Current Report Filing (8-k)
2017年4月1日 - 5:21AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 31, 2017
CROSSROADS CAPITAL, INC.
(Exact name of registrant as specified in its
charter)
Maryland
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000-53504
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26-2582882
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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128 N. 13th Street, #1100
Lincoln, Nebraska 68508
(Address of principal executive offices and
zip code)
Registrant’s telephone number, including
area code:
(402) 261-5345
Check the appropriate box below if the Form 8-K is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01
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Regulation FD Disclosure.
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On March 31, 2017, Crossroads
Capital, Inc. (the “Company”) issued a press release announcing the filing of its Annual Report on Form 10-K for the
year ended December 31, 2016 with the U.S. Securities and Exchange Commission.
A copy of the Company’s
press release dated March 31, 2017, is attached as Exhibit 99.1, and is incorporated herein by this reference.
Item 9.01
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Financial Statements and Exhibits.
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(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 31, 2017
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CROSSROADS CAPITAL, INC.
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By:
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/s/ Ben H. Harris
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Ben H. Harris
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President and Chief Executive Officer
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Crossroads Capital, Inc. (NASDAQ:XRDC)
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