UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM N-PX
ANNUAL REPORT OF
PROXY VOTING RECORD
OF
REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT
COMPANY ACT FILE NUMBER:
811-1776
NAME OF
REGISTRANT:
VANGUARD
WELLESLEY INCOME FUND
ADDRESS OF
REGISTRANT:
PO BOX 2600,
VALLEY FORGE, PA 19482
NAME AND ADDRESS
OF AGENT FOR SERVICE:
HEIDI STAM
PO BOX 876
VALLEY FORGE, PA
19482
REGISTRANT'S
TELEPHONE NUMBER, INCLUDING AREA CODE:
(610) 669-1000
DATE OF FISCAL
YEAR END:
SEPTEMBER 30
DATE OF
REPORTING PERIOD:
JULY 1, 2012 -
JUNE 30, 2013
FUND:
VANGUARD
WELLESLEY INCOME FUND
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
3M Company
TICKER:
MMM
CUSIP:
88579Y101
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LINDA G. ALVARADO
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR VANCE D. COFFMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR MICHAEL L. ESKEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR W. JAMES FARRELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR HERBERT L. HENKEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR MUHTAR KENT
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR EDWARD M. LIDDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ROBERT S. MORRISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR AULANA L. PETERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR INGE G. THULIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR ROBERT J. ULRICH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL #5: STUDY FEASIBILITY OF
PROHIBITING
SHAREHOLDER
YES
ABSTAIN
AGAINST
POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Altria Group,
Inc.
TICKER:
MO
CUSIP:
02209S103
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GERALD L. BALILES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARTIN J. BARRINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JOHN T. CASTEEN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DINYAR S. DEVITRE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS F. FARRELL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR THOMAS W. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR W. LEO KIELY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KATHRYN B. MCQUADE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR GEORGE MUNOZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR NABIL Y. SAKKAB
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
American
Electric Power Company, Inc.
TICKER:
AEP
CUSIP:
025537101
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR NICHOLAS K. AKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID J. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RALPH D. CROSBY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LINDA A. GOODSPEED
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS E. HOAGLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SANDRA BEACH LIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MICHAEL G. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR LIONEL L. NOWELL, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR OLIVER G. RICHARD, III
ISSUER
YES
FOR
FOR
PROPOSAL #1.12: ELECT DIRECTOR
RICHARD L. SANDOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR SARA MARTINEZ TUCKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR JOHN F. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Analog Devices,
Inc.
TICKER:
ADI
CUSIP:
032654105
MEETING DATE:
3/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RAY STATA
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JERALD G. FISHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES A. CHAMPY
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOHN C. HODGSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR YVES-ANDRE ISTEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR NEIL NOVICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR F. GRANT SAVIERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR PAUL J. SEVERINO
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR KENTON J. SICCHITANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR LISA T. SU
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AstraZeneca plc
TICKER:
AZN
CUSIP:
046353108
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE DIVIDENDS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: REAPPOINT KPMG AUDIT PLC AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #5(a):
RE-ELECT LEIF JOHANSSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(b): ELECT PASCAL SORIOT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL #5(c): RE-ELECT SIMON
LOWTH AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(d): RE-ELECT GENEVIEVE BERGER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(e): RE-ELECT BRUCE BURLINGTON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(f): RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(g): RE-ELECT JEAN-PHILIPPE COURTOIS AS
ISSUER
YES
AGAINST
AGAINST
DIRECTOR
PROPOSAL #5(h):
RE-ELECT RUDY MARKHAM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(i): RE-ELECT NANCY ROTHWELL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(j): RE-ELECT SHRITI VADERA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(k): RE-ELECT JOHN VARLEY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5(l): RE-ELECT MARCUS WALLENBERG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#7: AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
PROPOSAL #8:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #9:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #10:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #11:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AT&T Inc.
TICKER:
T
CUSIP:
00206R102
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RANDALL L. STEPHENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GILBERT F. AMELIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR REUBEN V. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES H. BLANCHARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAIME CHICO PARDO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SCOTT T. FORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JAMES P. KELLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JON C. MADONNA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MICHAEL B. MCCALLISTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOHN B. MCCOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JOYCE M. ROCHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR MATTHEW K. ROSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR LAURA D'ANDREA TYSON
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND STOCK PURCHASE AND DEFERRAL PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON REDUCING LEAD BATTERY HEALTH
SHAREHOLDER
YES
AGAINST
FOR
HAZARDS
PROPOSAL #7:
SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-
SHAREHOLDER
YES
AGAINST
FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #8:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
BlackRock, Inc.
TICKER:
BLK
CUSIP:
09247X101
MEETING DATE:
5/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ABDLATIF YOUSEF AL-HAMAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MATHIS CABIALLAVETTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DENNIS D. DAMMERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JESSICA P. EINHORN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR FABRIZIO FREDA
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR DAVID H. KOMANSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JAMES E. ROHR
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR SUSAN L. WAGNER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
BP plc
TICKER:
BP.
