
10 Elect Robert L. Mgmt For For For
Lumpkins
11 Elect Victoria J. Reich Mgmt For For For
12 Elect Mary M. Mgmt For For For
VanDeWeghe
13 Elect John J. Zillmer Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2010 Mgmt For For For
Stock Incentive Plan
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EIX CUSIP 281020107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jagjeet S. Bindra Mgmt For For For
2 Elect Vanessa C.L. Mgmt For For For
Chang
3 Elect France A. Cordova Mgmt For For For
4 Elect Theodore F. Mgmt For For For
Craver, Jr.
5 Elect Bradford M. Mgmt For For For
Freeman
6 Elect Luis G. Nogales Mgmt For For For
7 Elect Ronald L. Olson Mgmt For Against Against
8 Elect Richard T. Mgmt For For For
Schlosberg, III
9 Elect Thomas C. Sutton Mgmt For For For
10 Elect Peter J. Taylor Mgmt For For For
11 Elect Brett White Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
ELECTRONICS FOR IMAGING,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EFII CUSIP 286082102 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Eric Brown Mgmt For For For
1.2 Elect Gill Cogan Mgmt For For For
1.3 Elect Guy Gecht Mgmt For For For
1.4 Elect Thomas Georgens Mgmt For For For
1.5 Elect Richard A. Mgmt For For For
Kashnow
1.6 Elect Dan Maydan Mgmt For For For
2 Amendment to the 2009 Mgmt For Against Against
Equity Incentive Award
Plan
3 Amendment to the 2000 Mgmt For For For
Employee Stock
Purchase Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLY CUSIP 532457108 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ralph Alvarez Mgmt For For For
2 Elect Sir Winfried Mgmt For For For
Bischoff
3 Elect R. David Hoover Mgmt For For For
4 Elect Franklyn G. Mgmt For For For
Prendergast
5 Elect Kathi P. Seifert Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Reapproval of Material Mgmt For For For
Terms of Performance
Goals for the 2002
Lilly Stock Plan
------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMC CUSIP 268648102 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael W. Brown Mgmt For For For
2 Elect Randolph L. Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James S. DiStasio Mgmt For For For
5 Elect John R. Egan Mgmt For For For
6 Elect Edmund F. Kelly Mgmt For For For
7 Elect Jami Miscik Mgmt For For For
8 Elect Windle B. Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David N. Strohm Mgmt For For For
11 Elect Joseph M. Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Amendment to the 2003 Mgmt For For For
Stock Plan
15 Amendment to the 1989 Mgmt For For For
Employee Stock
Purchase Plan
16 Amendments to Articles Mgmt For For For
and Bylaws Regarding
Written Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
|
------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EME CUSIP 29084Q100 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Stephen W. Mgmt For For For
Bershad
1.2 Elect David A.B. Brown Mgmt For For For
1.3 Elect Larry J. Bump Mgmt For For For
1.4 Elect Albert Fried, Jr. Mgmt For For For
1.5 Elect Anthony J. Guzzi Mgmt For For For
1.6 Elect Richard F. Hamm, Jr. Mgmt For For For
1.7 Elect David H. Laidley Mgmt For For For
1.8 Elect Frank T. MacInnis Mgmt For For For
1.9 Elect Jerry E. Ryan Mgmt For For For
1.10 Elect Michael T. Yonker Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the Key Mgmt For For For
Executive Incentive
Bonus Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMR CUSIP 291011104 02/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Clemens Boersig Mgmt For For For
1.2 Elect Joshua Bolton Mgmt For For For
1.3 Elect Mathew Levatich Mgmt For For For
1.4 Elect Randall Mgmt For Withhold Against
Stephenson
1.5 Elect August Busch III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability Report
|
------------------------------------------------------------------------------------------------------------------------
ENCANA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ECA CUSIP 292505104 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Peter A. Dea Mgmt For For For
1.2 Elect Claire S. Farley Mgmt For For For
1.3 Elect Fred J. Fowler Mgmt For For For
1.4 Elect Suzanne P. Mgmt For For For
Nimocks
1.5 Elect David P. O'Brien Mgmt For For For
1.6 Elect Jane L. Peverett Mgmt For For For
1.7 Elect Brian G. Shaw Mgmt For For For
1.8 Elect Bruce G. Waterman Mgmt For For For
1.9 Elect Clayton H. Woitas Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Rights Mgmt For For For
Plan Renewal
------------------------------------------------------------------------------------------------------------------------
ENDURANCE SPECIALTY
HOLDINGS LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENH CUSIP G30397106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John T. Baily Mgmt For For For
2 Elect Norman Barham Mgmt For For For
3 Elect Galen R. Barnes Mgmt For For For
4 Elect Scott D. Moore Mgmt For For For
5 Elect William H. Mgmt For For For
Bolinder*
6 Elect David Cash* Mgmt For For For
7 Elect John V. Del Col* Mgmt For For For
8 Elect Alan Barlow** Mgmt For For For
9 Elect William H. Mgmt For For For
Bolinder**
10 Elect David Cash** Mgmt For For For
11 Elect Simon Minshall** Mgmt For For For
12 Elect Brendan R. Mgmt For For For
O'Neill**
13 Elect Alan Barlow*** Mgmt For For For
14 Elect William H. Mgmt For For For
Bolinder***
15 Elect David Cash*** Mgmt For For For
16 Elect Simon Minshall*** Mgmt For For For
17 Elect Brendan R. Mgmt For For For
O'Neill***
18 Ratification of Mgmt For For For
Auditor and Authority
to Set Fees
19 Advisory Vote on Mgmt For For For
Executive Compensation
20 Bundled Amendments to Mgmt For For For
the Company's Bye-Laws
------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EGN CUSIP 29265N108 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect T. Michael Mgmt For For For
Goodrich
1.2 Elect Jay Grinney Mgmt For For For
1.3 Elect Frances Powell Mgmt For For For
Hawes
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendments to Annual Mgmt For For For
Incentive Compensation
Plan for Purposes of
Section 162(m)
5 Repeal of Classified Mgmt For For For
Board
|
------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ETR CUSIP 29364G103 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Maureen S. Mgmt For For For
Bateman
2 Elect Leo P. Denault Mgmt For For For
3 Elect Gary W. Edwards Mgmt For For For
4 Elect Alexis M. Herman Mgmt For For For
5 Elect Donald C. Hintz Mgmt For For For
6 Elect Stuart L. Mgmt For For For
Levenick
7 Elect Blanche L. Mgmt For For For
Lincoln
8 Elect Stewart C. Myers Mgmt For For For
9 Elect W.J. Tauzin Mgmt For For For
10 Elect Steven V. Mgmt For For For
Wilkinson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
14 Shareholder Regarding ShrHoldr Against Against For
Nuclear Fuel Storage
and Safety
------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXC CUSIP 30161N101 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Anthony K. Mgmt For For For
Anderson
2 Elect Ann C. Berzin Mgmt For For For
3 Elect John A. Canning Jr. Mgmt For For For
4 Elect Christopher M. Mgmt For For For
Crane
5 Elect Yves C. de Mgmt For For For
Balmann
6 Elect Nicholas Mgmt For For For
DeBenedictis
7 Elect Nelson A. Diaz Mgmt For For For
8 Elect Sue Ling Gin Mgmt For For For
9 Elect Paul L. Joskow Mgmt For For For
10 Elect Robert J. Lawless Mgmt For For For
11 Elect Richard W. Mies Mgmt For For For
12 Elect William C. Mgmt For For For
Richardson
13 Elect Thomas J. Ridge Mgmt For For For
14 Elect John W. Rogers, Jr. Mgmt For For For
15 Elect Mayo A. Shattuck III Mgmt For For For
16 Elect Stephen D. Mgmt For For For
Steinour
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive Compensation
19 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ESRX CUSIP 30219G108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gary Benanav Mgmt For Against Against
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas Mgmt For For For
LaHowchic
5 Elect Thomas Mac Mahon Mgmt For Against Against
6 Elect Frank Mgmt For For For
Mergenthaler
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect William Roper Mgmt For For For
11 Elect Samuel Skinner Mgmt For For For
12 Elect Seymour Sternberg Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXR CUSIP 30225T102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kenneth M. Mgmt For For For
Woolley
1.2 Elect Spencer F. Kirk Mgmt For For For
1.3 Elect Anthony Fanticola Mgmt For For For
1.4 Elect Hugh W. Horne Mgmt For For For
1.5 Elect Joseph D. Mgmt For For For
Margolis
1.6 Elect Roger B. Porter Mgmt For For For
1.7 Elect K. Fred Skousen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XOM CUSIP 30231G102 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael J. Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Ursula M. Burns Mgmt For For For
1.4 Elect Larry R. Faulkner Mgmt For For For
1.5 Elect Jay S. Fishman Mgmt For For For
1.6 Elect Henrietta H. Fore Mgmt For For For
1.7 Elect Kenneth C. Mgmt For For For
Frazier
1.8 Elect William W. George Mgmt For For For
1.9 Elect Samuel J. Mgmt For For For
Palmisano
1.10 Elect Steven S. Mgmt For For For
Reinemund
1.11 Elect Rex W. Tillerson Mgmt For For For
1.12 Elect William C. Weldon Mgmt For For For
1.13 Elect Edward E. Mgmt For For For
Whitacre, Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote in the Election
of Directors
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Multiple
Board Service
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political Spending
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias Policy
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
|
------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FB CUSIP 30303M102 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Marc L. Mgmt For Withhold Against
Andreessen
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Donald E. Graham Mgmt For Withhold Against
1.5 Elect Reed Hastings Mgmt For For For
1.6 Elect Sheryl K. Mgmt For For For
Sandberg
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FAST CUSIP 311900104 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert A. Kierlin Mgmt For For For
2 Elect Stephen M. Mgmt For For For
Slaggie
3 Elect Michael M. Mgmt For For For
Gostomski
4 Elect Willard D. Mgmt For For For
Oberton
5 Elect Michael J. Dolan Mgmt For Against Against
6 Elect Reyne K. Wisecup Mgmt For For For
7 Elect Hugh L. Miller Mgmt For Against Against
8 Elect Michael J. Ancius Mgmt For For For
9 Elect Scott A. Mgmt For Against Against
Satterlee
10 Elect Rita J. Heise Mgmt For For For
11 Elect Darren R. Jackson Mgmt For For For
12 Ratification of Auditor Mgmt For Against Against
13 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FDX CUSIP 31428X106 09/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James Barksdale Mgmt For For For
2 Elect John Edwardson Mgmt For For For
3 Elect Shirley Jackson Mgmt For For For
4 Elect Steven Loranger Mgmt For For For
5 Elect Gary Loveman Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua Ramo Mgmt For For For
8 Elect Susan Schwab Mgmt For For For
9 Elect Frederick Smith Mgmt For For For
10 Elect Joshua Smith Mgmt For For For
11 Elect David Steiner Mgmt For For For
12 Elect Paul Walsh Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposals ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FE CUSIP 337932107 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul T. Addison Mgmt For For For
1.2 Elect Anthony J. Mgmt For For For
Alexander
1.3 Elect Michael J. Mgmt For For For
Anderson
1.4 Elect Carol A. Mgmt For For For
Cartwright
1.5 Elect William T. Cottle Mgmt For For For
1.6 Elect Robert B. Mgmt For Withhold Against
Heisler, Jr.
1.7 Elect Julia L. Johnson Mgmt For For For
1.8 Elect Ted J. Kleisner Mgmt For Withhold Against
1.9 Elect Donald T. Misheff Mgmt For For For
1.10 Elect Ernest J. Novak, Jr. Mgmt For For For
1.11 Elect Christopher D. Mgmt For Withhold Against
Pappas
1.12 Elect Catherine A. Rein Mgmt For Withhold Against
1.13 Elect George M. Smart Mgmt For For For
1.14 Elect Wesley M. Taylor Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
Benchmarking
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FL CUSIP 344849104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ken C. Hicks Mgmt For For For
1.2 Elect Guillermo G. Mgmt For For For
Marmol
1.3 Elect Dona D. Young Mgmt For For For
1.4 Elect Maxine Clark Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2013 Employees Stock Mgmt For For For
Purchase Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
|
------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEN CUSIP 354613101 03/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Samuel H. Mgmt For For For
Armacost
2 Elect Peter K. Barker Mgmt For For For
3 Elect Charles Crocker Mgmt For For For
4 Elect Charles B. Mgmt For For For
Johnson
5 Elect Gregory E. Mgmt For For For
Johnson
6 Elect Rupert H. Mgmt For For For
Johnson, Jr.
7 Elect Mark C. Pigott Mgmt For For For
8 Elect Chutta Mgmt For For For
Ratnathicam
9 Elect Laura Stein Mgmt For For For
10 Elect Anne M. Tatlock Mgmt For For For
11 Elect Geoffrey Y. Yang Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free Investing
------------------------------------------------------------------------------------------------------------------------
FUSION-IO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FIO CUSIP 36112J107 11/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Forest Baskett Mgmt For For For
1.2 Elect Dana Evan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GME CUSIP 36467W109 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jerome L. Davis Mgmt For For For
2 Elect R. Richard Mgmt For For For
Fontaine
3 Elect Steven R. Koonin Mgmt For For For
4 Elect Stephanie M. Mgmt For For For
Shern
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to the 2011 Mgmt For For For
Incentive Plan
|
------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GD CUSIP 369550108 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For For For
5 Elect Paul Kaminski Mgmt For For For
6 Elect John Keane Mgmt For For For
7 Elect Lester Lyles Mgmt For For For
8 Elect Phebe Novakovic Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Sir Robert Mgmt For For For
Walmsley
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights Policies
------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GE CUSIP 369604103 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Ralph S. Larsen Mgmt For For For
12 Elect Rochelle B. Mgmt For Against Against
Lazarus
13 Elect James J. Mulva Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For For For
17 Elect Douglas A. Mgmt For For For
Warner III
18 Advisory Vote on Mgmt For For For
Executive Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Term Limits
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Double Board
Nominees
|
------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIS CUSIP 370334104 09/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bradbury Anderson Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For For For
6 Elect Judith Richards Mgmt For For For
Hope
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Mgmt For For For
Ochoa-Brillembourg
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Michael Rose Mgmt For For For
12 Elect Robert Ryan Mgmt For For For
13 Elect Dorothy Terrell Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GM CUSIP 37045V100 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Daniel F. Akerson Mgmt For For For
2 Elect David Bonderman Mgmt For Against Against
3 Elect Erroll B. Davis, Jr. Mgmt For For For
4 Elect Stephen J. Girsky Mgmt For For For
5 Elect E. Neville Isdell Mgmt For For For
6 Elect Robert D. Krebs Mgmt For For For
7 Elect Kathryn V. Mgmt For For For
Marinello
8 Elect Michael G. Mullen Mgmt For For For
9 Elect James J. Mulva Mgmt For For For
10 Elect Patricia F. Russo Mgmt For For For
11 Elect Thomas M. Schoewe Mgmt For For For
12 Elect Theodore M. Solso Mgmt For For For
13 Elect Carol M. Mgmt For For For
Stephenson
14 Elect Cynthia A. Telles Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
|
------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GILD CUSIP 375558103 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John F. Cogan Mgmt For For For
1.2 Elect Etienne F. Mgmt For For For
Davignon
1.3 Elect Carla A. Hills Mgmt For For For
1.4 Elect Kevin E. Lofton Mgmt For For For
1.5 Elect John W. Madigan Mgmt For For For
1.6 Elect John C. Martin Mgmt For For For
1.7 Elect Nicholas G. Moore Mgmt For For For
1.8 Elect Richard J. Mgmt For For For
Whitley
1.9 Elect Gayle E. Wilson Mgmt For Withhold Against
1.10 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Incentive Plan
4 Increase of Authorized Mgmt For For For
Common Shares
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GS CUSIP 38141G104 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lloyd C. Mgmt For For For
Blankfein
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary D. Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect William W. George Mgmt For For For
6 Elect James A. Johnson Mgmt For Against Against
7 Elect Lakshmi N. Mittal Mgmt For For For
8 Elect Adebayo O. Mgmt For For For
Ogunlesi
9 Elect James J. Schiro Mgmt For For For
10 Elect Debra L. Spar Mgmt For For For
11 Elect Mark E. Tucker Mgmt For For For
12 Elect David A. Viniar Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 2013 Stock Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Human Rights Committee
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Sale of the
Company
|
------------------------------------------------------------------------------------------------------------------------
GOOGLE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GOOG CUSIP 38259P508 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding Lead
Batteries
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO
Succession Planning
------------------------------------------------------------------------------------------------------------------------
GRANITE CONSTRUCTION
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GVA CUSIP 387328107 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William G. Dorey Mgmt For For For
2 Elect Rebecca A. Mgmt For For For
McDonald
3 Elect William H. Powell Mgmt For For For
4 Elect Claes G. Bjork Mgmt For For For
5 Elect Gaddi H. Vasquez Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
GUESS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GES CUSIP 401617105 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Anthony Chidoni Mgmt For For For
1.2 Elect Paul Marciano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAL CUSIP 406216101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect Jose Grubisich Mgmt For For For
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Amendment to Company Mgmt For For For
Stock and Incentive
Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights Policies
|
------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HBI CUSIP 410345102 04/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Lee A. Chaden Mgmt For For For
1.2 Elect Bobby J. Griffin Mgmt For For For
1.3 Elect James C. Johnson Mgmt For For For
1.4 Elect Jessica T. Mgmt For For For
Mathews
1.5 Elect J. Patrick Mgmt For For For
Mulcahy
1.6 Elect Ronald L. Nelson Mgmt For For For
1.7 Elect Richard A. Noll Mgmt For For For
1.8 Elect Andrew J. Mgmt For For For
Schindler
1.9 Elect Ann E. Ziegler Mgmt For For For
2 Omnibus Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HRS CUSIP 413875105 10/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William Brown Mgmt For For For
2 Elect Peter Chiarelli Mgmt For For For
3 Elect Thomas Dattilo Mgmt For For For
4 Elect Terry Growcock Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Karen Katen Mgmt For For For
7 Elect Stephen Kaufman Mgmt For For For
8 Elect Leslie Kenne Mgmt For For For
9 Elect David Rickard Mgmt For For For
10 Elect James Stoffel Mgmt For For For
11 Elect Gregory Swienton Mgmt For For For
12 Elect Hansel Tookes II Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Right to Call a Mgmt For For For
Special Meeting
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSC CUSIP 415864107 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect P. K. Decker Mgmt For For For
1.2 Elect J .F. Earl Mgmt For For For
1.3 Elect K. G. Eddy Mgmt For For For
1.4 Elect D. C. Everitt Mgmt For Withhold Against
1.5 Elect Stuart E. Graham Mgmt For For For
1.6 Elect Terry D. Growcock Mgmt For Withhold Against
1.7 Elect Henry W. Knueppel Mgmt For For For
1.8 Elect J. M. Loree Mgmt For For For
1.9 Elect A. J. Sordoni, III Mgmt For Withhold Against
1.10 Elect Robert C. Wilburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 2013 Equity and Mgmt For For For
Incentive Compensation
Plan
|
------------------------------------------------------------------------------------------------------------------------
HARTFORD FINANCIAL
SERVICES GROUP INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HIG CUSIP 416515104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert B. Mgmt For For For
Allardice III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul G. Kirk, Jr. Mgmt For Against Against
4 Elect Liam E. McGee Mgmt For For For
5 Elect Kathryn A. Mgmt For For For
Mikells
6 Elect Michael G. Morris Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Charles B. Mgmt For For For
Strauss
9 Elect H. Patrick Mgmt For Against Against
Swygert
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
HEALTH NET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HNT CUSIP 42222G108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mary Anne Citrino Mgmt For For For
2 Elect Theodore F. Mgmt For For For
Craver, Jr.
3 Elect Vicki B. Escarra Mgmt For For For
4 Elect Gale S. Mgmt For For For
Fitzgerald
5 Elect Patrick Foley Mgmt For For For
6 Elect Jay M. Gellert Mgmt For For For
7 Elect Roger F. Greaves Mgmt For For For
8 Elect Douglas M. Mgmt For For For
Mancino
9 Elect Bruce G. Willison Mgmt For For For
10 Elect Frederick C. Mgmt For For For
Yeager
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HTZ CUSIP 42805T105 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Barry H. Beracha Mgmt For Against Against
2 Elect Brian A. Bernasek Mgmt For For For
3 Elect George W. Tamke Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
6 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HON CUSIP 438516106 04/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gordon M. Bethune Mgmt For For For
2 Elect Kevin Burke Mgmt For For For
3 Elect Jaime Chico Pardo Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect D. Scott Davis Mgmt For For For
6 Elect Linnet F. Deily Mgmt For Against Against
7 Elect Judd Gregg Mgmt For For For
8 Elect Lord Clive Mgmt For For For
Hollick
9 Elect Grace D. Lieblein Mgmt For For For
10 Elect George Paz Mgmt For For For
11 Elect Bradley T. Mgmt For For For
Sheares
12 Elect Robin L. Mgmt For For For
Washington
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSP CUSIP 441060100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Connie R. Curran Mgmt For For For
2 Elect William G. Mgmt For For For
Dempsey
3 Elect Dennis M. Fenton Mgmt For For For
4 Elect Heino von Mgmt For For For
Prondzynski
5 Elect Mark F. Wheeler Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive Compensation
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPERTIES
TRUST
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HPT CUSIP 44106M102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William A. Lamkin Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
|
------------------------------------------------------------------------------------------------------------------------
HUMANA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUM CUSIP 444859102 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bruce D. Mgmt For For For
Broussard
2 Elect Frank A. D'Amelio Mgmt For For For
3 Elect W. Roy Dunbar Mgmt For For For
4 Elect Kurt Hilzinger Mgmt For For For
5 Elect David Jones Jr. Mgmt For For For
6 Elect Michael Mgmt For For For
McCallister
7 Elect William McDonald Mgmt For For For
8 Elect William Mitchell Mgmt For For For
9 Elect David Nash Mgmt For For For
10 Elect James O'Brien Mgmt For For For
11 Elect Marissa Peterson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
------------------------------------------------------------------------------------------------------------------------
HUNTINGTON INGALLS
INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HII CUSIP 446413106 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert F. Bruner Mgmt For For For
1.2 Elect Artur G. Davis Mgmt For For For
1.3 Elect Thomas B. Fargo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HUN CUSIP 447011107 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Nolan D. Mgmt For Withhold Against
Archibald
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Jon M. Huntsman, Jr. Mgmt For Withhold Against
1.4 Elect Robert J. Mgmt For For For
Margetts
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
|
------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITW CUSIP 452308109 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Daniel J. Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect Don H. Davis, Jr. Mgmt For For For
4 Elect James W. Griffith Mgmt For For For
5 Elect Robert C. Mgmt For For For
McCormack
6 Elect Robert S. Mgmt For For For
Morrison
7 Elect E. Scott Santi Mgmt For For For
8 Elect James A. Skinner Mgmt For For For
9 Elect David B. Smith, Jr. Mgmt For For For
10 Elect Pamela B. Strobel Mgmt For For For
11 Elect Kevin M. Warren Mgmt For For For
12 Elect Anre D. Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INFI CUSIP 45665G303 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Martin Babler Mgmt For For For
2 Elect Anthony B. Evnin Mgmt For For For
3 Elect Gwen A. Fyfe Mgmt For For For
4 Elect Eric S. Lander Mgmt For Against Against
5 Elect Thomas J. Lynch Mgmt For Against Against
6 Elect Adelene Q. Mgmt For For For
Perkins
7 Elect Noman C. Selby Mgmt For For For
8 Elect Ian F. Smith Mgmt For For For
9 Elect Michael C. Venuti Mgmt For For For
10 Amendment to the 2010 Mgmt For For For
Stock Incentive Plan
11 2013 Employee Stock Mgmt For For For
Purchase Plan
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
INTEGRATED DEVICE
TECHNOLOGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDTI CUSIP 458118106 09/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John Schofield Mgmt For For For
1.2 Elect Jeffrey McCreary Mgmt For For For
1.3 Elect Umesh Padval Mgmt For For For
1.4 Elect Gordon Parnell Mgmt For For For
1.5 Elect Donald Schrock Mgmt For For For
1.6 Elect Ron Smith Mgmt For For For
1.7 Elect Theodore Mgmt For For For
Tewksbury
1.8 Elect Peter Feld Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2009 Mgmt For For For
Employee Stock
Purchase Plan
4 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INTC CUSIP 458140100 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy D. Bryant Mgmt For For For
3 Elect Susan L. Decker Mgmt For For For
4 Elect John J. Donahoe Mgmt For For For
5 Elect Reed E. Hundt Mgmt For For For
6 Elect James D. Plummer Mgmt For For For
7 Elect David S. Pottruck Mgmt For For For
8 Elect Frank D. Yeary Mgmt For For For
9 Elect David B. Yoffie Mgmt For Against Against
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2006 Mgmt For For For
Equity Incentive Plan
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS
MACHINES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IBM CUSIP 459200101 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alain J. P. Belda Mgmt For Against Against
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For Against Against
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Mgmt For For For
Jackson
7 Elect Andrew N. Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney, Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H Mgmt For Against Against
Zambrano
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Board Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISIL CUSIP 46069S109 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Necip Sayiner Mgmt For For For
2 Elect Donald Macleod Mgmt For For For
3 Elect Robert W. Conn Mgmt For For For
4 Elect James V. Diller, Sr. Mgmt For For For
5 Elect Gary E. Gist Mgmt For For For
6 Elect Mercedes Johnson Mgmt For For For
7 Elect Gregory S. Lang Mgmt For For For
8 Elect Jan Peeters Mgmt For For For
9 Elect Robert N. Mgmt For For For
Pokelwaldt
10 Elect James A. Urry Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2008 Mgmt For Against Against
Equity Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISRG CUSIP 46120E602 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Amal M. Johnson Mgmt For For For
2 Elect Eric H. Halvorson Mgmt For For For
3 Elect Alan J. Levy Mgmt For Against Against
4 Amendment to the 2010 Mgmt For Against Against
Incentive Award Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
ITRON, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ITRI CUSIP 465741106 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas S. Mgmt For For For
Glanville
2 Elect Sharon L. Nelson Mgmt For For For
3 Elect Lynda L. Ziegler Mgmt For For For
4 Elect Philip C. Mezey Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNJ CUSIP 478160104 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael M. E. Mgmt For For For
Johns
6 Elect Susan L. Mgmt For For For
Lindquist
7 Elect Anne M. Mulcahy Mgmt For Against Against
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Mgmt For For For
Williams
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Corporate Values Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JCI CUSIP 478366107 01/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David Abney Mgmt For For For
1.2 Elect Julie Bushman Mgmt For For For
1.3 Elect Eugenio Clariond Mgmt For For For
Reyes-Retana
1.4 Elect Jeffrey Joerres Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 2012 Omnibus Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JOY CUSIP 481165108 03/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Steven L. Gerard Mgmt For For For
1.2 Elect John T. Gremp Mgmt For For For
1.3 Elect John N. Hanson Mgmt For For For
1.4 Elect Gale E. Klappa Mgmt For For For
1.5 Elect Richard B. Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael W. Mgmt For For For
Sutherlin
1.8 Elect James H. Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Advisory Vote on the Mgmt N/A For N/A
Adoption of Majority
Vote for Election of
Directors
|
------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JPM CUSIP 46625H100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James A. Bell Mgmt For Against Against
2 Elect Crandall C. Mgmt For Against Against
Bowles
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For Against Against
5 Elect James S. Crown Mgmt For Against Against
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For Against Against
9 Elect Laban P. Mgmt For Against Against
Jackson, Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written Consent
15 Key Executive Mgmt For For For
Performance Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free Investing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JNPR CUSIP 48203R104 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Pradeep Sindhu Mgmt For For For
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect William F. Meehan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KAR CUSIP 48238T109 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David J. Ament Mgmt For For For
1.2 Elect Ryan M. Birtwell Mgmt For For For
1.3 Elect Thomas J. Carella Mgmt For For For
1.4 Elect Brian T. Clingen Mgmt For For For
1.5 Elect Robert M. Mgmt For For For
Finlayson
1.6 Elect Peter R. Formanek Mgmt For For For
1.7 Elect Michael B. Mgmt For For For
Goldberg
1.8 Elect James P. Hallett Mgmt For For For
1.9 Elect Sanjeev K. Mehra Mgmt For For For
1.10 Elect Church M. Moore Mgmt For For For
1.11 Elect Thomas C. O'Brien Mgmt For For For
1.12 Elect Gregory P. Spivy Mgmt For For For
1.13 Elect Jonathan P. Ward Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Omnibus Stock and
Incentive Plan
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
K CUSIP 487836108 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gordon Gund Mgmt For For For
1.2 Elect Mary Laschinger Mgmt For For For
1.3 Elect Ann McLaughlin Mgmt For For For
Korologos
1.4 Elect Cynthia H. Mgmt For For For
Milligan
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMB CUSIP 494368103 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John R. Alm Mgmt For For For
2 Elect John F. Bergstrom Mgmt For For For
3 Elect Abelardo E. Bru Mgmt For For For
4 Elect Robert W. Decherd Mgmt For For For
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Fabian T. Garcia Mgmt For For For
7 Elect Mae C. Jemison Mgmt For For For
8 Elect James M. Jenness Mgmt For For For
9 Elect Nancy J. Karch Mgmt For For For
10 Elect Ian C. Read Mgmt For For For
11 Elect Linda Johnson Mgmt For For For
Rice
12 Elect Marc J. Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KMI CUSIP 49456B101 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard D. Kinder Mgmt For For For
1.2 Elect C. Park Shaper Mgmt For For For
1.3 Elect Steven J. Kean Mgmt For For For
1.4 Elect Anthony W. Hall, Jr. Mgmt For For For
1.5 Elect Deborah A. Mgmt For For For
Macdonald
1.6 Elect Michael Miller Mgmt For For For
1.7 Elect Michael C. Morgan Mgmt For For For
1.8 Elect Fayez S. Sarofim Mgmt For For For
1.9 Elect Joel V. Staff Mgmt For For For
1.10 Elect John Stokes Mgmt For For For
1.11 Elect Robert F. Vagt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KSS CUSIP 500255104 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect Dale Jones Mgmt For For For
4 Elect Kevin Mansell Mgmt For For For
5 Elect John Schlifske Mgmt For For For
6 Elect Frank Sica Mgmt For For For
7 Elect Peter Mgmt For Against Against
Sommerhauser
8 Elect Stephanie Mgmt For For For
Streeter
9 Elect Nina Vaca Mgmt For For For
10 Elect Stephen Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Fur Policy
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KRFT CUSIP 50076Q106 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Abelardo E. Bru Mgmt For For For
2 Elect Jeanne P. Jackson Mgmt For For For
3 Elect E. Follin Smith Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Reapproval of the 2012 Mgmt For For For
Performance Incentive
Plan
7 Ratification of Auditor Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Genetically
Modified Organisms
------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LVS CUSIP 517834107 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Sheldon G. Mgmt For For For
Adelson
1.2 Elect Irwin Chafetz Mgmt For For For
1.3 Elect Victor Chaltiel Mgmt For For For
1.4 Elect Charles A. Mgmt For For For
Koppelman
2 Amendment to the 2004 Mgmt For For For
Equity Award Plan
3 Approval of Mgmt For For For
Performance-Based
Provisions of the
Executive Cash
Incentive Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LXK CUSIP 529771107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kathi P. Seifert Mgmt For For For
2 Elect Jean-Paul L. Mgmt For For For
Montupet
3 Elect Paul A. Rooke Mgmt For For For
4 Elect W. Roy Dunbar Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Repeal of Classified Mgmt For For For
Board
8 2013 Equity Mgmt For For For
Compensation Plan
------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNC CUSIP 534187109 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William J. Avery Mgmt For For For
2 Elect William H. Mgmt For For For
Cunningham
3 Elect William P. Payne Mgmt For For For
4 Elect Patrick S. Mgmt For For For
Pittard
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LLTC CUSIP 535678106 11/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Swanson, Jr. Mgmt For For For
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur Agnos Mgmt For For For
1.4 Elect John Gordon Mgmt For For For
1.5 Elect David Lee Mgmt For Withhold Against
1.6 Elect Richard Moley Mgmt For For For
1.7 Elect Thomas Volpe Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LNKD CUSIP 53578A108 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LMT CUSIP 539830109 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Nolan D. Mgmt For For For
Archibald
2 Elect Rosalind G. Mgmt For Against Against
Brewer
3 Elect David B. Burritt Mgmt For Against Against
4 Elect James O. Ellis, Jr. Mgmt For For For
5 Elect Thomas J. Falk Mgmt For For For
6 Elect Marillyn A. Mgmt For For For
Hewson
7 Elect Gwendolyn S. King Mgmt For For For
8 Elect James M. Loy Mgmt For Against Against
9 Elect Douglas H. Mgmt For Against Against
McCorkindale
10 Elect Joseph W. Ralston Mgmt For Against Against
11 Elect Anne L. Stevens Mgmt For Against Against
12 Elect Robert J. Stevens Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
L CUSIP 540424108 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lawrence Bacow Mgmt For For For
2 Elect Ann Berman Mgmt For For For
3 Elect Joseph Bower Mgmt For For For
4 Elect Charles Diker Mgmt For For For
5 Elect Jacob Frenkel Mgmt For For For
6 Elect Paul Fribourg Mgmt For For For
7 Elect Walter Harris Mgmt For For For
8 Elect Philip Laskawy Mgmt For Against Against
9 Elect Ken Miller Mgmt For For For
10 Elect Gloria Scott Mgmt For For For
11 Elect Andrew Tisch Mgmt For For For
12 Elect James Tisch Mgmt For For For
13 Elect Jonathan Tisch Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LOW CUSIP 548661107 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David W. Bernauer Mgmt For For For
1.3 Elect Leonard L. Berry Mgmt For For For
1.4 Elect Peter C. Browning Mgmt For Withhold Against
1.5 Elect Richard W. Mgmt For For For
Dreiling
1.6 Elect Dawn E. Hudson Mgmt For For For
1.7 Elect Robert L. Johnson Mgmt For For For
1.8 Elect Marshall O. Mgmt For For For
Larsen
1.9 Elect Richard K. Mgmt For For For
Lochridge
1.10 Elect Robert A. Niblock Mgmt For For For
1.11 Elect Eric C. Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
|
------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES
NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LYB CUSIP N53745100 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jacques Aigrain Mgmt For For For
1.2 Elect Scott M. Kleinman Mgmt For For For
1.3 Elect Bruce A. Smith Mgmt For For For
2 Adoption of Annual Mgmt For For For
Accounts For 2012
3 Discharge from Mgmt For For For
Liability of Sole
Member of the
Management Board
4 Discharge From Mgmt For For For
Liability Of Members
Of The Supervisory
Board
5 Appointment of Auditor Mgmt For For For
6 Appointment Of Mgmt For For For
PricewaterhouseCoopers
Accountants N.V. as
the Auditor for the
Dutch Annual Accounts
7 Approval of Mgmt For For For
Compensation of the
Members of the
Supervisory
Board
8 Ratification and Mgmt For For For
Approval of Dividends
in Respect of the 2012
Fiscal Year
9 Advisory Vote Mgmt For For For
Approving Executive
Compensation
10 Authority to Mgmt For For For
Repurchase Shares
11 Approval to Cancel Up Mgmt For For For
to 10% of Share
Capital Held in
Treasury
12 Amend Articles of Mgmt For Against Against
Association to Set
Maximum Director Fees
and Make Technical
Changes
------------------------------------------------------------------------------------------------------------------------
MACY'S INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
M CUSIP 55616P104 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Deirdre P. Mgmt For For For
Connelly
3 Elect Meyer Feldberg Mgmt For For For
4 Elect Sara Levinson Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect Joseph Neubauer Mgmt For Against Against
7 Elect Joyce M. Roche Mgmt For For For
8 Elect Paul C. Varga Mgmt For For For
9 Elect Craig E. Mgmt For For For
Weatherup
10 Elect Marna C. Mgmt For For For
Whittington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MGLN CUSIP 559079207 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael P. Mgmt For For For
Ressner
1.2 Elect Michael S. Mgmt For For For
Diament
1.3 Elect Barry M. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRO CUSIP 565849106 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Pierre R. Mgmt For For For
Brondeau
3 Elect Clarence P. Mgmt For For For
Cazalot, Jr.
4 Elect Linda Z. Cook Mgmt For For For
5 Elect Shirley A. Mgmt For For For
Jackson
6 Elect Philip Lader Mgmt For For For
7 Elect Michael E.J. Mgmt For For For
Phelps
8 Elect Dennis H. Reilley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MPC CUSIP 56585A102 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect William L. Mgmt For For For
Davis, III
1.3 Elect Thomas J. Usher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Repeal of Classified Mgmt For For For
Board
------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKL CUSIP 570535104 02/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Transaction of Other Mgmt For Against Against
Business
|
------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MKL CUSIP 570535104 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect J. Alfred Mgmt For For For
Broaddus, Jr.
