CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Gabelli
Funds, LLC
I.D.
No. 13-4044523
|
|
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of funds (SEE INSTRUCTIONS)
00-Funds
of investment advisory clients
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
New
York
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
850,000 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
850,000 (Item
5)
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
850,000 (Item
5)
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
|
13
|
Percent
of class represented by amount in row (11)
2.19%
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IA
|
CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GAMCO
Asset Management Inc.
I.D.
No. 13-4044521
|
|
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of funds (SEE INSTRUCTIONS)
00-Funds
of investment advisory clients
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
New
York
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
2,213,111 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
2,359,111 (Item
5)
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
2,359,111 (Item
5)
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
|
13
|
Percent
of class represented by amount in row (11)
6.09%
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IA,
CO
|
CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Gabelli
Securities, Inc.
I.D.
No. 13-3379374
|
|
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of
funds
(SEE INSTRUCTIONS)
00
– Client Funds
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
Delaware
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
82,756 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
82,756
(Item
5)
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
82,756 (Item
5)
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
|
13
|
Percent
of class represented by amount in row (11)
0.21%
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
HC,
CO, IA
|
CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GGCP,
Inc.
I.D.
No. 13-3056041
|
|
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of
funds
(SEE INSTRUCTIONS)
None
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
New
York
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
None
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
None
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
|
13
|
Percent
of class represented by amount in row (11)
0.00%
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
HC,
CO
|
CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GAMCO
Investors,
Inc.
I.D.
No. 13-4007862
|
|
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of
funds
(SEE INSTRUCTIONS)
None
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
New
York
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
None
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
None
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
|
13
|
Percent
of class represented by amount in row (11)
None
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
HC,
CO
|
CUSIP
No. 705107100
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Mario
J. Gabelli
|
|
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|
3
|
Sec
use only
|
|
4
|
Source
of
funds
(SEE INSTRUCTIONS)
00
– Funds of Family Partnership
|
|
5
|
Check
box if disclosure of legal proceedings is required pursuant to items
2 (d)
or 2 (e)
|
|
6
|
Citizenship
or place of organization
USA
|
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
|
|
:
8
:
:
:
|
Shared
voting power
None
|
|
:
9
:
:
:
|
Sole
dispositive power
None
|
|
:10
:
:
:
|
Shared
dispositive power
None
|
|
11
|
Aggregate
amount beneficially owned by each reporting person
None
|
|
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
|
13
|
Percent
of class represented by amount in row (11)
0.00%
|
|
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IN
|
Item
1.
Security
and Issuer
This
Amendment No. 3 to Schedule 13D on
the Common Stock of The Topps Company, Inc. (the “Issuer”) is being filed on
behalf of the undersigned to amend the Schedule 13D, as amended (the “Schedule
13D”) which was originally filed on June 6, 2005. Unless otherwise
indicated, all capitalized terms used herein but not defined herein shall have
the same meanings as set forth in the Schedule 13D.
Item
2.
Identity
and Background
This
statement is being filed by Mario J. Gabelli (“Mario Gabelli”) and various
entities which he
directly
or indirectly controls or for which he acts as chief investment
officer. These entities, except for LICT Corporation (“LICT”), engage
in various aspects of the securities business, primarily as investment adviser
to various institutional and individual clients, including registered investment
companies and pension plans, and as general partner of various private
investment partnerships. Certain of these entities may also make
investments for their own accounts.
The
foregoing persons in the aggregate
often own beneficially more than 5% of a class of a particular
issuer. Although several of the foregoing persons are treated as
institutional investors for purposes of reporting their beneficial ownership
on
the short-form Schedule 13G, the holdings of those who do not qualify as
institutional investors may exceed the 1% threshold presented for filing on
Schedule 13G or implementation of their investment philosophy may from time
to
time require action which could be viewed as not completely
passive. In order to avoid any question as to whether their
beneficial ownership is being reported on the proper form and in order to
provide greater investment flexibility and administrative uniformity, these
persons have decided to file their beneficial ownership reports on the more
detailed Schedule 13D form rather than on the short-form Schedule 13G and
thereby to provide more expansive disclosure than may be necessary.