CUSIP:
055622104
MEETING DATE:
4/11/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT BOB DUDLEY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT IAIN CONN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT DR BRIAN GILVARY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT PAUL ANDERSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT FRANK BOWMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT ANTONY BURGMANS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL #9: RE-ELECT CYNTHIA
CARROLL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT GEORGE DAVID AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT IAN DAVIS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT DAME ANN DOWLING AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT BRENDAN NELSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RE-ELECT ANDREW SHILSTON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#16: RE-ELECT CARL-HENRIC SVANBERG AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #17: REAPPOINT ERNST & YOUNG LLP AS AUDITORS
ISSUER
YES
FOR
FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #18:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #19:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #20:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #21:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
British American
Tobacco plc
TICKER:
BATS
CUSIP:
G1510J102
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #5:
AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #6:
RE-ELECT RICHARD BURROWS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT JOHN DALY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT KAREN DE SEGUNDO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT NICANDRO DURANTE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT ANN GODBEHERE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT CHRISTINE MORIN-POSTEL AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #12:
RE-ELECT GERRY MURPHY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT KIERAN POYNTER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT ANTHONY RUYS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RE-ELECT BEN STEVENS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL #16: ELECT RICHARD TUBB
AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#17: AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #18:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #19:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #20:
AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
PROPOSAL #21:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Chevron
Corporation
TICKER:
CVX
CUSIP:
166764100
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LINNET F. DEILY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT E. DENHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ALICE P. GAST
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR GEORGE L. KIRKLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CHARLES W. MOORMAN, IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR KEVIN W. SHARER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN G. STUMPF
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RONALD D. SUGAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR CARL WARE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR JOHN S. WATSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
AGAINST
FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #6:
REPORT ON OFFSHORE OIL WELLS AND SPILL
SHAREHOLDER
YES
AGAINST
FOR
MITIGATION MEASURES
PROPOSAL #7:
REPORT ON FINANCIAL RISKS OF CLIMATE
SHAREHOLDER
YES
AGAINST
FOR
CHANGE
PROPOSAL #8:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#9: PROHIBIT POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#10: PROVIDE FOR CUMULATIVE VOTING
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#11: AMEND ARTICLES/BYLAWS/CHARTER -- CALL
SHAREHOLDER
YES
AGAINST
FOR
SPECIAL MEETINGS
PROPOSAL #12:
REQUIRE DIRECTOR NOMINEE WITH
SHAREHOLDER
YES
AGAINST
FOR
ENVIRONMENTAL EXPERTISE
PROPOSAL #13: ADOPT GUIDELINES FOR
COUNTRY SELECTION
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cisco Systems,
Inc.
TICKER:
CSCO
CUSIP:
17275R102
MEETING DATE:
11/15/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CAROL A. BARTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARC BENIOFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR M. MICHELE BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL D. CAPELLAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LARRY R. CARTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JOHN T. CHAMBERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR BRIAN L. HALLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN L. HENNESSY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR KRISTINA M. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR RICHARD M. KOVACEVICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RODERICK C. MCGEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR ARUN SARIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR STEVEN M. WEST
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON ELIMINATING CONFLICT MINERALS
SHAREHOLDER
YES
AGAINST
FOR
FROM SUPPLY CHAIN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ConocoPhillips
TICKER:
COP
CUSIP:
20825C104
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RICHARD L. ARMITAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR RICHARD H. AUCHINLECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES E. COPELAND, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JODY L. FREEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR GAY HUEY EVANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RYAN M. LANCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MOHD H. MARICAN
ISSUER
YES
FOR
FOR
PROPOSAL #1h: ELECT DIRECTOR
ROBERT A. NIBLOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR HARALD J. NORVIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WILLIAM E. WADE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: ADOPT QUANTITATIVE GHG GOALS FOR
SHAREHOLDER
YES
ABSTAIN
AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6:
AMEND EEO POLICY TO PROHIBIT
SHAREHOLDER
YES
ABSTAIN
AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dominion
Resources, Inc.
TICKER:
D
CUSIP:
25746U109
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM P. BARR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PETER W. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR HELEN E. DRAGAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES O. ELLIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS F. FARRELL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN W. HARRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT S. JEPSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARK J. KINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR PAMELA J. ROYAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROBERT H. SPILMAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR MICHAEL E. SZYMANCZYK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR DAVID A. WOLLARD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO CALL SPECIAL MEETING
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON COAL USE FROM MOUNTAINTOP
SHAREHOLDER
YES
AGAINST
FOR
REMOVAL MINING
PROPOSAL #6:
INCLUDE SUSTAINABILITY AS A PERFORMANCE
SHAREHOLDER
YES
AGAINST
FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7:
MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
AGAINST
FOR
FUEL
PROPOSAL #8:
REPORT ON FINANCIAL RISKS OF CLIMATE
SHAREHOLDER
YES
AGAINST
FOR
CHANGE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
E. I. DU PONT DE
NEMOURS AND COMPANY
TICKER:
DD
CUSIP:
263534109
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LAMBERTO ANDREOTTI
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR RICHARD H. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ROBERT A. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR BERTRAND P. COLLOMB
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR CURTIS J. CRAWFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ALEXANDER M. CUTLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ELEUTHERE I. DU PONT
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR MARILLYN A. HEWSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR LOIS D. JULIBER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR ELLEN J. KULLMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR LEE M. THOMAS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON GENETICALLY ENGINEERED SEED
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: REPORT ON PAY DISPARITY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Eaton
Corporation
TICKER:
ETN
CUSIP:
278058102
MEETING DATE:
10/26/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE REDUCTION OF CAPITAL OF NEW
ISSUER
YES
FOR
FOR
EATON TO ALLOW CREATION OF DISTRIBUTABLE RESERVES OF
NEW EATON WHICH ARE REQUIRED UNDER IRISH LAW TO ALLOW
NEW EATON TO MAKE DISTRIBUTIONS AND TO PAY DIVIDENDS
AND REPURCHASE OR REDEEM SHARES
PROPOSAL #3:
ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Eaton
Corporation plc
TICKER:
ETN
CUSIP:
G29183103
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GEORGE S. BARRETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR TODD M. BLUEDORN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR CHRISTOPHER M. CONNOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MICHAEL J. CRITELLI
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ALEXANDER M. CUTLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR CHARLES E. GOLDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR LINDA A. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ARTHUR E. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR NED C. LAUTENBACH
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DEBORAH L. MCCOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR GREGORY R. PAGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR GERALD B. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #6:
APPROVAL OF OVERSEAS MARKET PURCHASES OF
ISSUER
YES
FOR
FOR
THE COMPANY SHARES
PROPOSAL #7:
APPROVE THE PRICE RANGE FOR THE
ISSUER
YES
FOR
FOR
REISSUANCE OF SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Exxon Mobil
Corporation
TICKER:
XOM
CUSIP:
30231G102
MEETING DATE:
5/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR M.J. BOSKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR P. BRABECK-LETMATHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR U.M. BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR L.R. FAULKNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J.S. FISHMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR H.H. FORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR K.C. FRAZIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR W.W. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL #1.9: ELECT DIRECTOR S.J.
