UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 5, 2007

AXS-ONE INC.

(Exact name of Registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

     
1-13591
(Commission File Number)
  13-2966911
(IRS Employer Identification No.)
     

301 Route 17 North, Rutherford, New Jersey 07070
(Address of principal executive offices, including zip code)

(201) 935-3400
(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 



Item 8.01. Other Events

In accordance with prior announcements, the voluntary removal of AXS-One Inc.’s common stock listing from the American Stock Exchange became effective following the close of the market on November 5, 2007. On November 6, 2007, AXS-One Inc. common stock will begin to trade on the OTC Bulletin Board under the ticker symbol AXSO.

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 

 

AXS-ONE INC.

 

 

 


Date: November 6, 2007

 

By: 

 
/s/ Joseph P. Dwyer

 

 

 

Joseph P. Dwyer
Executive Vice President, Chief Financial Officer and Treasurer

 

 

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