2 Elect Douglas C. Eby Mgmt For For For
3 Elect Stewart M. Kasen Mgmt For For For
4 Elect Alan I. Kirshner Mgmt For For For
5 Elect Lemuel E. Lewis Mgmt For For For
6 Elect Darrell D. Martin Mgmt For Against Against
7 Elect Anthony F. Markel Mgmt For For For
8 Elect Steven A. Markel Mgmt For For For
9 Elect Jay M. Weinberg Mgmt For For For
10 Elect Debora J. Wilson Mgmt For For For
11 Elect K. Bruce Connell Mgmt For For For
12 Elect Michael O'Reilly Mgmt For For For
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN
COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMC CUSIP 571748102 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Zachary W. Carter Mgmt For For For
2 Elect Oscar Fanjul Mgmt For For For
Martin
3 Elect Daniel S. Glaser Mgmt For For For
4 Elect H. Edward Hanway Mgmt For For For
5 Elect Ian Lang Mgmt For For For
6 Elect Elaine La Roche Mgmt For For For
7 Elect Steven A. Mills Mgmt For For For
8 Elect Bruce P. Nolop Mgmt For For For
9 Elect Marc D. Oken Mgmt For For For
10 Elect Morton O. Mgmt For For For
Schapiro
11 Elect Adele S. Simmons Mgmt For For For
12 Elect Lloyd M. Yates Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MAS CUSIP 574599106 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Dennis W. Archer Mgmt For For For
2 Elect Donald R. Parfet Mgmt For For For
3 Elect Lisa A. Payne Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
6 Repeal of Classified Mgmt For For For
Board
7 Approval of Mgmt For For For
Performance Metrics
under the 2005 Long
Term Stock Incentive
Plan
|
------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MA CUSIP 57636Q104 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Mgmt For For For
Freiberg
6 Elect Nancy J. Karch Mgmt For For For
7 Elect Marc Olivie Mgmt For For For
8 Elect Rima Qureshi Mgmt For For For
9 Elect Jose Octavio Mgmt For For For
Reyes Lagunes
10 Elect Mark Schwartz Mgmt For For For
11 Elect Jackson P. TAI Mgmt For For For
12 Elect Edward Suning Mgmt For For For
Tian
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED
PRODUCTS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MXIM CUSIP 57772K101 11/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Tunc Doluca Mgmt For For For
1.2 Elect B. Kipling Mgmt For For For
Hagopian
1.3 Elect James Bergman Mgmt For Withhold Against
1.4 Elect Joseph Bronson Mgmt For For For
1.5 Elect Robert Grady Mgmt For For For
1.6 Elect William Watkins Mgmt For For For
1.7 Elect A.R. Frank Wazzan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase Plan
4 Amendment to the 1996 Mgmt For For For
Stock Incentive Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MBFI CUSIP 55264U108 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David P. Bolger Mgmt For Against Against
2 Elect Robert S. Mgmt For For For
Engelman, Jr.
3 Elect Mitchell S. Mgmt For For For
Feiger
4 Elect Charles J. Gries Mgmt For For For
5 Elect James N. Hallene Mgmt For For For
6 Elect Thomas H. Harvey Mgmt For For For
7 Elect Ronald D. Santo Mgmt For For For
8 Elect Renee Togher Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCD CUSIP 580135101 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Walter E. Massey Mgmt For For For
2 Elect John W. Rogers, Jr. Mgmt For For For
3 Elect Roger W. Stone Mgmt For For For
4 Elect Miles D. White Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Ratio Between CEO and
Employee Pay
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights Policies
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood Obesity
------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCK CUSIP 58155Q103 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For For For
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
in the Event of a
Change in Control
|
------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDT CUSIP 585055106 08/23/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect Victor Dzau Mgmt For Withhold Against
1.3 Elect Omar Ishrak Mgmt For For For
1.4 Elect Shirley Jackson Mgmt For For For
1.5 Elect Michael Leavitt Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For For For
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MENT CUSIP 587200106 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Keith L. Barnes Mgmt For For For
1.2 Elect Peter L. Bonfield Mgmt For Withhold Against
1.3 Elect Gregory K. Mgmt For Withhold Against
Hinckley
1.4 Elect J. Daniel Mgmt For For For
McCranie
1.5 Elect Kevin C. Mgmt For Withhold Against
McDonough
1.6 Elect Patrick B. Mgmt For For For
McManus
1.7 Elect Walden C. Rhines Mgmt For For For
1.8 Elect David S. Mgmt For For For
Schechter
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Majority
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CUSIP 58933Y105 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Leslie A. Brun Mgmt For For For
2 Elect Thomas R. Cech Mgmt For For For
3 Elect Kenneth C. Mgmt For For For
Frazier
4 Elect Thomas H. Glocer Mgmt For For For
5 Elect William B. Mgmt For For For
Harrison, Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle B. Mgmt For For For
Lazarus
8 Elect Carlos E. Mgmt For For For
Represas
9 Elect Patricia F. Russo Mgmt For For For
10 Elect Craig B. Thompson Mgmt For For For
11 Elect Wendell P. Weeks Mgmt For For For
12 Elect Peter C. Wendell Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
and Charitable
Contributions Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Public Policy Advocacy
|
------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MCY CUSIP 589400100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect George Joseph Mgmt For For For
1.2 Elect Martha E. Marcon Mgmt For Withhold Against
1.3 Elect Donald R. Mgmt For For For
Spuehler
1.4 Elect Richard E. Mgmt For For For
Grayson
1.5 Elect Donald P. Newell Mgmt For For For
1.6 Elect Bruce A. Bunner Mgmt For For For
1.7 Elect Christopher Mgmt For For For
Graves
1.8 Elect Michael D. Mgmt For For For
Curtius
1.9 Elect Gabriel Tirador Mgmt For For For
2 Senior Executive Mgmt For For For
Incentive Bonus Plan
------------------------------------------------------------------------------------------------------------------------
METLIFE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MET CUSIP 59156R108 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect R. Glenn Hubbard Mgmt For For For
2 Elect Steven A. Mgmt For For For
Kandarian
3 Elect John M. Keane Mgmt For For For
4 Elect Alfred F. Kelly, Jr. Mgmt For For For
5 Elect James M. Kilts Mgmt For For For
6 Elect Catherine R. Mgmt For For For
Kinney
7 Elect Hugh B. Price Mgmt For For For
8 Elect Kenton J. Mgmt For For For
Sicchitano
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KORS CUSIP G60754101 08/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect M. Benedetto Mgmt For For For
2 Elect Stephen Reitman Mgmt For For For
3 Appointment of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MSFT CUSIP 594918104 11/28/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Maria Klawe Mgmt For For For
5 Elect Stephen Luczo Mgmt For For For
6 Elect David Marquardt Mgmt For For For
7 Elect Charles Noski Mgmt For For For
8 Elect Helmut Panke Mgmt For For For
9 Elect John Thompson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
------------------------------------------------------------------------------------------------------------------------
MOLEX INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOLX CUSIP 608554101 10/26/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michelle Collins Mgmt For For For
1.2 Elect Fred Krehbiel Mgmt For For For
1.3 Elect David Landsittel Mgmt For For For
1.4 Elect Joe Laymon Mgmt For For For
1.5 Elect James Metcalf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TAP CUSIP 60871R209 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Roger Eaton Mgmt For For For
1.2 Elect Charles M. Mgmt For For For
Herington
1.3 Elect H. Sanford Riley Mgmt For For For
2 Amendment to Mgmt For For For
Certificate of
Incorporation
------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MDLZ CUSIP 50075N104 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Lewis W.K. Booth Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Fredric G. Mgmt For For For
Reynolds
7 Elect Irene B. Mgmt For For For
Rosenfeld
8 Elect Patrick T. Mgmt For For For
Siewert
9 Elect Ruth J. Simmons Mgmt For For For
10 Elect Ratan N. Tata Mgmt For For For
11 Elect Jean-Francois M. Mgmt For For For
L. van Boxmeer
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Extended
Producer Responsibility
15 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Gender
Equality in the Supply
Chain
|
------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MON CUSIP 61166W101 01/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David Chicoine Mgmt For For For
2 Elect Arthur Harper Mgmt For For For
3 Elect Gwendolyn King Mgmt For For For
4 Elect Jon Moeller Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Genetically
Modified Organisms
------------------------------------------------------------------------------------------------------------------------
MOOG INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MOG.A CUSIP 615394202 01/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Albert Myers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Appreciation
Rights Plan
------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MS CUSIP 617446448 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Howard J. Davies Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Klaus Kleinfield Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For Against Against
11 Elect O. Griffith Mgmt For For For
Sexton
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Masaaki Tanaka Mgmt For For For
14 Elect Laura D'Andrea Mgmt For For For
Tyson
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive Compensation
17 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation Plan
18 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation Plan
Pursuant to Section
162(m) of the Tax Code
19 Amendment to the Mgmt For For For
Annual Incentive
Compensation Plan
|
------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MLI CUSIP 624756102 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gregory L. Mgmt For For For
Christopher
1.2 Elect Paul J. Flaherty Mgmt For For For
1.3 Elect Gennaro J. Fulvio Mgmt For For For
1.4 Elect Gary S. Gladstein Mgmt For For For
1.5 Elect Scott J. Goldman Mgmt For For For
1.6 Elect Terry Hermanson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MUR CUSIP 626717102 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Frank W. Blue Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Robert A. Hermes Mgmt For Against Against
5 Elect James V. Kelley Mgmt For For For
6 Elect Walentin Mirosh Mgmt For For For
7 Elect R. Madison Murphy Mgmt For For For
8 Elect Jeffrey W. Nolan Mgmt For For For
9 Elect Neal E. Schmale Mgmt For For For
10 Elect David J. H. Smith Mgmt For For For
11 Elect Caroline G. Theus Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 2013 Stock Plan for Mgmt For For For
Non-Employee Directors
14 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
MYLAN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MYL CUSIP 628530107 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Heather Bresch Mgmt For For For
2 Elect Wendy Cameron Mgmt For For For
3 Elect Robert J. Mgmt For For For
Cindrich
4 Elect Robert J. Coury Mgmt For For For
5 Elect Neil F. Dimick Mgmt For For For
6 Elect Melina Higgins Mgmt For For For
7 Elect Douglas J. Leech Mgmt For For For
8 Elect Rajiv Malik Mgmt For For For
9 Elect Joseph C. Maroon Mgmt For For For
10 Elect Mark Parrish Mgmt For For For
11 Elect Rodney L. Piatt Mgmt For For For
12 Elect C. B. Todd Mgmt For For For
13 Elect Randall L. Mgmt For For For
Vanderveen
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NFG CUSIP 636180101 03/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David C. Carroll Mgmt For For For
1.2 Elect Craig G. Matthews Mgmt For For For
1.3 Elect David F. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOV CUSIP 637071101 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Merrill A. Mgmt For For For
Miller, Jr.
2 Elect Greg L. Armstrong Mgmt For For For
3 Elect Ben A. Guill Mgmt For For For
4 Elect David D. Harrison Mgmt For For For
5 Elect Roger L. Jarvis Mgmt For For For
6 Elect Eric L. Mattson Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
10 Approval of the Annual Mgmt For For For
Cash Incentive Plan
------------------------------------------------------------------------------------------------------------------------
NETAPP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTAP CUSIP 64110D104 08/31/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Daniel Mgmt For For For
Warmenhoven
1.2 Elect Nicholas Moore Mgmt For For For
1.3 Elect Thomas Georgens Mgmt For For For
1.4 Elect Jeffry Allen Mgmt For For For
1.5 Elect Alan Earhart Mgmt For For For
1.6 Elect Gerald Held Mgmt For For For
1.7 Elect T. Michael Nevens Mgmt For For For
1.8 Elect George Shaheen Mgmt For For For
1.9 Elect Robert Wall Mgmt For For For
1.10 Elect Richard Wallace Mgmt For For For
2 Amendment to the 1999 Mgmt For Against Against
Stock Option Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Simple
Majority Vote
|
------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NFX CUSIP 651290108 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lee K. Boothby Mgmt For For For
2 Elect Pamela J. Gardner Mgmt For For For
3 Elect John R. Kemp III Mgmt For For For
4 Elect Joseph H. Mgmt For For For
Netherland
5 Elect Howard H. Newman Mgmt For For For
6 Elect Thomas G. Ricks Mgmt For For For
7 Elect Juanita F. Romans Mgmt For For For
8 Elect Charles E. Shultz Mgmt For For For
9 Elect Richard K. Mgmt For For For
Stoneburner
10 Elect J. Terry Strange Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Amendment to the 2011 Mgmt For For For
Omnibus Stock Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NEE CUSIP 65339F101 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sherry S. Barrat Mgmt For For For
2 Elect Robert M. Beall II Mgmt For For For
3 Elect James L. Camaren Mgmt For For For
4 Elect Kenneth B. Dunn Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Toni Jennings Mgmt For For For
7 Elect James L. Robo Mgmt For For For
8 Elect Rudy E. Schupp Mgmt For For For
9 Elect John L. Skolds Mgmt For For For
10 Elect William H. Mgmt For For For
Swanson
11 Elect Michael H. Thaman Mgmt For For For
12 Elect Hansel E. Tookes II Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Approval of the Mgmt For For For
Material Terms under
the 2013 Executive
Annual Incentive Plan
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Regarding ShrHoldr Against Against For
Nuclear Fuel Storage
and Safety
------------------------------------------------------------------------------------------------------------------------
NIKE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NKE CUSIP 654106103 09/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase of Authorized Mgmt For For For
Common Stock
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
|
------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NBL CUSIP 655044105 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jeffrey L. Mgmt For For For
Berenson
2 Elect Michael A. Cawley Mgmt For For For
3 Elect Edward F. Cox Mgmt For For For
4 Elect Charles D. Mgmt For For For
Davidson
5 Elect Thomas J. Edelman Mgmt For For For
6 Elect Eric P. Grubman Mgmt For For For
7 Elect Kirby L. Hedrick Mgmt For For For
8 Elect Scott D. Urban Mgmt For For For
9 Elect William T. Van Mgmt For For For
Kleef
10 Elect Molly K. Mgmt For For For
Williamson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Amendment to the 1992 Mgmt For For For
Stock Option and
Restricted Stock Plan
14 Adoption of Exclusive Mgmt For For For
Forum Provisions
15 Bundled Technical Mgmt For For For
Amendments to Bylaws
------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NSC CUSIP 655844108 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas Bell, Jr. Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Wesley Bush Mgmt For For For
5 Elect Daniel Carp Mgmt For For For
6 Elect Karen Horn Mgmt For Against Against
7 Elect Burton Joyce Mgmt For For For
8 Elect Steven Leer Mgmt For For For
9 Elect Michael Lockhart Mgmt For For For
10 Elect Charles Moorman, IV Mgmt For For For
11 Elect Martin Nesbitt Mgmt For For For
12 Elect John Thompson Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Provide Right to Call Mgmt For For For
a Special Meeting
|
------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTRS CUSIP 665859104 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Linda Walker Mgmt For For For
Bynoe
1.2 Elect Nicholas Chabraja Mgmt For Withhold Against
1.3 Elect Susan Crown Mgmt For For For
1.4 Elect Dipak Jain Mgmt For For For
1.5 Elect Robert Lane Mgmt For For For
1.6 Elect Edward Mooney Mgmt For For For
1.7 Elect Jose Luis Prado Mgmt For For For
1.8 Elect John Rowe Mgmt For For For
1.9 Elect Martin Slark Mgmt For For For
1.10 Elect David Smith, Jr. Mgmt For For For
1.11 Elect Charles Tribbett III Mgmt For For For
1.12 Elect Frederick Waddell Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOC CUSIP 666807102 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Wesley G. Bush Mgmt For For For
2 Elect Victor H. Fazio Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Stephen E. Frank Mgmt For Against Against
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect Madeleine A. Mgmt For For For
Kleiner
7 Elect Karl J. Krapek Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Aulana L. Peters Mgmt For Against Against
10 Elect Gary Roughead Mgmt For For For
11 Elect Thomas M. Schoewe Mgmt For For For
12 Elect Kevin W. Sharer Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOVN CUSIP 66987V109 02/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
and Management Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Compensation Policy Mgmt For For For
5 Elect Verena Briner Mgmt For For For
6 Elect Jorg Reinhardt Mgmt For For For
7 Elect Charles Sawyers Mgmt For For For
8 Elect William Winters Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Miscellaneous Mgmt For Abstain Against
Shareholder Proposals
or Countermotions
|
------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUS CUSIP 67018T105 06/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Nevin N. Andersen Mgmt For Withhold Against
1.2 Elect Daniel W. Mgmt For For For
Campbell
1.3 Elect M. Truman Hunt Mgmt For For For
1.4 Elect Andrew D. Lipman Mgmt For For For
1.5 Elect Steven J. Lund Mgmt For For For
1.6 Elect Patricia A. Mgmt For For For
Negron
1.7 Elect Neil H. Offen Mgmt For For For
1.8 Elect Thomas R. Pisano Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the 2010 Mgmt For For For
Omnibus Incentive Plan
4 Ratification of Auditor Mgmt For Against Against
------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NUE CUSIP 670346105 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Peter C. Browning Mgmt For Withhold Against
1.2 Elect Clayton C. Mgmt For For For
Daley, Jr.
1.3 Elect Daniel R. DiMicco Mgmt For For For
1.4 Elect John J. Ferriola Mgmt For For For
1.5 Elect Harvey B. Gantt Mgmt For For For
1.6 Elect Victoria F. Mgmt For For For
Haynes
1.7 Elect Bernard L. Mgmt For For For
Kasriel
1.8 Elect Christopher J. Mgmt For For For
Kearney
1.9 Elect Raymond J. Mgmt For For For
Milchovich
1.10 Elect John H. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Senior Officers Annual
and Long-Term
Incentive Plans
4 Amendment to the Mgmt For For For
Restated Certificate
of Incorporation to
Reduce Supermajority
Voting Thresholds
5 Amendment to Bylaws to Mgmt For For For
Reduce Supermajority
Voting Threshold
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
|
------------------------------------------------------------------------------------------------------------------------
NV ENERGY, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVE CUSIP 67073Y106 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Joseph Anderson, Jr. Mgmt For For For
2 Elect Glenn Christenson Mgmt For For For
3 Elect Susan Clark Mgmt For For For
4 Elect Stephen Frank Mgmt For Against Against
5 Elect Brian Kennedy Mgmt For For For
6 Elect Maureen Mullarkey Mgmt For For For
7 Elect John O'Reilly Mgmt For For For
8 Elect Philip Satre Mgmt For For For
9 Elect Donald Snyder Mgmt For For For
10 Elect Michael W. Mgmt For For For
Yackira
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 2013 Long-Term Mgmt For For For
Incentive Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVDA CUSIP 67066G104 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Tench Coxe Mgmt For For For
2 Elect James C. Gaither Mgmt For For For
3 Elect Jen-Hsun Huang Mgmt For For For
4 Elect Mark L. Perry Mgmt For For For
5 Elect A. Brooke Seawell Mgmt For For For
6 Elect Mark A. Stevens Mgmt For For For
7 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
NVR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NVR CUSIP 62944T105 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Charles E. Mgmt For For For
Andrews
2 Elect Robert C. Butler Mgmt For For For
3 Elect Timothy M. Mgmt For For For
Donahue
4 Elect Thomas D. Eckert Mgmt For For For
5 Elect Alfred E. Festa Mgmt For For For
6 Elect Ed Grier Mgmt For For For
7 Elect Manuel H. Johnson Mgmt For For For
8 Elect Mel Martinez Mgmt For Against Against
9 Elect William A. Moran Mgmt For Against Against
10 Elect David A. Preiser Mgmt For For For
11 Elect W. Grady Rosier Mgmt For For For
12 Elect Dwight C. Schar Mgmt For For For
13 Elect Paul W. Whetsell Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORLY CUSIP 67103H107 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Lawrence P. Mgmt For For For
O'Reilly
2 Elect Rosalie Mgmt For For For
O'Reilly-Wooten
3 Elect Thomas T. Mgmt For For For
Hendrickson
4 Repeal of Classified Mgmt For For For
Board
5 Right to Call a Mgmt For For For
Special Meeting
6 Technical Article Mgmt For For For
Amendments Related to
the Expired Rights
Plan and
Indemnification
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OXY CUSIP 674599105 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect E. Spencer Mgmt For For For
Abraham
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
OCWEN FINANCIAL
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OCN CUSIP 675746309 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William C. Erbey Mgmt For For For
1.2 Elect Ronald M. Faris Mgmt For For For
1.3 Elect Ronald J. Korn Mgmt For For For
1.4 Elect William H. Lacy Mgmt For For For
1.5 Elect Wilbur L. Ross, Jr. Mgmt For Withhold Against
1.6 Elect Robert A. Mgmt For For For
Salcetti
1.7 Elect Barry N. Wish Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
OM GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
OMG CUSIP 670872100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Katharine L. Mgmt For For For
Plourde
1.2 Elect Patrick S. Mullin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORCL CUSIP 68389X105 11/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Mgmt For Withhold Against
Bingham
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For Withhold Against
1.5 Elect Bruce Chizen Mgmt For Withhold Against
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Amendment to the 1993 Mgmt For For For
Directors' Stock Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PH CUSIP 701094104 10/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Robert Bohn Mgmt For For For
1.2 Elect Linda Harty Mgmt For For For
1.3 Elect William Kassling Mgmt For For For
1.4 Elect Robert Kohlhepp Mgmt For For For
1.5 Elect Klaus-Peter Mgmt For For For
Muller
1.6 Elect Candy Obourn Mgmt For For For
1.7 Elect Joseph Scaminace Mgmt For For For
1.8 Elect Wolfgang Schmitt Mgmt For For For
1.9 Elect Ake Svensson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
1.11 Elect Donald Washkewicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2009 Mgmt For For For
Omnibus Stock
Incentive Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRE CUSIP G6852T105 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jean-Paul L. Mgmt For For For
Montupet
1.2 Elect Lucio Stanca Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
PENN WEST PETROLEUM LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PWT CUSIP 707887105 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Appointment of Auditor Mgmt For For For
2.1 Elect James E. Allard Mgmt For For For
2.2 Elect George H. Mgmt For For For
Brookman
2.3 Elect Gillian H. Denham Mgmt For For For
2.4 Elect Richard L. George Mgmt For For For
2.5 Elect Daryl H. Gilbert Mgmt For Withhold Against
2.6 Elect Allan P. Markin Mgmt For For For
2.7 Elect Murray R. Nunns Mgmt For For For
2.8 Elect Frank Potter Mgmt For For For
2.9 Elect Jack Schanck Mgmt For For For
2.10 Elect James C. Smith Mgmt For For For
2.11 Elect Jay W. Thornton Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Renewal of the Stock Mgmt For For For
Option Plan
5 Amendment to the Stock Mgmt For For For
Option Plan
6 Advance Notice By-Law Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PAG CUSIP 70959W103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John D. Barr Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
Eisenson
1.3 Elect Robert H. Mgmt For For For
Kurnick, Jr.
1.4 Elect William J. Mgmt For For For
Lovejoy
1.5 Elect Kimberly J. Mgmt For Withhold Against
McWaters
1.6 Elect Yoshimi Namba Mgmt For For For
1.7 Elect Lucio A. Noto Mgmt For For For
1.8 Elect Roger S. Penske Mgmt For For For
1.9 Elect Richard J. Peters Mgmt For For For
1.10 Elect Sandra E. Pierce Mgmt For For For
1.11 Elect Ronald G. Mgmt For For For
Steinhart
1.12 Elect H. Brian Thompson Mgmt For Withhold Against
2 2012 Equity Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Transaction of Other Mgmt For Against Against
Business
|
------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNR CUSIP H6169Q108 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect T. Michael Glenn Mgmt For For For
2 Elect David H. Y. Ho Mgmt For For For
3 Elect Ronald L. Mgmt For For For
Merriman
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Appointment of Mgmt For For For
Statutory Auditor
7 Appointment of Auditor Mgmt For For For
8 Appointment of Special Mgmt For For For
Auditor
9 Allocation of Net Loss Mgmt For For For
10 Approval of Ordinary Mgmt For For For
Cash Dividend
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Approval of Mgmt For For For
Performance Goals and
Related Matters under
the 2012 Stock and
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNR CUSIP 709631105 09/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Reverse Merger Mgmt For For For
2 Advisory Vote on Mgmt For For For
Golden Parachutes
3 Right to Adjourn Mgmt For For For
Meeting
------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED
FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBCT CUSIP 712704105 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Kevin T. Mgmt For Withhold Against
Bottomley
1.2 Elect John K. Dwight Mgmt For For For
1.3 Elect Janet M. Hansen Mgmt For For For
1.4 Elect Mark W. Richards Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEP CUSIP 713448108 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Shona L. Brown Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Ian M. Cook Mgmt For For For
4 Elect Dina Dublon Mgmt For For For
5 Elect Victor J. Dzau Mgmt For For For
6 Elect Ray L. Hunt Mgmt For For For
7 Elect Alberto Ibarguen Mgmt For For For
8 Elect Indra K. Nooyi Mgmt For For For
9 Elect Sharon Percy Mgmt For For For
Rockefeller
10 Elect James J. Schiro Mgmt For For For
11 Elect Lloyd G. Trotter Mgmt For For For
12 Elect Daniel Vasella Mgmt For For For
13 Elect Alberto Weisser Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRGO CUSIP 714290103 11/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Gary Cohen Mgmt For For For
1.2 Elect David Gibbons Mgmt For For For
1.3 Elect Ran Gottfried Mgmt For For For
1.4 Elect Ellen Hoffing Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
PFIZER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFE CUSIP 717081103 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Dennis A. Mgmt For For For
Ausiello
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances D. Mgmt For For For
Fergusson
5 Elect William H. Gray, III Mgmt For For For
6 Elect Helen H. Hobbs Mgmt For For For
7 Elect Constance J. Mgmt For For For
Horner
8 Elect James M. Kilts Mgmt For For For
9 Elect George A. Lorch Mgmt For For For
10 Elect Suzanne Nora Mgmt For For For
Johnson
11 Elect Ian C. Read Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect Marc Mgmt For For For
Tessier-Lavigne
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCG CUSIP 69331C108 05/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David R. Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Anthony F. Mgmt For For For
Earley, Jr.
5 Elect Fred J. Fowler Mgmt For For For
6 Elect Maryellen C. Mgmt For Against Against
Herringer
7 Elect Roger H. Kimmel Mgmt For For For
8 Elect Richard A. Mgmt For For For
Meserve
9 Elect Forrest E. Miller Mgmt For For For
10 Elect Rosendo G. Parra Mgmt For For For
11 Elect Barbara L. Rambo Mgmt For For For
12 Elect Barry Lawson Mgmt For For For
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS
INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Andre Mgmt For For For
Calantzopoulos
4 Elect Louis Camilleri Mgmt For For For
5 Elect J. Dudley Mgmt For For For
Fishburn
6 Elect Jennifer Li Mgmt For For For
7 Elect Graham Mackay Mgmt For For For
8 Elect Sergio Marchionne Mgmt For For For
9 Elect Kalpana Morparia Mgmt For For For
10 Elect Lucio Noto Mgmt For For For
11 Elect Robert Polet Mgmt For For For
12 Elect Carlos Slim Helu Mgmt For For For
13 Elect Stephen Wolf Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PXD CUSIP 723787107 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Charles E. Mgmt For For For
Ramsey, Jr.
3 Elect Frank A. Risch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PBI CUSIP 724479100 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Linda Alvarado Mgmt For For For
2 Elect Anne Busquet Mgmt For For For
3 Elect Roger Fradin Mgmt For For For
4 Elect Anne Sutherland Mgmt For For For
Fuchs
5 Elect S. Douglas Mgmt For For For
Hutcheson
6 Elect Marc Lautenbach Mgmt For For For
7 Elect Eduardo Menasce Mgmt For For For
8 Elect Michael Roth Mgmt For For For
9 Elect David Shedlarz Mgmt For For For
10 Elect David Snow, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 2013 Stock Plan Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
PNM RESOURCES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNM CUSIP 69349H107 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Adelmo Archuleta Mgmt For For For
1.2 Elect Patricia Collawn Mgmt For For For
1.3 Elect Julie Dobson Mgmt For For For
1.4 Elect Alan Fohrer Mgmt For For For
1.5 Elect Robert Nordhaus Mgmt For For For
1.6 Elect Bonnie Reitz Mgmt For For For
1.7 Elect Donald Schwanz Mgmt For For For
1.8 Elect Bruce Wilkinson Mgmt For For For
1.9 Elect Joan Woodard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PPG CUSIP 693506107 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect James G. Berges Mgmt For For For
1.2 Elect John V. Faraci Mgmt For For For
1.3 Elect Victoria F. Mgmt For For For
Haynes
1.4 Elect Martin H. Mgmt For For For
Richenhagen
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PX CUSIP 74005P104 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stephen F. Angel Mgmt For For For
2 Elect Oscar Bernardes Mgmt For For For
3 Elect Bret K. Clayton Mgmt For For For
4 Elect Nance K. Dicciani Mgmt For For For
5 Elect Edward G. Galante Mgmt For For For
6 Elect Claire W. Mgmt For For For
Gargalli
7 Elect Ira D. Hall Mgmt For For For
8 Elect Raymond W. Mgmt For For For
LeBoeuf
9 Elect Larry D. McVay Mgmt For For For
10 Elect Wayne T. Smith Mgmt For For For
11 Elect Robert L. Wood Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
14 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PCP CUSIP 740189105 08/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark Donegan Mgmt For For For
1.2 Elect Vernon Oechsle Mgmt For For For
1.3 Elect Rick Schmidt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the Mgmt For For For
Executive Performance
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
PRECISION DRILLING
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PD CUSIP 74022D308 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William T. Mgmt For For For
Donovan
1.2 Elect Brian J. Gibson Mgmt For For For
1.3 Elect Allen R. Hagerman Mgmt For For For
1.4 Elect Catherine Hughes Mgmt For For For
1.5 Elect Stephen J.J. Mgmt For For For
Letwin
1.6 Elect Kevin O. Meyers Mgmt For For For
1.7 Elect Patrick M. Murray Mgmt For For For
1.8 Elect Kevin A. Neveu Mgmt For For For
1.9 Elect Robert L. Mgmt For For For
Phillips
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Repeal and Replacement Mgmt For For For
of By-laws
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Amendment to the Stock Mgmt For For For
Option Plan
6 Amendment and Renewal Mgmt For For For
of Shareholder Rights
Plan
------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL
GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PFG CUSIP 74251V102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael T. Dan Mgmt For For For
2 Elect C. Daniel Gelatt Mgmt For For For
3 Elect Sandra L. Helton Mgmt For For For
4 Elect Larry D. Mgmt For For For
Zimpleman
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRA CUSIP 74267C106 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William J. Mgmt For For For
Listwan
1.2 Elect John J. McMahon, Jr. Mgmt For For For
1.3 Elect William S. Mgmt For For For
Starnes
2 Ratification of Auditor Mgmt For For For
3 2014 Annual Incentive Mgmt For For For
Plan
4 2014 Equity Incentive Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRU CUSIP 744320102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas J. Mgmt For For For
Baltimore Jr.
2 Elect Gordon M. Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert F. Mgmt For For For
Casellas
5 Elect James G. Cullen Mgmt For For For
6 Elect William H. Gray, III Mgmt For For For
7 Elect Mark B. Grier Mgmt For For For
8 Elect Constance J. Mgmt For For For
Horner
9 Elect Martina Mgmt For For For
Hund-Mejean
10 Elect Karl J. Krapek Mgmt For For For
11 Elect Christine A. Poon Mgmt For For For
12 Elect John R. Mgmt For For For
Strangfeld
13 Elect James A. Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For Against Against
Executive Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE
GROUP INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PEG CUSIP 744573106 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Albert R. Mgmt For For For
Gamper, Jr.
2 Elect William V. Hickey Mgmt For For For
3 Elect Ralph Izzo Mgmt For For For
4 Elect Shirley A. Mgmt For For For
Jackson
5 Elect David Lilley Mgmt For For For
6 Elect Thomas A. Renyi Mgmt For For For
7 Elect Hak Cheol Shin Mgmt For For For
8 Elect Richard J. Swift Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
13 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
|
------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PSA CUSIP 74460D109 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald L. Mgmt For For For
Havner, Jr.
1.2 Elect Tamara Hughes Mgmt For For For
Gustavson
1.3 Elect Uri P. Harkham Mgmt For For For
1.4 Elect B. Wayne Hughes, Jr. Mgmt For Withhold Against
1.5 Elect Avedick B. Mgmt For For For
Poladian
1.6 Elect Gary E. Pruitt Mgmt For For For
1.7 Elect Ronald P. Spogli Mgmt For For For
1.8 Elect Daniel C. Staton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QCOM CUSIP 747525103 03/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Barbara T. Mgmt For Against Against
Alexander
2 Elect Donald G. Mgmt For For For
Cruickshank
3 Elect Raymond V. Mgmt For For For
Dittamore
4 Elect Susan Hockfield Mgmt For For For
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Paul E. Jacobs Mgmt For For For
7 Elect Sherry Lansing Mgmt For For For
8 Elect Duane A. Nelles Mgmt For For For
9 Elect Francisco Ros Mgmt For For For
10 Elect Brent Scowcroft Mgmt For For For
11 Elect Marc I. Stern Mgmt For For For
12 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PWR CUSIP 74762E102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James R. Ball Mgmt For Against Against
2 Elect John Michal Mgmt For For For
Conaway
3 Elect Vincent D. Foster Mgmt For For For
4 Elect Bernard Fried Mgmt For For For
5 Elect Louis C. Golm Mgmt For For For
6 Elect Worthing F. Mgmt For For For
Jackman
7 Elect James F. O'Neil III Mgmt For For For
8 Elect Bruce E. Ranck Mgmt For For For
9 Elect Margaret B. Mgmt For For For
Shannon
10 Elect Pat Wood, III Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RRD CUSIP 257867101 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Thomas J. Mgmt For For For
Quinlan, III
2 Elect Stephen M. Wolf Mgmt For For For
3 Elect Susan M. Cameron Mgmt For For For
4 Elect Lee A. Chaden Mgmt For For For
5 Elect Richard L. Mgmt For For For
Crandall
6 Elect Judith H. Mgmt For For For
Hamilton
7 Elect Richard K. Palmer Mgmt For For For
8 Elect John C. Pope Mgmt For For For
9 Elect Michael T. Mgmt For For For
Riordan
10 Elect Oliver R. Mgmt For For For
Sockwell
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RTN CUSIP 755111507 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James E. Mgmt For For For
Cartwright
2 Elect Vernon E. Clark Mgmt For For For
3 Elect Stephen J. Hadley Mgmt For For For
4 Elect Michael C. Mgmt For For For
Ruettgers
5 Elect Ronald L. Skates Mgmt For For For
6 Elect William R. Spivey Mgmt For For For
7 Elect Linda G. Stuntz Mgmt For For For
8 Elect William H. Mgmt For For For
Swanson
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
12 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
RED HAT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RHT CUSIP 756577102 08/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Marye Anne Fox Mgmt For For For
2 Elect Donald Mgmt For For For
Livingstone
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
|
------------------------------------------------------------------------------------------------------------------------
REGENERON
PHARMACEUTICALS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REGN CUSIP 75886F107 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael S. Brown Mgmt For For For
1.2 Elect Leonard S. Mgmt For For For
Schleifer
1.3 Elect Eric M. Shooter Mgmt For For For
1.4 Elect George D. Mgmt For For For
Yancopoulos
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RSG CUSIP 760759100 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James W. Mgmt For For For
Crownover
2 Elect William J. Flynn Mgmt For For For
3 Elect Michael Larson Mgmt For For For
4 Elect Nolan Lehmann Mgmt For For For
5 Elect W. Lee Nutter Mgmt For For For
6 Elect Ramon A. Mgmt For For For
Rodriguez
7 Elect Donald W. Slager Mgmt For For For
8 Elect Allan C. Sorensen Mgmt For For For
9 Elect John M. Trani Mgmt For For For
10 Elect Michael W. Mgmt For For For
Wickham
11 Advisory Vote on Mgmt For Against Against
Executive Compensation
12 Ratification of Auditor Mgmt For For For
13 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
14 Shareholder Proposal ShrHoldr Against For Against
Regarding the Approval
of Survivor Benefits
(Golden Coffins)
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAI CUSIP 761713106 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Daniel M. Delen Mgmt For For For
2 Elect Martin D. Mgmt For For For
Feinstein
3 Elect Lionel L. Mgmt For For For
Nowell, III
4 Elect Neil R. Mgmt For For For
Withington
5 Advisory Vote on Mgmt For Against Against
Executive Compensation
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
|
------------------------------------------------------------------------------------------------------------------------
RITE AID CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAD CUSIP 767754104 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John T. Standley Mgmt For For For
2 Elect Joseph B. Mgmt For For For
Anderson, Jr.