PALMISANO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR S.S. REINEMUND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR R.W. TILLERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR W.C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR E.E. WHITACRE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #6:
LIMIT DIRECTORS TO A MAXIMUM OF THREE
SHAREHOLDER
YES
AGAINST
FOR
BOARD MEMBERSHIPS IN COMPANIES WITH SALES OVER $500
MILLION ANNUALLY
PROPOSAL #7:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: STUDY FEASIBILITY OF PROHIBITING
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS
PROPOSAL #9:
ADOPT SEXUAL ORIENTATION ANTI-BIAS POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#10: REPORT ON MANAGEMENT OF HYDRAULIC
SHAREHOLDER
YES
AGAINST
FOR
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #11:
ADOPT QUANTITATIVE GHG GOALS FOR
SHAREHOLDER
YES
AGAINST
FOR
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
General Electric
Company
TICKER:
GE
CUSIP:
369604103
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR W. GEOFFREY BEATTIE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR JOHN J. BRENNAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR JAMES I. CASH, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR FRANCISCO D'SOUZA
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR MARIJN E. DEKKERS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR ANN M. FUDGE
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR SUSAN HOCKFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR JEFFREY R. IMMELT
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR ANDREA JUNG
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ELECT DIRECTOR ROBERT W. LANE
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT DIRECTOR RALPH S. LARSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#12: ELECT DIRECTOR ROCHELLE B. LAZARUS
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ELECT DIRECTOR JAMES J. MULVA
ISSUER
YES
FOR
FOR
PROPOSAL
#14: ELECT DIRECTOR MARY L. SCHAPIRO
ISSUER
YES
FOR
FOR
PROPOSAL #15: ELECT DIRECTOR
ROBERT J. SWIERINGA
ISSUER
YES
FOR
FOR
PROPOSAL
#16: ELECT DIRECTOR JAMES S. TISCH
ISSUER
YES
FOR
FOR
PROPOSAL
#17: ELECT DIRECTOR DOUGLAS A. WARNER, III
ISSUER
YES
FOR
FOR
PROPOSAL
#18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #19:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#20: CESSATION OF ALL STOCK OPTIONS AND
SHAREHOLDER
YES
AGAINST
FOR
BONUSES
PROPOSAL #21:
ESTABLISH TERM LIMITS FOR DIRECTORS
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#22: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#23: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#24: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#25: REQUIRE MORE DIRECTOR NOMINATIONS THAN
SHAREHOLDER
YES
AGAINST
FOR
OPEN SEATS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
General Mills,
Inc.
TICKER:
GIS
CUSIP:
370334104
MEETING DATE:
9/24/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR BRADBURY H. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR R. KERRY CLARK
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR PAUL DANOS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR WILLIAM T. ESREY
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR RAYMOND V. GILMARTIN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR JUDITH RICHARDS HOPE
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR HEIDI G. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR HILDA OCHOA-BRILLEMBOURG
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR STEVE ODLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ELECT DIRECTOR KENDALL J. POWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT DIRECTOR MICHAEL D. ROSE
ISSUER
YES
FOR
FOR
PROPOSAL
#12: ELECT DIRECTOR ROBERT L. RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ELECT DIRECTOR DOROTHY A. TERRELL
ISSUER
YES
FOR
FOR
PROPOSAL
#14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #15:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
H. J. Heinz
Company
TICKER:
HNZ
CUSIP:
423074103
MEETING DATE:
8/28/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR W.R. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR C.E. BUNCH
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR L.S. COLEMAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR J.G. DROSDICK
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR E.E. HOLIDAY
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR C. KENDLE
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR D.R. O'HARE
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR N. PELTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR D.H. REILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ELECT DIRECTOR L.C. SWANN
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT DIRECTOR T.J. USHER
ISSUER
YES
FOR
FOR
PROPOSAL
#12: ELECT DIRECTOR M.F. WEINSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#14: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#15: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Illinois Tool
Works Inc.
TICKER:
ITW
CUSIP:
452308109
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DANIEL J. BRUTTO
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR SUSAN CROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DON H. DAVIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JAMES W. GRIFFITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ROBERT C. MCCORMACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT S. MORRISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR E. SCOTT SANTI
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JAMES A. SKINNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DAVID B. SMITH, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR PAMELA B. STROBEL
ISSUER
YES
FOR
FOR
PROPOSAL #1k: ELECT DIRECTOR KEVIN
M. WARREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR ANRE D. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Imperial Tobacco
Group plc
TICKER:
IMT
CUSIP:
G4721W102
MEETING DATE:
1/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT DR KEN BURNETT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT ALISON COOPER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT ROBERT DYRBUS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DAVID HAINES AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT MICHAEL HERLIHY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT SUSAN MURRAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT IAIN NAPIER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT MATTHEW PHILLIPS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT BERGE SETRAKIAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT MARK WILLIAMSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT MALCOLM WYMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #16:
AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #17:
AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
PROPOSAL #18:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #19:
APPROVE SHARE MATCHING SCHEME
ISSUER
YES
FOR
FOR
PROPOSAL
#20: APPROVE LONG TERM INCENTIVE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#21: APPROVE INTERNATIONAL SHARESAVE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #23:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #24: AUTHORISE THE
COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Intel
Corporation
TICKER:
INTC
CUSIP:
458140100
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CHARLENE BARSHEFSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ANDY D. BRYANT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR SUSAN L. DECKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JOHN J. DONAHOE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR REED E. HUNDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JAMES D. PLUMMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DAVID S. POTTRUCK
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR FRANK D. YEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DAVID B. YOFFIE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
International
Paper Company
TICKER:
IP
CUSIP:
460146103
MEETING DATE:
5/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR DAVID J. BRONCZEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR AHMET C. DORDUNCU
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN V. FARACI
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ILENE S. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR STACEY J. MOBLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JOAN E. SPERO
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JOHN L. TOWNSEND, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR JOHN F. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR WILLIAM G. WALTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR J. STEVEN WHISLER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
ISSUER
YES
FOR
FOR
PROPOSAL #4: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
PRO-RATA VESTING OF EQUITY PLANS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Johnson &
Johnson
TICKER:
JNJ
CUSIP:
478160104
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MARY SUE COLEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES G. CULLEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR IAN E.L. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ALEX GORSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MICHAEL M.E. JOHNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SUSAN L. LINDQUIST
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANNE M. MULCAHY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR LEO F. MULLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR WILLIAM D. PEREZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR CHARLES PRINCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR A. EUGENE WASHINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR RONALD A. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: SCREEN POLITICAL CONTRIBUTIONS FOR
SHAREHOLDER
YES
AGAINST
FOR
CONSISTENCY WITH CORPORATE VALUES
PROPOSAL #6:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
JPMorgan Chase
& Co.