(a),
(b) and (c) - This statement is
being filed by one or more of the following persons: GGCP,
Inc. formerly known as Gabelli Group Capital Partners, Inc. (“GGCP”),
GAMCO Investors, Inc. formerly known as Gabelli Asset Management Inc. (“GBL”),
Gabelli Funds, LLC (“Gabelli Funds”), GAMCO Asset Management Inc. formerly known
as GAMCO Investors, Inc. (“GAMCO”), Gabelli Advisers, Inc. (“Gabelli Advisers”),
Gabelli Securities, Inc. (“GSI”), Gabelli & Company, Inc. (“Gabelli &
Company”), MJG Associates, Inc. (“MJG Associates”), Gabelli Foundation, Inc.
(“Foundation”), Mario Gabelli, and LICT. Those of the foregoing
persons signing this Schedule 13D are hereafter referred to as the “Reporting
Persons”.
GGCP
makes investments for its own
account and is the parent company of GBL. GBL, a public company
listed on the New York Stock Exchange, is the parent company for a variety
of
companies engaged in the securities business, including those named
below.
GAMCO,
a wholly-owned subsidiary of
GBL, is an investment adviser registered under the Investment Advisers Act
of
1940, as amended (“Advisers Act”). GAMCO is an investment manager
providing discretionary managed account services for employee benefit plans,
private investors, endowments, foundations and others.
GSI,
a majority-owned subsidiary of
GBL, is an investment adviser registered under the Advisers Act and serves
as a
general partner or investment manager to limited partnerships and offshore
investment companies. As a part of its business, GSI may purchase or
sell securities for its own account. It is the immediate parent of
Gabelli & Company. GSI is the general partner or investment manager of a
number of funds or partnerships, including Gabelli Associates Fund, Gabelli
Associates Fund II, Gabelli Associates Limited, ALCE Partners, L.P., and Gabelli
Multimedia Partners, L.P. GSI and Marc Gabelli own 45% and 55%,
respectively, of Gabelli Securities International Limited (“GSIL”). GSIL
provides investment advisory services to offshore funds and
accounts. GSIL is an investment advisor of Gabelli
International Gold Fund Limited, Gabelli European Partners, Ltd., and Gabelli
Global Partners, Ltd.
Gabelli
&
Company,
a wholly-owned
subsidiary of GSI, is a broker-dealer registered under the Securities Exchange
Act of 1934, as amended (“1934 Act”), which as a part of its business regularly
purchases and sells securities for its own account.
Gabelli
Funds, a wholly owned
subsidiary of GBL, is a limited liability company. Gabelli Funds is an
investment adviser registered under the Advisers Act which presently provides
discretionary managed account services for The Gabelli Equity Trust Inc., The
Gabelli Asset Fund, The GAMCO Growth Fund, The Gabelli Convertible and Income
Securities Fund Inc., The Gabelli Value Fund Inc., The Gabelli Small Cap Growth
Fund, The Gabelli Equity Income Fund, The Gabelli ABC Fund, The GAMCO Global
Telecommunications Fund, GAMCO Gold Fund, Inc., The Gabelli Global Multimedia
Trust Inc., The GAMCO Global Convertible Securities Fund, Gabelli Capital Asset
Fund, GAMCO International Growth Fund, Inc., The GAMCO Global Growth Fund,
The
Gabelli Utility Trust, The GAMCO Global Opportunity Fund, The Gabelli Utilities
Fund, The Gabelli Blue Chip Value Fund, The GAMCO Mathers Fund, The Gabelli
Woodland Small Cap Value Fund, The Comstock Capital Value Fund, The Comstock
Strategy Fund, The Gabelli Dividend and Income Trust, The Gabelli Global Utility
& Income Trust, The Gabelli Global Gold, Natural Resources, & Income
Trust, The Gabelli Global Deal Fund, and The Gabelli Healthcare & Wellness
Rx Trust (collectively, the “Funds”), which are registered investment
companies.
Gabelli
Advisers, a subsidiary of GBL,
is an investment adviser which provides discretionary advisory services to
The
GAMCO Westwood Mighty Mites
sm
Fund, The
GAMCO
Westwood Income Fund and The GAMCO Westwood Small Cap Fund.
MJG
Associates provides advisory
services to private investment partnerships and offshore funds. Mario
Gabelli is the sole shareholder, director and employee of MJG
Associates. MJG Associates is the Investment Manager of Gabelli
International Limited, Gabelli International II Limited, Gabelli Performance
Partnership, and Gabelli Fund, LDC.