3 Elect Bruce G. Bodaken Mgmt For For For
4 Elect Francois J. Coutu Mgmt For For For
5 Elect David R. Jessick Mgmt For For For
6 Elect Michael N. Regan Mgmt For For For
7 Elect Marcy Syms Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Independence
------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROK CUSIP 773903109 02/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Barry Johnson Mgmt For For For
1.2 Elect William Mgmt For For For
McCormick, Jr.
1.3 Elect Keith Nosbusch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROVI CUSIP 779376102 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas Carson Mgmt For For For
1.2 Elect Alan L. Earhart Mgmt For For For
1.3 Elect Andrew K. Ludwick Mgmt For Withhold Against
1.4 Elect James E. Meyer Mgmt For Withhold Against
1.5 Elect James P. Mgmt For Withhold Against
O'Shaughnessy
1.6 Elect Ruthann Quindlen Mgmt For For For
2 Amendment to the 2008 Mgmt For For For
Equity Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
R CUSIP 783549108 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert J. Eck Mgmt For For For
2 Elect Tamara L. Mgmt For For For
Lundgren
3 Elect Eugene A. Renna Mgmt For For For
4 Elect Abbie J. Smith Mgmt For For For
5 Elect Robert E. Sanchez Mgmt For For For
6 Elect Michael F. Hilton Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive Compensation
9 Repeal of Classified Mgmt For For For
Board
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWY CUSIP 786514208 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Janet E. Grove Mgmt For For For
2 Elect Mohan S. Gyani Mgmt For For For
3 Elect Frank C. Mgmt For For For
Herringer
4 Elect George J. Morrow Mgmt For For For
5 Elect Kenneth W. Oder Mgmt For For For
6 Elect T. Gary Rogers Mgmt For For For
7 Elect Arun Sarin Mgmt For For For
8 Elect William Y. Mgmt For For For
Tauscher
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Approval of material Mgmt For For For
terms under the 2007
Equity Incentive Plan
11 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRM CUSIP 79466L302 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Increase of Authorized Mgmt For Against Against
Common Stock
------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CRM CUSIP 79466L302 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stratton Sclavos Mgmt For For For
2 Elect Lawrence Mgmt For For For
Tomlinson
3 Elect Shirley Young Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 2013 Equity Incentive Mgmt For Against Against
Plan
6 Ratification of Auditor Mgmt For Against Against
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNDK CUSIP 80004C101 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael E. Marks Mgmt For For For
2 Elect Kevin A. DeNuccio Mgmt For For For
3 Elect Irwin Federman Mgmt For Against Against
4 Elect Steven J. Gomo Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Chenming Hu Mgmt For For For
7 Elect Catherine P. Lego Mgmt For For For
8 Elect Sanjay Mehrotra Mgmt For For For
9 2013 Incentive Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SANM CUSIP 800907206 03/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jure Sola Mgmt For For For
2 Elect Neil R. Bonke Mgmt For For For
3 Elect John P. Mgmt For For For
Goldsberry
4 Elect Joseph G. Mgmt For For For
Licata, Jr.
5 Elect Jean Manas Mgmt For For For
6 Elect Mario M. Rosati Mgmt For Against Against
7 Elect Wayne Shortridge Mgmt For For For
8 Elect Jackie M. Ward Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2009 Mgmt For For For
Incentive Plan
11 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
SANOFI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAN CUSIP 80105N105 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Fabienne Mgmt For For For
Lecorvaisier
5 Authority to Mgmt For For For
Repurchase Shares
6 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive Rights
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive Rights
8 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in Kind
9 Greenshoe Mgmt For For For
10 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
11 Employee Stock Mgmt For For For
Purchase Plan
12 Authority to Issue Mgmt For For For
Restricted Shares
13 Authority to Grant Mgmt For For For
Stock Options
14 Authority to Cancel Mgmt For For For
Shares and Reduce
Share Capital
15 Authorization of Legal Mgmt For For For
Formalities
|
------------------------------------------------------------------------------------------------------------------------
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAP CUSIP 803054204 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board Acts
3 Ratification of Mgmt For For For
Supervisory Board Acts
4 Authority to Mgmt For For For
Repurchase Shares
5 Appointment of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER N.V.
(SCHLUMBERGER LIMITED)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLB CUSIP 806857108 04/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Ratification of Auditor Mgmt For For For
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Amendment to the Mgmt For For For
Discounted Stock
Purchase Plan
------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWM CUSIP 808541106 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Frederic P. Mgmt For For For
Villoutreix
1.2 Elect Anderson D. Mgmt For For For
Warlick
2 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SEE CUSIP 81211K100 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence R. Codey Mgmt For For For
4 Elect Patrick Duff Mgmt For For For
5 Elect William V. Hickey Mgmt For For For
6 Elect Jacqueline B. Mgmt For For For
Kosecoff
7 Elect Kenneth P. Mgmt For Against Against
Manning
8 Elect William J. Marino Mgmt For For For
9 Elect Jerome A. Mgmt For For For
Peribere
10 Elect Richard L. Mgmt For For For
Wambold
11 Elect Jerry R. Whitaker Mgmt For For For
12 Amendment to the 2005 Mgmt For For For
Contingent Stock Plan
13 Amendment to the Mgmt For For For
Performance-Based
Compensation Program
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SHERWIN-WILLIAMS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SHW CUSIP 824348106 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Arthur F. Anton Mgmt For For For
1.2 Elect Christopher M. Mgmt For For For
Connor
1.3 Elect David F. Hodnik Mgmt For For For
1.4 Elect Thomas G. Kadien Mgmt For For For
1.5 Elect Richard J. Kramer Mgmt For For For
1.6 Elect Susan J. Kropf Mgmt For For For
1.7 Elect Richard K. Mgmt For For For
Smucker
1.8 Elect John M. Stropki, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SIRIUS XM RADIO INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIRI CUSIP 82967N108 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joan L. Amble Mgmt For For For
1.2 Elect Mark D. Carleton Mgmt For Withhold Against
1.3 Elect David J.A. Mgmt For For For
Flowers
1.4 Elect Eddy W. Mgmt For For For
Hartenstein
1.5 Elect James P. Holden Mgmt For For For
1.6 Elect Gregory B. Maffei Mgmt For Withhold Against
1.7 Elect Evan D. Malone Mgmt For For For
1.8 Elect James E. Meyer Mgmt For For For
1.9 Elect James F. Mooney Mgmt For For For
1.10 Elect Robin S. Pringle Mgmt For For For
1.11 Elect Carl E. Vogel Mgmt For For For
1.12 Elect Vanessa A. Mgmt For For For
Wittman
1.13 Elect David M. Zaslav Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO
Succession Planning
|
------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SLM CUSIP 78442P106 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ann Torre Bates Mgmt For For For
2 Elect William M. Mgmt For For For
Diefenderfer III
3 Elect Diane Suitt Mgmt For For For
Gilleland
4 Elect Earl A. Goode Mgmt For For For
5 Elect Ronald F. Hunt Mgmt For For For
6 Elect Albert L. Lord Mgmt For For For
7 Elect Barry A. Munitz Mgmt For For For
8 Elect Howard H. Newman Mgmt For For For
9 Elect Frank C. Puleo Mgmt For For For
10 Elect Wolfgang Mgmt For For For
Schoellkopf
11 Elect Steven L. Shapiro Mgmt For For For
12 Elect Anthony Mgmt For For For
Terracciano
13 Elect Barry Lawson Mgmt For For For
Williams
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNA CUSIP 833034101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John F. Fiedler Mgmt For For For
2 Elect James P. Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward H. Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
7 Repeal of Classified Mgmt For For For
Board
------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SON CUSIP 835495102 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John R. Haley Mgmt For For For
1.2 Elect John H. Mullin, III Mgmt For For For
1.3 Elect Philippe R. Mgmt For For For
Rollier
1.4 Elect M. Jack Sanders Mgmt For For For
1.5 Elect Thomas E. Whiddon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LUV CUSIP 844741108 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect David W. Biegler Mgmt For For For
2 Elect J. Veronica Mgmt For For For
Biggins
3 Elect Douglas H. Brooks Mgmt For For For
4 Elect William H. Mgmt For For For
Cunningham
5 Elect John G. Denison Mgmt For For For
6 Elect Gary C. Kelly Mgmt For For For
7 Elect Nancy B. Loeffler Mgmt For For For
8 Elect John T. Montford Mgmt For For For
9 Elect Thomas M. Nealon Mgmt For For For
10 Elect Daniel D. Mgmt For For For
Villanueva
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 1991 Mgmt For For For
Employee Stock
Purchase Plan
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SWN CUSIP 845467109 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Harold M. Korell Mgmt For For For
5 Elect Vello A. Kuuskraa Mgmt For For For
6 Elect Kenneth R. Mgmt For For For
Mourton
7 Elect Steven L. Mueller Mgmt For For For
8 Elect Elliott Pew Mgmt For For For
9 Elect Alan H. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 2013 Incentive Plan Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SE CUSIP 847560109 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William T. Esrey Mgmt For For For
2 Elect Gregory L. Ebel Mgmt For For For
3 Elect Austin A. Adams Mgmt For For For
4 Elect Joseph Alvarado Mgmt For For For
5 Elect Pamela L. Carter Mgmt For For For
6 Elect F. Anthony Comper Mgmt For For For
7 Elect Peter B. Hamilton Mgmt For For For
8 Elect Dennis R. Hendrix Mgmt For For For
9 Elect Michael McShane Mgmt For For For
10 Elect Michael G. Morris Mgmt For For For
11 Elect Michael E.J. Mgmt For For For
Phelps
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Fugitive
Methane Emissions
|
------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STJ CUSIP 790849103 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Stuart M. Essig Mgmt For For For
2 Elect Barbara B. Hill Mgmt For For For
3 Elect Michael A. Rocca Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBUX CUSIP 855244109 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Mgmt For For For
Bradley
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Mgmt For For For
Shennan, Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman III Mgmt For For For
12 Elect Craig E. Mgmt For For For
Weatherup
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Amendment to the 2005 Mgmt For For For
Long-Term Equity
Incentive Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political Spending
------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS
WORLDWIDE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOT CUSIP 85590A401 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Frits van Mgmt For For For
Paasschen
1.2 Elect Bruce W. Duncan Mgmt For For For
1.3 Elect Adam M. Aron Mgmt For For For
1.4 Elect Charlene Mgmt For For For
Barshefsky
1.5 Elect Thomas E. Clarke Mgmt For For For
1.6 Elect Clayton C. Mgmt For For For
Daley, Jr.
1.7 Elect Lizanne Galbreath Mgmt For For For
1.8 Elect Eric Hippeau Mgmt For For For
1.9 Elect Aylwin B. Lewis Mgmt For For For
1.10 Elect Stephen R. Quazzo Mgmt For For For
1.11 Elect Thomas O. Ryder Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STT CUSIP 857477103 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect Linda A. Hill Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Robert S. Kaplan Mgmt For For For
8 Elect Richard P. Sergel Mgmt For For For
9 Elect Ronald L. Skates Mgmt For For For
10 Elect Gregory L. Summe Mgmt For For For
11 Elect Thomas J. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STL CUSIP 85771P102 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Election of Presiding Mgmt For For For
Chairman
2 Notice of Meeting and Mgmt For For For
Agenda
3 Election of Mgmt For For For
Individuals to Check
Minutes
4 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
5 Shareholder Proposal Mgmt Against Against For
Regarding Withdrawal
from Canadian Oil Sands
6 Shareholder Proposal Mgmt Against Against For
Regarding Arctic
Operations
7 Corporate Governance Mgmt For For For
Report
8 Compensation Guidelines Mgmt For For For
9 Authority to Set Mgmt For For For
Auditor's Fees
10 Amendment to Articles Mgmt For For For
11 Corporate Assembly Fees Mgmt For For For
12 Nominating Committee Mgmt For Against Against
13 Nominating Committee Mgmt For For For
Fees
14 Authority to Mgmt For For For
Repurchase Shares
Pursuant to Share
Savings Plan
15 Authority to Mgmt For For For
Repurchase Shares for
Cancellation
|
------------------------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STLD CUSIP 858119100 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Mark D. Millett Mgmt For For For
1.2 Elect Richard P. Mgmt For For For
Teets, Jr.
1.3 Elect John C. Bates Mgmt For Withhold Against
1.4 Elect Keith E. Busse Mgmt For For For
1.5 Elect Frank D. Byrne Mgmt For For For
1.6 Elect Traci M. Dolan Mgmt For For For
1.7 Elect Paul B. Edgerley Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James C. Mgmt For For For
Marcuccilli
1.10 Elect Gabriel L. Mgmt For For For
Shaheen
1.11 Elect James A. Mgmt For For For
Tretheway
2 2013 Executive Mgmt For For For
Incentive Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Transaction of Other Mgmt For Against Against
Business
------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYK CUSIP 863667101 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Howard E. Cox, Jr. Mgmt For For For
2 Elect Srikant M. Datar Mgmt For For For
3 Elect Roch Doliveux Mgmt For For For
4 Elect Louis L. Mgmt For Against Against
Francesconi
5 Elect Allan C. Golston Mgmt For For For
6 Elect Howard L. Lance Mgmt For For For
7 Elect Kevin A. Lobo Mgmt For For For
8 Elect William U. Parfet Mgmt For Against Against
9 Elect Ronda E. Stryker Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
SUNEDISON INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFR CUSIP 552715104 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James B. Williams Mgmt For For For
2 Elect Steven V. Mgmt For For For
Tesoriere
3 Elect Randy H. Zwirn Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2010 Mgmt For For For
Equity Incentive Plan
7 Repeal of Classified Mgmt For For For
Board
8 Company Name Change Mgmt For For For
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
|
------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STI CUSIP 867914103 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert M. Beall II Mgmt For For For
2 Elect Alston D. Correll Mgmt For For For
3 Elect Jeffrey C. Crowe Mgmt For For For
4 Elect David H. Hughes Mgmt For For For
5 Elect M. Douglas Ivester Mgmt For For For
6 Elect Kyle P. Legg Mgmt For For For
7 Elect William A. Mgmt For For For
Linnenbringer
8 Elect Donna S. Morea Mgmt For For For
9 Elect David M. Mgmt For For For
Ratcliffe
10 Elect William H. Mgmt For For For
Rogers, Jr.
11 Elect Frank W. Scruggs Mgmt For For For
12 Elect Thomas R. Watjen Mgmt For For For
13 Elect Phail Wynn, Jr. Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPN CUSIP 868157108 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For Withhold Against
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Ernest E. Mgmt For Withhold Against
Howard, III
1.7 Elect Peter D. Kinnear Mgmt For For For
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect W. Matt Ralls Mgmt For For For
1.10 Elect Justin L. Mgmt For For For
Sullivan
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 2013 Employee Stock Mgmt For For For
Purchase Plan
5 Amendment to Remove Mgmt For For For
the Limitation of
Non-U.S. Citizen Stock
Ownership
6 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIVB CUSIP 78486Q101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Greg W. Becker Mgmt For For For
1.2 Elect Eric A. Benhamou Mgmt For For For
1.3 Elect David M. Clapper Mgmt For For For
1.4 Elect Roger F. Dunbar Mgmt For For For
1.5 Elect Joel P. Friedman Mgmt For For For
1.6 Elect C. Richard Mgmt For For For
Kramlich
1.7 Elect Lata Krishnan Mgmt For For For
1.8 Elect Jeffrey N. Mgmt For For For
Maggioncalda
1.9 Elect Kate Mitchell Mgmt For For For
1.10 Elect John F. Robinson Mgmt For For For
1.11 Elect Garen K. Staglin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
SYMETRA FINANCIAL
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYA CUSIP 87151Q106 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David T. Foy Mgmt For For For
1.2 Elect Lois W. Grady Mgmt For For For
1.3 Elect Thomas M. Marra Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SNPS CUSIP 871607107 04/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Aart J. de Geus Mgmt For For For
1.2 Elect Chi-Foon Chan Mgmt For For For
1.3 Elect Alfred Castino Mgmt For For For
1.4 Elect Bruce R. Chizen Mgmt For For For
1.5 Elect Deborah A. Mgmt For For For
Coleman
1.6 Elect Chrysostomos L. Mgmt For For For
Nikias
1.7 Elect John Schwarz Mgmt For For For
1.8 Elect Roy A. Vallee Mgmt For For For
1.9 Elect Steven C. Walske Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Employee Equity
Incentive Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYY CUSIP 871829107 11/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Jonathan Golden Mgmt For Against Against
2 Elect Joseph Hafner, Jr. Mgmt For For For
3 Elect Nancy Newcomb Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive Compensation
5 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TGT CUSIP 87612E106 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Roxanne S. Austin Mgmt For For For
2 Elect Douglas M. Mgmt For For For
Baker, Jr.
3 Elect Henrique de Mgmt For For For
Castro
4 Elect Calvin Darden Mgmt For For For
5 Elect Mary N. Dillon Mgmt For For For
6 Elect James A. Johnson Mgmt For Against Against
7 Elect Mary E. Minnick Mgmt For For For
8 Elect Anne M. Mulcahy Mgmt For Against Against
9 Elect Derica W. Rice Mgmt For For For
10 Elect Gregg W. Mgmt For For For
Steinhafel
11 Elect John G. Stumpf Mgmt For For For
12 Elect Solomon D. Mgmt For For For
Trujillo
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Electronic Waste
|
------------------------------------------------------------------------------------------------------------------------
TELEPHONE & DATA SYSTEMS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDS CUSIP 879433829 05/24/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Dissident Mgmt N/A TNA N/A
Nominee Ryan J. Morris
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Amendment to the Mgmt N/A TNA N/A
Compensation Plan for
Non-Employee Directors
4 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
5 Shareholder Proposal ShrHoldr N/A TNA N/A
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
TELEPHONE & DATA SYSTEMS,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDS CUSIP 879433829 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Clarence A. Davis Mgmt For For For
1.2 Elect George W. Off Mgmt For For For
1.3 Elect Mitchell H. Mgmt For For For
Saranow
1.4 Elect Gary L. Sugarman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Compensation Plan for
Non-Employee Directors
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSO CUSIP 881609101 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For For For
4 Elect Steven H. Mgmt For For For
Grapstein
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL
INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEVA CUSIP 881624209 09/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Richard Lerner Mgmt For For For
5 Elect Galia Maor Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Fee and Reimbursement Mgmt For For For
to Chairman Phillip
Frost
9 Payment to Vice Mgmt For For For
Chairman Moshe Many
10 Amendments to Articles Mgmt For For For
11 Indemnification of Mgmt For For For
Directors/Officers
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXN CUSIP 882508104 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Pamela H. Patsley Mgmt For For For
6 Elect Robert E. Sanchez Mgmt For For For
7 Elect Wayne R. Sanders Mgmt For For For
8 Elect Ruth J. Simmons Mgmt For For For
9 Elect Richard K. Mgmt For For For
Templeton
10 Elect Christine Todd Mgmt For For For
Whitman
11 Advisory Vote on Mgmt For For For
Executive Compensation
12 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
TEXTRON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TXT CUSIP 883203101 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Scott C. Donnelly Mgmt For For For
2 Elect Kathleen M. Bader Mgmt For For For
3 Elect R. Kerry Clark Mgmt For For For
4 Elect James T. Conway Mgmt For For For
5 Elect Ivor J. Evans Mgmt For For For
6 Elect Lawrence K. Fish Mgmt For For For
7 Elect Paul E. Gagne Mgmt For For For
8 Elect Dain M. Hancock Mgmt For For For
9 Elect Charles D. Powell Mgmt For For For
10 Elect Lloyd G. Trotter Mgmt For For For
11 Elect James L. Ziemer Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AES CUSIP 00130H105 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Guo Bao Zhang Mgmt For Against Against
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect John A. Koskinen Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Sandra O. Moose Mgmt For For For
8 Elect John B. Morse, Jr. Mgmt For For For
9 Elect Moises Naim Mgmt For For For
10 Elect Charles O. Mgmt For Against Against
Rossotti
11 Elect Sven Sandstrom Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ALL CUSIP 020002101 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Kermit R. Mgmt For For For
Crawford
4 Elect Jack M. Greenberg Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Ronald T. LeMay Mgmt For For For
7 Elect Andrea Redmond Mgmt For For For
8 Elect H. John Riley, Jr. Mgmt For For For
9 Elect John W. Rowe Mgmt For For For
10 Elect Judith A. Mgmt For For For
Sprieser
11 Elect Mary Alice Taylor Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 2013 Equity Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
|
------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLX CUSIP 189054109 11/14/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Daniel Boggan, Jr. Mgmt For For For
2 Elect Richard Carmona Mgmt For For For
3 Elect Tully Friedman Mgmt For For For
4 Elect George Harad Mgmt For For For
5 Elect Donald Knauss Mgmt For For For
6 Elect Robert Mgmt For For For
Matschullat
7 Elect Edward Mueller Mgmt For For For
8 Elect Pamela Mgmt For For For
Thomas-Graham
9 Elect Carolyn Ticknor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2005 Mgmt For For For
Stock Incentive Plan
------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP 191216100 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Herbert A. Allen Mgmt For For For
2 Elect Ronald W. Allen Mgmt For Against Against
3 Elect Howard G. Buffett Mgmt For For For
4 Elect Richard M. Daley Mgmt For For For
5 Elect Barry Diller Mgmt For Against Against
6 Elect Helene D. Gayle Mgmt For For For
7 Elect Evan G. Greenberg Mgmt For For For
8 Elect Alexis M. Herman Mgmt For For For
9 Elect Muhtar Kent Mgmt For For For
10 Elect Robert A. Kotick Mgmt For For For
11 Elect Maria Elena Mgmt For For For
Lagomasino
12 Elect Donald F. McHenry Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect James D. Mgmt For For For
Robinson III
15 Elect Peter V. Mgmt For For For
Ueberroth
16 Elect Jacob Wallenberg Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive Compensation
19 Amendment to By-Laws Mgmt For For For
Regarding the Right to
Call Special Meetings
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
a Human Rights
Committee
------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KO CUSIP 191216100 07/10/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Approval of Stock Split Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DOW CUSIP 260543103 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Arnold A. Mgmt For For For
Allemang
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Jacqueline K. Mgmt For For For
Barton
4 Elect James A. Bell Mgmt For For For
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Paul Polman Mgmt For For For
8 Elect Dennis H. Reilley Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Ruth G. Shaw Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER
COMPANIES INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EL CUSIP 518439104 11/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Rose Marie Bravo Mgmt For For For
1.2 Elect Paul Fribourg Mgmt For For For
1.3 Elect Mellody Hobson Mgmt For For For
1.4 Elect Irvine Hockaday, Jr. Mgmt For For For
1.5 Elect Barry Sternlicht Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Increase of Authorized Mgmt For For For
Common Stock
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HD CUSIP 437076102 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For Against Against
8 Elect Bonnie G. Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Mark Vadon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Approval of the Mgmt For For For
Material Terms under
the Management
Incentive Plan
14 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Incentive Plan
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Stormwater
Management Policy
|
------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL
SERVICES GROUP, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PNC CUSIP 693475105 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect William Demchak Mgmt For For For
5 Elect Kay Coles James Mgmt For For For
6 Elect Richard Kelson Mgmt For For For
7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For
9 Elect Jane Pepper Mgmt For For For
10 Elect James Rohr Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Lorene Steffes Mgmt For For For
13 Elect Dennis Strigl Mgmt For For For
14 Elect Thomas Usher Mgmt For For For
15 Elect George Walls, Jr. Mgmt For For For
16 Elect Helge Wehmeier Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For Against Against
Executive Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lending
Portfolio Exposure to
Climate Change Risk
------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE
COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PG CUSIP 742718109 10/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Susan Mgmt For For For
Desmond-Hellmann
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney, Jr.
7 Elect Johnathan Rodgers Mgmt For For For
8 Elect Margaret Whitman Mgmt For For For
9 Elect Mary Wilderotter Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditure
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Extended
Producer Responsibility
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority Vote
|
------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SO CUSIP 842587107 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Juanita Powell Mgmt For For For
Baranco
2 Elect Jon A. Boscia Mgmt For For For
3 Elect Henry A. Clark III Mgmt For For For
4 Elect Thomas A. Fanning Mgmt For For For
5 Elect David J. Grain Mgmt For For For
6 Elect H. William Mgmt For For For
Habermeyer, Jr.
7 Elect Veronica M. Hagen Mgmt For For For
8 Elect Warren A. Hood, Jr. Mgmt For For For
9 Elect Donald M. James Mgmt For Against Against
10 Elect Dale E. Klein Mgmt For For For
11 Elect William G. Mgmt For For For
Smith, Jr.
12 Elect Steven R. Specker Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Amendment to Bylaws to Mgmt For For For
Remove the Mandatory
Retirement Age for
Non-Employee Directors
17 Elimination of Certain Mgmt For For For
Supermajority Vote
Requirements
18 Reduction of Voting Mgmt For For For
Thresholds in the Fair
Price Provision
------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TJX CUSIP 872540109 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Dawn G. Lepore Mgmt For For For
9 Elect Carol Meyrowitz Mgmt For For For
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive Plan
14 Advisory Vote on Mgmt For For For
Executive Compensation
|
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THE TRAVELERS COMPANIES,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRV CUSIP 89417E109 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Alan L. Beller Mgmt For For For
2 Elect John H. Dasburg Mgmt For For For
3 Elect Janet M. Dolan Mgmt For For For
4 Elect Kenneth M. Mgmt For Against Against
Duberstein
5 Elect Jay S. Fishman Mgmt For For For
6 Elect Patricia L. Mgmt For For For
Higgins
7 Elect Thomas R. Hodgson Mgmt For For For
8 Elect William J. Kane Mgmt For For For
9 Elect Cleve L. Mgmt For Against Against
Killingsworth, Jr.
10 Elect Donald J. Shepard Mgmt For Against Against
11 Elect Laurie J. Thomsen Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Authorization of Mgmt For For For
Preferred Stock
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Spending Report
------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DIS CUSIP 254687106 03/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Judith L. Estrin Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Mgmt For For For
Langhammer
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Executive Performance
Plan
13 Advisory Vote on Mgmt For Against Against
Executive Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy Access
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Separation
of Chairman and CEO
------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TMO CUSIP 883556102 05/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect C. Martin Harris Mgmt For For For
2 Elect Judy C. Lewent Mgmt For For For
3 Elect Jim P. Manzi Mgmt For For For
4 Elect Lars R. Sorenson Mgmt For For For
5 Elect Elaine S. Ullian Mgmt For For For
6 Elect Marc N. Casper Mgmt For For For
7 Elect Nelson J. Chai Mgmt For For For
8 Elect Tyler Jacks Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 2013 Stock Incentive Mgmt For For For
Plan
11 2013 Annual Incentive Mgmt For For For
Award Plan
12 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TRI CUSIP 884903105 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect David K.R. Mgmt For For For
Thomson
1.2 Elect James C. Smith Mgmt For For For
1.3 Elect Manvinder S. Mgmt For For For
Banga
1.4 Elect David W. Binet Mgmt For For For
1.5 Elect Mary A. Cirillo Mgmt For For For
1.6 Elect Steven A. Denning Mgmt For For For
1.7 Elect Lawton W. Fitt Mgmt For For For
1.8 Elect Sir Deryck C. Mgmt For For For
Maughan
1.9 Elect Kenneth Olisa Mgmt For For For
1.10 Elect Vance K. Opperman Mgmt For For For
1.11 Elect John M. Thompson Mgmt For For For
1.12 Elect Peter J. Thomson Mgmt For For For
1.13 Elect Wulf von Mgmt For For For
Schimmelmann
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the U.S. Mgmt For For For
Employee Stock
Purchase Plan
4 Advisory Resolution on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TIBX CUSIP 88632Q103 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Vivek Y. Ranadive Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Eric C.W. Dunn Mgmt For For For
1.4 Elect Narendra K. Gupta Mgmt For For For
1.5 Elect Peter J. Job Mgmt For For For
1.6 Elect Philip K. Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TDW CUSIP 886423102 07/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For For For
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Mgmt For For For
Pattarozzi
1.9 Elect Jeffrey Platt Mgmt For For For
1.10 Elect Nicholas Sutton Mgmt For For For
1.11 Elect Cindy Taylor Mgmt For For For
1.12 Elect Dean Taylor Mgmt For For For
1.13 Elect Jack Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TWX CUSIP 887317303 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect James L. Mgmt For For For
Barksdale
2 Elect William P. Barr Mgmt For For For
3 Elect Jeffrey L. Bewkes Mgmt For For For
4 Elect Stephen F. Mgmt For For For
Bollenbach
5 Elect Robert C. Clark Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Jessica P. Mgmt For For For
Einhorn
8 Elect Fred Hassan Mgmt For For For
9 Elect Kenneth J. Novack Mgmt For For For
10 Elect Paul D. Wachter Mgmt For For For
11 Elect Deborah C. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 2013 Stock Incentive Mgmt For For For
Plan
------------------------------------------------------------------------------------------------------------------------
TOLL BROTHERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TOL CUSIP 889478103 03/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Douglas C. Mgmt For For For
Yearley, Jr.