TICKER:
JPM
CUSIP:
46625H100
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JAMES A. BELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR CRANDALL C.BOWLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR STEPHEN B. BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DAVID M. COTE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JAMES S. CROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JAMES DIMON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR TIMOTHY P. FLYNN
ISSUER
YES
FOR
FOR
PROPOSAL #1h: ELECT DIRECTOR ELLEN
V. FUTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR LABAN P. JACKSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR LEE R. RAYMOND
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR WILLIAM C. WELDON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: INSTITUTE PROCEDURES TO PREVENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #9:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Kimberly-Clark
Corporation
TICKER:
KMB
CUSIP:
494368103
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN R. ALM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN F. BERGSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ABELARDO E. BRU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT W. DECHERD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS J. FALK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FABIAN T. GARCIA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MAE C. JEMISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES M. JENNESS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR NANCY J. KARCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR IAN C. READ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR LINDA JOHNSON RICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR MARC J. SHAPIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Kraft Foods
Group, Inc.
TICKER:
KRFT
CUSIP:
50076Q106
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ABELARDO E. BRU
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JEANNE P. JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR E. FOLLIN SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
PROPOSAL
#4: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: LABEL PRODUCTS WITH GMO INGREDIENTS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Linear Technology
Corporation
TICKER:
LLTC
CUSIP:
535678106
MEETING DATE:
11/7/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT H. SWANSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LOTHAR MAIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ARTHUR C. AGNOS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN J. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID S. LEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RICHARD M. MOLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR THOMAS S. VOLPE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Lockheed Martin
Corporation
TICKER:
LMT
CUSIP:
539830109
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR NOLAN D. ARCHIBALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROSALIND G. BREWER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID B. BURRITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES O. ELLIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR
THOMAS J. FALK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARILLYN A. HEWSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GWENDOLYN S. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES M. LOY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR DOUGLAS H. MCCORKINDALE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOSEPH W. RALSTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ANNE STEVENS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR ROBERT J. STEVENS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
M&T Bank
Corporation
TICKER:
MTB
CUSIP:
55261F104
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #2:
APPROVE AMENDMENTS TO THE TERMS OF THE
ISSUER
YES
FOR
FOR
SERIES A PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES A PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #3:
APPROVE AMENDMENTS TO THE TERMS OF THE
ISSUER
YES
FOR
FOR
SERIES C PREFERRED SHARES THAT WOULDSERVE TO REDUCE
THE DIVIDEND RATE ON THE SERIES C PREFERRED SHARES
FROM 9% PER ANNUM TO 6.375% PER ANNUM
PROPOSAL #4:
ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
M&T Bank
Corporation
TICKER:
MTB
CUSIP:
55261F104
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BRENT D. BAIRD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR C. ANGELA BONTEMPO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT T. BRADY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR T. JEFFERSON
ISSUER
YES
FOR
FOR
CUNNINGHAM, III
PROPOSAL #1.5:
ELECT DIRECTOR MARK J. CZARNECKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GARY N. GEISEL
ISSUER
YES
FOR
FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN
D. HAWKE, JR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PATRICK W.E. HODGSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR RICHARD G. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JORGE G. PEREIRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR MICHAEL P. PINTO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR MELINDA R. RICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR ROBERT E. SADLER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR HERBERT L. WASHINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR ROBERT G. WILMERS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADVISORY VOTE ON SAY ON PAY FREQUENCY
ISSUER
YES
ONE YEAR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Marsh &
McLennan Companies, Inc.
TICKER:
MMC
CUSIP:
571748102
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ZACHARY W. CARTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR OSCAR FANJUL
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DANIEL S. GLASER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR H. EDWARD HANWAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LORD LANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ELAINE LA ROCHE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR STEVEN A. MILLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR BRUCE P. NOLOP
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR MARC D. OKEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR MORTON O. SCHAPIRO
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR ADELE SIMMONS
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR LLOYD M. YATES
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR R. DAVID YOST
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Mattel, Inc.
TICKER:
MAT
CUSIP:
577081102
MEETING DATE:
5/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MICHAEL J. DOLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR TREVOR A. EDWARDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR FRANCES D. FERGUSSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DOMINIC NG
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR VASANT M. PRABHU
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ANDREA L. RICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DEAN A. SCARBOROUGH
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CHRISTOPHER A. SINCLAIR
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR BRYAN G. STOCKTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DIRK VAN DE PUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTORKATHY WHITE LOYD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Maxim Integrated
Products, Inc.
TICKER:
MXIM
CUSIP:
57772K101
MEETING DATE:
11/14/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TUNC DOLUCA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR B. KIPLING HAGOPIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES R. BERGMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOSEPH R. BRONSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT E. GRADY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM D. WATKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR A.R. FRANK WAZZAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
McDonald's
Corporation
TICKER:
MCD
CUSIP:
580135101
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR WALTER E. MASSEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOHN W. ROGERS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR ROGER W. STONE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR MILES D. WHITE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON PAY DISPARITY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON HUMAN RIGHTS RISK ASSESSMENT
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROCESS
PROPOSAL #7:
REPORT ON NUTRITION INITIATIVES AND
SHAREHOLDER
YES
ABSTAIN
AGAINST
CHILDHOOD OBESITY CONCERNS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Merck & Co.,
Inc.
