Axs One Inc - Current report filing (8-K)
2007年11月6日 - 6:51AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported):
November 5, 2007
AXS-ONE INC.
(Exact name of Registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
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1-13591
(Commission File Number)
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13-2966911
(IRS Employer Identification No.)
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301 Route 17 North, Rutherford, New Jersey 07070
(Address of principal executive offices, including zip code)
(201) 935-3400
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events
In accordance with prior announcements, the voluntary removal of AXS-One Inc.s common stock listing from the American Stock Exchange became effective following the close of the market on November 5, 2007. On November 6, 2007, AXS-One Inc. common stock will begin to trade on the OTC Bulletin Board under the ticker symbol AXSO.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AXS-ONE INC.
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Date: November 6, 2007
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By:
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/s/ Joseph P. Dwyer
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Joseph P. Dwyer
Executive Vice President, Chief Financial Officer and Treasurer
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