The
Foundation is a private foundation. Mario Gabelli is the President, a
Trustee and the
Investment
Manager of the Foundation.
LICT
is a holding company with
operating subsidiaries engaged primarily in the rural telephone
industry. LICT actively pursues new business ventures and
acquisitions. LICT makes investments in marketable securities to
preserve capital and maintain liquidity for financing their business activities
and acquisitions and are not engaged in the business of investing, reinvesting,
or trading in securities. Mario J. Gabelli is a director, and
substantial shareholder of LICT.
Mario
Gabelli is the majority
stockholder and Chief Executive Officer of GGCP and Chairman and Chief Executive
Officer of GBL. GGCP is the majority shareholder of GBL. GBL, in
turn, is the sole stockholder of GAMCO. GBL is also the majority
stockholder of GSI and the largest shareholder of Gabelli
Advisers. Gabelli & Company is a wholly-owned subsidiary of
GSI.
The
Reporting Persons do not admit that
they constitute a group.
GGCP,
GBL, GAMCO, and Gabelli &
Company are New York corporations and GSI and Gabelli Advisers are Delaware
corporations, each having its principal business office at One Corporate Center,
Rye, New York 10580. Gabelli Funds is a New York limited liability
company having its principal business office at One Corporate Center, Rye,
New
York 10580. MJG Associates is a Connecticut corporation having its
principal business office at 140 Greenwich Avenue, Greenwich, CT
06830. The Foundation is a Nevada corporation having its principal
offices at 165 West Liberty Street, Reno, Nevada 89501. LICT is a
Delaware corporation having its principal place of business at 401 Theodore
Fremd Avenue, Rye, New York 10580.
For
information required by instruction
C to Schedule 13D with respect to the executive officers and directors of the
foregoing entities and other related persons (collectively, “Covered Persons”),
reference is made to Schedule I annexed hereto and incorporated herein by
reference.
(f)
-
Reference is made to Schedule I hereto.
Item
3.
Source
and Amount of Funds or Other Consideration
Item
3 to Schedule 13D is amended, in
pertinent part, as follows:
The
Reporting Persons used an aggregate
of approximately $4,860,637 to purchase the additional Securities reported
as
beneficially owned in Item 5. GAMCO and Gabelli Funds used approximately
$2,934,863 and $1,848,620 respectively, of funds that were provided through
the
accounts of certain of their investment advisory clients (and, in the case
of
some of such accounts at GAMCO, may be through borrowings from client margin
accounts) in order to purchase the additional Securities for such
clients. GSI used approximately $77,154 of client funds to purchase
the additional Securities for it.
Item
5.
Interest
In Securities Of The Issuer
Item
5 to Schedule 13D is amended, in
pertinent part, as follows:
The
aggregate number of Securities to which this Schedule 13D relates is 3,291,867
shares,
representing
8.49 % of the 38,764,650 shares outstanding as reported in the Issuer’s most
recent Form 10-Q for the quarter ended June 2, 2007. The Reporting Persons
beneficially own those Securities as follows:
|
Name
|
Shares
of
Common
Stock
|
%
of Class of
Common
|
|
Gabelli
Funds
|
850,000
|
2.19%
|
|
GAMCO
|
2,359,111
|
6.09%
|
|
GSI
|
82,756
|
0.21%
|
Mario
Gabelli is deemed to have beneficial ownership of the Securities owned
beneficially by each
of
the
foregoing persons. GSI is deemed to have beneficial ownership of the
Securities owned beneficially by Gabelli & Company. GBL and GGCP
are deemed to have beneficial ownership of the Securities owned beneficially
by
each of the foregoing persons other than Mario Gabelli and the
Foundation.
(b)
Each
of the Reporting Persons and Covered Persons has the sole power to vote or
direct the vote and sole power to dispose or to direct the disposition of the
Securities reported for it, either for its own benefit or for the benefit of
its
investment clients or its partners, as the case may be, except that (i) GAMCO
does not have authority to vote 146,000 of the reported shares, (ii) Gabelli
Funds has sole dispositive and voting power with respect to the shares of the
Issuer held by the Funds so long as the aggregate voting interest of all joint
filers does not exceed 25% of their total voting interest in the Issuer and,
in
that event, the Proxy Voting Committee of each Fund shall respectively vote
that
Fund’s shares, (iii) at any time, the Proxy Voting Committee of each such Fund
may take and exercise in its sole discretion the entire voting power with
respect to the shares held by such fund under special circumstances
such as regulatory considerations, and (iv) the power of Mario Gabelli, GBL,
and
GGCP is indirect with respect to Securities beneficially owned directly by
other
Reporting Persons.