TICKER:
MRK
CUSIP:
58933Y105
MEETING DATE:
5/28/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LESLIE A. BRUN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR THOMAS R. CECH
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR KENNETH C. FRAZIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR THOMAS H. GLOCER
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR WILLIAM B. HARRISON JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR C. ROBERT KIDDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR ROCHELLE B. LAZARUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CARLOS E. REPRESAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR PATRICIA F. RUSSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR CRAIG B. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR WENDELL P. WEEKS
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR PETER C. WENDELL
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL #5: AMEND
ARTICLES/BYLAWS/CHARTER -- CALL
SHAREHOLDER
YES
AGAINST
FOR
SPECIAL MEETINGS
PROPOSAL #6:
REPORT ON CHARITABLE AND POLITICAL
SHAREHOLDER
YES
AGAINST
FOR
CONTRIBUTIONS
PROPOSAL #7:
REPORT ON LOBBYING ACTIVITIES
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Microsoft
Corporation
TICKER:
MSFT
CUSIP:
594918104
MEETING DATE:
11/28/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ELECT DIRECTOR STEVEN A. BALLMER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ELECT DIRECTOR DINA DUBLON
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT DIRECTOR WILLIAM H. GATES, III
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ELECT DIRECTOR MARIA M. KLAWE
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ELECT DIRECTOR STEPHEN J. LUCZO
ISSUER
YES
FOR
FOR
PROPOSAL
#6: ELECT DIRECTOR DAVID F. MARQUARDT
ISSUER
YES
FOR
FOR
PROPOSAL
#7: ELECT DIRECTOR CHARLES H. NOSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#8: ELECT DIRECTOR HELMUT PANKE
ISSUER
YES
FOR
FOR
PROPOSAL
#9: ELECT DIRECTOR JOHN W. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #11:
APPROVE QUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #12:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#13: PROVIDE FOR CUMULATIVE VOTING
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
National Bank Of
Canada
TICKER:
NA
CUSIP:
633067103
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.01:
ELECT DIRECTOR MARYSE BERTRAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.02: ELECT DIRECTOR LAWRENCE S. BLOOMBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.03: ELECT DIRECTOR PIERRE BOIVIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.04: ELECT DIRECTOR ANDRE CAILLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.05: ELECT DIRECTOR GERARD COULOMBE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.06: ELECT DIRECTOR BERNARD CYR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.07: ELECT DIRECTOR GILLIAN H. DENHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.08: ELECT DIRECTOR JEAN DOUVILLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.09: ELECT DIRECTOR PAUL GOBEIL
ISSUER
YES
FOR
FOR
PROPOSAL #1.10: ELECT DIRECTOR
JEAN HOUDE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR LOUISE LAFLAMME
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR ROSEANN RUNTE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR LINO A. SAPUTO, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR PIERRE THABET
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR LOUIS VACHON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
YES
FOR
FOR
APPROACH
PROPOSAL #3:
RATIFY DELOITTE S.E.N.C.R.L AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE INCREASE IN AGGREGATE
ISSUER
YES
FOR
FOR
COMPENSATION CEILING FOR DIRECTORS
PROPOSAL #5: SP
1: INCREASE DISCLOSURE OF PENSION
SHAREHOLDER
YES
AGAINST
FOR
PLANS
PROPOSAL #6: SP 2: ADOPT POLICY FOR EQUITABLE
SHAREHOLDER
YES
AGAINST
FOR
TREATMENT UNDER THE PENSION PLANS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
National Grid
plc
TICKER:
NG.
CUSIP:
G6375K151
MEETING DATE:
7/30/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ELECT SIR PETER GERSHON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT STEVE HOLLIDAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT ANDREW BONFIELD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT TOM KING AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT NICK WINSER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT KEN HARVEY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT LINDA ADAMANY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT PHILIP AIKEN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: ELECT NORA BROWNELL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: ELECT PAUL GOLBY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ELECT RUTH KELLY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT MARIA RICHTER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RE-ELECT GEORGE ROSE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #17:
AUTHORISE BOARD TO FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #18:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL #19: AUTHORISE ISSUE OF
EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #20:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #21:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #22:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
PROPOSAL #23:
AMEND ARTICLES OF ASSOCIATION
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NextEra Energy,
Inc.
TICKER:
NEE
CUSIP:
65339F101
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR SHERRY S. BARRAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT M. BEALL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES L. CAMAREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR KENNETH B. DUNN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LEWIS HAY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR TONI JENNINGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JAMES L. ROBO
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RUDY E. SCHUPP
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JOHN L. SKOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WILLIAM H. SWANSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR MICHAEL H. THAMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR HANSEL E. TOOKES, II
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
AGAINST
FOR
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
10/31/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR
JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Nucor
Corporation
TICKER:
NUE
CUSIP:
670346105
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PETER C. BROWNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR CLAYTON C. DALEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DANIEL R. DIMICCO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN J. FERRIOLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR HARVEY B. GANTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR VICTORIA F. HAYNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR BERNARD L. KASRIEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR CHRISTOPHER J. KEARNEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR RAYMOND J. MILCHOVICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOHN H. WALKER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
FOR AMENDMENTS TO THE CERTIFICATE OF INCORPORATION
PROPOSAL #5:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
FOR AMENDMENTS TO THE BYLAWS
PROPOSAL #6:
REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #7:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PepsiCo, Inc.
TICKER:
PEP
CUSIP:
713448108
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SHONA L. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GEORGE W. BUCKLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR IAN M. COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DINA DUBLON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR VICTOR J. DZAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR RAY L. HUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ALBERTO IBARGUEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR INDRA K. NOOYI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR SHARON PERCY ROCKEFELLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES J. SCHIRO
ISSUER
YES
FOR
FOR
PROPOSAL #1.11: ELECT DIRECTOR
LLOYD G. TROTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR DANIEL VASELLA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR ALBERTO WEISSER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pfizer Inc.
