UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO SECTION 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of September 2009

 

Commission File Number: 0-29350

 

VASOGEN INC.

(Translation of registrant’s name into English)

 

4 ROBERT SPECK PARKWAY. 15TH FLOOR
MISSISSAUGA, ONTARIO L4Z 1S1

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F     x

Form 40-F   o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1). ____

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes     o

No   x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_____________.

 

 

 

 

Exhibit

 

Title

 

 

 

99.1

 

Notice to the shareholders of Vasogen Inc. with respect to certain subsequent events following the filing on July 14, 2009 of Vasogen’s Interim Unaudited Financial Statements for the three and six Months ended May 31, 2009 and 2008, dated September 28, 2009, as filed with CSR on September 28, 2009

 

 

 

99.2

 

Amended Interim Consolidated Financial Statements of Vasogen Inc., for the three months and six months ended May 31, 2009 and 2008 (Unaudited), as filed with CSR on September 28, 2009

 

 

 

99.3

 

Forms 52-109F2R CEO/CFO Certification of Refiled Interim Filings

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

VASOGEN INC. 
(Registrant)

 

 

By: 



/s/ Graham Neil



Date: September 28, 2009

 

 

Name: Graham Neil
Title:  Vice President, Finance and
           Chief Financial Officer

 

 


EXHIBIT LIST

 

 

Exhibit

 

Title

 

 

 

99.1

 

Notice to the shareholders of Vasogen Inc. with respect to certain subsequent events following the filing on July 14, 2009 of Vasogen’s Interim Unaudited Financial Statements for the three and six Months ended May 31, 2009 and 2008, dated September 28, 2009, as filed with CSR on September 28, 2009

 

 

 

99.2

 

Amended Interim Consolidated Financial Statements of Vasogen Inc., for the three months and six months ended May 31, 2009 and 2008 (Unaudited), as filed with CSR on September 28, 2009

 

 

 

99.3

 

Forms 52-109F2R CEO/CFO Certification of Refiled Interim Filings

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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