Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
2023年8月22日 - 12:28AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Aegon N.V.
(Name of Issuer)
Common Shares, par value 0.12 per share
(Title of Class of Securities)
007924103
(CUSIP Number)
J.O. van Klinken
General Counsel
Aegonplein 50, 2591 TV
The Hague, The Netherlands
+31 610198362
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 16, 2023
(Date of Event Which Requires Filing of This Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
Note: Schedules filed in paper
format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 007924103 |
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13D |
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Page 1 of 4 pages |
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1 |
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Names of Reporting Persons
Vereniging AEGON |
2 |
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Check the Appropriate Box
if a Member of a Group (a) ☐ (b) ☐
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3 |
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SEC Use Only
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4 |
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Source of Funds (See
Instructions) OO |
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Check if disclosure of
legal proceedings is required pursuant to Items 2(d) or 2(e)
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Citizenship or Place of
Organization The
Netherlands |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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Sole Voting Power
315,532,860* |
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8 |
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Shared Voting Power
0 |
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9 |
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Sole Dispositive Power
315,532,860* |
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10 |
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Shared Dispositive Power
0 |
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11 |
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Aggregate Amount Beneficially Owned by Each Reporting Person
315,532,860* |
12 |
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Check if the Aggregate
Amount in Row (11) Excludes Certain Shares ☐ |
13 |
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Percent of
Class Represented by Amount in Row (11) 15.0%* |
14 |
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Type of Reporting
Person OO |
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Does not include 494,433,240 Common Shares B held by the Reporting Person, which, when combined with the Common
Shares reported herein, give the Reporting Person the power to vote 32.6% of the total voting power of the Issuer. |
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CUSIP No. 007924103 |
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13D |
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Page 2 of 4 pages |
EXPLANATORY NOTE
This Amendment No. 9 (Amendment No. 9) to Schedule 13D amends and supplements the statement on Schedule 13D originally
filed with the United States Securities and Exchange Commission (the SEC) on January 16, 1998 (as amended, the Schedule 13D), relating to the common shares, par value 0.12 per share (the Common
Shares), of Aegon N.V., a public limited company organized in the Netherlands (the Issuer). Capitalized terms used herein without definition shall have the meanings set forth in the Schedule 13D.
Item 4. |
Purpose of Transaction. |
Item 4 to the Schedule 13D is hereby amended and supplemented as follows:
Voting Undertaking Agreement
On
August 16, 2023, the members of the Reporting Person voted to instruct the board of the Reporting Person, subject to the boards fiduciary duties, to vote all of its Common Shares and Common Shares B (based on one vote per 40 Common Shares
B) at the Issuers next extraordinary general meetings in favor of the Issuers redomiciliation from the Netherlands to Bermuda, by way of (i) a conversion into a Luxembourg S.A. followed by (ii) a conversion into a Bermuda Ltd.
(the Redomiciliation). Following such vote of the members of the Reporting Person, the board of the Reporting Person is obligated, pursuant to the terms of the Voting Undertaking Agreement, dated as of June 29, 2023, between the
Issuer and the Reporting Person, and subject to the boards fiduciary duties, to vote all of such shares in favor of the Redomiciliation.
Common
Shares B Repurchase
On December 15, 2022, the Issuer repurchased 43,817,400 Common Shares B from the Reporting Person for an
aggregate amount of 5,113,578.21, in order to align the aggregate voting power of the Common Shares B held by the Reporting Person to 32.64% of the total voting securities of the Issuer, as specified in the Voting Rights Agreement.
Item 5. |
Interest in Securities of the Issuer. |
Item 5 to the Schedule 13D is hereby amended and restated in its entirety as follows:
(a) (b)
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Amount beneficially owned: 315,532,860 Common Shares |
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Percent of Class: 15.0% |
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Number of shares the Reporting Person has: |
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Sole power to vote or direct the vote: 315,532,860 Common Shares |
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Shared power to vote: 0 |
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CUSIP No. 007924103 |
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13D |
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Page 3 of 4 pages |
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Sole power to dispose or direct the disposition of: 315,532,860 Common Shares |
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Shared power to dispose or direct the disposition of: 0 |
The above percentage is based on 2,109,430,229 Common Shares outstanding as of June 30, 2023, as disclosed in the Issuers Form F-4/A filed with the SEC on July 13, 2023.
The amounts reported in this Item 5 do not include the
Common Shares B beneficially owned by the Reporting Person. The Reporting Person has the sole power to vote and dispose of 494,433,240 Common Shares B, which, when combined with the Common Shares reported above, give the Reporting Person the power
to vote 32.6% of the total voting power of the Issuer.
(c) |
During the past 60 days, the Reporting Person has not effected any transactions with respect to the Common
Shares. |
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CUSIP No. 007924103 |
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13D |
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Page 4 of 4 pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: August 21, 2023
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Vereniging AEGON |
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By: |
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/s/ L.J. Hijmans van den Bergh |
Name: |
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L.J. Hijmans van den Bergh |
Title: |
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Chairman |
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