TICKER:
PFE
CUSIP:
717081103
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DENNIS A. AUSIELLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR M. ANTHONY BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR W. DON CORNWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR FRANCES D. FERGUSSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WILLIAM H. GRAY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR HELEN H. HOBBS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CONSTANCE J. HORNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES M. KILTS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR GEORGE A. LORCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR SUZANNE NORA JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR IAN C. READ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR STEPHEN W. SANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR MARC TESSIER-LAVIGNE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PG&E
Corporation
TICKER:
PCG
CUSIP:
69331C108
MEETING DATE:
5/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID R. ANDREWS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LEWIS CHEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR C. LEE COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ANTHONY F. EARLEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED
J. FOWLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARYELLEN C. HERRINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROGER H. KIMMEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD A. MESERVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR FORREST E. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROSENDO G. PARRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BARBARA L. RAMBO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Philip Morris
International Inc.
TICKER:
PM
CUSIP:
718172109
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HAROLD BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MATHIS CABIALLAVETTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANDRE CALANTZOPOULOS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LOUIS C. CAMILLERI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR J. DUDLEY FISHBURN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JENNIFER LI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GRAHAM MACKAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SERGIO MARCHIONNE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KALPANA MORPARIA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTORLUCIO A. NOTO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ROBERT B. POLET
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR CARLOS SLIM HELU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR STEPHEN M. WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PPL CORPORATION
TICKER:
PPL
CUSIP:
69351T106
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR
FREDERICK M. BERNTHAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN W. CONWAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PHILIP G. COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEVEN G. ELLIOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LOUISE K. GOESER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STUART E. GRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STUART HEYDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RAJA RAJAMANNAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR CRAIG A. ROGERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR WILLIAM H. SPENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR NATICA VON ALTHANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR KEITH H. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADOPT MAJORITY VOTING FOR UNCONTESTED
ISSUER
YES
FOR
FOR
ELECTION OF DIRECTORS
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Royal Dutch
Shell plc
TICKER:
RDSA
CUSIP:
G7690A118
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT JOSEF ACKERMANN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT GUY ELLIOTT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT SIMON HENRY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT JORMA OLLILA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT SIR NIGEL SHEINWALD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT LINDA STUNTZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT PETER VOSER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT HANS WIJERS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: ELECT GERRIT ZALM AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO
FIX REMUNERATION OF
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #16:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #17:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #18:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #19:
AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Schneider
Electric SA
TICKER:
SU
CUSIP:
F86921107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE CONSOLIDATED FINANCIAL
ISSUER
YES
FOR
FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3:
APPROVE ALLOCATION OF INCOME AND
ISSUER
YES
FOR
FOR
DIVIDENDS OF EUR 1.87 PER SHARE
PROPOSAL #4:
APPROVE ADDITIONAL PENSION SCHEME
ISSUER
YES
FOR
FOR
AGREEMENT WITH THE MEMBERS OF THE MANAGEMENT BOARD
AND THE CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #5:
APPROVE SEVERANCE PAYMENT AGREEMENT WITH
ISSUER
YES
FOR
FOR
JEAN-PASCAL TRICOIRE
PROPOSAL #6:
REELECT GERARD DE LA MARTINIERE AS
ISSUER
YES
FOR
FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #7:
AUTHORIZE REPURCHASE OF UP TO 10 PERCENT
ISSUER
YES
FOR
FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8:
ADOPT ONE-TIERED BOARD STRUCTURE AND
ISSUER
YES
FOR
FOR
AMEND ARTICLES 1, 11-21 AND 22-28 OF BYLAWS
PROPOSAL #9:
TRANSFER OUTSTANDING DELEGATIONS OF
ISSUER
YES
FOR
FOR
POWERS TO ISSUE CAPITAL UNDER STOCK PURCHASE PLANS
FROM MANAGEMENT BOARD TO BOARD OF DIRECTORS
PROPOSAL #10:
AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-
ISSUER
YES
FOR
FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 800 MILLION
PROPOSAL #11:
AUTHORIZE CAPITALIZATION OF RESERVES
ISSUER
YES
FOR
FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #12:
AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-
ISSUER
YES
FOR
FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 220 MILLION
PROPOSAL #13:
AUTHORIZE BOARD TO INCREASE CAPITAL IN
ISSUER
YES
FOR
FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 10 AND 12
PROPOSAL #14:
AUTHORIZE CAPITAL INCREASE OF UP TO 9.9
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS
PROPOSAL #15:
APPROVE ISSUANCE OF EQUITY OR EQUITY-
ISSUER
YES
FOR
FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 110 MILLION
PROPOSAL #16:
AUTHORIZE UP TO 1.8 PERCENT OF ISSUED
ISSUER
YES
FOR
FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #17:
AUTHORIZE UP TO 0.5 PERCENT OF ISSUED
ISSUER
YES
FOR
FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #18: APPROVE EMPLOYEE
STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#19: APPROVE STOCK PURCHASE PLAN RESERVED
ISSUER
YES
FOR
FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #20:
AUTHORIZE DECREASE IN SHARE CAPITAL VIA
ISSUER
YES
FOR
FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21:
ELECT JEAN-PASCAL TRICOIRE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#22: ELECT HENRI LACHMANN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#23: ELECT LEO APOTHEKER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#24: ELECT BETSY ATKINS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#25: ELECT GERARD DE LA MARTINIERE AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #26: ELECT XAVIER FONTANET DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#27: ELECT NOEL FORGEARD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#28: ELECT ANTOINE GOSSET-GRAINVILLE AS
ISSUER
YES
FOR
FOR
DIRECTOR
PROPOSAL #29:
ELECT WILLY R. KISSLING AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#30: ELECT CATHY KOPP AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#31: ELECT DOMINIQUE SENEQUIER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#32: ELECT M.G. RICHARD THOMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#33: ELECT SERGE WEINBERG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#34: ELECT CLAUDE BRIQUET AS REPRESENTATIVE
ISSUER
YES
AGAINST
FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #35:
ELECT MAGALI HERBAUT AS REPRESENTATIVE
ISSUER
YES
FOR
FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #36:
ELECT THIERRY JACQUET AS REPRESENTATIVE
ISSUER
YES
AGAINST
FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #37:
ELECT JEAN-MICHEL VEDRINE AS
ISSUER
YES
AGAINST
FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #38:
APPROVE REMUNERATION OF DIRECTORS IN
ISSUER
YES
FOR
FOR
THE AGGREGATE AMOUNT OF EUR 1.3 MILLION
PROPOSAL #39: AUTHORIZE
FILING OF REQUIRED
ISSUER
YES
FOR
FOR
DOCUMENTS/OTHER FORMALITIES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Stanley Black
& Decker, Inc.