1.2 Elect Robert S. Blank Mgmt For For For
1.3 Elect Edward G. Boehne Mgmt For For For
1.4 Elect Richard J. Mgmt For Withhold Against
Braemer
1.5 Elect Carl B. Marbach Mgmt For For For
1.6 Elect Stephen Novick Mgmt For For For
1.7 Elect Paul E. Shapiro Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Re-approval of the Mgmt For For For
Material Terms of the
Performance Goals
Under the 2007 Stock
Incentive Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
------------------------------------------------------------------------------------------------------------------------
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FP CUSIP 89151E109 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Authority to Mgmt For For For
Repurchase Shares
5 Elect Thierry Desmarest Mgmt For Against Against
6 Elect Gunnar Brock Mgmt For For For
7 Elect Gerard Lamarche Mgmt For Against Against
8 Elect Charles Keller Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Grant Mgmt For For For
Stock Options
11 Employee Stock Mgmt For For For
Purchase Plan
12 Shareholder Proposal Mgmt Against Against For
Regarding Creation of
an Independent Ethics
Committee
13 Shareholder Proposal Mgmt Against Against For
Regarding Linking
Executive Pay to
Industrial Safety
14 Shareholder Proposal Mgmt Against Against For
Regarding Diversity
Label
15 Shareholder Proposal Mgmt Against Against For
Regarding Employee
Representation on
Compensation Committee
16 Shareholder Proposal Mgmt Against Against For
Regarding Loyalty
Dividend
|
------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/17/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt N/A TNA N/A
2 Allocation of Mgmt N/A TNA N/A
Profits/Dividends
3 Payment of a Dividend Mgmt N/A TNA N/A
in Principle
4 Management Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$2.24 Per Share
5 Shareholder Proposal Mgmt N/A TNA N/A
Regarding Dividend of
$4.00 Per Share
6 Authority to Issue Mgmt N/A TNA N/A
Shares
7 Shareholder Proposal Mgmt N/A TNA N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt N/A TNA N/A
9 Elect Steven Newman Mgmt N/A TNA N/A
10 Elect Thomas Cason Mgmt N/A TNA N/A
11 Elect Robert Sprague Mgmt N/A TNA N/A
12 Elect J. Michael Mgmt N/A TNA N/A
Talbert
13 Elect John Lipinski Mgmt N/A TNA N/A
14 Elect Jose Maria Mgmt N/A TNA N/A
Alapont
15 Elect Samuel Merksamer Mgmt N/A TNA N/A
16 Appointment of Auditor Mgmt N/A TNA N/A
17 Advisory Vote on Mgmt N/A TNA N/A
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIG CUSIP H8817H100 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Proxy Contest United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Payment of a Dividend Mgmt For For For
in Principle
4 Management Proposal Mgmt For For For
Regarding Dividend of
$2.24 Per Share
5 Shareholder Proposal Mgmt Against Against For
Regarding Dividend of
$4.00 Per Share
6 Authority to Issue Mgmt For For For
Shares
7 Shareholder Proposal Mgmt N/A For N/A
Regarding
Declassification of
Board
8 Elect Frederico Curado Mgmt For For For
9 Elect Steven Newman Mgmt For For For
10 Elect Thomas Cason Mgmt For For For
11 Elect Robert Sprague Mgmt For For For
12 Elect J. Michael Mgmt For Against Against
Talbert
13 Elect John Lipinski Mgmt Against Against For
14 Elect Jose Maria Mgmt Against Against For
Alapont
15 Elect Samuel Merksamer Mgmt Against For Against
16 Appointment of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive Compensation
|
------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
THS CUSIP 89469A104 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect George V. Bayly Mgmt For For For
2 Elect Diana S. Ferguson Mgmt For For For
3 Elect Gary D. Smith Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP H89128104 03/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3.1 Elect Edward D. Breen Mgmt For For For
3.2 Elect Michael E. Mgmt For For For
Daniels
3.3 Elect Frank M. Drendel Mgmt For For For
3.4 Elect Brian Duperreault Mgmt For For For
3.5 Elect Rajiv L. Gupta Mgmt For For For
3.6 Elect John A. Krol Mgmt For For For
3.7 Elect George R. Oliver Mgmt For For For
3.8 Elect Brendan R. Mgmt For For For
O'Neill
3.9 Elect Sandra S. Mgmt For For For
Wijnberg
3.10 Elect R. David Yost Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Appointment of Special Mgmt For For For
Auditor
7 Allocation of Mgmt For For For
Profits/Dividends
8 Approval of Ordinary Mgmt For For For
Cash Dividend
9 Advisory Vote on Mgmt For For For
Executive Compensation
10 Renewal of Authorized Mgmt For For For
Share Capital
11 Approval of a Mgmt For For For
Reduction in
Registered Share
Capital
|
------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TYC CUSIP H89128104 09/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 The ADT Spin-off Mgmt For For For
2 The Tyco Flow Control Mgmt For For For
Spin-off
3.1 Elect George Oliver Mgmt For For For
3.2 Elect Frank Drendel Mgmt For For For
4 Approval of Ordinary Mgmt For For For
Cash Dividends
5 2012 Stock and Mgmt For For For
Incentive Plan
------------------------------------------------------------------------------------------------------------------------
U.S. CELLULAR CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USM CUSIP 911684108 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Paul-Henri Denuit Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2013 Long-Term Mgmt For For For
Incentive Plan
4 Amendment to the Mgmt For For For
Compensation Plan for
Non-Employee Directors
5 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
UNIFIRST CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNF CUSIP 904708104 01/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Phillip Cohen Mgmt For For For
1.2 Elect Cynthia Croatti Mgmt For For For
2 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNP CUSIP 907818108 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Andrew H. Card, Jr. Mgmt For For For
2 Elect Erroll B. Davis, Jr. Mgmt For For For
3 Elect Thomas J. Donohue Mgmt For For For
4 Elect Archie W. Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect John J. Koraleski Mgmt For For For
7 Elect Charles C. Krulak Mgmt For For For
8 Elect Michael R. Mgmt For For For
McCarthy
9 Elect Michael W. Mgmt For For For
McConnell
10 Elect Thomas F. Mgmt For For For
McLarty III
11 Elect Steven R. Rogel Mgmt For For For
12 Elect Jose H. Mgmt For For For
Villarreal
13 Elect James R. Young Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 2013 Stock Incentive Mgmt For For For
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
|
------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE,
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UPS CUSIP 911312106 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael J. Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For For For
4 Elect Stuart E. Mgmt For For For
Eizenstat
5 Elect Michael L. Eskew Mgmt For For For
6 Elect William R. Mgmt For For For
Johnson
7 Elect Candace Kendle Mgmt For For For
8 Elect Ann M. Livermore Mgmt For For For
9 Elect Rudy H.P. Markham Mgmt For For For
10 Elect Clark T. Randt, Jr. Mgmt For For For
11 Elect Carol B. Tome Mgmt For For For
12 Elect Kevin M. Warsh Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UTX CUSIP 913017109 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Louis Chenevert Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Mgmt For For For
Larsen
8 Elect Harold W. McGraw III Mgmt For For For
9 Elect Richard B. Myers Mgmt For For For
10 Elect H. Patrick Mgmt For For For
Swygert
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNH CUSIP 91324P102 06/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William C. Mgmt For Against Against
Ballard, Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For Against Against
4 Elect Robert J. Mgmt For For For
Darretta
5 Elect Stephen J. Mgmt For For For
Hemsley
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Douglas W. Mgmt For Against Against
Leatherdale
9 Elect Glenn M. Renwick Mgmt For For For
10 Elect Kenneth I. Shine Mgmt For For For
11 Elect Gail R. Wilensky Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
|
------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URBN CUSIP 917047102 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Scott A. Belair Mgmt For Withhold Against
1.2 Elect Robert H. Strouse Mgmt For Withhold Against
1.3 Elect Margaret Hayne Mgmt For Withhold Against
2 Reapproval of the Mgmt For For For
Performance Goals
under the 2008 Stock
Incentive Plan
3 Amendments to Articles Mgmt For For For
Regarding Adoption of
Majority Voting and
Elimination of
Cumulative Voting
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
------------------------------------------------------------------------------------------------------------------------
URS CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
URS CUSIP 903236107 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Mickey P. Foret Mgmt For For For
2 Elect William H. Frist Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Martin M. Koffel Mgmt For For For
6 Elect Timothy R. Mgmt For For For
McLevish
7 Elect Joseph W. Ralston Mgmt For For For
8 Elect John D. Roach Mgmt For For For
9 Elect Douglas W. Mgmt For For For
Stotlar
10 Elect William P. Mgmt For For For
Sullivan
11 Amendment to the 2008 Mgmt For For For
Equity Incentive Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS
INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VRX CUSIP 91911K102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald H. Farmer Mgmt For For For
1.2 Elect Robert A. Ingram Mgmt For For For
1.3 Elect Theo Mgmt For For For
Melas-Kyriazi
1.4 Elect G. Mason Morfit Mgmt For For For
1.5 Elect Laurence E. Paul Mgmt For For For
1.6 Elect J. Michael Mgmt For For For
Pearson
1.7 Elect Robert N. Power Mgmt For For For
1.8 Elect Norma A. Mgmt For For For
Provencio
1.9 Elect Howard B. Mgmt For Withhold Against
Schiller
1.10 Elect Lloyd M. Segal Mgmt For For For
1.11 Elect Katharine B. Mgmt For For For
Stevenson
2 Advisory Vote on Mgmt For Against Against
Executive Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Change of Continuance Mgmt For For For
|
------------------------------------------------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VLY CUSIP 919794107 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Andrew B. Mgmt For For For
Abramson
1.2 Elect Peter J. Baum Mgmt For For For
1.3 Elect Pamela R. Mgmt For For For
Bronander
1.4 Elect Peter Crocitto Mgmt For For For
1.5 Elect Eric P. Edelstein Mgmt For Withhold Against
1.6 Elect Alan D. Eskow Mgmt For Withhold Against
1.7 Elect Mary J. Steele Mgmt For Withhold Against
Guilfoile
1.8 Elect Graham O. Jones Mgmt For Withhold Against
1.9 Elect Walter H. Jones, III Mgmt For Withhold Against
1.10 Elect Gerald Korde Mgmt For For For
1.11 Elect Michael L. Mgmt For For For
LaRusso
1.12 Elect Marc J. Lenner Mgmt For For For
1.13 Elect Gerald H. Lipkin Mgmt For For For
1.14 Elect Barnett Rukin Mgmt For For For
1.15 Elect Suresh L. Sani Mgmt For For For
1.16 Elect Robert C. Mgmt For Withhold Against
Soldoveri
1.17 Elect Jeffrey S. Wilks Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VZ CUSIP 92343V104 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Richard L. Mgmt For For For
Carrion
2 Elect Melanie L. Healey Mgmt For For For
3 Elect M. Frances Keeth Mgmt For For For
4 Elect Robert W. Lane Mgmt For For For
5 Elect Lowell C. McAdam Mgmt For For For
6 Elect Sandra O. Moose Mgmt For For For
7 Elect Joseph Neubauer Mgmt For Against Against
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Clarence Otis, Jr. Mgmt For For For
10 Elect Hugh B. Price Mgmt For For For
11 Elect Rodney E. Slater Mgmt For For For
12 Elect Kathryn A. Tesija Mgmt For For For
13 Elect Gregory D. Wasson Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Network
Neutrality
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Proxy Access
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Severance
Agreements
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
22 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
|
------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VRTX CUSIP 92532F100 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Joshua S. Boger Mgmt For For For
1.2 Elect Terrence C. Mgmt For Withhold Against
Kearney
1.3 Elect Yuchun Lee Mgmt For For For
1.4 Elect Elaine S. Ullian Mgmt For For For
2 2013 Stock and Option Mgmt For Against Against
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive Compensation
------------------------------------------------------------------------------------------------------------------------
VF CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VFC CUSIP 918204108 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Richard T. Mgmt For For For
Carucci
1.2 Elect Juliana L. Chugg Mgmt For For For
1.3 Elect George Fellows Mgmt For For For
1.4 Elect Clarence Otis, Jr. Mgmt For For For
1.5 Elect Matthew J. Mgmt For For For
Shattock
2 Advisory Vote on Mgmt For For For
Executive Compensation
3 Amendment to the Mgmt For For For
Executive Incentive
Compensation Plan
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
VISA INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
V CUSIP 92826C839 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gary Coughlan Mgmt For For For
2 Elect Mary Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez Carbajal
4 Elect Robert Mgmt For For For
Matschullat
5 Elect Cathy Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David Pang Mgmt For For For
8 Elect Joseph Saunders Mgmt For For For
9 Elect Charles Scharf Mgmt For For For
10 Elect William Shanahan Mgmt For For For
11 Elect John Swainson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Expenditures
|
------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VOD CUSIP 92857W209 07/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Mgmt For For For
Kleisterlee
3 Elect Vittorio Colao Mgmt For For For
4 Elect Andy Halford Mgmt For For For
5 Elect Steve Pusey Mgmt For For For
6 Elect Renee James Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For For For
10 Elect Anne Lauvergeon Mgmt For For For
11 Elect Luc Vandevelde Mgmt For For For
12 Elect Anthony Watson Mgmt For For For
13 Elect Philip Yea Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Directors' Mgmt For For For
Remuneration Report
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase Shares
21 Authorisation of Mgmt For For For
Political Donations
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14 Days
------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WMT CUSIP 931142103 06/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Aida M. Alvarez Mgmt For Against Against
2 Elect James I. Cash, Jr. Mgmt For Against Against
3 Elect Roger C. Corbett Mgmt For For For
4 Elect Douglas N. Daft Mgmt For For For
5 Elect Michael T. Duke Mgmt For Against Against
6 Elect Timothy P. Flynn Mgmt For For For
7 Elect Marissa A. Mayer Mgmt For For For
8 Elect Gregory B. Penner Mgmt For For For
9 Elect Steven S. Mgmt For For For
Reinemund
10 Elect H. Lee Scott, Jr. Mgmt For Against Against
11 Elect Jim C. Walton Mgmt For For For
12 Elect S. Robson Walton Mgmt For For For
13 Elect Christopher J. Mgmt For Against Against
Williams
14 Elect Linda S. Wolf Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive Compensation
17 Approval of the Mgmt For For For
Management Incentive
Plan
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call Special Meeting
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Recoupment
Report
|
------------------------------------------------------------------------------------------------------------------------
WALGREEN CO.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WAG CUSIP 931422109 01/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Janice Babiak Mgmt For For For
2 Elect David J. Brailer Mgmt For For For
3 Elect Steven Davis Mgmt For For For
4 Elect William Foote Mgmt For For For
5 Elect Mark Frissora Mgmt For For For
6 Elect Ginger Graham Mgmt For For For
7 Elect Alan McNally Mgmt For For For
8 Elect Dominic Murphy Mgmt For For For
9 Elect Stefano Pessina Mgmt For For For
10 Elect Nancy Schlichting Mgmt For For For
11 Elect Alejandro Silva Mgmt For For For
12 Elect James Skinner Mgmt For For For
13 Elect Gregory Wasson Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in Control
------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WM CUSIP 94106L109 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Bradbury H. Mgmt For For For
Anderson
2 Elect Frank M. Clark, Jr. Mgmt For For For
3 Elect Patrick W. Gross Mgmt For Against Against
4 Elect Victoria M. Holt Mgmt For For For
5 Elect John C. Pope Mgmt For For For
6 Elect W. Robert Reum Mgmt For For For
7 Elect David P. Steiner Mgmt For For For
8 Elect Thomas H. Mgmt For For For
Weidemeyer
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive Compensation
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until Retirement
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Compensation
Benchmarking
|
------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLP CUSIP 94973V107 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Sheila P. Burke Mgmt For For For
2 Elect George A. Mgmt For For For
Schaefer, Jr.
3 Elect Joseph R. Swedish Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Political Spending
------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFC CUSIP 949746101 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John D. Baker II Mgmt For Against Against
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez, Jr.
7 Elect Donald M. James Mgmt For Against Against
8 Elect Cynthia H. Mgmt For Against Against
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure Practices
|
------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WHR CUSIP 963320106 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Samuel Allen Mgmt For For For
2 Elect Gary DiCamillo Mgmt For For For
3 Elect Diane Dietz Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Michael Johnston Mgmt For For For
6 Elect William Kerr Mgmt For For For
7 Elect John Liu Mgmt For For For
8 Elect Harish Manwani Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Michael Todman Mgmt For For For
11 Elect Michael White Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Omnibus Stock Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding the Approval
of Survivor Benefits
(Golden Coffins)
------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WLL CUSIP 966387102 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Thomas L. Aller Mgmt For For For
1.2 Elect Michael B Walen Mgmt For For For
2 2013 Equity Incentive Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WFM CUSIP 966837106 03/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Mgmt For For For
Kugelman
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Mgmt For For For
Tindell
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
4 Amendment to the 2009 Mgmt For For For
Stock Incentive Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Extended
Producer Responsibility
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
|
------------------------------------------------------------------------------------------------------------------------
XILINX, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XLNX CUSIP 983919101 08/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Philip Gianos Mgmt For For For
2 Elect Moshe Gavrielov Mgmt For For For
3 Elect John Doyle Mgmt For For For
4 Elect Jerald Fishman Mgmt For For For
5 Elect William Howard, Jr. Mgmt For For For
6 Elect J. Michael Mgmt For For For
Patterson
7 Elect Albert Pimentel Mgmt For For For
8 Elect Marshall Turner, Jr. Mgmt For For For
9 Elect Elizabeth Mgmt For For For
Vanderslice
10 Amendment to the 1990 Mgmt For For For
Employee Qualified
Stock Purchase Plan
11 Amendment to the 2007 Mgmt For For For
Equity Incentive Plan
12 Advisory Vote on Mgmt For For For
Executive Compensation
13 Ratification of Auditor Mgmt For For For
------------------------------------------------------------------------------------------------------------------------
XYLEM INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
XYL CUSIP 98419M100 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Curtis J. Mgmt For For For
Crawford
2 Elect Robert F. Friel Mgmt For For For
3 Elect Surya N. Mgmt For For For
Mohapatra
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special Meeting
------------------------------------------------------------------------------------------------------------------------
YUM BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP 988498101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael J. Mgmt For For For
Cavanagh
2 Elect David W. Dorman Mgmt For For For
3 Elect Massimo Ferragamo Mgmt For For For
4 Elect Mirian M. Mgmt For For For
Graddick-Weir
5 Elect J. David Grissom Mgmt For For For
6 Elect Bonnie G. Hill Mgmt For For For
7 Elect Jonathan S. Linen Mgmt For For For
8 Elect Thomas C. Nelson Mgmt For For For
9 Elect David C. Novak Mgmt For For For
10 Elect Thomas M. Ryan Mgmt For For For
11 Elect Jing-Shyh S. Su Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 Approval of Material Mgmt For For For
Terms Under the Long
Term Incentive Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Recycling
Strategy for Food and
Beverage Packaging
|
Registrant :
Fund Name : RIF Non-U.S. Fund
Date of fiscal year end: 06/30/2013
In all markets, for all statuses, for
Key-
-----------------------------------------------------------------------------------------------------------------------------
ABB LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABBN CINS H0010V101 04/25/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Increase in Authorized Capital Mgmt For TNA N/A
8 Elect Roger Agnelli Mgmt For TNA N/A
9 Elect Louis R. Hughes Mgmt For TNA N/A
10 Elect Hans U. Marki Mgmt For TNA N/A
11 Elect Michel de Rosen Mgmt For TNA N/A
12 Elect Michael Treschow Mgmt For TNA N/A
13 Elect Jacob Wallenberg Mgmt For TNA N/A
14 Elect Ying Yeh Mgmt For TNA N/A
15 Elect Hubertus von Grunberg Mgmt For TNA N/A
16 Appointment of Auditor Mgmt For TNA N/A
17 Transaction of Other Business Mgmt N/A TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
ABB LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABBN CUSIP 000375204 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Compensation Report Mgmt For For For
3 Ratification of Board and Management Mgmt For For For
Acts
4 Allocation of Profits/Dividends Mgmt For For For
5 Increase in Authorized Capital Mgmt For For For
6 Elect Roger Agnelli Mgmt For For For
7 Elect Louis R. Hughes Mgmt For For For
8 Elect Hans U. Marki Mgmt For For For
9 Elect Michel de Rosen Mgmt For For For
10 Elect Michael Treschow Mgmt For For For
11 Elect Jacob Wallenberg Mgmt For Against Against
12 Elect Ying Yeh Mgmt For For For
13 Elect Hubertus von Grunberg Mgmt For For For
14 Appointment of Auditor Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
ACE LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACE CUSIP H0023R105 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Robert M. Hernandez Mgmt For For For
2 Elect Peter Menikoff Mgmt For For For
3 Elect Robert Ripp Mgmt For For For
4 Elect Theodore Shasta Mgmt For For For
5 Repeal of Classified Board Mgmt For For For
6 2012 Annual Report Mgmt For For For
7 Statutory Financial Statements Mgmt For For For
8 Consolidated Financial Statements Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Discharge of Board of Directors Mgmt For For For
11 PricewaterhouseCoopers AG, Zurich Mgmt For For For
12 PricewaterhouseCoopers Mgmt For For For
13 BDO AG, Zurich Mgmt For For For
14 Amendment to the 2004 Long-Term Mgmt For For For
Incentive Plan
15 Distribution Via Par Value Reduction Mgmt For For For
16 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
AEGIS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGS CINS G0105D215 08/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Court United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Acquisition Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
AEGIS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGS CINS G0105D215 08/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
AEGON N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AGN CINS N00927298 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor for FY 2013 Mgmt For For For
9 Appointment of Auditor for FY 2014-2016 Mgmt For For For
10 Conversion of Preferred Shares Mgmt For For For
11 Supervisory Board Fees Mgmt For For For
12 Elect Darryl Button to the Management Mgmt For For For
Board
13 Elect Shemaya Levy to the Supervisory Mgmt For For For
Board
14 Elect Dona D. Young to the Supervisory Mgmt For For For
Board
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Suppress Preemptive Rights Mgmt For For For
17 Authority to Issue Shares for Equity Mgmt For For For
Awards
18 Authority to Repurchase Shares Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
AIA GROUP
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1299 CINS Y002A1105 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Barry CHEUNG Chun-yuen Mgmt For For For
6 Elect YEO George Yong-Boon Mgmt For For For
7 Elect Narongchai Akrasanee Mgmt For For For
8 Elect QIN Xiao Mgmt For For For
9 Elect Mark E. Tucker Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Amendment to Restricted Share Plan Mgmt For For For
14 Amendments to Articles Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AI CINS F01764103 05/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Thierry Desmarest Mgmt For For For
9 Elect Thierry Peugeot Mgmt For For For
10 Life Insurance Benefits (Benoit Potier) Mgmt For For For
11 Life Insurance Benefits (Pierre Dufour) Mgmt For For For
12 Authority to Issue Debt Instruments Mgmt For For For
13 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
14 Authority to Grant Stock Options Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
17 Greenshoe Mgmt For For For
18 Employee Stock Purchase Plan Mgmt For For For
19 Employee Stock Purchase Plan for Mgmt For For For
Overseas Employees
20 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKZA CINS N01803100 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Loss Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Acts Mgmt For For For
9 Amendment to Short Term Remuneration Mgmt For For For
Policy
10 Amendment to Long Term Remuneration Mgmt For For For
Policy
11 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
12 Suppression of Preemptive Rights Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
AMADA COMPANY
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6113 CINS J01218106 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Mitsuo Okamoto Mgmt For Against Against
4 Elect Toshio Takagi Mgmt For For For
5 Elect Tsutomu Isobe Mgmt For For For
6 Elect Atsushige Abe Mgmt For For For
7 Elect Kohtaroh Shibata Mgmt For For For
8 Elect Takaya Shigeta Mgmt For For For
9 Elect Katsuhide Itoh Mgmt For For For
10 Elect Yoshihiro Yamashita as Statutory Mgmt For Against Against
Auditor
11 Elect Makoto Murata as Alternate Mgmt For For For
Statutory Auditor
12 Bonus Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
AMADEUS IT
HOLDING SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AMS CINS E04908112 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 Elect Dame Clara Furse Mgmt For For For
7 Elect Guillermo de la Dehesa Romero Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Carry Out Formalities Mgmt For For For
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ANDR CINS A11123105 03/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Supervisory Board Members' Fees Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Amendments to Articles Regarding Mgmt For Abstain Against
Reporting Requirements
9 Authority to Repurchase Shares Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AAL CINS G03764134 04/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Mark Cutifani Mgmt For For For
4 Elect Byron E. Grote Mgmt For For For
5 Elect Anne L. Stevens Mgmt For For For
6 Elect David J. Challen Mgmt For For For
7 Elect Sir CK Chow Mgmt For For For
8 Elect Sir Philip Hampton Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Phuthuma F. Nhleko Mgmt For For For
11 Elect Ray O'Rourke Mgmt For For For
12 Elect Sir John Parker Mgmt For For For
13 Elect Jack E. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Directors' Remuneration Report Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH
INBEV SA/NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABI CINS B6399C107 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Disapplication of Preemptive Rights Mgmt For Against Against
for Stock Option Grants
6 Authority to Grant Stock Options Mgmt For Against Against
7 Authority to Increase Capital for Mgmt For Against Against
Stock Options
8 Authority to Grant Stock Options to Mgmt For Against Against
Non-Executive Directors
9 Authorization of Legal Formalities Mgmt For For For
10 Authorization of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH
INBEV SA/NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ABI CINS B6399C107 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Board Acts Mgmt For For For
9 Ratification of Auditor's Acts Mgmt For For For
10 Elect Kees J. Storm Mgmt For For For
11 Appointment of PricewaterhouseCoopers Mgmt For For For
and Authority to Set Fees
12 Remuneration Report Mgmt For Against Against
13 Stock Option Plan for US Employees Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Change of Control Clause Regarding the Mgmt For Against Against
EMNT Program
16 Change of Control Clause Regarding the Mgmt For Against Against
Senior Facilities Agreement
17 Authorization of Legal Formalities Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MT CINS L0302D129 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Consolidated Accounts and Reports Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Losses/Dividends Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Ratification of Board Acts Mgmt For For For
7 Elect Vanisha Mittal Bhatia Mgmt For For For
8 Elect Suzanne P. Nimocks Mgmt For For For
9 Elect Jeannot Krecke Mgmt For For For
10 Appointment of Deloitte Mgmt For For For
11 Performance Share Unit Plan Mgmt For For For
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
-----------------------------------------------------------------------------------------------------------------------------
ARKEMA S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AKE CINS F0392W125 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Losses Mgmt For For For
8 Dividend Mgmt For For For
9 Elect Bernard L. Kasriel Mgmt For For For
10 Elect Thierry Morin Mgmt For For For
11 Elect Marc Pandraud Mgmt For For For
12 Elect Philippe Vassor Mgmt For For For
13 Ratification of the Co-option of Mgmt For For For
Victoire de Margerie
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
16 Adoption of Restricted Stock Plan Mgmt For For For
17 Authorization of Legal Formalities Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Dividend Payments
|
-----------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ARM CINS G0483X122 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Sir John Buchanan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Andy Green Mgmt For For For
7 Elect Larry Hirst Mgmt For For For
8 Elect Mike Muller Mgmt For For For
9 Elect Kathleen O'Donovan Mgmt For For For
10 Elect Janice Roberts Mgmt For For For
11 Elect Philip Rowley Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Elect Simon Segars Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Long Term Incentive Plan Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
ASPEN PHARMACARE
HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
APN CINS S0754A105 12/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Re-elect N. Judy Dlamini Mgmt For For For
3 Re-elect John Buchanan Mgmt For For For
4 Re-elect Mogammed Bagus Mgmt For For For
5 Elect Douglas Dlamini Mgmt For For For
6 Appointment of Auditor Mgmt For For For
7 Elect Audit and Risk Committee Member Mgmt For For For
(Buchanan)
8 Elect Audit and Risk Committee Member Mgmt For For For
(Andersen)
9 Elect Audit and Risk Committee Member Mgmt For For For
(Zilwa)
10 Approve Amendments to Share Schemes Mgmt For For For
11 General Authority to Issue Shares Mgmt For For For
12 Approve Remuneration Policy Mgmt For For For
13 Authorisation of Legal Formalities Mgmt For For For
14 Approve NEDs' Fees Mgmt For For For
15 Approve Financial Assistance Mgmt For For For
16 Adopt New Memorandum Mgmt For For For
17 Authority to Repurchase Shares Mgmt For Against Against
18 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ATCO-A CINS W10020118 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board and Management Mgmt For For For
Acts
13 Allocation of Profits/Dividends Mgmt For For For
14 Dividend Record Date Mgmt For For For
15 Board Size Mgmt For Against Against
16 Election of Directors Mgmt For Against Against
17 Directors' Fees Mgmt For For For
18 Compensation Guidelines Mgmt For For For
19 Performance Option Plan Mgmt For For For
20 Authority to Repurchase Shares Mgmt For For For
Pursuant to 2013 Performance Option
Plan
21 Authority to Repurchase Shares Mgmt For For For
Pursuant to Directors' Fees
22 Issuance of Treasury Shares Pursuant Mgmt For For For
to 2013 Performance Option Plan
23 Issuance of Treasury Shares Pursuant Mgmt For For For
to Directors' Fees
24 Issuance of Treasury Shares Pursuant Mgmt For For For
to 2007 2009 and 2010 Stock Option
Plans
25 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
AVIVA PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
AV CINS G0683Q109 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Advisory Vote on Corporate Mgmt For For For
Responsibility
Report
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Mark Wilson Mgmt For For For
6 Elect Sir Adrian Montague Mgmt For For For
7 Elect Robert W. Stein Mgmt For For For
8 Elect Glyn Barker Mgmt For For For
9 Elect Michael Hawker Mgmt For For For
10 Elect Gay Huey Evans Mgmt For For For
11 Elect John McFarlane Mgmt For For For
12 Elect Patrick Regan Mgmt For For For
13 Elect Scott Wheway Mgmt For For For
14 Appointment of Auditor Mgmt For Against Against
15 Authority to Set Auditor's Fees Mgmt For Against Against
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Repurchase 8 3/4% Mgmt For For For
Preference Shares
20 Authority to Repurchase 8 3/8% Mgmt For For For
Preference Shares
21 Scrip Dividend Mgmt For For For
22 Authorisation of Political Donations Mgmt For For For
23 Authority to Set General Meeting Notice Mgmt For Against Against
Period at 14 Days
24 Authority to Issue Preferred Shares Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
BABCOCK
INTERNATIONAL
GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAB CINS G0689Q152 07/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Michael Turner Mgmt For For For
5 Elect Peter Rogers Mgmt For For For
6 Elect William Tame Mgmt For For For
7 Elect Archie Bethel Mgmt For For For
8 Elect Kevin Thomas Mgmt For For For
9 Elect Sir Nigel Essenhigh Mgmt For For For
10 Elect Justin Crookenden Mgmt For For For
11 Elect Sir David Omand Mgmt For For For
12 Elect Ian Duncan Mgmt For For For
13 Elect Kate Swann Mgmt For For For
14 Amendment to the Performance Share Plan Mgmt For For For
15 Deferred Bonus Matching Plan Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authorisation of Political Donations Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BA CINS G06940103 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Paul M. Anderson Mgmt For For For
5 Elect Harriet Green Mgmt For For For
6 Elect Linda Hudson Mgmt For For For
7 Elect Ian G. King Mgmt For For For
8 Elect Peter Lynas Mgmt For For For
9 Elect Lee A. McIntire Mgmt For For For
10 Elect Richard L. Olver Mgmt For For For
11 Elect Paula Rosput Reynolds Mgmt For For For
12 Elect Nicholas Rose Mgmt For For For
13 Elect Carl G. Symon Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authorisation of Political Donations Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAN CINS E19790109 03/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Acts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Guillermo de la Dehesa Romero Mgmt For For For
5 Elect Abel Matutes Juan Mgmt For For For
6 Elect Angel Jado Becerro de Bengoa Mgmt For For For
7 Elect Francisco Javier Botin-Sanz de Mgmt For For For
Sautuola y O'Shea
8 Elect Isabel Tocino Biscarolasaga Mgmt For For For
9 Elect Fernando de Asua Alvarez Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
11 Approval of Corporate Website Mgmt For For For
12 Banesto Merger Mgmt For For For
13 Merger by Absorption - Banif Mgmt For For For
14 Amendments to Articles Regarding Mgmt For For For
Directors' Remuneration
15 Amendments to Articles Regarding Mgmt For For For
Corporate Website
16 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
18 Scrip Dividend - 2012 Supplemental Mgmt For For For
Dividend
19 Scrip Dividend - First 2013 Interim Mgmt For For For
Dividend
20 Scrip Dividend - Second 2013 Interim Mgmt For For For
Dividend
21 Scrip Dividend - Third 2013 Interim Mgmt For For For
Dividend
22 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
23 Authority to Issue Non-Convertible Mgmt For For For
Debt Instruments
24 Deferred and Conditional Variable Mgmt For For For
Remuneration Plan
25 Deferred and Conditional Delivery Mgmt For For For
Share Plan
26 Employee Share Purchase Plan Mgmt For For For
27 Authority to Carry Out Formalities Mgmt For For For
28 Remuneration Report Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BARC CINS G08036124 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Sir David Walker Mgmt For For For
4 Elect Tim Breedon Mgmt For For For
5 Elect Antony Jenkins Mgmt For For For
6 Elect Diane de Saint Victor Mgmt For For For
7 Elect David Booth Mgmt For For For
8 Elect Fulvio Conti Mgmt For Against Against
9 Elect Simon J. Fraser Mgmt For For For
10 Elect Reuben Jeffery III Mgmt For For For
11 Elect Christopher Lucas Mgmt For For For
12 Elect Dambisa Moyo Mgmt For For For
13 Elect Sir Michael Rake Mgmt For For For
14 Elect Sir John Sunderland Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Issue Equity Conversion Mgmt For For For
Notes w/ Preemptive Rights
21 Authority to Issue Equity Conversion Mgmt For For For
Notes w/o Preemptive Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
24 Scrip Dividend Mgmt For For For
25 Amendments to Articles Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
BAYER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAY CINS D0712D163 04/26/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Presentation of Accounts and Reports; Mgmt For TNA N/A
Allocation of Profits/Dividends
7 Ratification of Management Board Acts Mgmt For TNA N/A
8 Ratification of Supervisory Board Acts Mgmt For TNA N/A
9 Intra-company Control Agreement with Mgmt For TNA N/A
Bayer Beteiligungsverwaltung Goslar
GmbH
10 Appointment of Auditor Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
BAYERISCHE
MOTOREN WERKE
AG (BMW)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BMW CINS D12096109 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Elect Reinhard Huttl Mgmt For For For
10 Elect Karl-Ludwig Kley Mgmt For For For
11 Elect Renate Kocher Mgmt For For For
12 Elect Joachim Milberg Mgmt For For For
13 Supervisory Board Members' Fees Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BEI CINS D08792109 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management and Board Mgmt For For For
Acts
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Remuneration Policy Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BG CINS G1245Z108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Den Jones Mgmt For For For
5 Elect LIM Haw Kuang Mgmt For For For
6 Elect Peter Backhouse Mgmt For For For
7 Elect Vivienne Cox Mgmt For For For
8 Elect Chris Finlayson Mgmt For For For
9 Elect Andrew Gould Mgmt For For For
10 Elect Baroness Hogg Mgmt For For For
11 Elect John Hood Mgmt For For For
12 Elect Martin Houston Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect Sir David Manning Mgmt For For For
15 Elect Mark Seligman Mgmt For For For
16 Elect Patrick W. Thomas Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authorisation of Political Donations Mgmt For For For
20 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA
BOLSA DE VALORES,
MERCADORIAS E
FUTUROS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BVMF3 CINS P73232103 04/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Stock Option Plan Mgmt For Against Against
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA
BOLSA DE VALORES,
MERCADORIAS
E FUTUROS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BVMF3 CINS P73232103 04/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNP CINS F1058Q238 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Non Mgmt For For For
Tax-Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Severance Agreement (Jean-Laurent Mgmt For Against Against
Bonnafe)
9 Authority to Repurchase Shares Mgmt For For For
10 Elect Jean-Laurent Bonnafe Mgmt For For For
11 Elect Michel J. Tilmant Mgmt For For For
12 Elect Emiel Van Broekhoven Mgmt For Against Against
13 Elect Christophe de Margerie Mgmt For For For
14 Elect Marion Guillou Mgmt For For For
15 Authorization of Legal Formalities for Mgmt For For For
Statutory Auditors
16 Amendments to Articles Mgmt For For For
17 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
18 Authorization of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BP CUSIP 055622104 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Iain C. Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Paul M. Anderson Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Antony Burgmans Mgmt For For For
9 Elect Cynthia B. Carroll Mgmt For For For
10 Elect George David Mgmt For Against Against
11 Elect Ian E.L. Davis Mgmt For For For
12 Elect Dame Ann Dowling Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Phuthuma F. Nhleko Mgmt For For For
15 Elect Andrew B. Shilston Mgmt For For For
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
BP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BP CINS G12793108 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Robert W. Dudley Mgmt For For For
4 Elect Iain C. Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Paul M. Anderson Mgmt For For For
7 Elect Frank L. Bowman Mgmt For For For
8 Elect Antony Burgmans Mgmt For For For
9 Elect Cynthia B. Carroll Mgmt For For For
10 Elect George David Mgmt For Against Against
11 Elect Ian E.L. Davis Mgmt For For For
12 Elect Dame Ann Dowling Mgmt For For For
13 Elect Brendan R. Nelson Mgmt For For For
14 Elect Phuthuma F. Nhleko Mgmt For For For
15 Elect Andrew B. Shilston Mgmt For For For
16 Elect Carl-Henric Svanberg Mgmt For For For
17 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
BR MALLS
PARTICIPACOES SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRML3 CINS P1908S102 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
BR MALLS
PARTICIPACOES SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRML3 CINS P1908S102 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For Against Against
4 Capitalization of Reserves w/o Share Mgmt For For For
Issuance
5 Amendments to Articles Regarding Mgmt For For For
Reconciliation of Share Capital
6 Amendments to Articles Regarding Mgmt For For For
Guarantees
|
-----------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BNR CINS D12459109 06/19/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A
8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET
MANAGEMENT INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAM.A CUSIP 112585104 05/09/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Marcel R. Coutu Mgmt For Withhold Against
1.2 Elect Maureen Kempston Darkes Mgmt For For For
1.3 Elect Lance Liebman Mgmt For For For
1.4 Elect Frank J. McKenna Mgmt For For For
1.5 Elect Youssef A. Nasr Mgmt For For For
1.6 Elect James A. Pattison Mgmt For For For
1.7 Elect Seek Ngee Huat Mgmt For For For
1.8 Elect Diana L. Taylor Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Advisory Vote on Executive Compensation Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
BROOKFIELD
INCORPORACOES
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BISA3 CINS P1901G105 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect Benjamin Michael Vaughan Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
BROOKFIELD
INCORPORACOES
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BISA3 CINS P1901G105 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Articles Regarding Mgmt For For For
Reconciliation of Share Capital
4 Increase in Authorized Capital Mgmt For For For
5 Amendments to Articles Regarding Legal Mgmt For For For
Representation
6 Consolidation of Articles Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
BROOKFIELD
INCORPORACOES
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BISA3 CINS P1901G105 09/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Share Capital; Mgmt For For For
Issuance of Shares w/ Preemptive Rights
4 Relocation of Company's Registered Mgmt For For For
Office
|
-----------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BRBY CINS G1699R107 07/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect John Peace Mgmt For For For
5 Elect Angela Ahrendts Mgmt For For For
6 Elect Philip Bowman Mgmt For For For
7 Elect Ian Carter Mgmt For For For
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Stephanie George Mgmt For For For
10 Elect John Smith Mgmt For For For
