Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
2024年8月20日 - 6:48AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.5)*
Bausch Health Companies
Inc.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
071734107
(CUSIP Number)
Jesse A. Lynn, Esq.
Icahn Capital LP
16690 Collins Avenue
Sunny Isles Beach, FL 33160
(305) 422-4100
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and Communications)
August 19, 2024
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box ¨.
NOTE: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be
filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
SCHEDULE
13D
This Amendment No. 5 amends the Schedule
13D filed with the Securities and Exchange Commission (the “SEC”) on February 11, 2021 relating to the Reporting Persons’
interests in the Shares of the Issuer (as previously amended, the “Schedule 13D”), for the purpose of complying with the SEC’s
amended disclosure requirements under Item 2 of Schedule 13D, effective as of August 19, 2024 as set forth herein. Capitalized terms
used but not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13D.
Item 2. Identity and Background
Item 2 of the Schedule 13D is hereby amended and
supplemented as follows:
On August 19, 2024, Icahn
Enterprises L.P. (“IEP”) and Carl C. Icahn entered into settlement agreements with the SEC, in connection with its inquiry
previously disclosed by IEP. In connection with that settlement, the SEC entered an order in an administrative proceeding that contains
non-scienter based findings that IEP failed to disclose in its Forms 10-K for the years 2018, 2019 and 2020 that Mr. Icahn pledged
IEP securities as collateral to secure personal margin loans as required by Item 403(b) of Regulation S-K. The order relating to
Mr. Icahn contains non-scienter based findings that, while Mr. Icahn’s prior Schedule 13D filings generally disclosed
that he had pledged IEP depository units as collateral for personal margin loans, subsequent Schedule 13D filings were not amended to
describe loan agreements and amendments to loan agreements or to attach guarantees as required by Items 6 and 7 of Schedule 13D. Without
admitting or denying the SEC’s allegations (other than with respect to the SEC’s jurisdiction), under the terms of the settlements,
(i) IEP consented to the entry of an order requiring it to pay a civil penalty of $1.5 million and to cease and desist from violations
and any future violations of Section 13(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
and Rule 13a-1 thereunder, and (ii) Mr. Icahn consented to the entry of an order requiring him to pay a civil penalty of
$500,000 and to cease and desist from committing or causing any violations of Section 13(d)(2) of the Exchange Act and Rule 13d-2(a) thereunder.
SIGNATURE
After reasonable inquiry and to the best of each
of the undersigned knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete
and correct.
Dated: August 19, 2024
ICAHN PARTNERS MASTER FUND LP
ICAHN OFFSHORE LP
ICAHN PARTNERS LP
ICAHN ONSHORE LP
ICAHN CAPITAL LP
By: |
/s/
Jesse Lynn |
|
Name: |
Jesse Lynn |
|
Title: |
Chief Operating Officer |
|
IPH GP LLC
By: Icahn Enterprises Holdings L.P., its sole member
By: Icahn Enterprises G.P. Inc., its general partner
ICAHN ENTERPRISES HOLDINGS L.P.
By: Icahn Enterprises G.P. Inc., its general partner
ICAHN ENTERPRISES G.P. INC.
By: |
/s/ Ted Papapostolou |
|
Name: |
Ted Papapostolou |
|
Title: |
Chief Financial Officer |
|
BECKTON CORP.
By: |
/s/ Ted Papapostolou |
|
Name: |
Ted Papapostolou |
|
Title: |
Vice President |
|
Carl C. Icahn
[Signature Page of Schedule 13D Amendment
No. 5- Bausch Health Companies Inc.]
Bausch Health Companies (NYSE:BHC)
過去 株価チャート
から 7 2024 まで 8 2024
Bausch Health Companies (NYSE:BHC)
過去 株価チャート
から 8 2023 まで 8 2024