TICKER:
SWK
CUSIP:
854502101
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GEORGE W. BUCKLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PATRICK D. CAMPBELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CARLOS M. CARDOSO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ROBERT B. COUTTS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BENJAMIN H. GRISWOLD, IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN F. LUNDGREN
ISSUER
YES
FOR
FOR
PROPOSAL #1.7: ELECT DIRECTOR
ANTHONY LUISO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARIANNE M. PARRS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR ROBERT L. RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Swiss
Reinsurance (Schweizerische Rueckversicherungs)
TICKER:
N/A
CUSIP:
H8431B109
MEETING DATE:
4/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE ALLOCATION OF INCOME
ISSUER
YES
FOR
FOR
PROPOSAL
#3.1: APPROVE ORDINARY DIVIDENDS OF CHF 3.50
ISSUER
YES
FOR
FOR
PER SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #3.2:
APPROVE SPECIAL DIVIDENDS OF CHF 4.00
ISSUER
YES
FOR
FOR
PER SHARE FROM CAPITAL CONTRIBUTION RESERVES
PROPOSAL #4:
APPROVE DISCHARGE OF BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#5.1.1: REELECT WALTER KIELHOLZ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5.1.2: REELECT MALCOLM KNIGHT AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5.1.3: REELECT CARLOS REPRESAS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5.1.4: REELECT JEAN-PIERRE ROTH AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5.1.5: ELECT MARY FRANCIS AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5.2: RATIFY PRICEWATERHOUSECOOPERS AS
ISSUER
YES
FOR
FOR
AUDITORS
PROPOSAL #6.1:
AMEND TERMS OF EXISTING POOL OF
ISSUER
YES
FOR
FOR
CONDITIONAL CAPITAL
PROPOSAL #6.2:
APPROVE CREATION OF CHF 8.5 MILLION
ISSUER
YES
FOR
FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6.3:
APPROVE CANCELLATION OF CAPITAL
ISSUER
YES
FOR
FOR
AUTHORIZATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Sysco
Corporation
TICKER:
SYY
CUSIP:
871829107
MEETING DATE:
11/14/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JONATHAN GOLDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOSEPH A. HAFNER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR NANCY S. NEWCOMB
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Texas
Instruments Incorporated
TICKER:
TXN
CUSIP:
882508104
MEETING DATE:
4/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR RALPH W. BABB, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARK A. BLINN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DANIEL A. CARP
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR CARRIE S. COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR PAMELA H. PATSLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT E. SANCHEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR WAYNE R. SANDERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RUTH J. SIMMONS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RICHARD K. TEMPLETON
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR CHRISTINE TODD WHITMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Dow Chemical
Company
TICKER:
DOW
CUSIP:
260543103
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ARNOLD A. ALLEMANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR AJAY BANGA
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JACQUELINE K. BARTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JAMES A. BELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JEFF M. FETTIG
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ANDREW N. LIVERIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PAUL POLMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DENNIS H. REILLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES M. RINGLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR RUTH G. SHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Procter
& Gamble Company
TICKER:
PG
CUSIP:
742718109
MEETING DATE:
10/9/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ANGELA F. BRALY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KENNETH I. CHENAULT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SCOTT D. COOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SUSAN DESMOND-HELLMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT A. MCDONALD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR W. JAMES MCNERNEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOHNATHAN A. RODGERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARGARET C. WHITMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MARY AGNES WILDEROTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR PATRICIA A. WOERTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ERNESTO ZEDILLO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADOPT PROXY STATEMENT REPORTING ON
SHAREHOLDER
YES
AGAINST
FOR
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
PROPOSAL #5:
REPORT ON ADOPTING EXTENDED PRODUCER
SHAREHOLDER
YES
AGAINST
FOR
RESPONSIBILITY POLICY
PROPOSAL #6:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Thomson Reuters
Corporation
TICKER:
TRI
CUSIP:
884903105
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID THOMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES C. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MANVINDER S. BANGA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DAVID W. BINET
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MARY CIRILLO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STEVEN A. DENNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LAWTON W. FITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SIR DERYCK MAUGHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KEN OLISA
ISSUER
YES
FOR
FOR
PROPOSAL #1.10: ELECT DIRECTOR
VANCE K. OPPERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JOHN M. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR PETER J. THOMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR WULF VON SCHIMMELMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE PRICEWATERHOUSECOOPERS LLP AS
ISSUER
YES
FOR
FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3:
AMEND U.S. EMPLOYEE STOCK PURCHASE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
YES
AGAINST
AGAINST
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Time Warner
Cable Inc.