(c)
Information with respect to all
transactions in the Securities which were effected during the past sixty days
or
since the most recent filing on Schedule 13D, whichever is less, by each of
the
Reporting Persons and Covered Persons is set forth on Schedule II annexed hereto
and incorporated herein by reference.
(e)
Not
applicable.
Signature
After
reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
Dated: September
19, 2007
GGCP,
INC.
MARIO
J. GABELLI
By:
/s/
James E.
McKee
James
E.
McKee
Attorney-in-Fact
GABELLI
SECURITIES, INC.
GAMCO
INVESTORS, INC.
GABELLI
FUNDS, LLC
By:
/s/
James E.
McKee
James
E.
McKee
Secretary
or
Assistant Secretary
GAMCO
ASSET MANAGEMENT
INC.
By:
/s/
Douglas R.
Jamieson
Douglas
R. Jamieson
President
and
Chief Operating Officer
Schedule
I
Information
with Respect to Executive
Officers
and Directors of the Undersigned
Schedule
I to Schedule 13D is amended, in pertinent part, as follows:
|
The
following sets forth as to each of the executive officers and directors
of
the undersigned: his name; his business address; his present principal
occupation or employment and the name, principal business and address
of
any corporation or other organization in which such employment is
conducted. Unless otherwise specified, the principal employer
of each such individual is GAMCO Asset Management, Inc., Gabelli
Funds,
LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., or GAMCO
Investors, Inc., the business address of each of which is One Corporate
Center, Rye, New York 10580, and each such individual identified
below is
a citizen of the United States. To the knowledge of the
undersigned, during the last five years, no such person has been
convicted
in a criminal proceeding (excluding traffic violations or similar
misdemeanors), and no such person was a party to a civil proceeding
of a
judicial or administrative body of competent jurisdiction as a result
of
which he was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject
to,
federal or state securities law or finding any violation with respect
to
such laws except as reported in Item 2(d) of this Schedule
13D.
|
|
GGCP,
Inc.
Directors:
|
|
|
Vincent
J. Amabile
Mario
J. Gabelli
|
Business
Consultant
Chief
Executive Officer of GGCP, Inc., and GAMCO Investors, Inc.;
Director/Trustee of all registered investment companies advised by
Gabelli
Funds, LLC; Chief Executive Officer of LICT Corporation.
|
|
Marc
J. Gabelli
|
Chairman
of LGL Corporation
|
|
Matthew
R. Gabelli
|
Vice
President – Trading
Gabelli
& Company, Inc.
One
Corporate Center
Rye,
New York 10580
|
|
Charles
C. Baum
Douglas
R. Jamieson
|
Secretary
& Treasurer
United
Holdings Co., Inc.
2545
Wilkens Avenue
Baltimore,
MD 21223
See
below
|
|
Joseph
R. Rindler, Jr.
|
Business
Consultant/former Chairman of GAMCO Asset Management
Inc.
|
|
Fredric
V. Salerno
|
Chairman;
Former Vice Chairman and Chief Financial Officer
Verizon
Communications
|
|
Officers:
|
|
|
Mario
J. Gabelli
|
Chief
Executive Officer and Chief Investment Officer
|
|
Michael
G. Chieco
|
Chief
Financial Officer
|
|
|
|
|
GAMCO
Investors, Inc.
Directors:
|
|
|
Edwin
L. Artzt
Richard
L. Bready
|
Former
Chairman and Chief Executive Officer
Procter
& Gamble Company
900
Adams Crossing
Cincinnati,
OH 45202
Chairman
and Chief Executive Officer
Nortek,
Inc.
50
Kennedy Plaza
Providence,
RI 02903
|
|
Mario
J. Gabelli
John
D. Gabelli
|
See
above
Senior
Vice President
|
|
John
C. Ferrara
|
Business
Consultant
|
|
Eugene
R. McGrath
|
Former
Chairman and Chief Executive Officer
Consolidated
Edison, Inc.
|
|
Karl
Otto Pohl (1)
Robert
S. Prather
Vincent
S. Tese
|
Sal.