11 Elect David Tyler Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authorisation of Political Donations Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL
RAILWAY COMPANY
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CNR CUSIP 136375102 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Michael R. Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh J. Bolton Mgmt For For For
1.4 Elect Donald J. Carty Mgmt For For For
1.5 Elect Gordon D. Giffin Mgmt For For For
1.6 Elect Edith E. Holiday Mgmt For For For
1.7 Elect V. Maureen Kempston Darkes Mgmt For For For
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward C. Lumley Mgmt For For For
1.10 Elect David G.A. McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James E. O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
CANON
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7751 CINS J05124144 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Fujio Mitarai Mgmt For Against Against
4 Elect Toshizoh Tanaka Mgmt For For For
5 Elect Toshiaki Ikoma Mgmt For For For
6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For
8 Elect Yasuo Mitsuhashi Mgmt For For For
9 Elect Shigeyuki Matsumoto Mgmt For For For
10 Elect Toshio Homma Mgmt For For For
11 Elect Masaki Nakaoka Mgmt For For For
12 Elect Haruhisa Honda Mgmt For For For
13 Elect Hideki Ozawa Mgmt For For For
14 Elect Masaya Maeda Mgmt For For For
15 Elect Yasuhiro Tani Mgmt For For For
16 Elect Makoto Araki Mgmt For For For
17 Elect Hiroyuki Suematsu Mgmt For For For
18 Elect Shigeyuki Uzawa Mgmt For For For
19 Elect Kenichi Nagasawa Mgmt For For For
20 Elect Naoji Ohtsuka Mgmt For For For
21 Elect Masanori Yamada Mgmt For For For
22 Elect Aitake Wakiya Mgmt For For For
23 Elect Kazuto Ohno Mgmt For For For
24 Special Allowances for Directors Mgmt For Against Against
25 Directors' Fees Mgmt For For For
26 Bonus Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
CAP GEMINI SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CAP CINS F13587120 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Ratification of Mgmt For For For
Board Acts
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Daniel Bernard Mgmt For For For
9 Elect Bernard Liautaud Mgmt For For For
10 Elect Pierre Pringuet Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
13 Authority to Issue Restricted Shares Mgmt For For For
14 Authorization of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
CARILLION PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CLLN CINS G1900N101 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Richard Adam Mgmt For For For
5 Elect Andrew J.H. Dougal Mgmt For For For
6 Elect Philip Green Mgmt For For For
7 Elect Richard Howson Mgmt For For For
8 Elect Steven L. Mogford Mgmt For For For
9 Elect Vanda Murray Mgmt For For For
10 Elect Philip G. Rogerson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
14 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
15 Authority to Repurchase Shares Mgmt For For For
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
CASINO, GUICHARD-
PERRACHON
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CO CINS F14133106 04/22/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Transaction with Mercialys Mgmt For For For
8 Other Transaction with Mercialys Mgmt For For For
9 Transaction with Monoprix Mgmt For For For
10 Elect Henri Giscard d'Estaing Mgmt For For For
11 Elect Marc Ladreit de Lacharriere Mgmt For Against Against
12 Elect Jean-Charles Naouri Mgmt For For For
13 Elect Gilles Pinoncely Mgmt For For For
14 Elect Representative of Societe Mgmt For Against Against
Matignon Diderot
15 Elect Pierre Giacometti as Censor Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o Preemptive
Rights
19 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights Through Private Placement
20 Authority to Set Offering Price of Mgmt For For For
Shares
21 Authority to Increase Share Issuance Mgmt For Against Against
Limit
22 Authority to Increase Capital Through Mgmt For For For
Capitalization
23 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer
24 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
25 Global Ceiling on Increases in Capital Mgmt For For For
and Debt Issuance
26 Authority for Controlling Companies to Mgmt For Against Against
Issue Securities Convertible into
Company's Shares
27 Authority to Grant Purchase Options Mgmt For For For
28 Authority to Grant Subscription Options Mgmt For For For
29 Authority to Issue Restricted Shares Mgmt For For For
30 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan
31 Merger by Absorption of Chamer Mgmt For For For
32 Merger by Absorption of Minahouet Mgmt For For For
33 Merger by Absorption of Orgecourt Mgmt For For For
34 Amendment to Article 6 Mgmt For For For
35 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
36 Authority to Carry Out Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
CHECK POINT
SOFTWARE
TECHNOLOGIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CHKP CUSIP M22465104 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Election of Directors (Slate) Mgmt For For For
2 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
3 Approval of Compensation Policy Mgmt For For For
4 Approval of Compensation to the Mgmt For For For
Chairman and CEO
5 Declaration of Material Interest Mgmt N/A Against N/A
6 Declaration of Material Interest Mgmt N/A Against N/A
-----------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0762 CINS Y1519S111 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect TONG Jilu Mgmt For For For
6 Elect LI Fushen Mgmt For For For
7 Elect Cesareo Alierta Izuel Mgmt For Against Against
8 Elect CAI Hongbin Mgmt For Against Against
9 Elect Fanny LAW Fan Chiu Fun Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
14 Authority to Issue Repurchased Shares Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
CHINA UNICOM LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0762 CINS Y1519S111 12/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Unicom New Horizon Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
CNOOC LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0883 CINS Y1662W117 08/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 The Coalbed Methane Resources Mgmt For For For
Exploration and Development
Cooperation Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
CNOOC LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0883 CINS Y1662W117 11/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps of Framework Mgmt For For For
Agreement
|
-----------------------------------------------------------------------------------------------------------------------------
COLOPLAST A/S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
COLO-B CINS K16018184 12/11/2012 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A
8 Amendment to Par Value Mgmt For TNA N/A
9 Amendments to Articles Regarding Mgmt For TNA N/A
Danish Business Authority
10 Amendments to Articles Regarding Mgmt For TNA N/A
Danish Business Authority
11 Amendments to Articles Regarding the Mgmt For TNA N/A
Change in the Par-Value
12 Cancellation of Shares Mgmt For TNA N/A
13 Authority to Repurchase Shares Mgmt For TNA N/A
14 Authority to Distribute Special Mgmt For TNA N/A
Dividend
15 Elect Michael Pram Rasmussen Mgmt For TNA N/A
16 Elect Niels Peter Louis-Hansen Mgmt For TNA N/A
17 Elect Sven Hakan Bjorklund Mgmt For TNA N/A
18 Elect Per Magid Mgmt For TNA N/A
19 Elect Brian Petersen Mgmt For TNA N/A
20 Elect Jorgen Tang-Jensen Mgmt For TNA N/A
21 Appointment of Auditor Mgmt For TNA N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CPG CINS G23296182 02/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Roy Gardner Mgmt For For For
5 Elect Dominic Blakemore Mgmt For For For
6 Elect Richard Cousins Mgmt For For For
7 Elect Gary Green Mgmt For For For
8 Elect Andrew Martin Mgmt For For For
9 Elect John Bason Mgmt For For For
10 Elect Sir James Crosby Mgmt For For For
11 Elect Susan Murray Mgmt For For For
12 Elect Don Robert Mgmt For For For
13 Elect Sir Ian Robinson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authorisation of Political Donations Mgmt For For For
17 Amendment to the Long Term Incentive Mgmt For For For
Plan
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAP CUSIP G2519Y108 03/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Director and Committee Member Fees Mgmt For For For
3 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
-----------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ACA CINS F22797108 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Ratification of Mgmt For For For
Board Acts; Approval of Non-Tax
Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Losses Mgmt For For For
7 Related Party Transactions (Emporiki) Mgmt For For For
8 Related Party Transactions (Banco Mgmt For For For
Espirito Santo)
9 Related Party Transactions (Sacam Mgmt For For For
International)
10 Related Party Transactions Mgmt For For For
(Securitisation Mutual Fund)
11 Severance Agreement and Retirement Mgmt For Against Against
Benefits (Xavier Musca)
12 Elect Jean-Marie Sander Mgmt For For For
13 Elect Philippe Brassac Mgmt For Against Against
14 Elect Veronique Flachaire Mgmt For For For
15 Elect Christian Talgorn Mgmt For Against Against
16 Elect Pascale Berger Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Authority to Repurchase Shares Mgmt For For For
19 Authority to Issue Shares and Mgmt For For For
Convertible Securities w/ Preemptive
Rights
20 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
21 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer
22 Greenshoe Mgmt For Against Against
23 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
24 Authority to Set Offering Price of Mgmt For Against Against
Shares
25 Global Ceiling on Capital Increases Mgmt For For For
26 Authority to Issue Debt Instruments Mgmt For For For
27 Authority to Increase Capital Through Mgmt For For For
Capitalizations
28 Employee Stock Purchase Plan Mgmt For For For
29 Employee Stock Purchase Plan for Mgmt For For For
Overseas Employees
30 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
31 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE
GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
CSGN CINS H3698D419 04/26/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Compensation Report Mgmt For TNA N/A
6 Accounts and Reports Mgmt For TNA N/A
7 Ratification of Board and Management Mgmt For TNA N/A
Acts
8 Allocation of Profits Mgmt For TNA N/A
9 Dividend from Reserves; Scrip Dividend Mgmt For TNA N/A
10 Increase in Authorized Capital Mgmt For TNA N/A
11 Increase in Conditional Capital for Mgmt For TNA N/A
Employee Compensation Plan
12 Amendments to Articles Mgmt For TNA N/A
13 Elect Noreen Doyle Mgmt For TNA N/A
14 Elect Jassim Bin Hamad Bin Jassim Bin Mgmt For TNA N/A
Jabr Al Thani
15 Elect Kaikhushru Shiavax Nargolwala Mgmt For TNA N/A
16 Appointment of Auditor Mgmt For TNA N/A
17 Appointment of Special Auditor Mgmt For TNA N/A
18 Transaction of Other Business Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
DAIMLER AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DAI CINS D1668R123 04/10/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A
8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Sari Baldauf Mgmt For TNA N/A
12 Elect Jurgen Hambrecht Mgmt For TNA N/A
13 Elect Andrea Jung Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
DAIRY CREST GROUP
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCG CINS G2624G109 07/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sue Farr Mgmt For For For
5 Elect Mark Allen Mgmt For For For
6 Elect Alastair Murray Mgmt For For For
7 Elect Martyn Wilks Mgmt For For For
8 Elect Stephen Alexander Mgmt For For For
9 Elect Andrew Carr-Locke Mgmt For For For
10 Elect Richard Macdonald Mgmt For For For
11 Elect Anthony Fry Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
15 Authorisation of Political Donations Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
DAIRY CREST GROUP
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCG CINS G2624G109 08/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Disposal Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
DANSKE BANK A/S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DDB CINS K22272114 03/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Board of Directors Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Board Size Mgmt For For For
8 Elect Ole Andersen Mgmt For For For
9 Elect Niels Bjorn Christiansen Mgmt For For For
10 Elect Urban Backstrom Mgmt For For For
11 Elect Jorn P. Jensen Mgmt For Against Against
12 Elect Trond O Westlie Mgmt For For For
13 Elect Lars Forberg Mgmt For For For
14 Elect Carol Sergeant Mgmt For For For
15 Elect Jim Hagemann Snabe Mgmt For For For
16 Shareholder Proposal to Elect Egon ShrHoldr Against Against For
Geertsen
17 Appointment of Auditor Mgmt For For For
18 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Director's Fees Mgmt For For For
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Position on the Financial Transaction
Tax
22 Shareholder Proposal Regarding ShrHoldr Against Against For
Customer Fees
23 Shareholder Proposal Regarding ShrHoldr Against Against For
Executive Compensation
24 Shareholder Proposal Regarding the ShrHoldr Against Against For
Replacement of the Current Chairman
|
-----------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES
SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSY CINS F2457H100 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Mgmt For For For
Non-Tax Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Scrip Dividend Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Elect Odile Desforges Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
12 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through Private
Placement
15 Authority to Grant Warrants Mgmt For Against Against
16 Authority to Increase Capital Through Mgmt For For For
Capitalizations
17 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
18 Authority to Issue Restricted Shares Mgmt For Against Against
19 Authority to Grant Stock Options Mgmt For Against Against
20 Employee Stock Purchase Plan Mgmt For For For
21 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
DBS GROUP
HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D05 CINS Y20246107 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Final Dividends on the Mgmt For For For
Ordinary shares
3 Allocation of Dividends on the Mgmt For For For
Non-Voting Redeemable Convertible
Preference Shares
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Elect Danny TEOH Leong Kay Mgmt For Against Against
7 Elect Euleen GOH Yiu Kiang Mgmt For For For
8 Elect Andre Sekulic Mgmt For For For
9 Elect OW Foong Pheng Mgmt For Against Against
10 Authority to Grant Awards and Issue Mgmt For For For
Shares under Share Option Plan and
Share Plan
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Shares under Scrip Mgmt For For For
Dividend Scheme for 2012
17 Approval to Issue Shares under Scrip Mgmt For For For
Dividend Scheme for 2013
18 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
DBS GROUP
HOLDINGS LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
D05 CINS Y20246107 04/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Repurchase Shares Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
DCC PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DCC CINS G2689P101 07/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Ireland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Tommy Breen Mgmt For For For
5 Elect Roisin Brennan Mgmt For For For
6 Elect Michael Buckley Mgmt For For For
7 Elect David Byrne Mgmt For For For
8 Elect Kevin Melia Mgmt For For For
9 Elect John Moloney Mgmt For For For
10 Elect Donal Murphy Mgmt For For For
11 Elect Fergal O'Dwyer Mgmt For For For
12 Elect Bernard Somers Mgmt For For For
13 Elect Leslie Van de Walle Mgmt For For For
14 Authority to Set Auditor's Fees Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Reissue Treasury Shares Mgmt For For For
19 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
20 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DLPH CUSIP G27823106 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Gary L. Cowger Mgmt For For For
2 Elect Nicholas M. Donofrio Mgmt For For For
3 Elect Mark P. Frissora Mgmt For For For
4 Elect Rajiv L. Gupta Mgmt For For For
5 Elect John A. Krol Mgmt For For For
6 Elect J. Randall MacDonald Mgmt For For For
7 Elect Sean O. Mahoney Mgmt For For For
8 Elect Rodney O'Neal Mgmt For For For
9 Elect Thomas W. Sidlik Mgmt For For For
10 Elect Bernd Wiedemann Mgmt For For For
11 Elect Lawrence A. Zimmerman Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
DELTA LLOYD GROUP
NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DL CINS N25633103 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Elect Clara C Streit Mgmt For For For
6 Amendment to Compensation Guidelines Mgmt For For For
7 Amendments to Articles Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
9 Authority to Suppress Preemptive Rights Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6902 CINS J12075107 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Nobuaki Katoh Mgmt For Against Against
4 Elect Hiromi Tokuda Mgmt For For For
5 Elect Kohji Kobayashi Mgmt For For For
6 Elect Hikaru Sugi Mgmt For For For
7 Elect Masahiko Miyaki Mgmt For For For
8 Elect Kazuo Hironaka Mgmt For For For
9 Elect Shinji Shirasaki Mgmt For For For
10 Elect Akio Shikamura Mgmt For For For
11 Elect Haruya Maruyama Mgmt For For For
12 Elect Akio Tajima Mgmt For For For
13 Elect Michio Adachi Mgmt For For For
14 Elect Hiroyuki Wakabayashi Mgmt For For For
15 Elect Satoshi Iwata Mgmt For For For
16 Elect Shohichiroh Toyoda Mgmt For For For
17 Elect Masato Iwase Mgmt For Against Against
18 Elect Tsutomu Saitoh Mgmt For For For
19 Bonus Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BORSE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DB1 CINS D1882G119 05/15/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A
8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A
10 Authority to Repurchase Shares Mgmt For TNA N/A
11 Authority to Repurchase Shares Using Mgmt For TNA N/A
Equity Derivatives
12 Amendments to Articles Regarding Age Mgmt For TNA N/A
Limits for Executives
13 Appointment of Auditor Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DGE CINS G42089113 10/17/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect Betsey Holden Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Philip Scott Mgmt For For For
11 Elect H. Todd Stitzer Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect HO Kwon Ping Mgmt For For For
14 Elect Ivan Menezes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
DISCOVERY
HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSY CINS S2192Y109 12/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Elect Audit Committee Member (Les Owen) Mgmt For For For
4 Elect Audit Committee Member (Sindi Mgmt For For For
Zilwa)
5 Elect Audit Committee Member (Sonja Mgmt For Against Against
Sebotsa)
6 Re-elect Monty Hilkowitz Mgmt For For For
7 Re-elect Brian Brink Mgmt For For For
8 Re-elect Vhonani Mufamadi Mgmt For For For
9 Re-elect Sindi Zilwa Mgmt For For For
10 Approve Remuneration Policy Mgmt For Against Against
11 Authorisation of Legal Formalities Mgmt For For For
12 Approve NEDs' Fees Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Approve Financial Assistance Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
DISCOVERY
HOLDINGS LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DSY CINS S2192Y109 12/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Change in Company Name Mgmt For For For
2 Adopt New Memorandum Mgmt For Against Against
3 Authorisation of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
DNB NOR ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
DNBNOR CINS R1812S105 04/30/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Meeting Notice and Agenda Mgmt For TNA N/A
7 Election of Individuals to Check Mgmt For TNA N/A
Minutes
8 Fees for Governing Bodies Mgmt For TNA N/A
9 Authority to Set Auditor's Fees Mgmt For TNA N/A
10 Accounts and Reports; Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Election of Shareholder Representatives Mgmt For TNA N/A
12 Non-Voting Agenda Item N/A N/A TNA N/A
13 Nominating Committee Mgmt For TNA N/A
14 Election of Members to the Control Mgmt For TNA N/A
Committee
15 Authority to Repurchase Shares Mgmt For TNA N/A
16 Compensation Guidelines Mgmt For TNA N/A
17 Incentive Compensation Guidelines Mgmt For TNA N/A
18 Corporate Governance Report Mgmt For TNA N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
DONGYUE GROUP
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0189 CINS G2816P107 05/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Cayman Islands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect ZHANG Jianhong Mgmt For Against Against
5 Elect LIU Chuanqi Mgmt For For For
6 Elect Stephen TING Leung Huel Mgmt For Against Against
7 Elect WU Tao Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Allocation of Profits/Dividends Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Repurchased Shares Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
DS SMITH PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMDS CINS G2848Q123 09/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Gareth Davis Mgmt For For For
5 Elect Miles Roberts Mgmt For For For
6 Elect Steve Dryden Mgmt For For For
7 Elect Christopher Bunker Mgmt For For For
8 Elect Philippe Mellier Mgmt For For For
9 Elect Jonathan Nicholls Mgmt For For For
10 Appointment of Auditor Mgmt For Against Against
11 Authority to Set Auditor's Fees Mgmt For Against Against
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 days
-----------------------------------------------------------------------------------------------------------------------------
E.ON SE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EOAN CINS D24914133 05/03/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Profits/Dividends Mgmt For TNA N/A
8 Ratification of Management Board Acts Mgmt For TNA N/A
9 Ratification of Supervisory Board Acts Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Appointment of Auditor for Interim Mgmt For TNA N/A
Statements
12 Elect Denise Kingsmill Mgmt For TNA N/A
13 Elect Ulrich Lehner Mgmt For TNA N/A
14 Elect Rene Obermann Mgmt For TNA N/A
15 Elect Karen de Segundo Mgmt For TNA N/A
16 Elect Theo Siegert Mgmt For TNA N/A
17 Elect Werner Wenning Mgmt For TNA N/A
18 Remuneration Policy Mgmt For TNA N/A
19 Supervisory Board Members' Fees Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
EADS: EUROPEAN
AERONAUTIC
DEFENCE AND SPACE
COMPANY N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EAD CINS F17114103 03/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Amendments to Articles Mgmt For For For
5 Authority to Repurchase Shares Mgmt For For For
6 Cancellation of Shares Mgmt For For For
7 Elect Thomas Enders Mgmt For For For
8 Elect Manfred Bischoff Mgmt For For For
9 Elect Ralph D. Crosby, Jr. Mgmt For For For
10 Elect Hans-Peter Keitel Mgmt For For For
11 Elect Hermann-Josef Lamberti Mgmt For For For
12 Elect Anne Lauvergeon Mgmt For For For
13 Elect Lakshmi N. Mittal Mgmt For Against Against
14 Elect Sir John Parker Mgmt For For For
15 Elect Michel Pebereau Mgmt For For For
16 Elect Josep Pique i Camps Mgmt For For For
17 Elect Denis Ranque Mgmt For For For
18 Elect Jean-Claude Trichet Mgmt For For For
19 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
EMBRAER SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMBR3 CUSIP 29082A107 03/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Amendments to Articles Regarding Mgmt For For For
Management and Board Functions
2 Amendments to Articles Regarding Board Mgmt For For For
Size and Election of Directors
3 Amendments to Articles Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
EMBRAER SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EMBR3 CUSIP 29082A107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Directors Mgmt For For For
4 Election of Supervisory Council Mgmt For For For
5 Remuneration Policy Mgmt For Against Against
6 Supervisory Council's Fees Mgmt For For For
7 Amendments to the Stock Option Plan Mgmt For For For
8 Stock Option Plan for Board of Mgmt For For For
Directors
|
-----------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENEL CINS T3679P115 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 List present by The Ministry of Mgmt For N/A N/A
Economy and Finance
6 List Presented by Shareholders Mgmt For For For
Representing 1.07% of the Company's
Share Capital
7 Statutory Auditors' Fees Mgmt For Against Against
8 Remuneration report Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
ENI S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENI CINS T3643A145 05/10/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
ENI S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ENI CINS T3643A145 07/16/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elimination of Par Value; Cancellation Mgmt For For For
of Treasury Shares
4 Authority to Repurchase Shares Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
ERSTE GROUP BANK
AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EBS CINS A19494102 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Austria
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Ratification of Management Board Acts Mgmt For For For
4 Ratification of Supervisory Board Acts Mgmt For For For
5 Supervisory Board Members' Fees Mgmt For For For
6 Supervisory Board Size Mgmt For Against Against
7 Elect Theresa Jordis Mgmt For Against Against
8 Appointment of Auditor Mgmt For For For
9 Authority to Trade in Company Stock Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Trade in Participation Mgmt For For For
Certificates
12 Authority to Repurchase Participation Mgmt For For For
Certificates
13 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPN CINS G32655105 07/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Brian Cassin Mgmt For For For
4 Elect Fabiola Arredondo Mgmt For For For
5 Elect Chris Callero Mgmt For For For
6 Elect Roger Davis Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect John Peace Mgmt For For For
9 Elect Don Robert Mgmt For For For
10 Elect Sir Alan Rudge Mgmt For For For
11 Elect Judith Sprieser Mgmt For For For
12 Elect David Tyler Mgmt For For For
13 Elect Paul Walker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
EXPN CINS G32655105 11/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
FANUC LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6954 CINS J13440102 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yoshiharu Inaba Mgmt For Against Against
5 Elect Kenji Yamaguchi Mgmt For For For
6 Elect Yoshihiro Gonda Mgmt For For For
7 Elect Richard E. Schneider Mgmt For For For
8 Elect Hiroyuki Uchida Mgmt For For For
9 Elect Testuya Kosaka Mgmt For For For
10 Elect Shunsuke Matsubara Mgmt For For For
11 Elect Katsuo Kohari Mgmt For For For
12 Elect Toshiya Okada Mgmt For For For
13 Elect Kazuyuki Hiramoto Mgmt For For For
14 Elect Olaf C. Gehrels Mgmt For For For
15 Elect Kazunari Aoyama Mgmt For For For
16 Elect Takayuki Itoh Mgmt For For For
17 Elect Yuusaku Yamada Mgmt For For For
18 Elect Tetsuo Hishikawa Mgmt For For For
19 Elect Hiroshi Noda Mgmt For For For
20 Elect Kiyonori Inaba Mgmt For For For
21 Elect Masato Ono Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FSR CINS S5202Z131 11/29/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual South Africa
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Re-elect Lauritz Dippenaar Mgmt For For For
2 Re-elect Leon Crouse Mgmt For Against Against
3 Re-elect Patrick Goss Mgmt For Against Against
4 Re-elect Nolulamo Gwagwa Mgmt For For For
5 Re-elect Deepak Premnarayen Mgmt For For For
6 Re-elect Benedict van der Ross Mgmt For Against Against
7 Re-elect Jurie Bester Mgmt For For For
8 Elect Mary Bomela Mgmt For For For
9 Appointment of Joint Auditors Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Approve Remuneration Policy Mgmt For For For
12 General Authority to Issue Shares Mgmt For For For
13 Authority to Issue Shares for Cash Mgmt For For For
14 Amendments to Memorandum Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Approve Financial Assistance Mgmt For For For
17 Approve NEDs' Fees Mgmt For For For
18 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO
MEXICANO SAB DE
CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FEMSA CUSIP 344419106 03/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For Against Against
2 Report on Tax Compliance Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Election of Directors; Fees Mgmt For For For
6 Election of Board Committee Members; Mgmt For Against Against
Fees
7 Election of Meeting Delegates Mgmt For For For
8 Minutes Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
FRESENIUS SE &
CO. KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FREG CINS D27348123 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of General Partner Acts Mgmt For For For
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Increase in Authorized Capital Mgmt For For For
11 Increase in Conditional Capital; Stock Mgmt For For For
Option Plan
|
-----------------------------------------------------------------------------------------------------------------------------
FUJI HEAVY
INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7270 CINS J14406136 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Yasuyuki Yoshinaga Mgmt For Against Against
4 Elect Jun Kondoh Mgmt For For For
5 Elect Akira Mabuchi Mgmt For For For
6 Elect Naoto Mutoh Mgmt For For For
7 Elect Tomohiko Ikeda Mgmt For For For
8 Elect Mitsuru Takahashi Mgmt For For For
9 Elect Takeshi Tachimori Mgmt For For For
10 Elect Toshio Arima Mgmt For For For
11 Elect Masakazu Kimura Mgmt For Against Against
12 Elect Norio Saitoh Mgmt For Against Against
13 Elect Kenji Tamazawa as Alternate Mgmt For For For
Statutory Auditor
-----------------------------------------------------------------------------------------------------------------------------
GAM HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GAM CINS H2878E106 04/17/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Profits/Dividends Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Cancellation of Shares and Reduction Mgmt For TNA N/A
in Share Capital
7 Elect Johannes A. de Gier Mgmt For TNA N/A
8 Elect Dieter A Enkelmann Mgmt For TNA N/A
9 Elect Hugh Scott-Barrett Mgmt For TNA N/A
10 Elect Tanja Weiher Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Additional and/or counter-proposals; ShrHoldr For TNA N/A
no additional and/or counter-proposals
have been submitted at this time
|
-----------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GAZP CINS 368287207 06/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Terms of Dividend Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Directors' Fees Mgmt For Against Against
9 Audit Commission's Fees Mgmt For For For
10 Amendments to Charter Mgmt For Against Against
11 Amendments to General Meeting Mgmt For Against Against
Regulations
12 Amendments to Audit Commission Mgmt For Against Against
Regulations
13 Related Party Transactions Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Related Party Transactions Mgmt For For For
16 Related Party Transactions Mgmt For For For
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Related Party Transactions Mgmt For For For
20 Related Party Transactions Mgmt For For For
21 Related Party Transactions Mgmt For For For
22 Related Party Transactions Mgmt For For For
23 Related Party Transactions Mgmt For For For
24 Related Party Transactions Mgmt For For For
25 Related Party Transactions Mgmt For For For
26 Related Party Transactions Mgmt For For For
27 Related Party Transactions Mgmt For For For
28 Related Party Transactions Mgmt For For For
29 Related Party Transactions Mgmt For For For
30 Related Party Transactions Mgmt For For For
31 Related Party Transactions Mgmt For For For
32 Related Party Transactions Mgmt For For For
33 Related Party Transactions Mgmt For For For
34 Related Party Transactions Mgmt For For For
35 Related Party Transactions Mgmt For For For
36 Related Party Transactions Mgmt For For For
37 Related Party Transactions Mgmt For For For
38 Related Party Transactions Mgmt For For For
39 Related Party Transactions Mgmt For For For
40 Related Party Transactions Mgmt For For For
41 Related Party Transactions Mgmt For For For
42 Related Party Transactions Mgmt For For For
43 Related Party Transactions Mgmt For For For
44 Related Party Transactions Mgmt For For For
45 Related Party Transactions Mgmt For For For
46 Related Party Transactions Mgmt For For For
47 Related Party Transactions Mgmt For For For
48 Related Party Transactions Mgmt For For For
49 Related Party Transactions Mgmt For For For
50 Related Party Transactions Mgmt For For For
51 Related Party Transactions Mgmt For For For
52 Related Party Transactions Mgmt For For For
53 Related Party Transactions Mgmt For For For
54 Related Party Transactions Mgmt For For For
55 Related Party Transactions Mgmt For For For
56 Related Party Transactions Mgmt For For For
57 Related Party Transactions Mgmt For For For
58 Related Party Transactions Mgmt For For For
59 Related Party Transactions Mgmt For For For
60 Related Party Transactions Mgmt For For For
61 Related Party Transactions Mgmt For For For
62 Related Party Transactions Mgmt For For For
63 Related Party Transactions Mgmt For For For
64 Related Party Transactions Mgmt For For For
65 Related Party Transactions Mgmt For For For
66 Related Party Transactions Mgmt For For For
67 Related Party Transactions Mgmt For For For
68 Related Party Transactions Mgmt For For For
69 Related Party Transactions Mgmt For For For
70 Related Party Transactions Mgmt For For For
71 Related Party Transactions Mgmt For For For
72 Related Party Transactions Mgmt For For For
73 Related Party Transactions Mgmt For For For
74 Related Party Transactions Mgmt For For For
75 Related Party Transactions Mgmt For For For
76 Related Party Transactions Mgmt For For For
77 Related Party Transactions Mgmt For For For
78 Related Party Transactions Mgmt For For For
79 Related Party Transactions Mgmt For For For
80 Non-Voting Agenda Item N/A N/A N/A N/A
81 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
GAZPROM OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GAZP CINS 368287207 06/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Related Party Transactions Mgmt For For For
3 Related Party Transactions Mgmt For For For
4 Related Party Transactions Mgmt For For For
5 Related Party Transactions Mgmt For For For
6 Related Party Transactions Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions Mgmt For For For
11 Related Party Transactions Mgmt For For For
12 Related Party Transactions Mgmt For For For
13 Related Party Transactions Mgmt For For For
14 Related Party Transactions Mgmt For For For
15 Related Party Transactions Mgmt For For For
16 Related Party Transactions Mgmt For For For
17 Related Party Transactions Mgmt For For For
18 Related Party Transactions Mgmt For For For
19 Related Party Transactions Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Elect Andrey I. Akimov Mgmt N/A Abstain N/A
22 Elect Farit R. Gazizullin Mgmt N/A Abstain N/A
23 Elect Viktor A. Zubkov Mgmt N/A Abstain N/A
24 Elect Elena Y. Karpel Mgmt N/A Abstain N/A
25 Elect Timur Kulibaev Mgmt N/A Abstain N/A
26 Elect Vitaly A. Markelov Mgmt N/A Abstain N/A
27 Elect Viktor G Martynov Mgmt N/A Abstain N/A
28 Elect Vladimir A. Mau Mgmt N/A Abstain N/A
29 Elect Alexey B Miller Mgmt N/A Abstain N/A
30 Elect Valery A. Musin Mgmt N/A For N/A
31 Elect Mikhail L. Sereda Mgmt N/A Abstain N/A
32 Non-Voting Agenda Item N/A N/A N/A N/A
33 Elect Viktor Antoshin Mgmt For For For
34 Elect Dmitry Arkhipov Mgmt For N/A N/A
35 Elect Andrey Belobrov Mgmt For N/A N/A
36 Elect Vadim Bikulov Mgmt For For For
37 Elect Mikhail Kuzovlev Mgmt For For For
38 Elect Marina Mikhina Mgmt For For For
39 Elect Lidiya Morozova Mgmt For For For
40 Elect Anna Nesterova Mgmt For For For
41 Elect Georgiy Nozadze Mgmt For For For
42 Elect Yuriy Nosov Mgmt For N/A N/A
43 Elect Karen Oganyan Mgmt For For For
44 Elect Aleksandr Yugov Mgmt For For For
45 Non-Voting Agenda Item N/A N/A N/A N/A
46 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
GDF SUEZ
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSZ CINS F42768105 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Elect Ann-Kristin Achleitner Mgmt For For For
11 Elect Jonathan R. Reynolds Mgmt For For For
12 Elect Caroline Simon Mgmt For For For
13 Shareholder Proposal Regarding ShrHoldr Against Against For
Allocation of Profits (Resolution A)
14 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan
15 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan For Overseas
Employees
16 Authority to Issue Restricted Shares Mgmt For Against Against
(Global Plan)
17 Authority to Issue Restricted Shares Mgmt For For For
to Senior Executives
18 Amendments to Articles Mgmt For For For
19 Authorization of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
GEBERIT AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GEBN CINS H2942E124 04/04/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Policy Mgmt For TNA N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Ratification of Board Acts Mgmt For TNA N/A
7 Elect Robert F. Spoerry Mgmt For TNA N/A
8 Elect Felix R. Ehrat Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Cancellation of Shares and Reduction Mgmt For TNA N/A
in Share Capital
11 Additional and/or counter-proposals; ShrHoldr N/A TNA N/A
no additional proposals have been
submitted at this time
|
-----------------------------------------------------------------------------------------------------------------------------
GIVAUDAN S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GIVN CINS H3238Q102 03/21/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Ratification of Board Acts Mgmt For TNA N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Amendments to Articles Mgmt For TNA N/A
8 Elect Peter Kappeler Mgmt For TNA N/A
9 Elect Irina du Bois Mgmt For TNA N/A
10 Appointment of Auditor Mgmt For TNA N/A
11 Additional and/or counterproposals; ShrHoldr N/A TNA N/A
none have been submitted at this time
-----------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GSK CINS G3910J112 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Lynn L. Elsenhans Mgmt For For For
4 Elect Jing Ulrich Mgmt For For For
5 Elect Hans Wijers Mgmt For For For
6 Elect Sir Christopher Gent Mgmt For Against Against
7 Elect Sir Andrew Witty Mgmt For For For
8 Elect Sir Roy Anderson Mgmt For For For
9 Elect Stephanie A. Burns Mgmt For For For
10 Elect Stacey Cartwright Mgmt For For For
11 Elect Simon Dingemans Mgmt For For For
12 Elect Judy C. Lewent Mgmt For For For
13 Elect Sir Deryck C. Maughan Mgmt For For For
14 Elect Daniel Podolsky Mgmt For For For
15 Elect Moncef Slaoui Mgmt For For For
16 Elect Tom de Swaan Mgmt For Against Against
17 Elect Sir Robert Wilson Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Auditor's Fees Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Exemption from Statement of Senior Mgmt For For For
Auditor's Name
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
GLENCORE
INTERNATIONAL
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLEN CINS G39420107 05/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Ivan Glasenberg Mgmt For For For
4 Elect Anthony B. Hayward Mgmt For For For
5 Elect Leonhard Fischer Mgmt For For For
6 Elect William E. Macaulay Mgmt For For For
7 Elect John R.H. Bond Mgmt For Against Against
8 Elect Sir Steve Robson Mgmt For For For
9 Elect Ian C. Strachan Mgmt For For For
10 Elect Con Fauconnier Mgmt For For For
11 Elect Peter Hooley Mgmt For For For
12 Elect Simon Murray Mgmt For Against Against
13 Elect Steven Kalmin Mgmt For For For
14 Elect Peter R. Coates Mgmt For Against Against
15 Elect LI Ning Mgmt For For For
16 Directors' Remuneration Report Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
GLENCORE
INTERNATIONAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLEN CINS G39420107 09/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Change of Company Name Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
GLENCORE
INTERNATIONAL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
GLEN CINS G39420107 11/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Merger Mgmt For For For
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Change of Company Name Mgmt For For For
6 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
9 Authority to Repurchase Shares Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BN CINS F12033134 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Franck Riboud Mgmt For For For
8 Elect Emmanuel Faber Mgmt For For For
9 Related Party Transactions Mgmt For For For
10 Related Party Transactions (Agreements Mgmt For For For
with J.P. Morgan Group)
11 Severance Agreement (Franck Riboud) Mgmt For For For
12 Severance Agreement (Emmanuel Faber) Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights; Authority to Issue Debt
Instruments
17 Authority to Increase Share Issuance Mgmt For For For
Limit
18 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer
19 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
20 Authority to Increase Capital Through Mgmt For For For
Capitalizations
21 Authority to Increase Capital Under Mgmt For For For
Employee Stock Purchase Plan
22 Adoption of Restricted Stock Plan Mgmt For For For
23 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
24 Amendment to Article 5 Mgmt For For For
25 Amendment to Article 22 Mgmt For For For
26 Amendment to Article 24 Mgmt For For For
27 Authority to Carry Out Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO
SANTANDER MEXICO
SAB DE CV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SANMEX CUSIP 40053C105 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits Mgmt For Against Against
3 Report on Tax Compliance Mgmt For Against Against
4 Allocation of Dividends Mgmt For Against Against
5 Report of the CEO Mgmt For Against Against
6 Report on the Board's Opinion of the Mgmt For Against Against
CEO's Report
7 Report on Major Accounting and Mgmt For Against Against
Reporting Policies
8 Report of the Board on the Activities Mgmt For Against Against
of the Audit and Corporate Governance
Committees
9 Report on the Company's Operations and Mgmt For Against Against
Activities
10 Election of Directors; Fees Mgmt For Against Against
11 Election of Board Committee Chairmen Mgmt For For For
12 Election of Meeting Delegates Mgmt For For For
13 Election of Directors - Series B Mgmt For Against Against
Shareholders
14 Election of Meeting Delegates Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
H & M HENNES &
MAURITZ AB
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HM-B CINS W41422101 04/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Sweden
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Accounts and Reports Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Ratification of Board and Management Mgmt For For For
Acts
18 Board Size Mgmt For For For
19 Directors and Auditors' Fees Mgmt For For For
20 Election of Directors Mgmt For Against Against
21 Appointment of Auditor Mgmt For For For
22 Nomination Committee Mgmt For Against Against
23 Compensation Guidelines Mgmt For For For
24 Amended Incentive Plan Guidelines Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL
GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
086790 CINS Y29975102 03/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Acquisition of Korea Exchange Bank Mgmt For Against Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
------------------------------------------------------------------------ -------------- ------------ ------------- ---------------
HANA FINANCIAL
GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
086790 CINS Y29975102 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Election of Independent Director: HEO Mgmt For For For
Noh Jung
4 Election of Audit Committee Members Mgmt For For For
(Slate)
5 Directors' Fees Mgmt For Against Against
6 Adoption of Executive Officer Mgmt For For For
Retirement Allowance Policy
7 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
HAYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HAS CINS G4361D109 11/07/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Pippa Wicks Mgmt For For For
5 Elect Alan Thomson Mgmt For For For
6 Elect Alistair Cox Mgmt For For For
7 Elect Paul Venables Mgmt For For For
8 Elect William Eccleshare Mgmt For For For
9 Elect Paul Harrison Mgmt For For For
10 Elect Victoria Jarman Mgmt For For For
11 Elect Richard Smelt Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
22 Performance Share Plan Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HEIA CINS N39427211 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
9 Authority to Suppress Preemptive Rights Mgmt For For For
10 Extraordinary Share Award for Mgmt For For For
Executive Board
11 Elect Jean-Francois M. L. van Boxmeer Mgmt For For For
12 Retention Shares for J.F.M.L. van Mgmt For Against Against
Boxmeer
13 Elect Maarten Das Mgmt For Against Against
14 Elect Christophe Navarre Mgmt For For For
15 Elect Henk Scheffers Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
HELVETIA HOLDING
AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HELN CINS H35927120 04/19/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board and Management Mgmt For TNA N/A
Acts
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Elect Christoph Lechner Mgmt For TNA N/A
