- Current report filing (8-K)
2010年8月17日 - 5:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date
of report (Date of earliest event reported):
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August 11, 2010
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(Exact name of
registrant as specified in its charter)
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Delaware
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0-22010
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72-0843540
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(State
or other jurisdiction of
incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification
No.)
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5221 N. OConnor Blvd., Suite 500
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Irving, Texas
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75039
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(Address of principal executive offices)
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(Zip Code)
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Registrants Telephone
Number, including area code:
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(972)
869-3400
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(Former name or former
address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 8.01.
Other Events.
On August 11, 2010, the
Company filed a Certificate of Amendment to its Amended and Restated
Certificate of Incorporation (the Certificate of Amendment) to effect a
reverse stock split (the Reverse Stock Split) of the Companys outstanding
Common Stock, par value $0.01 per share (the Common Stock), at an exchange
ratio up to 1-for-5 effective at 6:01 p.m. ET on August 13, 2010. As previously announced by the Company, the
Reverse Stock Split and the Certificate of Amendment were approved by the
Companys Board of Directors on July 28, 2010, pursuant to authority granted by
the stockholders of the Company at the Companys 2010 Annual Meeting of
Stockholders. A copy of the Certificate
of Amendment is attached hereto as Exhibit 3.1 and is incorporated herein by
reference.
As a result of the Reverse
Stock Split, every five shares of the Companys issued and outstanding Common
Stock, all Treasury shares, and all unawarded or unvested shares under the companys
approved stock plans were combined into one share of Common Stock. The Reverse
Stock Split did not change the number of authorized shares or par value of the
Companys Common Stock. No fractional
shares of Common Stock will be issued as a result of the Reverse Stock Split.
Instead, fractional shares that would otherwise result from the Reverse Stock
Split will be aggregated and sold by the Exchange Agent as soon as practicable
at the prevailing prices on the open market. After completing the sale, stockholders
otherwise entitled to fractional shares will receive a cash payment from the
Exchange Agent in an amount equal to their pro rata share of the proceeds of
that sale.
Trading of the Companys
Common Stock on The NASDAQ Capital Market (NASDAQ) will continue, on a
Reverse Stock Split-adjusted basis, when trading begins on August 16,
2010. To reflect the Reverse Stock
Split, NASDAQ will append the fifth character D to the Companys ticker
symbol for 20 business days, beginning August 16, 2010. During that time,
the Companys Common Stock will continue to be listed on NASDAQ and trade under
the symbol TGISD. The new CUSIP number for the Companys Common Stock
following the Reverse Stock Split is 884402 207.
Computershare Trust Company,
N.A. together with its affiliate Computershare, Inc., the Companys
Transfer Agent, will act as Exchange Agent for the Reverse Stock Split. Transmittal letters will be provided to
registered holders of the Companys Common Stock providing instructions for the
exchange of stock certificates.
The primary objective of the
Reverse Stock Split is to maintain the Companys listing on NASDAQ by regaining
compliance with the minimum share price listing requirement. Additional
information about the Reverse Stock Split is available in the Companys
definitive proxy statement for the Annual Meeting filed with the Securities and
Exchange Commission on April 30, 2010.
On August 13, 2010, the
Company issued a press release announcing the Reverse Stock Split. A copy of the press release is furnished
herewith and attached hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit Number
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Description
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3.1
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Certificate
of Amendment to Amended and Restated Certificate of Incorporation of Thomas
Group, Inc.
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99.1
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Press
Release dated August 13, 2010.
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2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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THOMAS
GROUP, INC.
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Date: August 16,
2010
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By:
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/s/
FRANK W. TILLEY
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Frank W. Tilley,
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Chief Financial Officer and Vice President
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3
Thomas Grp. (MM) (NASDAQ:TGISD)
過去 株価チャート
から 5 2024 まで 6 2024
Thomas Grp. (MM) (NASDAQ:TGISD)
過去 株価チャート
から 6 2023 まで 6 2024