Oppenheim jr. & Cie.
Bockenheimer
Landstrasse 20
D-6000
FRANKFURT AM MAIN
Germany
President
& Chief Operating Officer
Gray
Television, Inc.
4370
Peachtree Road, NE
Atlanta,
GA 30319
Lawyer,
Investment Adviser and Cable Television Executive
c/o
Bear Stearns & Company, Inc.
245
Park Avenue, 19
th
Floor
New
York, NY 10167
|
|
Officers:
|
|
|
Mario
J. Gabelli
|
Chairman
and Chief Executive Officer
|
|
Douglas
R. Jamieson
Henry
G. Van der Eb
Diane
LaPointe
Kieran
Caterina
|
President
and Chief Operating Officer
Senior
Vice President
Acting
Co-Chief Financial Officer
Acting
Co-Chief Financial Officer
|
|
James
E. McKee
|
Vice
President, General Counsel and Secretary
|
|
GAMCO
Asset Management Inc.
Directors:
|
|
|
Douglas
R. Jamieson
Regina
M. Pitaro
F.
William Scholz,
II
William
S. Selby
|
|
|
Officers:
|
|
|
Mario
J. Gabelli
|
Chief
Investment Officer – Value Portfolios
|
|
|
|
|
Douglas
R. Jamieson
John
Piontkowski
Chistopher
J. Michailoff
|
President
Chief
Operating Officer & Chief Financial Officer
General
Counsel and Secretary
|
|
Gabelli
Funds, LLC
Officers:
|
|
|
Mario
J. Gabelli
|
Chief
Investment Officer – Value Portfolios
|
|
Bruce
N. Alpert
|
Executive
Vice President and Chief Operating Officer
|
|
James
E. McKee
|
Secretary
|
|
Gabelli
Advisers, Inc.
Directors:
|
|
|
Bruce
N. Alpert
Douglas
R. Jamieson
|
See
above
See
above
|
|
Officers:
|
|
|
Bruce
N. Alpert
|
Chief
Operating Officer
|
|
James
E. McKee
|
Secretary
|
|
Gabelli
Securities, Inc.
|
|
|
Directors:
|
|
|
Robert
W. Blake
|
President
of W. R. Blake & Sons, Inc.
196-20
Northern Boulevard
Flushing,
NY 11358
|
|
Douglas
G. DeVivo
|
General
Partner of ALCE Partners, L.P.
One
First Street, Suite 16
Los
Altos, CA 94022
|
|
Douglas
R. Jamieson
F.
William Scholz, II
|
President
and Chief Operating Officer
See
above
|
|
Officers:
|
|
|
Douglas
R. Jamieson
Terrence
Clancy
Christopher
J. Michailoff
Kieran
Caterina
|
See
above
Chief
Operating Officer
Secretary
Chief
Financial Officer
|
|
Gabelli
& Company, Inc.
Directors:
|
|
|
James
G. Webster,
III
|
Chairman
& Interim President
|
|
Irene
Smolicz
|
Senior
Trader
Gabelli
& Company, Inc.
|
|
Officers:
|
|
|
James
G. Webster,
III
|
Chairman
& Interim President
|
|
Bruce
N. Alpert
|
Vice
President - Mutual Funds
|
|
|
|
|
James
E. McKee
|
Secretary
|
|
LICT
Corporation
401
Theodore Fremd Avenue Rye, NY 10580
|
|
|
Directors:
|
|
|
Mario
J. Gabelli
|
See
above - GGCP, Inc.
|
|
Glenn
Angelillo
|
P.O.
Box 128
New
Canaan, CT 06840
|
|
Alfred
W. Fiore
|
The
Ross Companies
1270
Avenue of the Americas
New
York, NY 10020-1703
|
|
Salvatore
Muoio
|
Principal
S.
Muoio & Co., LLC
Suite
406
509
Madison Ave.
New
York, NY 10022
|
|
Gary
L. Sugarman
|
Chief
Executive Officer
Richfield
Associates
400
Andrews Street
Rochester,
NY 14604
|
|
Officers:
|
|
|
Mario
J. Gabelli
|
Chairman
|
|
Robert
E. Dolan
|
Interim
President and Chief Executive Officer,
Chief
Financial Officer
|
|
Thomas
J. Hearity
|
General
Counsel
|
|
(1)
Citizen of Germany
|
|