7 Elect Herbert J Scheidt Mgmt For TNA N/A
8 Elect Erich Walser Mgmt For TNA N/A
9 Appointment of Auditor Mgmt For TNA N/A
10 Transaction of Other Business Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO.
KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HEN CINS D32051142 04/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Personally Liable Mgmt For For For
Partner's Acts
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Ratification of Shareholder's Mgmt For For For
Committee Acts
9 Appointment of Auditor Mgmt For For For
10 Elect Jean-Francois M. L. van Boxmeer Mgmt For For For
11 Supervisory Board Size Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
HOME RETAIL GROUP
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HOME CINS G4581D103 07/04/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Richard Ashton Mgmt For For For
4 Elect John Coombe Mgmt For For For
5 Elect Mike Darcey Mgmt For For For
6 Elect Terry Duddy Mgmt For For For
7 Elect Ian Durant Mgmt For For For
8 Elect Cath Keers Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Authority to Set Auditor's Fees Mgmt For For For
11 Authorisation of Political Donations Mgmt For For For
12 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
13 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION
INDUSTRY CO.,
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2317 CINS 438090201 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Capitalization of Profits and Issuance Mgmt For For For
of New Shares
10 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
11 Employee Restricted Stock Scheme Mgmt For Against Against
12 Amendments to Procedural Rules: Mgmt For For For
Capital Loans
13 Amendments to Procedural Rules: Mgmt For For For
Endorsements and Guarantees
14 Amendments to Articles Mgmt For For For
15 Elect Terry GOU Tai-ming Mgmt For For For
16 Elect TAI Jeng-wu Mgmt For For For
17 Elect HUANG Qing-yuan Mgmt For Against Against
18 Elect LU Fang-ming Mgmt For For For
19 Elect CHIEN Yi-bin Mgmt For Against Against
20 Elect WU Yu-chi Mgmt For For For
21 Elect LIU Cheng-yu Mgmt For For For
22 Elect WAN Jui-hsia as Supervisor Mgmt For For For
23 Elect CHUO Min-chih as Supervisor Mgmt For Against Against
24 Non-compete Restrictions for Directors Mgmt For For For
25 Extraordinary Motions Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
28 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION
INDUSTRY CO.,
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2317 CINS Y36861105 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits/Dividends Mgmt For For For
10 Capitalization of Profits and Issuance Mgmt For For For
of New Shares
11 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
12 Employee Restricted Stock Scheme Mgmt For Against Against
13 Amendments to Procedural Rules: Mgmt For For For
Capital Loans
14 Amendments to Procedural Rules: Mgmt For For For
Endorsements and Guarantees
15 Amendments to Articles Mgmt For For For
16 Elect Terry GOU Tai-ming Mgmt For For For
17 Elect TAI Jeng-wu Mgmt For For For
18 Elect HUANG Qing-yuan Mgmt For Against Against
19 Elect LU Fang-ming Mgmt For For For
20 Elect CHIEN Yi-bin Mgmt For Against Against
21 Elect WU Yu-chi Mgmt For For For
22 Elect LIU Cheng-yu Mgmt For For For
23 Elect WAN Jui-hsia as Supervisor Mgmt For For For
24 Elect CHUO Min-chih as Supervisor Mgmt For Against Against
25 Non-compete Restrictions for Directors Mgmt For For For
26 Extraordinary Motions Mgmt For Against Against
27 Non-Voting Agenda Item N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7267 CINS J22302111 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Fumihiko Ike Mgmt For Against Against
5 Elect Takanobu Itoh Mgmt For For For
6 Elect Tetsuo Iwamura Mgmt For For For
7 Elect Takashi Yamamoto Mgmt For For For
8 Elect Yoshiharu Yamamoto Mgmt For For For
9 Elect Masahiro Yoshida Mgmt For For For
10 Elect Kensaku Hohgen Mgmt For For For
11 Elect Nobuo Kuroyanagi Mgmt For For For
12 Elect Takeo Fukui Mgmt For For For
13 Elect Yuji Shiga Mgmt For For For
14 Elect Kohhei Takeuchi Mgmt For For For
15 Elect Shinji Aoyama Mgmt For For For
16 Elect Noriya Kaihara Mgmt For For For
17 Elect Kunio Endoh as Statutory Auditor Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
HONG KONG AND
CHINA GAS COMPANY
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0003 CINS Y33370100 06/05/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect LEE Shau Kee Mgmt For Against Against
6 Elect LEUNG Hay Man Mgmt For For For
7 Elect Colin LAM Ko Yin Mgmt For Against Against
8 Elect Alfred CHAN Wing Kin Mgmt For For For
9 Elect Peter WONG Wai Yee Mgmt For For For
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Bonus Share Issuance Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
14 Authority to Issue Repurchased Shares Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
HOYA CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7741 CINS J22848105 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yuzaburoh Mogi Mgmt For For For
3 Elect Yukiharu Kodama Mgmt For For For
4 Elect Itaru Koeda Mgmt For For For
5 Elect Yutaka Asoh Mgmt For For For
6 Elect Yukako Uchinaga Mgmt For For For
7 Elect Mitsudo Urano Mgmt For For For
8 Elect Hiroshi Suzuki Mgmt For For For
9 Shareholder Proposal Regarding ShrHoldr Against Abstain N/A
Compensation Disclosure
10 Shareholder Proposal Regarding Text of ShrHoldr Against Abstain N/A
Shareholder Proposals
11 Shareholder Proposal Regarding Voting ShrHoldr Against Against For
Rights
12 Shareholder Proposal Regarding Outside ShrHoldr Against Against For
Director Sessions
13 Shareholder Proposal Regarding Outside ShrHoldr Against Abstain N/A
Chairman
14 Shareholder Proposal Regarding ShrHoldr Against Against For
Establishing a Contact Point for
Whistle-Blowing
15 Shareholder Proposal Regarding ShrHoldr Against Against For
Separate Legal Advisor for the Board
16 Shareholder Proposal Regarding Budget ShrHoldr Against Against For
Allocation for Committee Consultants
17 Shareholder Proposal Regarding ShrHoldr Against Against For
Election of Dissident Board Member
|
-----------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HSBA CINS G4634U169 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Safra A. Catz Mgmt For For For
5 Elect Laura CHA May Lung Mgmt For For For
6 Elect Marvin CHEUNG Kin Tung Mgmt For For For
7 Elect James B. Comey Mgmt For For For
8 Elect John Coombe Mgmt For For For
9 Elect Joachim Faber Mgmt For For For
10 Elect Rona Fairhead Mgmt For For For
11 Elect Renato Fassbind Mgmt For For For
12 Elect Douglas J. Flint Mgmt For For For
13 Elect Stuart T. Gulliver Mgmt For For For
14 Elect James W.J. Hughes-Hallett Mgmt For For For
15 Elect Sam H. Laidlaw Mgmt For For For
16 Elect John P Lipsky Mgmt For For For
17 Elect J. Rachel Lomax Mgmt For For For
18 Elect Iain J. Mackay Mgmt For For For
19 Elect Sir Simon M. Robertson Mgmt For For For
20 Elect John L. Thornton Mgmt For Against Against
21 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
22 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
23 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
24 Authority to Repurchase Shares Mgmt For For For
25 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO
GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IMT CINS G4721W102 01/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ken Burnett Mgmt For For For
5 Elect Alison Cooper Mgmt For For For
6 Elect Robert Dyrbus Mgmt For For For
7 Elect David Haines Mgmt For For For
8 Elect Michael Herlihy Mgmt For For For
9 Elect Susan Murray Mgmt For For For
10 Elect Iain Napier Mgmt For For For
11 Elect Matthew Phillips Mgmt For For For
12 Elect Berge Setrakian Mgmt For For For
13 Elect Mark Williamson Mgmt For For For
14 Elect Malcolm Wyman Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Share Matching Scheme Mgmt For For For
20 Long Term Incentive Plan Mgmt For For For
21 International Sharesave Plan Mgmt For For For
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
INDRA SISTEMAS,
S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IDR CINS E6271Z155 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Board Acts Mgmt For For For
3 Appointment of Auditor Mgmt For For For
4 Board Size Mgmt For Against Against
5 Elect Luis Lada Diaz Mgmt For For For
6 Elect Monica de Oriol e Icaza Mgmt For Against Against
7 Elect Alberto Miguel Terol Esteban Mgmt For For For
8 Elect Eusebio Vidal-Ribas Marti Mgmt For For For
9 Elect Juan March de la Lastra Mgmt For For For
10 Elect Santos Martinez-Conde y Mgmt For Against Against
Gutierrez-Barquin
11 Remuneration Report Mgmt For For For
12 Amendments to Articles Regarding Mgmt For For For
Directors' Fees
13 Directors' Fees Mgmt For For For
14 Report on Amendments to Board of Mgmt For For For
Director Regulations
15 Authority to Carry Out Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL &
COMMERCIAL BANK
OF CHINA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1398 CINS Y3990B112 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Malcolm C. McCarthy Mgmt For For For
3 Elect Kenneth P. CHUNG Mgmt For For For
4 2013 Fixed Assets Investment Budget Mgmt For For For
5 Authority to Issue Eligible Tier-2 Mgmt For For For
Capital Instruments
-----------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL &
COMMERCIAL BANK
OF CHINA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1398 CINS Y3990B112 06/07/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual China
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
8 Elect YI Huiman Mgmt For For For
9 Elect LUO Xi Mgmt For For For
10 Elect LIU Lixian Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
ING GROUP N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
INGA CINS N4578E413 05/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Ratification of Management Board Acts Mgmt For For For
11 Ratification of Supervisory Board Acts Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Elect Jan Hommen to the Management Mgmt For For For
Board
14 Elect Patrick Flynn to the Management Mgmt For For For
Board
15 Elect Ralph Hamers to the Management Mgmt For For For
Board
16 Elect Jeroen van der Veer Mgmt For For For
17 Elect Tineke Bahlmann Mgmt For For For
18 Elect Carin Gorter Mgmt For For For
19 Elect Hermann-Josef Lamberti Mgmt For For For
20 Elect Isabel Martin Castella Mgmt For For For
21 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
22 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights in Connection with a
Merger
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Repurchase Shares in Mgmt For For For
Connection with Capital Restructuring
25 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION
(FKA INPEX
HOLDINGS INC.)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1605 CINS J2467E101 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Naoki Kuroda Mgmt For Against Against
5 Elect Masatoshi Sugioka Mgmt For For For
6 Elect Toshiaki Kitamura Mgmt For For For
7 Elect Seiji Yui Mgmt For For For
8 Elect Masaharu Sano Mgmt For For For
9 Elect Shunichiroh Sugaya Mgmt For For For
10 Elect Masahiro Murayama Mgmt For For For
11 Elect Seiya Itoh Mgmt For For For
12 Elect Wataru Tanaka Mgmt For For For
13 Elect Takahiko Ikeda Mgmt For For For
14 Elect Yoshikazu Kurasawa Mgmt For For For
15 Elect Kazuo Wakasugi Mgmt For For For
16 Elect Yoshiyuki Kagawa Mgmt For For For
17 Elect Seiji Katoh Mgmt For For For
18 Elect Rentaroh Tonoike Mgmt For For For
19 Elect Yasuhiko Okada Mgmt For For For
20 Bonus Mgmt For Against Against
21 Directors' and Statutory Auditor's Fees Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL
HOTELS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IHG CINS G4804L130 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Patrick Cescau Mgmt For For For
5 Elect David Kappler Mgmt For For For
6 Elect Kirk Kinsell Mgmt For For For
7 Elect Jennifer Laing Mgmt For For For
8 Elect Jonathan S. Linen Mgmt For For For
9 Elect Luke Mayhew Mgmt For For For
10 Elect Dale Morrison Mgmt For For For
11 Elect Tracy Robbins Mgmt For For For
12 Elect Thomas Singer Mgmt For For For
13 Elect Richard Solomons Mgmt For For For
14 Elect Ying Yeh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL
HOTELS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
IHG CINS G4804L122 10/08/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Share Consolidation Mgmt For For For
2 Authority to Repurchase Shares Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISYS CINS G49133161 07/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Francesco Caio Mgmt For For For
4 Elect Wayne Edmunds Mgmt For For For
5 Elect Bay Green Mgmt For For For
6 Elect Victoria Hull Mgmt For For For
7 Elect Paul Lester Mgmt For For For
8 Elect Deena Mattar Mgmt For For For
9 Elect Michael Parker Mgmt For For For
10 Elect Martin Read Mgmt For For For
11 Elect Sir Nigel Rudd Mgmt For For For
12 Elect David Thomas Mgmt For For For
13 Elect Pat Zito Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Allocation of Profits/Dividends Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
24 Authority to Repurchase Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Authorisation of Political Donations Mgmt For For For
27 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
INVENSYS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ISYS CINS G49133161 12/19/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Disposal Mgmt For For For
2 Amendment to the Long Term Incentive Mgmt For For For
Plan
|
-----------------------------------------------------------------------------------------------------------------------------
ITOCHU
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8001 CINS J2501P104 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Eizoh Kobayashi Mgmt For Against Against
4 Elect Masahiro Okafuji Mgmt For For For
5 Elect Yohichi Kobayashi Mgmt For For For
6 Elect Tadayuki Seki Mgmt For For For
7 Elect Yoshihisa Aoki Mgmt For For For
8 Elect Kohji Takayanagi Mgmt For For For
9 Elect Tohru Matsushima Mgmt For For For
10 Elect Yuji Fukuda Mgmt For For For
11 Elect Ichiroh Nakamura Mgmt For For For
12 Elect Tomofumi Yoshida Mgmt For For For
13 Elect Hitoshi Okamoto Mgmt For For For
14 Elect Takao Shiomi Mgmt For For For
15 Elect Ichiroh Fujisaki Mgmt For For For
16 Elect Chikara Kawakita Mgmt For For For
17 Elect Shingo Majima as statutory Mgmt For For For
auditor
18 Elect Hideo Miki as alternate Mgmt For For For
statutory auditor
-----------------------------------------------------------------------------------------------------------------------------
JARDINE CYCLE &
CARRIAGE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
C07 CINS Y43703100 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect Anthony J. L. Nightingale Mgmt For Against Against
5 Elect CHANG See Hiang Mgmt For Against Against
6 Elect Hassan Abas Mgmt For For For
7 Elect LIM Ho Kee Mgmt For For For
8 Elect Michael Kok Mgmt For Against Against
9 Elect BOON Yoon Chiang Mgmt For Against Against
10 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
11 Transaction of Other Business Mgmt For Against Against
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
13 Authority to Repurchase Shares Mgmt For For For
14 Related Party Transactions Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
JOHN WOOD GROUP
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WG CINS G9745T118 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Allister G. Langlands Mgmt For For For
5 Elect Robert Keiller Mgmt For For For
6 Elect Alan G. Semple Mgmt For For For
7 Elect Mike Straughen Mgmt For For For
8 Elect Mark Dobler Mgmt For For For
9 Elect Robin Watson Mgmt For For For
10 Elect Ian Marchant Mgmt For For For
11 Elect Michel Contie Mgmt For For For
12 Elect Neil H. Smith Mgmt For For For
13 Elect Jeremy R Wilson Mgmt For For For
14 Elect David Woodward Mgmt For For For
15 Elect Thomas M. Botts Mgmt For For For
16 Elect Mary Shafer-Malicki Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Auditor's Fees Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Long Term Plan Mgmt For For For
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
JMAT CINS G51604109 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Tim Stevenson Mgmt For For For
5 Elect Neil Carson Mgmt For For For
6 Elect Alan Ferguson Mgmt For For For
7 Elect Robert MacLeod Mgmt For For For
8 Elect Lawrence Pentz Mgmt For For For
9 Elect Michael Roney Mgmt For For For
10 Elect William Sandford Mgmt For For For
11 Elect Dorothy Thompson Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authorisation of Political Donations Mgmt For For For
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Special Dividend and Share Mgmt For For For
Consolidation
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Repurchase Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GROUP
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAER CINS H4414N103 04/10/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Remuneration Report Mgmt For TNA N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Ratification of Board Acts Mgmt For TNA N/A
8 Elect Daniel J. Sauter Mgmt For TNA N/A
9 Elect Claire Giraut Mgmt For TNA N/A
10 Elect Gilbert Achermann Mgmt For TNA N/A
11 Elect Andreas Amschwand Mgmt For TNA N/A
12 Elect Leonhard Fischer Mgmt For TNA N/A
13 Elect Gareth Penny Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Transaction of Other Business Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GROUP
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAER CINS H4414N103 09/19/2012 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Increase in Authorized Capital Mgmt For TNA N/A
4 Transaction of Other Business Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KBC CINS B5337G162 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Belgium
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Remuneration Report Mgmt For For For
9 Ratification of Board Acts Mgmt For For For
10 Ratification of Auditor's Acts Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Elect Alain Tytgadt Mgmt For Against Against
13 Elect Philippe Vlerick Mgmt For Against Against
14 Elect Dirk Heremans Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Approval of Terms of Merger by Mgmt For For For
Absorption of KBC Global Services
19 Approval of Merger by Absorption of Mgmt For For For
KBC Global Services
20 Amendments to Article 2 Regarding Mgmt For For For
Merger
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Amendments to Article 5 Mgmt For For For
23 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
24 Authority to Increase Capital as a Mgmt For Against Against
Takeover Defense
25 Amendments to Article 11bis Mgmt For For For
26 Amendments to Article 21 Mgmt For For For
27 Amendments to Article 27 Mgmt For For For
28 Amendments to Article 42 Mgmt For Against Against
29 Authority to Coordinate Articles Mgmt For For For
30 Authority to Coordinate Articles Mgmt For For For
31 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
KDDI CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9433 CINS J31843105 06/19/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Tadashi Onodera Mgmt For Against Against
5 Elect Takashi Tanaka Mgmt For For For
6 Elect Hirofumi Morozumi Mgmt For For For
7 Elect Makoto Takahashi Mgmt For For For
8 Elect Yoshiharu Shimatani Mgmt For For For
9 Elect Yuzoh Ishikawa Mgmt For For For
10 Elect Masahiro Inoue Mgmt For For For
11 Elect Hideo Yuasa Mgmt For For For
12 Elect Tsutomu Fukuzaki Mgmt For For For
13 Elect Hidehiko Tajima Mgmt For For For
14 Elect Tetsuo Kuba Mgmt For Against Against
15 Elect Nobuyori Kodaira Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KGF CINS G5256E441 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Daniel Bernard Mgmt For For For
5 Elect Andrew Bonfield Mgmt For For For
6 Elect Pascal Cagni Mgmt For For For
7 Elect Clare Chapman Mgmt For For For
8 Elect Ian Cheshire Mgmt For For For
9 Elect Anders Dahlvig Mgmt For For For
10 Elect Janis Kong Mgmt For For For
11 Elect Kevin O'Byrne Mgmt For For For
12 Elect Mark Seligman Mgmt For For For
13 Elect Philippe Tible Mgmt For For For
14 Elect Karen Witts Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authorisation of Political Donations Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Authority to Repurchase Shares Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
28 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
KOMERCNI BANKA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BAAKOMB CINS X45471111 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Czech Republic
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Opening of Meeting Mgmt For For For
2 Opening Formalities Mgmt For For For
3 Report of the Management Board Mgmt For For For
4 Presentation of Accounts and Reports Mgmt For For For
5 Report of the Supervisory Board Mgmt For For For
6 Report of the Audit Committee Mgmt For For For
7 Financial Statements Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Consolidated Financial Statements Mgmt For For For
10 Election of Supervisory Board Mgmt For For For
11 Election of Audit Committee Members Mgmt For Against Against
12 Authority to Repurchase Shares Mgmt For For For
13 Appointment of Auditor Mgmt For Against Against
14 Closing of Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE
PHILIPS
ELECTRONICS N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PHIA CINS N6817P109 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Allocation of Profits/Dividends Mgmt For For For
5 Ratification of Management Board Acts Mgmt For For For
6 Ratification of Supervisory Board Acts Mgmt For For For
7 Elect C.A. Poon Mgmt For For For
8 Elect J.J. Schiro Mgmt For For For
9 Elect J. van der Veer Mgmt For For For
10 Long Term Incentive Plan Mgmt For For For
11 Accelerate! Grant for the Management Mgmt For For For
Board
12 Amendments to Articles Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
14 Authority to Suppress Preemptive Rights Mgmt For For For
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Cancel Shares Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
KUEHNE & NAGEL
INTERNATIONAL AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KNIN CINS H4673L145 05/07/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Profits/Dividends Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Elect Renato Fassbind Mgmt For TNA N/A
7 Elect Jurgen Fitschen Mgmt For TNA N/A
8 Elect Karl Gernandt Mgmt For TNA N/A
9 Elect Klaus-Michael Kuehne Mgmt For TNA N/A
10 Elect Hans Lerch Mgmt For TNA N/A
11 Elect Thomas Staehelin Mgmt For TNA N/A
12 Elect Joerg Wolle Mgmt For TNA N/A
13 Elect Bernd Wrede Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Transaction of Other Business Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
LAGARDERE SCA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MMB CINS F5485U100 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Authority to Repurchase Shares Mgmt For For For
8 Elect Aline Sylla-Walbaum Mgmt For For For
9 Elect Soumia Malinbaum Mgmt For For For
10 Authority to Issue Debt Instruments Mgmt For For For
11 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
12 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Priority
Subscription
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through Private
Placement
15 Greenshoe Mgmt For For For
16 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer or in Consideration
for Contributions in Kind
17 Global Ceiling on Capital Increases Mgmt For For For
and Debt Issuances
18 Authority to Increase Capital Through Mgmt For For For
Capitalizations
19 Authority to Grant Stock Options Mgmt For For For
20 Authority to Issue Restricted Shares Mgmt For For For
to Corporate Officers
21 Authority to Issue Restricted Shares Mgmt For For For
22 Employee Stock Purchase Plan Mgmt For For For
23 Global Ceiling on Option and Mgmt For For For
Restricted Stock Grants
24 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
25 Amendments to Articles Mgmt For For For
26 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
LAWSON INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2651 CINS J3871L103 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Yutaka Kyohya as Director Mgmt For Against Against
5 Elect Atsuhiko Seki as Statutory Mgmt For For For
Auditor
-----------------------------------------------------------------------------------------------------------------------------
LEGRAND
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LGR CINS F56196185 05/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of the Co-option of LI Mgmt For For For
Dongsheng
8 Elect Annalisa Loustau Elia Mgmt For For For
9 Authority to Repurchase Shares Mgmt For For For
10 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
11 Authority to Grant Stock Options Mgmt For For For
12 Authority to Issue Restricted Shares Mgmt For For For
13 Employee Stock Purchase Plan Mgmt For For For
14 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
LENOVO GROUP
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0992 CINS Y5257Y107 07/03/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Hong Kong
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect John ZHAO Huan Mgmt For Against Against
6 Elect Nobuyuki Idei Mgmt For For For
7 Elect ZHU Linan Mgmt For For For
8 Elect MA Xuezheng Mgmt For For For
9 Elect TING Lee Sen Mgmt For For For
10 Elect William Grabe Mgmt For Against Against
11 Directors' Fees Mgmt For Against Against
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
LI & FUNG LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0494 CINS G5485F169 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Victor FUNG Kwok King Mgmt For For For
6 Elect Bruce P. Rockowitz Mgmt For For For
7 Elect Paul E. Selway-Swift Mgmt For Against Against
8 Elect Margaret LEUNG KO May Yee Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Repurchase Shares Mgmt For For For
11 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
12 Authority to Issue Repurchased Shares Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
LINDE AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
LIN CINS D50348107 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For Abstain Against
6 Ratification of Management Board Acts Mgmt For Abstain Against
7 Ratification of Supervisory Board Acts Mgmt For Abstain Against
8 Appointment of Auditor Mgmt For Abstain Against
9 Increase in Authorized Capital Mgmt For Abstain Against
10 Authority to Issue Convertible Debt Mgmt For Abstain Against
Instruments; Increase in Conditional
Capital
11 Cancellation of Conditional Capital Mgmt For Abstain Against
2002
12 Elect Ann-Kristin Achleitner Mgmt For Abstain Against
13 Elect Clemens Borsig Mgmt For Abstain Against
14 Elect Michael Diekmann Mgmt For Abstain Against
15 Elect Franz Fehrenbach Mgmt For Abstain Against
16 Elect Klaus-Peter Muller Mgmt For Abstain Against
17 Elect Manfred Schneider Mgmt For Abstain Against
18 Elect Mathias Otto as Alternate Member Mgmt For Abstain Against
19 Elect Gunter Hugger as Alternate Member Mgmt For Abstain Against
20 Amendment to Corporate Purpose Mgmt For Abstain Against
21 Amendments to Articles Regarding Mgmt For Abstain Against
Supervisory Board Composition
22 Supervisory Board Members' Fees Mgmt For Abstain Against
23 Amendments to Articles Regarding Mgmt For Abstain Against
Company Announcements
-----------------------------------------------------------------------------------------------------------------------------
LVMH MOET
HENNESSY LOUIS
VUITTON SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MC CINS F58485115 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Related Party Transactions Mgmt For Against Against
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Bernard Arnault Mgmt For For For
9 Elect Bernadette Chirac Mgmt For For For
10 Elect Nicholas Clive Worms Mgmt For Against Against
11 Elect Charles de Croisset Mgmt For For For
12 Elect Francesco Trapani Mgmt For For For
13 Elect Hubert Vedrine Mgmt For For For
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
16 Authority to Increase Capital Through Mgmt For For For
Capitalization
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
18 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o Preemptive
Rights
19 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through Private
Placement
20 Authority to Set Offering Price of Mgmt For Against Against
Shares
21 Greenshoe Mgmt For Against Against
22 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer
23 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
24 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan
25 Global Ceiling on Increase in Capital Mgmt For For For
26 Authority to Issue Restricted Shares Mgmt For Against Against
27 Amendments to Articles Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
MABUCHI MOTOR
CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6592 CINS J39186101 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Shinji Kamei Mgmt For Against Against
3 Elect Hiroo Ohkoshi Mgmt For For For
4 Elect Takashi Kamei Mgmt For For For
5 Elect Tadashi Takahashi Mgmt For For For
6 Elect Akihiko Kitahashi Mgmt For For For
7 Elect Masato Itokawa Mgmt For For For
8 Elect Iwao Nakamura Mgmt For For For
9 Equity Compensation Plan Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
MAKITA CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6586 CINS J39584107 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Masahiko Gotoh Mgmt For Against Against
4 Elect Shiroh Hori Mgmt For For For
5 Elect Tadayoshi Torii Mgmt For For For
6 Elect Tomoyasu Katoh Mgmt For For For
7 Elect Tadashi Asanuma Mgmt For For For
8 Elect Hisayoshi Niwa Mgmt For For For
9 Elect Shinichiroh Tomita Mgmt For For For
10 Elect Tetsuhisa Kaneko Mgmt For For For
11 Elect Yohji Aoki Mgmt For For For
12 Elect Tomoyuki Ohta Mgmt For For For
13 Elect Muetoshi Gotoh Mgmt For For For
14 Elect Akiyoshi Morita Mgmt For For For
15 Elect Fusahiro Yamamoto as Statutory Mgmt For For For
Auditor
16 Directors' Bonus Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
MARINE HARVEST
ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MHG CINS R2326D105 05/23/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Presiding Chairman and Mgmt For TNA N/A
Individuals to Check Minutes
6 Meeting Notice and Agenda Mgmt For TNA N/A
7 Non-Voting Agenda Item N/A N/A TNA N/A
8 CEO's Address Mgmt For TNA N/A
9 Allocation of Profits/Dividends Mgmt For TNA N/A
10 Special Dividend Mgmt For TNA N/A
11 Acquisition Mgmt For TNA N/A
12 Authority to Repurchase Shares Mgmt For TNA N/A
13 Authority to Increase Share Capital Mgmt For TNA N/A
14 Authority to Issue Convertible Debt Mgmt For TNA N/A
Instruments
15 Directors' Fees Mgmt For TNA N/A
16 Election of Directors Mgmt For TNA N/A
17 Nomination Committee and Nomination Mgmt For TNA N/A
Committee Fees
18 Authority to Set Auditor's Fees Mgmt For TNA N/A
19 Compensation Guidelines Mgmt For TNA N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
MERCK KGAA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRK CINS D5357W103 04/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Financial Statements Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Acts Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amendments to Intra-company Control Mgmt For For For
Agreements
11 Amendment to Articles Regarding Mgmt For For For
Supervisory Board Composition
12 Amendments to Supervisory Board Mgmt For For For
Members' Fees
13 Elect Johannes Baillou Mgmt For For For
14 Elect Frank Binder Mgmt For For For
15 Elect Wolfgang Buchele Mgmt For For For
16 Elect Rolf Krebs Mgmt For For For
17 Elect Hans-Jurgen Leuchs Mgmt For For For
18 Elect Theo Siegert Mgmt For For For
19 Increase in Authorized Capital Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ
FINANCIAL GROUP
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8306 CINS J44497105 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Takamune Okihara Mgmt For Against Against
5 Elect Tatsuo Wakabayashi Mgmt For For For
6 Elect Nobuyuki Hirano Mgmt For For For
7 Elect Masaaki Tanaka Mgmt For For For
8 Elect Taihei Yuki Mgmt For For For
9 Elect Ichiroh Hamakawa Mgmt For For For
10 Elect Akihiko Kagawa Mgmt For For For
11 Elect Toshiroh Toyoizumi Mgmt For For For
12 Elect Junichi Okamoto Mgmt For For For
13 Elect Saburoh Araki Mgmt For For For
14 Elect Hiroyuki Noguchi Mgmt For For For
15 Elect Muneaki Tokunari Mgmt For For For
16 Elect Ryuji Araki Mgmt For For For
17 Elect Kazuhiro Watanabe Mgmt For For For
18 Elect Yuko Kawamoto Mgmt For For For
19 Elect Takashi Mikumo Mgmt For For For
20 Elect Kunie Okamoto Mgmt For For For
21 Elect Yasushi Ikeda Mgmt For For For
22 Elect Hideo Kojima Mgmt For For For
23 Amendment to Equity Compensation Plan Mgmt For Against Against
and Directors' and Statutory Auditors'
Fees
-----------------------------------------------------------------------------------------------------------------------------
MS&AD INSURANCE
GROUP HOLDINGS,
INC. (FKA MITSUI
SUMITOMO
INSURANCE CO)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8725 CINS J4687C105 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Toshiaki Egashira Mgmt For For For
4 Elect Yasuyoshi Karasawa Mgmt For For For
5 Elect Hisahito Suzuki Mgmt For For For
6 Elect Masanori Yoneda Mgmt For For For
7 Elect Susumu Fujimoto Mgmt For For For
8 Elect Shuhei Horimoto Mgmt For For For
9 Elect Mitsuhiro Tsuchiya Mgmt For For For
10 Elect Ichiroh Iijima Mgmt For For For
11 Elect Nanpei Yanagawa Mgmt For For For
12 Elect Akira Watanabe Mgmt For For For
13 Elect Daiken Tsunoda Mgmt For For For
14 Elect Tadashi Ogawa Mgmt For For For
15 Elect Mari Matsunaga Mgmt For For For
16 Elect Jiroh Yoshino Mgmt For For For
17 Elect Kuniaki Nomura Mgmt For For For
18 Elect Hiroyuki Tezuka Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NG CINS G6375K151 07/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Sir Peter Gershon Mgmt For For For
4 Elect Steven Holliday Mgmt For For For
5 Elect Andrew Bonfield Mgmt For For For
6 Elect Thomas King Mgmt For For For
7 Elect Nick Winser Mgmt For For For
8 Elect Kenneth Harvey Mgmt For For For
9 Elect Linda Adamany Mgmt For For For
10 Elect Philip Aiken Mgmt For Against Against
11 Elect Nora Brownell Mgmt For For For
12 Elect Paul Golby Mgmt For For For
13 Elect Ruth Kelly Mgmt For For For
14 Elect Maria Richter Mgmt For For For
15 Elect George Rose Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Directors' Remuneration Report Mgmt For For For
19 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
20 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
23 Amendments to Articles (Companies Act Mgmt For For For
2006 and Shareholder Rights Directive)
|
-----------------------------------------------------------------------------------------------------------------------------
NATIXIS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
KN CINS F6483L100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Thierry Cahn Mgmt For For For
9 Elect Pierre Valentin Mgmt For Against Against
10 Authority to Repurchase Shares Mgmt For Against Against
11 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
12 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
13 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities w/o Preemptive
Rights; Authority to Increase Capital
in Case of Exchange Offer
14 Authority to Set Offering Price of Mgmt For Against Against
Shares
15 Authority to Issue Shares and/or Mgmt For Against Against
Convertible Securities Through Private
Placement
16 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
17 Authority to Increase Capital Through Mgmt For For For
Capitalizations
18 Greenshoe Mgmt For Against Against
19 Employee Stock Purchase Plan Mgmt For For For
20 Authority to Issue Restricted Shares Mgmt For Against Against
21 Authorization of Legal Formalities Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
NESTLE S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NESN CINS H57312649 04/11/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A
8 Elect Steven Hoch Mgmt For TNA N/A
9 Elect Titia de Lange Mgmt For TNA N/A
10 Elect Jean-Pierre Roth Mgmt For TNA N/A
11 Elect Eva Cheng Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Vote in accordance with the proposal Mgmt For TNA N/A
of the Board of Directors
15 Vote against the proposal of the Board Mgmt For TNA N/A
of Directors
16 Abstain Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
NETEASE, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NTES CUSIP 64110W102 09/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect William Ding Mgmt For For For
2 Elect Alice Cheng Mgmt For For For
3 Elect Denny Lee Mgmt For For For
4 Elect Joseph Tong Mgmt For For For
5 Elect Lun Feng Mgmt For For For
6 Elect Michael Leung Mgmt For Against Against
7 Elect Michael Tong Mgmt For For For
8 Appointment of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOVN CINS H5820Q150 02/22/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board and Management Mgmt For TNA N/A
Acts
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Compensation Policy Mgmt For TNA N/A
7 Elect Verena Briner Mgmt For TNA N/A
8 Elect Jorg Reinhardt Mgmt For TNA N/A
9 Elect Charles Sawyers Mgmt For TNA N/A
10 Elect William Winters Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Miscellaneous Shareholder Proposals or ShrHoldr N/A TNA N/A
Countermotions
13 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S
TICKER SECURITY ID: MEETING DATE MEETING STATUS
NOVO-B CINS K7314N152 03/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Denmark
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Auditor Mgmt For For For
5 Directors' Fees (Fiscal Year 2012) Mgmt For For For
6 Directors' Fees (Fiscal Year 2013) Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Elect Goran A. Ando Mgmt For For For
9 Elect Jeppe Christiansen Mgmt For For For
10 Elect Henrik Gurtler Mgmt For For For
11 Elect Bruno Angelici Mgmt For For For
12 Elect Hannu Ryopponen Mgmt For Against Against
13 Elect Liz Hewitt Mgmt For For For
14 Elect Thomas P Koestler Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
17 Authority to Issue Shares w/ or w/out Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Compensation Guidelines Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO
INCORPORATED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
9437 CINS J59399105 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Kiyoshi Tokuhiro Mgmt For Against Against
5 Elect Teruyasu Murakami Mgmt For Against Against
6 Elect Takashi Nakamura Mgmt For Against Against
7 Elect Kenji Ohta Mgmt For For For
8 Elect Naoto Shiotsuka Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
ORANGE.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORAN CINS F4113C103 05/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Losses/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Fonds Strategique Mgmt For Against Against
d'Investissement ("FSI")
9 Authority to Repurchase Shares Mgmt For For For
10 Amendment Regarding Company Name Mgmt For For For
11 Amendments to Article 13 Mgmt For For For
12 Amendment Regarding Employee Mgmt For For For
Representatives
13 Amendment Regarding Employee Mgmt For For For
Shareholder Representatives
14 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through Private
Placement
17 Greenshoe Mgmt For For For
18 Authority to Increase Capital in Case Mgmt For For For
of Exchange Offer
19 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
20 Authority to Issue Shares within Mgmt For For For
Framework of Liquidity Contract with
Holders of Orange SA Shares and Options
21 Global Ceiling on Capital Increases Mgmt For For For
22 Authority to Increase Capital Through Mgmt For For For
Capitalizations
23 Employee Stock Purchase Plan Mgmt For For For
24 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
25 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
ORIFLAME
COSMETICS SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORI CINS L7272A100 12/19/2012 Take No Action
MEETING TYPE COUNTRY OF TRADE
Special Luxembourg
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Election of Presiding Chairman Mgmt For TNA N/A
6 Authority to Repurchase Shares Mgmt For TNA N/A
7 Authority to Carry Out Formalities Mgmt For TNA N/A
8 Transaction of Other Business Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8591 CINS J61933123 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshihiko Miyauchi Mgmt For For For
3 Elect Makoto Inoue Mgmt For For For
4 Elect Haruyuki Urata Mgmt For For For
5 Elect Tamio Umaki Mgmt For For For
6 Elect Kazuo Kojima Mgmt For For For
7 Elect Yoshiyuki Yamaya Mgmt For For For
8 Elect Katsutoshi Kadowaki Mgmt For For For
9 Elect Takeshi Sasaki Mgmt For For For
10 Elect Eiko Tsujiyama Mgmt For For For
11 Elect Robert Feldman Mgmt For For For
12 Elect Takeshi Niinami Mgmt For For For
13 Elect Nobuaki Usui Mgmt For For For
14 Elect Ryuuji Yasuda Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
ORKLA ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ORK CINS R67787102 04/18/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Compensation Guidelines Mgmt For TNA N/A
7 Equity Compensation Guidelines Mgmt For TNA N/A
8 Amendments to Nomination Committee Mgmt For TNA N/A
Guidelines
9 Amendments to Articles Regarding Mgmt For TNA N/A
Deputy Members of Corporate Assembly
10 Authority to Repurchase Shares Mgmt For TNA N/A
Pursuant to Incentive Programs
11 Authority to Repurchase Shares for Mgmt For TNA N/A
Cancellation
12 Authority to Set Notice Period at 14 Mgmt For TNA N/A
Days
13 Election of Corporate Assembly Mgmt For TNA N/A
14 Election of Deputy Members to the Mgmt For TNA N/A
corporate assembly
15 Election of Nominating Committee Mgmt For TNA N/A
16 Authority to Set Auditor's Fees Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PRE CUSIP G6852T105 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Jean-Paul L. Montupet Mgmt For For For
1.2 Elect Lucio Stanca Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP
HOLDING
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PGHN CINS H6120A101 05/02/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Profits/Dividends Mgmt For TNA N/A
5 Remuneration Report Mgmt For TNA N/A
6 Ratification of Board and Management Mgmt For TNA N/A
Acts
7 Elect Alfred Gantner Mgmt For TNA N/A
8 Elect Peter Wuffli Mgmt For TNA N/A
9 Elect Steffen Meister Mgmt For TNA N/A
10 Elect Charles Dallara Mgmt For TNA N/A
11 Elect Patrick Ward Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
PERNOD RICARD SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RI CINS F72027109 11/09/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Approval of Non Mgmt For For For
Tax-Deductible Expenses
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Compensation Elements (Pierre Pringuet) Mgmt For For For
9 Compensation Elements (Alexandre Mgmt For For For
Ricard)
10 Ratification of the Co-option of Mgmt For For For
Martina Gonzalez-Gallarza
11 Ratification of the Co-option of Mgmt For For For
Alexandre Ricard
12 Elect Alexandre Ricard Mgmt For For For
13 Elect Pierre Pringuet Mgmt For For For
14 Elect Wolfgang Colberg Mgmt For For For
15 Elect Cesar Giron Mgmt For For For
16 Elect Martina Gonzalez-Gallarza Mgmt For For For
17 Elect Ian Gallienne Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Issue Restricted Shares Mgmt For For For
21 Authority to Grant Stock Options Mgmt For For For
22 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan
23 Amendments to Articles Mgmt For For For
24 Amendment Regarding Age Limit for Mgmt For For For
Chairman
25 Amendments to Articles Regarding Mgmt For For For
Related Party Transactions
26 Amendments to Articles Regarding Mgmt For For For
Convening Shareholders' Meetings
27 Amendments to Articles Regarding Mgmt For For For
Conduct of Shareholders' Meetings
28 Authorization of Legal Formalities Mgmt For For For
29 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS
INTERNATIONAL
INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PM CUSIP 718172109 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Cabiallavetta Mgmt For For For
3 Elect Andre Calantzopoulos Mgmt For For For
4 Elect Louis Camilleri Mgmt For For For
5 Elect J. Dudley Fishburn Mgmt For For For
6 Elect Jennifer Li Mgmt For For For
7 Elect Graham Mackay Mgmt For For For
8 Elect Sergio Marchionne Mgmt For For For
9 Elect Kalpana Morparia Mgmt For For For
10 Elect Lucio Noto Mgmt For For For
11 Elect Robert Polet Mgmt For For For
12 Elect Carlos Slim Helu Mgmt For For For
13 Elect Stephen Wolf Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Executive Compensation Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT
INDONESIA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BBRI CINS Y0697U112 02/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Indonesia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Annual Report / Financial Statements Mgmt For For For
3 Allocation of profits and dividends Mgmt For For For
4 Directors' and Commissioners' Fees Mgmt For For For
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Ratify Implementation of Minister of Mgmt For For For
State-Owned Enterprises Regulations
|
-----------------------------------------------------------------------------------------------------------------------------
PUBLICIS GROUPE
SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
PUB CINS F7607Z165 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Scrip Dividend Mgmt For For For
8 Related Party Transactions Mgmt For For For
9 Elect Jean Charest Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Alternate Auditor Mgmt For For For
12 Remuneration Policy (Elisabeth Mgmt For For For
Badinter)
13 Remuneration Policy (Maurice Levy) Mgmt For Against Against
14 Authority to Repurchase Shares Mgmt For Against Against
15 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
16 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
17 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
18 Authority to Grant Stock Options Mgmt For For For
19 Employee Stock Purchase Plan Mgmt For For For
20 Employee Stock Purchase Plan for Mgmt For For For
Overseas Employees
21 Amendment to Articles Regarding Mgmt For For For
Supervisory Board Term Length
22 Amendment to Articles Regarding Mgmt For For For
Internet Broadcasting of Shareholders'
Meetings
23 Amendment to Articles Regarding Remote Mgmt For For For
Participation in Shareholders' Meetings
24 Amendment to Articles Regarding Remote Mgmt For For For
Voting
25 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
QBE INSURANCE
GROUP LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
QBE CINS Q78063114 03/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (Former CEO Frank Mgmt For For For
O'Halloran)
4 Approve Termination Payment (Former Mgmt For For For
CEO Frank O' Halloran)
5 Equity Grant (CEO John Neal) Mgmt For For For
6 Equity Grant (CEO John Neal) Mgmt For For For
7 Approve Increase in NEDs' Fee Cap Mgmt For For For
8 Elect John Graf Mgmt For For For
9 Re-elect Duncan M. Boyle Mgmt For For For
10 Re-elect John Green Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
RALLYE SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAL CINS F43743107 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Interim Scrip Dividend Mgmt For For For
9 Ratification of the Co-option of Mgmt For For For
Societe Matignon Diderot
10 Elect Philippe Charrier Mgmt For For For
11 Elect Jean Chodron de Courcel Mgmt For For For
12 Elect Jacques Dumas Mgmt For For For
13 Elect Jean-Charles Naouri Mgmt For Against Against
14 Elect Christian Paillot Mgmt For For For
15 Elect Representative of Societe Finatis Mgmt For Against Against
16 Elect Representative of Societe Mgmt For Against Against
Fonciere Euris
17 Elect Representative of Societe Euris Mgmt For Against Against
18 Elect Representative of Societe Eurisma Mgmt For Against Against
19 Elect Representative of Societe Mgmt For Against Against
Matignon Diderot
20 Election of Andre Crestey as Censor Mgmt For For For
21 Appoint KPMG SA as Auditor Mgmt For For For
22 Appoint KPMG Audit ID SAS as Alternate Mgmt For For For
Auditor
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
25 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
26 Authority to Issue Shares through Mgmt For For For
Private Placement
27 Authority to Set Offering Price of Mgmt For Against Against
Shares
28 Greenshoe Mgmt For Against Against
29 Increase in Authorized Capital Through Mgmt For For For
Capitalizations
30 Increase in Authorized Capital in Case Mgmt For For For
of Exchange Offer
31 Increase in Authorized Capital in Mgmt For For For
Consideration for Contributions in Kind
32 Global Ceiling on Capital Increases Mgmt For For For
and Debt Issuances
33 Authority for Controlling Companies to Mgmt For Against Against
Issue Securities Convertible Into
Company Shares
34 Authority to Grant Purchase Options to Mgmt For Against Against
Employees and Executives
35 Authority to Grant Subscription Mgmt For Against Against
Options to Employees and Executives
36 Authority to Issue Restricted Shares Mgmt For Against Against
37 Employee Stock Purchase Plan Mgmt For For For
38 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
RANDSTAD HOLDING
N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAND CINS N7291Y137 01/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Authority to Issue Preference C Shares Mgmt For For For
4 Authority to Repurchase Shares Mgmt For For For
5 Elect Francois Beharel to the Mgmt For For For
Management Board
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
RANDSTAD HOLDING
N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RAND CINS N7291Y137 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For For For
7 Ratification of Management Board Acts Mgmt For For For
8 Ratification of Supervisory Board Acts Mgmt For For For
9 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
10 Suppression of Preemptive Rights Mgmt For For For
11 Authority to Repurchase Shares Mgmt For For For
12 Amendment to Remuneration Policy Mgmt For For For
13 Performance Share Plan Mgmt For For For
14 Elect Ton Risseeuw to the Stichting Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER
GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RB CINS G74079107 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Adrian D.P. Bellamy Mgmt For Against Against
5 Elect Gerd Peter Harf Mgmt For For For
6 Elect Richard Cousins Mgmt For Against Against
7 Elect Kenneth Hydon Mgmt For For For
8 Elect Rakesh Kapoor Mgmt For For For
9 Elect Andre Lacroix Mgmt For For For
10 Elect Graham Mackay Mgmt For Against Against
11 Elect Judith A. Sprieser Mgmt For Against Against
12 Elect Warren G. Tucker Mgmt For For For
13 Elect Adrian Hennah Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authorisation of Political Donations Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
RED ELECTRICA
CORPORACION, S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REE CINS E42807102 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts and Reports Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Ratification of Board Acts Mgmt For For For
5 Approval of Balance Sheet Mgmt For For For
6 Elect Maria de los Angeles Amador Mgmt For For For
Millan
7 Ratification of the Co-Option of Maria Mgmt For For For
Jose Garcia Beato
8 Amendments to Articles Regarding the Mgmt For For For
Electricity Sector Law
9 Amendments to Articles Regarding Mgmt For For For
Counterweights to Combined Chairman/CEO
10 Amendments to Articles Regarding Board Mgmt For For For
Committees
11 Appointment of Auditor Mgmt For For For
12 Authority to Repurchase Shares Mgmt For For For
13 Share Purchase Plan Mgmt For For For
14 Revocation of Authority to Repurchase Mgmt For For For
Shares
15 Remuneration Report Mgmt For Against Against
16 Directors' Fees 2012 Mgmt For Against Against
17 Director's Fees 2013 Mgmt For Against Against
18 Authority to Carry Out Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REN CINS N73430113 04/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Management Board Acts Mgmt For For For
5 Ratification of Supervisory Board Acts Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Elect Wolfhart Hauser Mgmt For For For
9 Elect Anthony Habgood Mgmt For For For
10 Elect Adrian Hennah Mgmt For For For
11 Elect Lisa Hook Mgmt For For For
12 Elect Marike van Lier Lels Mgmt For For For
13 Elect Robert Polet Mgmt For For For
14 Elect Linda S. Sanford Mgmt For For For
15 Elect Ben van der Veer Mgmt For For For
16 Election of Management Board Members Mgmt For For For
17 Elect Duncan J. Palmer Mgmt For For For
18 Amendment to Governance Structure Mgmt For For For
19 Amendment to Remuneration Policy Mgmt For For For
20 Long-Term Incentive Plan Mgmt For For For
21 Executive Share Option Scheme Mgmt For Against Against
22 Authority to Repurchase Shares Mgmt For For For
23 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
24 Authority to Suppress Preemptive Rights Mgmt For For For
25 Any other business Mgmt For Against Against
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
REED ELSEVIER NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
REN CINS N73430113 11/06/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Linda Sanford Mgmt For For For
3 Elect Duncan Palmer to Management Board Mgmt For For For
4 Equity Grant to Mr. Palmer Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
RELIANCE
INDUSTRIES LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIL CINS Y72596102 06/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual India
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect Mahesh P. Modi Mgmt For Against Against
6 Elect Dharam V. Kapur Mgmt For Against Against
7 Elect Raghunath A. Mashelkar Mgmt For Against Against
8 Elect Pawan Kumar Kapil Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For Against Against
to Set Fees
10 Directors' Commission Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE
HOLDINGS, LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RNR CUSIP G7496G103 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Brian G. J. Gray Mgmt For For For
1.2 Elect Henry Klehm III Mgmt For For For
1.3 Elect Ralph B. Levy Mgmt For For For
1.4 Elect Nicholas L. Trivisonno Mgmt For For For
1.5 Elect Edward J. Zore Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For For For
3 Ratification of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RIO CINS G75754104 04/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Robert E. Brown Mgmt For For For
4 Elect Vivienne Cox Mgmt For For For
5 Elect Jan du Plessis Mgmt For For For
6 Elect Guy Elliott Mgmt For For For
7 Elect Michael Fitzpatrick Mgmt For For For
8 Elect Ann Godbehere Mgmt For For For
9 Elect Richard R. Goodmanson Mgmt For For For
10 Elect Lord John Kerr of Kinlochard Mgmt For For For
11 Elect Chris J. Lynch Mgmt For For For
12 Elect Paul M. Tellier Mgmt For For For
13 Elect John S. Varley Mgmt For For For
14 Elect Samuel M.C. Walsh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Performance Share Plan Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE
HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RR CINS G76225104 05/02/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jasmin Staiblin Mgmt For For For
5 Elect John Rishton Mgmt For For For
6 Elect Helen Alexander Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Iain C. Conn Mgmt For For For
10 Elect James M. Guyette Mgmt For For For
11 Elect John McAdam Mgmt For For For
12 Elect Mark Morris Mgmt For For For
13 Elect John Neill Mgmt For For For
14 Elect Colin P. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Redeemable Dividend (C Shares) Mgmt For For For
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Political Donations Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
23 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
24 Authority to Repurchase Shares Mgmt For For For
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Adoption of New Articles (Citizenship) Mgmt For For For
27 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL CO
OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROSN CINS 67812M207 06/18/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Related Party Transactions Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL CO
OAO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ROSN CINS 67812M207 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Annual Report Mgmt For For For
3 Financial Statements Mgmt For For For
4 Allocation of Profits Mgmt For For For
5 Dividends Mgmt For For For
6 Directors' Fees Mgmt For For For
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect Matthias Warnig Mgmt N/A Abstain N/A
9 Elect Robert W. Dudley Mgmt N/A Abstain N/A
10 Elect Andrey L. Kostin Mgmt N/A Abstain N/A
11 Elect Nikolay Pavlovich Laverov Mgmt N/A Abstain N/A
12 Elect John J. Mack Mgmt N/A For N/A
13 Elect Alexander Dmitrievich Nekipelov Mgmt N/A Abstain N/A
14 Elect Igor I. Sechin Mgmt N/A Abstain N/A
15 Elect Donald Humphreys Mgmt N/A For N/A
16 Elect Sergey V. Chemezov Mgmt N/A Abstain N/A
17 Elect Dmitry Evgenievich Shugayev Mgmt N/A Abstain N/A
18 Elect Oleg Zenkov Mgmt For For For
19 Elect Mikhail V. Kuzovlev Mgmt For For For
20 Elect Aleksey B Mironov Mgmt For For For
21 Elect Georgy A. Nozadze Mgmt For For For
22 Elect Alexander S. Yugov Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Amendments to Charter Mgmt For For For
25 Amendments to the Regulations on the Mgmt For For For
General Meeting of Shareholders
26 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Deposit Agreements
27 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Deposit Agreements
28 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Deposit
Agreements
29 Related-Party Transaction with Bank Mgmt For Abstain Against
Rossiya Regarding Deposit Agreements
30 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Foreign Currency
Exchange Agreements
31 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Foreign Currency
Exchange Agreements
32 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Foreign Currency
Exchange Agreements
33 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Loan Agreements
34 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Loan Agreements
35 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Loan Agreements
36 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Sale/Purchase of
Options and Forwards
37 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Sale/Purchase of
Options and Forwards
38 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Sale/Purchase of
Options and Forwards
39 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Cross-Currency
Swap
40 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Cross-Currency Swap
41 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Repurchase
Agreements (REPO)
42 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Repurchase
Agreements (REPO)
43 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Repurchase Agreements
(REPO)
44 Related-Party Transaction with OAO Mgmt For Abstain Against
VBRR Bank Regarding Sale/Purchase of
Bonds and Promissory Notes
45 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Sale/Purchase of
Bonds and Promissory Notes
46 Related-Party Transaction with OAO Mgmt For Abstain Against
Bank VTB Regarding Sale/Purchase of
Bonds and Promissory Notes
47 Related-Party Transaction with OAO Mgmt For Abstain Against
Gazprombank Regarding Sale/Purchase of
Credit Linked Notes
48 Related-Party Transaction with OAO VTB Mgmt For Abstain Against
Bank Regarding Sale/Purchase of Credit
Linked Notes
49 Related-Party Transaction with OOO RN Mgmt For Abstain Against
Yuganskneftegas Regarding Production
of Oil and Gas
50 Related-Party Transaction with OOO RN Mgmt For Abstain Against
Yuganskneftegas Regarding Leasing of
Fixed Assets
51 Related-Party Transaction with OAO Mgmt For Abstain Against
TNK-BP Holding Regarding Purchase of
Oil
52 Related-Party Transaction with OAO Mgmt For Abstain Against
TNK-BP Holding Regarding Sale of Oil
53 Related-Party Transaction with ZAO Mgmt For Abstain Against
Vankorneft Regarding Oil Supply
54 Related-Party Transaction with OAO AK Mgmt For Abstain Against
Transneft Regarding Transportation of
Crude Oil
55 Cost of Related-Party Transaction with Mgmt For Abstain Against
OAO SOGAZ Regarding Liability
Insurance for Directors, Executives,
the Company, and Subsidiaries
56 Related-Party Transaction with OAO Mgmt For Abstain Against
SOGAZ Regarding Liability Insurance
for Directors, Executives, the
Company, and Subsidiaries
57 Related-Party Transactions with ENI Mgmt For Abstain Against
S.p.A. and its Affiliated Companies
58 Related-Party Transactions with Mgmt For Abstain Against
Statoil ASA and its Affiliated
Companies
59 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDSB CINS G7690A100 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Holliday, Jr. Mgmt For For For
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Sheinwald Mgmt For For For
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authorisation of Political Donations Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RDSB CINS G7690A118 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Josef Ackermann Mgmt For Against Against
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Holliday, Jr. Mgmt For For For
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Sheinwald Mgmt For For For
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authorisation of Political Donations Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
SAIPEM S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SPM CINS T82000117 04/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Election of Directors Mgmt For Against Against
6 Approval of Additional Auditor's Fees Mgmt For For For
7 Remuneration Report Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
SAMSUNG
ELECTRONICS CO.,
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
005930 CINS Y74718100 03/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Allocation of Mgmt For For For
Profits/Dividends
2 Elect LEE In Ho Mgmt For For For
3 Elect SONG Kwang Soo Mgmt For Against Against
4 Elect KIM Eun Mee Mgmt For For For
5 Elect YOON Boo Keun Mgmt For For For
6 Elect SHIN Jong Kyun Mgmt For For For
7 Elect LEE Sang Hoon Mgmt For For For
8 Election of Audit Committee Members: Mgmt For For For
LEE In Ho
9 Election of Audit Committee Members: Mgmt For Against Against
SONG Kwang Soo
10 Directors' Fees Mgmt For Against Against
11 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
SANOFI
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAN CINS F5548N101 05/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Elect Fabienne Lecorvaisier Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
10 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
11 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
12 Greenshoe Mgmt For For For
13 Authority to Increase Capital Through Mgmt For For For
Capitalizations
14 Employee Stock Purchase Plan Mgmt For For For
15 Authority to Issue Restricted Shares Mgmt For For For
16 Authority to Grant Stock Options Mgmt For For For
17 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
18 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
SAP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SAP CINS D66992104 06/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For For For
6 Ratification of Management Board Acts Mgmt For For For
7 Ratification of Supervisory Board Acts Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Appointment of Auditor Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
SBERBANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SBER CINS 80585Y308 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Russian Federation
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Annual Report Mgmt For For For
2 Accounts Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Appointment of Auditor Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect German O. Gref Mgmt For Abstain Against
7 Elect Sergey M. Guriev Mgmt For For For
8 Elect Mikhail E. Dmitriev Mgmt For For For
9 Elect Bella I. Zlatkis Mgmt For Abstain Against
10 Elect Nadezhda Y. Ivanova Mgmt For Abstain Against
11 Elect Sergey M. Ignatyev Mgmt For Abstain Against
12 Elect Alexey L Kudrin Mgmt For Abstain Against
13 Elect Ilia Vadimovich Mgmt For Abstain Against
Lomakin-Rumyantsev
14 Elect Georgy I. Luntovsky Mgmt For Abstain Against
15 Elect Mikhail Matovnikov Mgmt For For For
16 Elect Vladimir A. Mau Mgmt For Abstain Against
17 Elect Alexey Vladimirovich Moiseev Mgmt For Abstain Against
18 Elect Alessandro Profumo Mgmt For Abstain Against
19 Elect Sergey H. Sinelnikov-Murylev Mgmt For Abstain Against
20 Elect Dmitry Tulin Mgmt For For For
21 Elect Alexey V. Ulyukaev Mgmt For Abstain Against
22 Elect Ronald Freeman Mgmt For Abstain Against
23 Elect Sergei A. Shvetsov Mgmt For Abstain Against
24 Elect Ahmet Mahfi Egilmez Mgmt For For For
25 Elect N.P Borodina Mgmt For For For
26 Elect V.M. Volkov Mgmt For For For
27 Electi M.L. Dolzhnikov Mgmt For For For
28 Elect Y.Y. Isakhanova Mgmt For For For
29 Elect A.E. Minenko Mgmt For For For
30 Elect O.V. Polyakova Mgmt For For For
31 Elect N.V. Revina Mgmt For For For
32 Director and Audit Commission Fees Mgmt For For For
33 Non-Voting Agenda Item N/A N/A N/A N/A
34 Regulations on Remuneration and Mgmt For For For
Compensation of Board Members; Amount
of Base Remuneration
35 New Edition of Charter Mgmt For For For
36 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
SCHNEIDER
ELECTRIC SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SU CINS F86921107 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts and Reports Mgmt For For For
6 Allocation of Profits/Dividends Mgmt For For For
7 Supplementary Retirement Benefits for Mgmt For For For
Management Board Members
8 Severance Agreement for Jean-Paul Mgmt For Against Against
Tricoire
9 Election Gerard de La Martiniere Mgmt For For For
10 Authority to Repurchase Shares Mgmt For For For
11 Adoption of a New Governance Structure Mgmt For Against Against
12 Authorization of Legal Formalities Mgmt For For For
Concerning the Employee Stock Purchase
Plans
13 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/ Preemptive
Rights
14 Authority to Increase Capital Through Mgmt For For For
Capitalizations
15 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
18 Authority to Issue Shares and/or Mgmt For For For
Convertible Securities Through Private
Placement
19 Authority to Issue Restricted Shares Mgmt For For For
20 Authority to Grant Stock Options Mgmt For For For
21 Employee Stock Purchase Plan Mgmt For For For
22 Employee Stock Purchase Plan for Mgmt For For For
Overseas Employees
23 Authority to Cancel Shares and Reduce Mgmt For For For
Share Capital
24 Elect Jean-Pascal Tricoire Mgmt For For For
25 Elect Henri Lachmann Mgmt For For For
26 Elect Leo Apotheker Mgmt For For For
27 Elect Betsy S. Atkins Mgmt For For For
28 Elect Gerard de La Martiniere Mgmt For For For
29 Elect Xavier Fontanet Mgmt For For For
30 Elect Noel Forgeard Mgmt For For For
31 Elect Antoine Gosset-Grainville Mgmt For For For
32 Elect Willy R. Kissling Mgmt For For For
33 Elect Catherine Kopp Mgmt For For For
34 Elect Dominique Senequier Mgmt For For For
35 Elect G. Richard Thoman Mgmt For For For
36 Elect Serge Weinberg Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Elect Claude Briquet Mgmt Abstain Abstain For
39 Elect Magali Herbaut Mgmt For For For
40 Elect Thierry Jacquet Mgmt Abstain Abstain For
41 Elect Jean-Michel Vedrine Mgmt Abstain Abstain For
42 Directors' Fees Mgmt For For For
43 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SDRL CUSIP G7945E105 09/21/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect John Fredriksen Mgmt For Against Against
2 Elect Tor Olav Troim Mgmt For Against Against
3 Elect Kate Blankenship Mgmt For Against Against
4 Elect Kathrine Fredriksen Mgmt For For For
5 Elect Carl Erik Steen Mgmt For For For
6 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
7 Directors' Fees Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
SHIN-ETSU
CHEMICAL CO
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4063 CINS J72810120 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Yasuhiko Saitoh Mgmt For For For
3 Elect Kohji Takasugi Mgmt For For For
4 Elect Toshinobu Ishihara Mgmt For For For
5 Elect Frank Peter Popoff Mgmt For Against Against
6 Elect Tsuyoshi Miyazaki Mgmt For Against Against
7 Elect Toshihiko Fukui Mgmt For For For
8 Elect Masaki Miyajima Mgmt For For For
9 Elect Toshiyuki Kasahara Mgmt For For For
10 Elect Hidenori Onezawa Mgmt For For For
11 Elect Ken Nakamura Mgmt For For For
12 Elect Yukihiro Matsui Mgmt For For For
13 Elect Hiroaki Okamoto Mgmt For For For
14 Elect Susumu Ueno Mgmt For For For
15 Elect Kazumasa Maruyama Mgmt For For For
16 Elect Taku Fukui as Statutory Auditor Mgmt For Against Against
17 Renewal of Takeover Defense Plan Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL
GROUP CO., LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
055550 CINS Y7749X101 03/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Korea, Republic of
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation of Mgmt For For For
Profits/Dividends
3 Elect KO Boo In Mgmt For For For
4 Elect KWON Tae Eun Mgmt For For For
5 Elect KIM Kee Young Mgmt For For For
6 Elect KIM Seok Won Mgmt For For For
7 Elect NAM Koong Hoon Mgmt For For For
8 Elect YUN Ke Sup Mgmt For For For
9 Elect LEE Jung Il Mgmt For For For
10 Elect HARUKI Hirakawa Mgmt For For For
11 Elect PHILLIPPE Aguignier Mgmt For For For
12 Election of Audit Committee Member: Mgmt For For For
KWON Tae Eun
13 Election of Audit Committee Member: Mgmt For For For
KIM Seok Won
14 Election of Audit Committee Member: Mgmt For For For
YUN Ke Sup
15 Election of Audit Committee Member: Mgmt For For For
LEE Sang Kyung
16 Directors' Fees Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
SIEMENS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SIE CINS D69671218 01/23/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Profits/Dividends Mgmt For TNA N/A
6 Ratification of Management Board Acts Mgmt For TNA N/A
7 Ratification of Supervisory Board Acts Mgmt For TNA N/A
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Josef Ackermann Mgmt For TNA N/A
10 Elect Gerd von Brandenstein Mgmt For TNA N/A
11 Elect Gerhard Cromme Mgmt For TNA N/A
12 Elect Michael Diekmann Mgmt For TNA N/A
13 Elect Hans Gaul Mgmt For TNA N/A
14 Elect Peter Gruss Mgmt For TNA N/A
15 Elect Nicola Leibinger-Kammuller Mgmt For TNA N/A
16 Elect Gerard Mestrallet Mgmt For TNA N/A
17 Elect Guler Sabanci Mgmt For TNA N/A
18 Elect Werner Wenning Mgmt For TNA N/A
19 Approval of Settlement Agreement with Mgmt For TNA N/A
Thomas Ganswindt
20 Spin-Off of Osram Licht AG Mgmt For TNA N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
SINGAPORE
TELECOMMUNICATIONS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Z74 CINS Y79985209 07/27/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect CHUA Sock Koong Mgmt For For For
4 Elect FANG Ai Lian Mgmt For Against Against
5 Elect Kaikhushru Nargolwala Mgmt For For For
6 Elect ONG Peng Tsin Mgmt For For For
7 Elect Bobby CHIN Yoke Choong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
10 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Grant Awards and Issue Mgmt For For For
Shares under Equity Incentive Plan(s)
15 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
SINGAPORE
TELECOMMUNICATIONS
LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
Z74 CINS Y79985209 07/27/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Repurchase Shares Mgmt For For For
2 Adoption of the SingTel Performance Mgmt For For For
Share Plan 2012
3 Participation of CHUA Sock Koong in Mgmt For For For
SingTel Performance Share Plan 2012
|
-----------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SN CINS G82343164 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Ian E. Barlow Mgmt For For For
5 Elect Olivier Bohuon Mgmt For For For
6 Elect Baroness Virginia Bottomley Mgmt For For For
7 Elect Julie Brown Mgmt For For For
8 Elect Sir John Buchanan Mgmt For For For
9 Elect Richard De Schutter Mgmt For For For
10 Elect Michael A. Friedman Mgmt For For For
11 Elect Pamela J. Kirby Mgmt For For For
12 Elect Brian Larcombe Mgmt For For For
13 Elect Joseph C. Papa Mgmt For For For
14 Elect Ajay G. Piramal Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
SMITHS GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SMIN CINS G82401111 11/20/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Bruno Angelici Mgmt For For For
5 Elect Philip Bowman Mgmt For For For
6 Elect Donald Brydon Mgmt For For For
7 Elect David Challen Mgmt For For For
8 Elect Tanya Fratto Mgmt For For For
9 Elect Anne Quinn Mgmt For For For
10 Elect Sir Kevin Tebbit Mgmt For For For
11 Elect Peter Turner Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
18 Authorisation of Political Donations Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRG CINS T8578L107 03/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Amendments to Articles 2, 5, 6, and 17 Mgmt For For For
5 Amendments to Articles 9 and 12 Mgmt For For For
6 Amendments to Articles 13,16 and 20 Mgmt For For For
7 Accounts and Reports Mgmt For For For
8 Allocation of Profits/Dividends Mgmt For For For
9 Remuneration Report Mgmt For For For
10 Board Size Mgmt For For For
11 Board Term Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 List Presented by CDP Reti S.r.L Mgmt For N/A N/A
14 List Presented by Shareholders Mgmt For For For
Representing 1.06% of the Company's
Share Capital
15 Election of Chairman of Board of Mgmt For For For
Directors
16 Directors' Fees Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 List Presented by CDP Reti S.r.L Mgmt N/A Abstain N/A
19 List Presented by Shareholders Mgmt N/A For N/A
Representing 1.06% of the Company's
Share Capital
20 Election of Chairman of Board of Mgmt For For For
Statutory Auditors
21 Statutory Auditors' Fees Mgmt For For For
22 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
SNAM S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SRG CINS T8578L107 07/30/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Cancellation of Treasury Shares; Mgmt For For For
Elimination of Par Value
-----------------------------------------------------------------------------------------------------------------------------
SONOVA HOLDING AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SOON CINS H8024W106 06/18/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Dividend from Reserves Mgmt For TNA N/A
7 Ratification of Board and Management Mgmt For TNA N/A
Acts
8 Elect Beat Hess Mgmt For TNA N/A
9 Elect John Zei Mgmt For TNA N/A
10 Elect WANG Jinlong Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 In case of ad-hoc shareholder motions ShrHoldr N/A TNA N/A
proposed during the general meeting, I
authorize my proxy to act as follows
in accordance with the board of
directors
13 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
ST
MICROELECTRONICS
NV
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STM CINS N83574108 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Losses Mgmt For For For
7 Distribution of Dividends Mgmt For For For
8 Ratification of Management Board Acts Mgmt For For For
9 Ratification of Supervisory Board Acts Mgmt For For For
10 Stock Grant to CEO Mgmt For Against Against
11 Supervisory Board Fees Mgmt For For For
12 Elect Janet G. Davidson Mgmt For For For
13 Elect Alessandro Ovi Mgmt For For For
14 Equity Compensation Plan Mgmt For Against Against
15 Authority to Repurchase Shares Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Agenda Item N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED
PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STAN CINS G84228157 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Om Prakash Bhatt Mgmt For For For
5 Elect Louis CHEUNG Chi Yan Mgmt For For For
6 Elect Margaret Ewing Mgmt For For For
7 Elect Lars H. Thunell Mgmt For For For
8 Elect Steve P. Bertamini Mgmt For For For
9 Elect Jaspal S. Bindra Mgmt For For For
10 Elect Jamie F.T. Dundas Mgmt For For For
11 Elect HAN Seung-Soo Mgmt For For For
12 Elect Simon J. Lowth Mgmt For For For
13 Elect Rudy H.P. Markham Mgmt For For For
14 Elect Ruth Markland Mgmt For For For
15 Elect Richard H. Meddings Mgmt For For For
16 Elect John G.H. Paynter Mgmt For For For
17 Elect John Peace Mgmt For For For
18 Elect A. Michael G. Rees Mgmt For For For
19 Elect Peter A. Sands Mgmt For For For
20 Elect Viswanathan Shankar Mgmt For For For
21 Elect Paul D. Skinner Mgmt For For For
22 Elect Oliver Stocken Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Authority to Set Auditor's Fees Mgmt For For For
25 Authorisation of Political Donations Mgmt For For For
26 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
27 Authority to Issue Repurchased Shares Mgmt For For For
w/ Preemptive rights
28 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
29 Authority to Repurchase Shares Mgmt For For For
30 Authority to Repurchase Preference Mgmt For For For
Shares
31 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
32 2013 Sharesave Plan Mgmt For For For
33 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
STATOIL ASA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
STL CINS R8413J103 05/14/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Norway
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Presiding Chairman Mgmt For TNA N/A
8 Notice of Meeting and Agenda Mgmt For TNA N/A
9 Election of Individuals to Check Mgmt For TNA N/A
Minutes
10 Accounts and Reports; Allocation of Mgmt For TNA N/A
Profits/Dividends
11 Shareholder Proposal Regarding ShrHoldr Against TNA N/A
Withdrawal from Canadian Oil Sands
12 Shareholder Proposal Regarding Arctic ShrHoldr Against TNA N/A
Operations
13 Corporate Governance Report Mgmt For TNA N/A
14 Compensation Guidelines Mgmt For TNA N/A
15 Authority to Set Auditor's Fees Mgmt For TNA N/A
16 Amendment to Articles Mgmt For TNA N/A
17 Corporate Assembly Fees Mgmt For TNA N/A
18 Nominating Committee Mgmt For TNA N/A
19 Nominating Committee Fees Mgmt For TNA N/A
20 Authority to Repurchase Shares Mgmt For TNA N/A
Pursuant to Share Savings Plan
21 Authority to Repurchase Shares for Mgmt For TNA N/A
Cancellation
22 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
SUMITOMO
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8053 CINS J77282119 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Kuniharu Nakamura Mgmt For Against Against
5 Elect Shinichi Sasaki Mgmt For For For
6 Elect Takuroh Kawahara Mgmt For For For
7 Elect Kazuhisa Togashi Mgmt For For For
8 Elect Yasuyuki Abe Mgmt For For For
9 Elect Tohru Furihata Mgmt For For For
10 Elect Michihiko Kanegae Mgmt For For For
11 Elect Kazuo Ohmori Mgmt For For For
12 Elect Naoki Hidaka Mgmt For For For
13 Elect Hiroyuki Inohara Mgmt For For For
14 Elect Akio Harada Mgmt For For For
15 Elect Kazuo Matsunaga Mgmt For For For
16 Elect Takahiro Moriyama Mgmt For For For
17 Elect Mutsuo Nitta Mgmt For Against Against
18 Elect Haruo Kasami Mgmt For For For
19 Bonus Mgmt For Against Against
20 Equity Compensation Plan Mgmt For For For
21 Statutory Auditors' Fees Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI
FINANCIAL GROUP
INC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8316 CINS J7771X109 06/27/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Masayuki Oku Mgmt For For For
5 Elect Takeshi Kunibe Mgmt For For For
6 Elect Ken Kubo Mgmt For For For
7 Elect Yujiroh Itoh Mgmt For For For
8 Elect Masahiro Fuchizaki Mgmt For For For
9 Elect Manabu Narita Mgmt For For For
10 Elect Kohzoh Ogino Mgmt For For For
11 Elect Shigeru Iwamoto Mgmt For For For
12 Elect Kuniaki Nomura Mgmt For For For
13 Elect Kohichi Minami Mgmt For Against Against
14 Elect Ikuo Uno Mgmt For For For
15 Elect Satoshi Itoh Mgmt For For For
16 Elect Daiken Tsunoda as Alternate Mgmt For For For
Statutory Auditor
|
-----------------------------------------------------------------------------------------------------------------------------
SWATCH GROUP LTD.
(THE)
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UHR CINS H83949141 05/29/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For TNA N/A
2 Ratification of Board Acts Mgmt For TNA N/A
3 Allocation of Profits/Dividends Mgmt For TNA N/A
4 Election of Directors Mgmt For TNA N/A
5 Appointment of Auditor Mgmt For TNA N/A
6 In the case of ad-hoc shareholder ShrHoldr For TNA N/A
motions proposed during the general
meeting, I authorize my proxy to act
as follows in accordance with the
board of directors
7 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
SWISS RE LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SREN CINS H8431B109 04/10/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Compensation Report Mgmt For TNA N/A
4 Accounts and Reports Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Dividend from Reserves Mgmt For TNA N/A
7 Special Dividend from Reserves Mgmt For TNA N/A
8 Ratification of Board Acts Mgmt For TNA N/A
9 Elect Walter Kielholz Mgmt For TNA N/A
10 Elect Malcolm Knight Mgmt For TNA N/A
11 Elect Carlos Represas Mgmt For TNA N/A
12 Elect Jean-Pierre Roth Mgmt For TNA N/A
13 Elect Mary Francis Mgmt For TNA N/A
14 Appointment of Auditor Mgmt For TNA N/A
15 Increase in Conditional Capital Mgmt For TNA N/A
16 Increase in Authorized Capital Mgmt For TNA N/A
17 Cancellation of Authorized Capital Mgmt For TNA N/A
(Swiss Reinsurance Company Ltd)
18 Additional and/or Counter Proposals; ShrHoldr Abstain TNA N/A
No additional proposals have been
submitted at this time
-----------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SYNN CINS H84140112 04/23/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Ratification of Board and Management Mgmt For TNA N/A
Acts
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Elect Michael Mack Mgmt For TNA N/A
8 Elect Jacques Vincent Mgmt For TNA N/A
9 Elect Eleni Gabre-Madhin Mgmt For TNA N/A
10 Elect Eveline Saupper Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Additional and/or counter proposals; ShrHoldr For TNA N/A
no additional and/or counter proposals
have been submitted at this time
|
-----------------------------------------------------------------------------------------------------------------------------
TAIWAN
SEMICONDUCTOR
MANUFACTURING CO.,
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
2330 CUSIP 874039100 06/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Procedural Rules Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP H84989104 03/06/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Pierre R. Brondeau Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect William A. Jeffrey Mgmt For For For
4 Elect Thomas J. Lynch Mgmt For For For
5 Elect Yong Nam Mgmt For For For
6 Elect Daniel J. Phelan Mgmt For For For
7 Elect Frederic M. Poses Mgmt For For For
8 Elect Lawrence S. Smith Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect David P. Steiner Mgmt For For For
11 Elect John C. Van Scoter Mgmt For For For
12 2012 Annual Report Mgmt For For For
13 Statutory Financial Statements Mgmt For For For
14 Consolidated Financial Statements Mgmt For For For
15 Release Board of Directors and Mgmt For For For
Executive Officers
16 Deloitte & Touche Mgmt For For For
17 Deloitte AG, Zurich Mgmt For For For
18 PricewaterhouseCoopers AG, Zurich Mgmt For For For
19 Advisory Vote on Executive Compensation Mgmt For For For
20 Declaration of Dividend Mgmt For For For
21 Renewal of Authorized Capital Mgmt For For For
22 Reduction of Share Capital Under the Mgmt For For For
Share Repurchase Program
23 Right to Adjourn Meeting Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY
LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEL CUSIP H84989104 07/25/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Reallocation of Legal Reserves to Free Mgmt For For For
Reserves
2 Right to Adjourn Meeting Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
TECHNIP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEC CINS F90676101 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Profits/Dividends Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Related Party Transactions Mgmt For For For
8 Elect Alexandra Bech Gjorv Mgmt For For For
9 Ratification of the Co-option of Mgmt For For For
Alexandra Bech Gjorv
10 Elect Marie-Ange Debon Mgmt For For For
11 Elect Gerard Hauser Mgmt For For For
12 Elect Joseph Rinaldi Mgmt For For For
13 Elect Manisha Girotra Mgmt For For For
14 Elect Pierre-Jean Sivignon Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Authority to Repurchase Shares Mgmt For For For
17 Authority to Issue Restricted Shares Mgmt For For For
to Employees
18 Authority to Issue Restricted Shares Mgmt For For For
to Corporate Officers
19 Authority to Grant Stock Options to Mgmt For For For
Employees
20 Authority to Grant Stock Options to Mgmt For For For
Corporate Officers
21 Authority to Increase Capital Through Mgmt For For For
Employee Savings Plan
22 Authorization of Legal Formalities Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
TECO ELECTRIC AND
MACHINERY CO
TICKER SECURITY ID: MEETING DATE MEETING STATUS
1504 CINS Y8563V106 06/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Taiwan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Accounts and Reports Mgmt For For For
9 Amendments to Procedural Rules: Mgmt For For For
Capital Loans
10 Amendments to Procedural Rules: Mgmt For For For
Endorsements and Guarantees
11 Amendments to Procedural Rules: Mgmt For For For
Acquisition and Disposal of Assets
12 Elect WU Jingxiong Mgmt For For For
13 Non-compete Restrictions for Directors Mgmt N/A For N/A
-----------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA
S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TIT CINS T92778108 04/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports; Allocation of Mgmt For For For
Loss/Dividends
2 Remuneration Report Mgmt For For For
3 Election of Statutory Auditors Mgmt For For For
4 Employee Stock Purchase Plan Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA
S.P.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TIT CINS T92778108 10/18/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Italy
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Proposed Settlement with Former Mgmt For For For
Executive Director Carlo Orazio Buora
2 Proposal to Start Corporate Liability Mgmt For For For
Action
3 Proposed Settlement with Former Mgmt For For For
Executive Director Riccardo Ruggiero
4 Proposal to Start Corporate Liability Mgmt For For For
Action
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEF CINS 879382109 05/30/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Spain
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends; Ratification of
Board Acts
3 Elect Jose Maria Abril Perez Mgmt For For For
4 Elect Jose Fernando de Almansa Mgmt For For For
Moreno-Barreda
5 Elect Maria Eva Castillo Sanz Mgmt For For For
6 Elect Luiz Fernando Furlan Mgmt For For For
7 Elect Francisco Javier de Paz Mancho Mgmt For For For
8 Elect Santiago Fernandez Valbuena Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Amendments to Articles Mgmt For For For
12 Consolidation of Articles Mgmt For For For
13 Amendments to General Meeting Mgmt For For For
Regulations
14 Special Dividend Mgmt For For For
15 Authority to Issue Convertible Mgmt For For For
Securities w/ or w/o Preemptive Rights
16 Authority to Carry Out Formalities Mgmt For For For
17 Remuneration Report Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
TESCO PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TSCO CINS G87621101 06/28/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Olivia Garfield Mgmt For For For
5 Elect Sir Richard Broadbent Mgmt For For For
6 Elect Philip Clarke Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Patrick Cescau Mgmt For For For
9 Elect Stuart Chambers Mgmt For For For
10 Elect Ken Hanna Mgmt For For For
11 Elect Laurie McIlwee Mgmt For For For
12 Elect Deanna W. Oppenheimer Mgmt For For For
13 Elect Jacqueline Tammenoms Bakker Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Authority to Repurchase Shares Mgmt For For For
19 Authorisation of Political Donations Mgmt For For For
20 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
TEVA
PHARMACEUTICAL
INDUSTRIES LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TEVA CUSIP 881624209 09/12/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Allocation of Profits/Dividends Mgmt For For For
2 Elect Phillip Frost Mgmt For Against Against
3 Elect Roger Abravanel Mgmt For For For
4 Elect Richard Lerner Mgmt For For For
5 Elect Galia Maor Mgmt For For For
6 Elect Erez Vigodman Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Fee and Reimbursement to Chairman Mgmt For For For
Phillip Frost
9 Payment to Vice Chairman Moshe Many Mgmt For For For
10 Amendments to Articles Mgmt For For For
11 Indemnification of Directors/Officers Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
-----------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP
HOLDINGS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
BKG CINS G1191G120 09/05/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For Against Against
3 Elect Greg Fry Mgmt For For For
4 Elect Alison Nimmo Mgmt For For For
5 Elect Veronica Wadley Mgmt For For For
6 Elect Glyn Barker Mgmt For For For
7 Elect Tony Pidgley Mgmt For For For
8 Elect Rob Perrins Mgmt For For For
9 Elect Nick Simpkin Mgmt For For For
10 Elect Karl Whiteman Mgmt For For For
11 Elect Sean Ellis Mgmt For For For
12 Elect David Howell Mgmt For Against Against
13 Elect Alan Coppin Mgmt For Against Against
14 Elect John Armitt Mgmt For Against Against
15 Appointment of Auditor Mgmt For Against Against
16 Authority to Set Auditor's Fees Mgmt For Against Against
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Repurchase Shares Mgmt For For For
20 Authorisation of Political Donations Mgmt For For For
21 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
22 Related Party Transaction (Tony Mgmt For Against Against
Pidgley)
23 Related Party Transaction (Greg Fry) Mgmt For Against Against
24 Amendment to the 2011 Long Term Mgmt For Against Against
Incentive Plan
|
-----------------------------------------------------------------------------------------------------------------------------
THE DAI-ICHI LIFE
INSURANCE CO LTD
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8750 CINS J09748104 06/24/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Amendment to the Equity Compensation Mgmt For For For
Plan
5 Elect Hiroshi Kanai Mgmt For For For
6 Elect Norimitsu Horio Mgmt For For For
7 Elect Takashi Kawashima Mgmt For Against Against
-----------------------------------------------------------------------------------------------------------------------------
THE ROYAL BANK OF
SCOTLAND GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBS CINS G7S86Z172 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Elect Sir Sandy Crombie Mgmt For For For
4 Elect Alison Davis Mgmt For For For
5 Elect Tony Di lorio Mgmt For For For
6 Elect Sir Philip Hampton Mgmt For For For
7 Elect Stephen Hester Mgmt For For For
8 Elect Penny Hughes Mgmt For For For
9 Elect Brendan R. Nelson Mgmt For For For
10 Elect Baroness Sheila Noakes Mgmt For For For
11 Elect Arthur F. Ryan Mgmt For For For
12 Elect Bruce W. Van Saun Mgmt For For For
13 Elect Philip Scott Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Auditor's Fees Mgmt For For For
16 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
18 Scrip Dividend Mgmt For For For
19 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
20 Authorisation of Political Donations Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
THE ROYAL BANK OF
SCOTLAND GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
RBS CINS G7S86Z172 05/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Authority to Issue Equity Convertible Mgmt For For For
Notes
2 Disapply Preemption Rights (Equity Mgmt For For For
Convertible Notes)
3 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
THE SAGE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGE CINS G7771K134 03/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Donald Brydon Mgmt For For For
4 Elect Guy Berruyer Mgmt For For For
5 Elect Paul Harrison Mgmt For For For
6 Elect Tamara Ingram Mgmt For For For
7 Elect Ruth Markland Mgmt For For For
8 Elect Ian Mason Mgmt For For For
9 Elect Mark Rolfe Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Set Auditor's Fees Mgmt For For For
12 Directors' Remuneration Report Mgmt For For For
13 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
16 Authority to Repurchase Shares Mgmt For For For
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
19 Directors' Fees Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
THE SAGE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
SGE CINS G7771K134 06/03/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Share Consolidation Mgmt For For For
2 Authority to Repurchase Shares Mgmt For For For
3 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
4 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
|
-----------------------------------------------------------------------------------------------------------------------------
THE WEIR GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WEIR CINS G95248137 05/01/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For For For
4 Elect Charles Berry Mgmt For For For
5 Elect Keith Cochrane Mgmt For For For
6 Elect Alan Ferguson Mgmt For For For
7 Elect Melanie Gee Mgmt For For For
8 Elect Richard Menell Mgmt For For For
9 Elect John Mogford Mgmt For For For
10 Elect Lord George Robertson Mgmt For For For
11 Elect Lord Robert Smith of Kelvin Mgmt For For For
12 Elect Jon Stanton Mgmt For For For
13 Appointment of Auditor Mgmt For Against Against
14 Authority to Set Auditor's Fees Mgmt For Against Against
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
-----------------------------------------------------------------------------------------------------------------------------
THK CO., LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6481 CINS J83345108 06/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Amendments to Articles Mgmt For For For
4 Elect Akihiro Teramachi Mgmt For Against Against
5 Elect Toshihiro Teramachi Mgmt For For For
6 Elect Hiroshi Imano Mgmt For For For
7 Elect Takashi Ohkubo Mgmt For For For
8 Elect Tetsuya Hayashida Mgmt For For For
9 Elect Junichi Kuwabara Mgmt For For For
10 Elect Takanobu Hoshino Mgmt For For For
11 Elect Nobuyuki Maki Mgmt For For For
12 Elect Hideyuki Kiuchi Mgmt For For For
13 Elect Junichi Sakai Mgmt For For For
14 Elect Hirokazu Ishikawa Mgmt For For For
15 Elect Junji Shimomaki Mgmt For For For
16 Elect Kaoru Hoshide Mgmt For For For
17 Elect Akihiko Kambe Mgmt For For For
18 Elect Sakae Itoh Mgmt For For For
19 Elect Masaaki Kainoshoh Mgmt For For For
20 Elect Shizuo Watanabe as Statutory Mgmt For For For
Auditor
|
-----------------------------------------------------------------------------------------------------------------------------
TIM PARTICIPACOES
SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TCSL4 CUSIP 88706P205 04/11/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Capital Expenditure Budget Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Election of Board Member(s) Mgmt For Against Against
Representative of Minority Shareholders
5 Election of Supervisory Council Mgmt For Against Against
Member(s) Representative of Minority
Shareholders
6 Remuneration Policy Mgmt For Against Against
7 Cooperation and Support Agreement Mgmt For For For
8 Amendment to Audit Committee Mgmt For For For
Regulations
-----------------------------------------------------------------------------------------------------------------------------
TORONTO-DOMINION
BANK
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TD CUSIP 891160509 04/04/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Canada
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect William E. Bennett Mgmt For For For
1.2 Elect Hugh J. Bolton Mgmt For For For
1.3 Elect John L. Bragg Mgmt For For For
1.4 Elect Amy W. Brinkley Mgmt For For For
1.5 Elect W. Edmund Clark Mgmt For For For
1.6 Elect Colleen A. Goggins Mgmt For For For
1.7 Elect Henry H. Ketcham Mgmt For For For
1.8 Elect Brian M. Levitt Mgmt For For For
1.9 Elect Harold H. MacKay Mgmt For For For
1.10 Elect Karen E. Maidment Mgmt For For For
1.11 Elect Irene Ruth Miller Mgmt For For For
1.12 Elect Nadir H. Mohamed Mgmt For For For
1.13 Elect Wilbur J. Prezzano Mgmt For For For
1.14 Elect Helen K. Sinclair Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Executive Compensation Mgmt For For For
4 Shareholder Proposal Regarding Mgmt Against Against For
Governance of Pension Plans
5 Shareholder Proposal Regarding Mgmt Against Against For
Equitable Treatment Under Pension Plans
6 Shareholder Proposal Regarding Pay Mgmt Against Against For
Ratio
7 Shareholder Proposal Regarding Mgmt Against Against For
Executive Gender Equality
8 Shareholder Proposal Regarding Mgmt Against Against For
Disclosure of Summary of Annual Meeting
9 Shareholder Proposal Regarding Mgmt Against Against For
Director Elections
10 Shareholder Proposal Regarding Vote on Mgmt Against Against For
Director and Executive Compensation
11 Shareholder Proposal Regarding Mgmt Against Against For
Restricting Compensation
|
-----------------------------------------------------------------------------------------------------------------------------
TOTAL SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
FP CINS F92124100 05/17/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Allocation of Profits/Dividends Mgmt For For For
8 Authority to Repurchase Shares Mgmt For For For
9 Elect Thierry Desmarest Mgmt For Against Against
10 Elect Gunnar Brock Mgmt For For For
11 Elect Gerard Lamarche Mgmt For Against Against
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Charles Keller Mgmt For For For
14 Elect Philippe Marchandise Mgmt Against Against For
15 Directors' Fees Mgmt For For For
16 Authority to Grant Stock Options Mgmt For For For
17 Employee Stock Purchase Plan Mgmt For For For
18 Shareholder Proposal Regarding ShrHoldr Against Against For
Creation of an Independent Ethics
Committee
19 Shareholder Proposal Regarding Linking ShrHoldr Against Against For
Executive Pay to Industrial Safety
20 Shareholder Proposal Regarding ShrHoldr Against Against For
Diversity Label
21 Shareholder Proposal Regarding ShrHoldr Against Against For
Employee Representation on
Compensation Committee
22 Shareholder Proposal Regarding Loyalty ShrHoldr Against Against For
Dividend
-----------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
7203 CINS J92676113 06/14/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Takeshi Uchiyamada Mgmt For Against Against
4 Elect Akio Toyoda Mgmt For For For
5 Elect Satoshi Ozawa Mgmt For For For
6 Elect Nobuyori Kodaira Mgmt For For For
7 Elect Mitsuhisa Katoh Mgmt For For For
8 Elect Masamoto Maekawa Mgmt For For For
9 Elect Mamoru Furuhashi Mgmt For For For
10 Elect Yasumori Ihara Mgmt For For For
11 Elect Seiichi Sudoh Mgmt For For For
12 Elect Kohei Saga Mgmt For For For
13 Elect Kiyotaka Ise Mgmt For For For
14 Elect Shigeki Terashi Mgmt For For For
15 Elect Yoshimasa Ishii Mgmt For For For
16 Elect Ikuo Uno Mgmt For Against Against
17 Elect Haruhiko Katoh Mgmt For For For
18 Elect Mark T. Hogan Mgmt For Against Against
19 Amendments to Articles Mgmt For For For
20 Bonus Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
TOYOTA TSUSHO
CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
8015 CINS J92719111 06/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Junzoh Shimizu Mgmt For Against Against
4 Elect Yoshio Shirai Mgmt For For For
5 Elect Jun Karube Mgmt For For For
6 Elect Mikio Asano Mgmt For For For
7 Elect Yasuhiko Yokoi Mgmt For For For
8 Elect Hiroki Sawayama Mgmt For For For
9 Elect Takumi Shirai Mgmt For For For
10 Elect Kuniaki Yamagiwa Mgmt For For For
11 Elect Sohichiroh Matsudaira Mgmt For For For
12 Elect Takashi Hattori Mgmt For For For
13 Elect Yoshiki Miura Mgmt For For For
14 Elect Yuuichi Ohi Mgmt For For For
15 Elect Hideki Yanase Mgmt For For For
16 Elect Seiichiroh Adachi as Statutory Mgmt For Against Against
Auditor
17 Bonus Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
TRAVIS PERKINS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TPK CINS G90202105 05/23/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Tony Buffin Mgmt For For For
4 Elect Christopher J. Bunker Mgmt For For For
5 Elect John Coleman Mgmt For For For
6 Elect Andrew H. Simon Mgmt For For For
7 Elect Ruth Anderson Mgmt For For For
8 Elect Geoff Cooper Mgmt For For For
9 Elect John K. Carter Mgmt For For For
10 Elect Robert M. Walker Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Directors' Remuneration Report Mgmt For For For
14 Deferred Share Bonus Plan Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14
Days
18 Authority to Repurchase Shares Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
TLW CINS G91235104 05/08/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Elect Anne Drinkwater Mgmt For For For
5 Elect Tutu Agyare Mgmt For For For
6 Elect David Bamford Mgmt For For For
7 Elect Ann Grant Mgmt For For For
8 Elect Aidan Heavey Mgmt For For For
9 Elect Steve Lucas Mgmt For For For
10 Elect Graham Martin Mgmt For For For
11 Elect Angus McCoss Mgmt For For For
12 Elect Paul McDade Mgmt For For For
13 Elect Ian Springett Mgmt For For For
14 Elect Simon R. Thompson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Auditor's Fees Mgmt For For For
17 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
18 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
19 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
20 Tullow Incentive Plan Mgmt For Against Against
21 Employee Share Award Plan Mgmt For Against Against
22 Share Incentive Plan Renewal Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
TURKIYE HALK
BANKASI AS
TICKER SECURITY ID: MEETING DATE MEETING STATUS
HALKB CINS M9032A106 03/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Special Turkey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Opening; Election of Presiding Chairman Mgmt For For For
3 Minutes Mgmt For For For
4 Reports Mgmt For For For
5 Accounts; Allocation of Mgmt For For For
Profits/Dividend
6 Ratification of Board and Statutory Mgmt For For For
Auditors' Acts
7 Authority to Issue Bonds Mgmt For For For
8 Amendments to Articles Mgmt For For For
9 Election of Directors Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Election of Statutory Auditors Mgmt For Against Against
12 Appointment of Independent Auditor Mgmt For Against Against
13 Internal Regulation of General Assembly Mgmt For For For
14 Reports on Company Policies Mgmt For For For
15 Report on Dematerialization of Shares Mgmt For For For
16 Charitable Donations Mgmt For For For
17 Wishes; Closing Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
UBISOFT
ENTERTAINMENT SA
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBI CINS F9396N106 09/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Mix France
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Losses Mgmt For For For
6 Consolidated Accounts and Reports Mgmt For For For
7 Related Party Transactions Mgmt For Against Against
8 Elect Yves Guillemot Mgmt For Against Against
9 Elect Gerard Guillemot Mgmt For Against Against
10 Elect Estelle Metayer Mgmt For Against Against
11 Authority to Repurchase Shares Mgmt For For For
12 Authority to Carry Out Formalities Mgmt For For For
13 Authority to Cancel Shares and Reduce Mgmt For For For
Capital
14 Authority to Increase Capital Through Mgmt For For For
Capitalizations
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Issue Shares and/or Mgmt For For For
Convertible Securites Through Private
Placement; Authority to Issue Debt
Instruments
18 Authority to Set Offering Price of Mgmt For Against Against
Shares
19 Authority to Increase Capital in Mgmt For For For
Consideration for Contributions in Kind
20 Authority to Increase Capital Under Mgmt For For For
Employee Savings Plan
21 Authority to Grant Stock Options Mgmt For For For
22 Authority to Issue Restricted Shares Mgmt For Against Against
to Employees
23 Authority to Increase Capital Under Mgmt For For For
Foreign Employee Savings Plan
24 Global Ceiling on Increases in Capital Mgmt For For For
25 Authority to Carry Out Formalities Mgmt For For For
26 Non-Voting Meeting Note N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
UBS AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UBSN CINS H89231338 05/02/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Dividend from Reserves Mgmt For TNA N/A
6 Ratification of Board and Management Mgmt For TNA N/A
Acts
7 Elect Axel A Weber Mgmt For TNA N/A
8 Elect Michel Demare Mgmt For TNA N/A
9 Elect David Sidwell Mgmt For TNA N/A
10 Elect Rainer-Marc Frey Mgmt For TNA N/A
11 Elect Ann Godbehere Mgmt For TNA N/A
12 Elect Axel Lehmann Mgmt For TNA N/A
13 Elect Helmut Panke Mgmt For TNA N/A
14 Elect William Parrett Mgmt For TNA N/A
15 Elect Isabelle Romy Mgmt For TNA N/A
16 Elect Beatrice Weder di Mauro Mgmt For TNA N/A
17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A
18 Elect Reto Francioni Mgmt For TNA N/A
19 Appointment of Auditor Mgmt For TNA N/A
20 Transaction of Other Business Mgmt For TNA N/A
-----------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
UNA CINS N8981F271 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Netherlands
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports; Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Executive Directors' Mgmt For For For
Acts
4 Ratification of Non-Executive Mgmt For For For
Directors' Acts
5 Elect Paul Polman Mgmt For For For
6 Elect Jean-Marc Huet Mgmt For For For
7 Elect Louise O. Fresco Mgmt For For For
8 Elect Ann M. Fudge Mgmt For For For
9 Elect Charles E. Golden Mgmt For For For
10 Elect Byron E. Grote Mgmt For For For
11 Elect Hixonia Nyasulu Mgmt For For For
12 Elect Malcolm Rifkind Mgmt For For For
13 Elect Kees J. Storm Mgmt For For For
14 Elect Michael Treschow Mgmt For For For
15 Elect Paul S. Walsh Mgmt For Against Against
16 Elect Laura M. Cha Mgmt For For For
17 Elect Mary Ma Mgmt For For For
18 Elect John Rishton Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
21 Authority to Repurchase Shares Mgmt For For For
22 Authority to Cancel Shares Mgmt For For For
23 Non-Voting Agenda Item N/A N/A N/A N/A
|
-----------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS
BANK LIMITED
TICKER SECURITY ID: MEETING DATE MEETING STATUS
U11 CINS V96194127 04/25/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Singapore
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Fees To WEE Cho Yaw Mgmt For Against Against
5 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
6 Elect WEE Ee Cheong Mgmt For For For
7 Elect Franklin Leo Lavin Mgmt For For For
8 Elect James KOH Cher Siang Mgmt For For For
9 Elect ONG Yew Huat Mgmt For For For
10 Elect WEE Cho Yaw Mgmt For Against Against
11 Elect CHAM Tao Soon Mgmt For Against Against
12 Authority to Issue Shares w/ or w/o Mgmt For For For
Preemptive Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Scrip Dividend Mgmt For Against Against
17 Authority to Issue Preferred Shares Mgmt For Against Against
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Shares Mgmt For For For
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
-----------------------------------------------------------------------------------------------------------------------------
USINAS
SIDERURGICAS DE
MINAS GERAIS S.A.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
USIM5 CINS P9632E117 04/16/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Brazil
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Supervisory Council; Fees Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
VALEANT
PHARMACEUTICALS
INTERNATIONAL INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VRX CUSIP 91911K102 05/21/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1.1 Elect Ronald H. Farmer Mgmt For For For
1.2 Elect Robert A. Ingram Mgmt For For For
1.3 Elect Theo Melas-Kyriazi Mgmt For For For
1.4 Elect G. Mason Morfit Mgmt For For For
1.5 Elect Laurence E. Paul Mgmt For For For
1.6 Elect J. Michael Pearson Mgmt For For For
1.7 Elect Robert N. Power Mgmt For For For
1.8 Elect Norma A. Provencio Mgmt For For For
1.9 Elect Howard B. Schiller Mgmt For Withhold Against
1.10 Elect Lloyd M. Segal Mgmt For For For
1.11 Elect Katharine B. Stevenson Mgmt For For For
2 Advisory Vote on Executive Compensation Mgmt For Against Against
3 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
4 Change of Continuance Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VOD CINS G93882135 07/24/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Kleisterlee Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Andy Halford Mgmt For For For
5 Elect Steve Pusey Mgmt For For For
6 Elect Renee James Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For For For
10 Elect Anne Lauvergeon Mgmt For For For
11 Elect Luc Vandevelde Mgmt For For For
12 Elect Anthony Watson Mgmt For For For
13 Elect Philip Yea Mgmt For For For
14 Allocation of Profits/Dividends Mgmt For For For
15 Directors' Remuneration Report Mgmt For For For
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Auditor's Fees Mgmt For For For
18 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
19 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
20 Authority to Repurchase Shares Mgmt For For For
21 Authorisation of Political Donations Mgmt For For For
22 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
VOW CINS D94523145 04/25/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Germany
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Profits/Dividends Mgmt For TNA N/A
7 Ratify Martin Winterkorn Mgmt For TNA N/A
8 Ratify Francisco Javier Garcia Sanz Mgmt For TNA N/A
9 Ratify Jochem Heizmann Mgmt For TNA N/A
10 Ratify Christian Klingler Mgmt For TNA N/A
11 Ratify Michael Macht Mgmt For TNA N/A
12 Ratify Horst Neumann Mgmt For TNA N/A
13 Ratify Leif Oestling Mgmt For TNA N/A
14 Ratify Hans Dieter Potsch Mgmt For TNA N/A
15 Ratify Rupert Stadler Mgmt For TNA N/A
16 Ratify Ferdinand Piech Mgmt For TNA N/A
17 Ratify Berthold Huber Mgmt For TNA N/A
18 Ratify Hussain Ali Al-Abdulla Mgmt For TNA N/A
19 Ratify Khalifa Jassim Al-Kuwari Mgmt For TNA N/A
20 Ratify Jorg Bode Mgmt For TNA N/A
21 Ratify Annika Falkengren Mgmt For TNA N/A
22 Ratify Michael Frenzel Mgmt For TNA N/A
23 Ratify Uwe Fritsch Mgmt For TNA N/A
24 Ratify Babette Frohlich Mgmt For TNA N/A
25 Ratify Peter Jacobs Mgmt For TNA N/A
26 Ratify David McAllister Mgmt For TNA N/A
27 Ratify Hartmut Meine Mgmt For TNA N/A
28 Ratify Peter Mosch Mgmt For TNA N/A
29 Ratify Bernd Osterloh Mgmt For TNA N/A
30 Ratify Hans Peter Piech Mgmt For TNA N/A
31 Ratify Ursula Piech Mgmt For TNA N/A
32 Ratify Ferdinand Oliver Porsche Mgmt For TNA N/A
33 Ratify Wolfgang Porsche Mgmt For TNA N/A
34 Ratify Wolfgang Ritmeier Mgmt For TNA N/A
35 Ratify Jurgen Stumpf Mgmt For TNA N/A
36 Ratify Bernd Wehlauer Mgmt For TNA N/A
37 Ratify Tomas Ziebler Mgmt For TNA N/A
38 Elect Wolfgang Porsche Mgmt For TNA N/A
39 Intra-company Control Agreements Mgmt For TNA N/A
40 Appointment of Auditor Mgmt For TNA N/A
|
-----------------------------------------------------------------------------------------------------------------------------
WESTFIELD GROUP
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WDC CINS Q97062105 05/29/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Frank P. Lowy Mgmt For For For
4 Re-elect Brian M. Schwartz Mgmt For For For
5 Re-elect Roy L. Furman Mgmt For For For
6 Re-elect Peter K. Allen Mgmt For For For
7 Elect Mark G. Johnson Mgmt For For For
8 Authorise Board to Repurchase Mgmt For For For
Securities
-----------------------------------------------------------------------------------------------------------------------------
WESTPAC BANKING
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WBC CINS Q97417101 12/13/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Australia
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Gordon Cairns Mgmt For For For
4 Elect Robert Elstone Mgmt For For For
5 Amendments to Constitution (Preference Mgmt For For For
Shares)
6 Amendments to Constitution (Other Mgmt For For For
Changes)
-----------------------------------------------------------------------------------------------------------------------------
WM MORRISON
SUPERMARKETS PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
MRW CINS G62748119 06/13/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United Kingdom
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Sir Ian Gibson Mgmt For For For
5 Elect Dalton Philips Mgmt For For For
6 Elect Trevor Strain Mgmt For For For
7 Elect Philip Cox Mgmt For For For
8 Elect Richard Gillingwater Mgmt For For For
9 Elect Penny Hughes Mgmt For For For
10 Elect Johanna Waterous Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Auditor's Fees Mgmt For For For
13 Authority to Repurchase Shares Mgmt For For For
14 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
15 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
16 Authority to Set General Meeting Mgmt For Against Against
Notice Period at 14 Days
|
-----------------------------------------------------------------------------------------------------------------------------
WOLSELEY PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WOS CINS G9736L108 11/29/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Report Mgmt For For For
3 Allocation of Profits/Dividends Mgmt For For For
4 Elect Tessa Bamford Mgmt For For For
5 Elect Michael Clarke Mgmt For For For
6 Elect Gareth Davis Mgmt For For For
7 Elect Andrew Duff Mgmt For For For
8 Elect John Martin Mgmt For For For
9 Elect Ian Meakins Mgmt For For For
10 Elect Frank Roach Mgmt For For For
11 Elect Michael Wareing Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Auditor's Fees Mgmt For For For
14 Authorisation of Political Donations Mgmt For For For
15 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
16 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
17 Authority to Repurchase Shares Mgmt For For For
18 Special Dividend and Share Mgmt For For For
Consolidation
19 Long Term Incentive Plan Mgmt For For For
20 Executive Share Option Plan Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
WPP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPP CINS G9788D103 06/12/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Accounts and Reports Mgmt For For For
2 Allocation of Profits/Dividends Mgmt For For For
3 Directors' Remuneration Report Mgmt For Against Against
4 Advisory Vote on Sustainability Report Mgmt For For For
5 Elect Colin Day Mgmt For Against Against
6 Elect Esther Dyson Mgmt For Against Against
7 Elect Orit Gadiesh Mgmt For Against Against
8 Elect Philip Lader Mgmt For Against Against
9 Elect Ruigang Li Mgmt For Against Against
10 Elect Mark Read Mgmt For For For
11 Elect Paul Richardson Mgmt For For For
12 Elect Jeffrey A. Rosen Mgmt For Against Against
13 Elect Timothy Shriver Mgmt For Against Against
14 Elect Martin Sorrell Mgmt For For For
15 Elect Solomon D. Trujillo Mgmt For For For
16 Elect Roger Agnelli Mgmt For For For
17 Elect Jacques Aigrain Mgmt For For For
18 Elect Hugo Shong Mgmt For For For
19 Elect Sally Susman Mgmt For For For
20 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
21 Authority to Issue Shares w/ Mgmt For For For
Preemptive Rights
22 Executive Performance Share Plan Mgmt For Against Against
23 Authority to Repurchase Shares Mgmt For For For
24 Authority to Issue Shares w/o Mgmt For For For
Preemptive Rights
-----------------------------------------------------------------------------------------------------------------------------
WPP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPP CINS G9787K108 12/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Court Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Arrangement Mgmt For For For
|
-----------------------------------------------------------------------------------------------------------------------------
WPP PLC
TICKER SECURITY ID: MEETING DATE MEETING STATUS
WPP CINS G9787K108 12/11/2012 Voted
MEETING TYPE COUNTRY OF TRADE
Special Jersey
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Migration of Tax Residence Mgmt For For For
2 Reduction in Share Premium Account Mgmt For For For
3 Change in Company Name Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
YAHOO JAPAN CORP.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
4689 CINS J95402103 06/20/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For For For
3 Elect Manabu Miyasaka Mgmt For For For
4 Elect Masayoshi Son Mgmt For Against Against
5 Elect Ken Miyauchi Mgmt For For For
6 Elect Yasuyuki Imai Mgmt For For For
7 Elect Kenneth Goldman Mgmt For For For
8 Elect Mitsuo Sano Mgmt For Against Against
9 Elect Kyohko Uemura Mgmt For For For
-----------------------------------------------------------------------------------------------------------------------------
YOKOGAWA ELECTRIC
CORPORATION
TICKER SECURITY ID: MEETING DATE MEETING STATUS
6841 CINS J97272124 06/26/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Japan
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Profits/Dividends Mgmt For For For
3 Elect Shuzoh Kaihori Mgmt For For For
4 Elect Takashi Nishijima Mgmt For For For
5 Elect Satoru Kurosu Mgmt For For For
6 Elect Hitoshi Nara Mgmt For For For
7 Elect Yasuroh Tanahashi Mgmt For For For
8 Elect Nobuo Katsumata Mgmt For For For
9 Elect Mitsudo Urano Mgmt For Against Against
10 Elect Kiyoshi Makino Mgmt For Against Against
11 Elect Satoru Mishibari Mgmt For Against Against
|
-----------------------------------------------------------------------------------------------------------------------------
YUE YUEN
INDUSTRIAL
(HOLDINGS) LTD.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
0551 CINS G98803144 05/31/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual Bermuda
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Profits/Dividends Mgmt For For For
5 Elect KUO Tai Yu Mgmt For Against Against
6 Elect CHAN Lu Min Mgmt For For For
7 Elect Patty TSAI Pei Chun Mgmt For For For
8 Elect KUO Li Lien Mgmt For For For
9 Elect HUANG Ming Fu Mgmt For For For
10 Elect Teresa YEN Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor and Authority Mgmt For For For
to Set Fees
13 Authority to Issue Shares w/o Mgmt For Against Against
Preemptive Rights
14 Authority to Repurchase Shares Mgmt For For For
15 Authority to Issue Repurchased Shares Mgmt For Against Against
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YUM BRANDS, INC.
TICKER SECURITY ID: MEETING DATE MEETING STATUS
YUM CUSIP 988498101 05/15/2013 Voted
MEETING TYPE COUNTRY OF TRADE
Annual United States
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Elect Michael J. Cavanagh Mgmt For For For
2 Elect David W. Dorman Mgmt For For For
3 Elect Massimo Ferragamo Mgmt For For For
4 Elect Mirian M. Graddick-Weir Mgmt For For For
5 Elect J. David Grissom Mgmt For For For
6 Elect Bonnie G. Hill Mgmt For For For
7 Elect Jonathan S. Linen Mgmt For For For
8 Elect Thomas C. Nelson Mgmt For For For
9 Elect David C. Novak Mgmt For For For
10 Elect Thomas M. Ryan Mgmt For For For
11 Elect Jing-Shyh S. Su Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Executive Compensation Mgmt For For For
15 Approval of Material Terms Under the Mgmt For For For
Long Term Incentive Plan
16 Shareholder Proposal Regarding ShrHoldr Against Against For
Recycling Strategy for Food and
Beverage Packaging
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ZURICH INSURANCE
GROUP AG
TICKER SECURITY ID: MEETING DATE MEETING STATUS
ZURN CINS H9870Y105 04/04/2013 Take No Action
MEETING TYPE COUNTRY OF TRADE
Annual Switzerland
ISSUE NO. DESCRIPTION PROPONENT MGMT REC VOTE CAST FOR/AGNST
MGMT
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Allocation of Profits Mgmt For TNA N/A
6 Dividend from Reserves Mgmt For TNA N/A
7 Ratification of Board and Management Mgmt For TNA N/A
Acts
8 Elect Monica Machler Mgmt For TNA N/A
9 Elect Susan S. Bies Mgmt For TNA N/A
10 Elect Victor Chu Lap Lik Mgmt For TNA N/A
11 Elect Rolf Watter Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Additional and/or counter-proposals; ShrHoldr N/A TNA N/A
no additional proposals have been
submitted at this time
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SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Russell Investment Funds
By (Signature and Title)* /s/ Mark Swanson
-------------------------------------------------------
Treasurer
|
Date 8/23/13
* Print the name and title of each signing officer under his or her
signature.
1
Aberdeen Greater China Fund, (NYSE:GCH)
過去 株価チャート
から 6 2024 まで 7 2024
Aberdeen Greater China Fund, (NYSE:GCH)
過去 株価チャート
から 7 2023 まで 7 2024