TICKER:
TWC
CUSIP:
88732J207
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR CAROLE BLACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR GLENN A. BRITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR THOMAS H. CASTRO
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DAVID C. CHANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JAMES E. COPELAND, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR PETER R. HAJE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DONNA A. JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR DON LOGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR N.J. NICHOLAS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WAYNE H. PACE
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR EDWARD D. SHIRLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR JOHN E. SUNUNU
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: PRO-RATA VESTING OF EQUITY PLAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Unilever NV
TICKER:
N/A
CUSIP:
904784709
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #2:
APPROVE FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
ALLOCATION OF INCOME
PROPOSAL #3:
APPROVE DISCHARGE OF EXECUTIVE BOARD
ISSUER
YES
FOR
FOR
MEMBERS
PROPOSAL #4: APPROVE DISCHARGE OF
NON-EXECUTIVE BOARD
ISSUER
YES
FOR
FOR
MEMBERS
PROPOSAL #5:
REELECT P.G.J.M. POLMAN AS CEO TO BOARD
ISSUER
YES
FOR
FOR
OF DIRECTORS
PROPOSAL #6:
RELECT R.J.M.S. HUET AS CFO TO BOARD OF
ISSUER
YES
FOR
FOR
DIRECTORS
PROPOSAL #7:
REELECT L.O. FRESCO TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#8: REELECT A.M. FUDGE TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#9: REELECT C.E. GOLDEN TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#10: REELECT B.E. GROTE TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#11: REELECT H. NYASULU TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#12: REELECT M. RIFKIND TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#13: REELECT K.J. STORM TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#14: REELECT M. TRESCHOW TO BOARD OF
ISSUER
YES
FOR
FOR
DIRECTORS
PROPOSAL #15: REELECT P.S. WALSH TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#16: ELECT L.M. CHA TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#17: ELECT M.MA TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#18: ELECT J. RISHTON TO BOARD OF DIRECTORS
ISSUER
YES
FOR
FOR
PROPOSAL
#19: RATIFY PRICEWATERHOUSECOOPERS
ISSUER
YES
FOR
FOR
ACCOUNTANTS NV AS AUDITORS
PROPOSAL #20:
GRANT BOARD AUTHORITY TO ISSUE SHARES
ISSUER
YES
FOR
FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #21:
AUTHORIZE REPURCHASE OF UP TO 10
ISSUER
YES
FOR
FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #22:
APPROVE AUTHORIZATION TO CANCEL
ISSUER
YES
FOR
FOR
ORDINARY SHARES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
United Parcel
Service, Inc.
TICKER:
UPS
CUSIP:
911312106
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR F. DUANE ACKERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MICHAEL J. BURNS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR D. SCOTT DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR STUART E. EIZENSTAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR MICHAEL L. ESKEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR WILLIAM R. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR CANDACE KENDLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR ANN M. LIVERMORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RUDY H. P. MARKHAM
ISSUER
YES
FOR
FOR
PROPOSAL #1j: ELECT DIRECTOR CLARK
T. RANDT, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR CAROL B. TOME
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR KEVIN M. WARSH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#4: APPROVE RECAPITALIZATION PLAN FOR ALL
SHAREHOLDER
YES
FOR
AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
United
Technologies Corporation
TICKER:
UTX
CUSIP:
913017109
MEETING DATE:
4/29/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR LOUIS R. CHÊNEVERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JOHN V. FARACI
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JEAN-PIERRE GARNIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR JAMIE S. GORELICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR EDWARD A. KANGAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ELLEN J. KULLMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR MARSHALL O. LARSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR HAROLD MCGRAW, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RICHARD B. MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR H. PATRICK SWYGERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR ANDRE VILLENEUVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR CHRISTINE TODD WHITMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Vodafone Group
plc
TICKER:
VOD
CUSIP:
92857W209
MEETING DATE:
7/24/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
RE-ELECT GERARD KLEISTERLEE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RE-ELECT VITTORIO COLAO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RE-ELECT ANDY HALFORD AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT STEPHEN PUSEY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT RENEE JAMES AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL #7: RE-ELECT ALAN JEBSON
AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT SAMUEL JONAH AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT NICK LAND AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#10: RE-ELECT ANNE LAUVERGEON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT LUC VANDEVELDE AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT ANTHONY WATSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT PHILIP YEA AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#15: APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#16: REAPPOINT DELOITTE LLP AS AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#17: AUTHORISE THE AUDIT AND RISK COMMITTEE
ISSUER
YES
FOR
FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #18:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #19:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #20:
AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #21:
AUTHORISE EU POLITICAL DONATIONS AND
ISSUER
YES
FOR
FOR
EXPENDITURE
PROPOSAL #22:
AUTHORISE THE COMPANY TO CALL EGM WITH
ISSUER
YES
FOR
FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Waste
Management, Inc.
TICKER:
WM
CUSIP:
94106L109
MEETING DATE:
5/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR BRADBURY H. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR FRANK M. CLARK, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR PATRICK W. GROSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR VICTORIA M. HOLT
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JOHN C. POPE
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR W. ROBERT REUM
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DAVID P. STEINER
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR THOMAS H. WEIDEMEYER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
STOCK RETENTION
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#6: ADOPT COMPENSATION BENCHMARKING POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Wells Fargo
& Company
TICKER:
WFC
CUSIP:
949746101
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JOHN D. BAKER, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ELAINE L. CHAO
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN S. CHEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR LLOYD H. DEAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR SUSAN E. ENGEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR DONALD M. JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR FEDERICO F. PENA
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR HOWARD V. RICHARDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR JUDITH M. RUNSTAD
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR STEPHEN W. SANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR JOHN G. STUMPF
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR SUSAN G. SWENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#6: REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#7: REVIEW FAIR HOUSING AND FAIR LENDING
SHAREHOLDER
YES
ABSTAIN
AGAINST
COMPLIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WPP plc
TICKER:
WPP
CUSIP:
G9787K108
MEETING DATE:
12/11/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE SCHEME OF ARRANGEMENT
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WPP plc
TICKER:
WPP
CUSIP:
G9787K108
MEETING DATE:
12/11/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1: APPROVE MATTERS
RELATING TO CREATION OF
ISSUER
YES
FOR
FOR
A NEW JERSEY INCORPORATED AND UNITED KINGDOM TAX
RESIDENT PARENT COMPANY
PROPOSAL #2:
APPROVE THE NEW WPP REDUCTION OF CAPITAL
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE CHANGE OF COMPANY NAME TO WPP
ISSUER
YES
FOR
FOR
2012 LIMITED
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WPP plc
TICKER:
WPP
CUSIP:
G9788D103
MEETING DATE:
6/12/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ACCEPT FINANCIAL STATEMENTS AND
ISSUER
YES
FOR
FOR
STATUTORY REPORTS
PROPOSAL #2:
APPROVE FINAL DIVIDEND
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE REMUNERATION REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE THE SUSTAINABILITY REPORT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RE-ELECT COLIN DAY AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#6: RE-ELECT ESTHER DYSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#7: RE-ELECT ORIT GADIESH AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#8: RE-ELECT PHILIP LADER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#9: RE-ELECT RUIGANG LI AS DIRECTOR
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#10: RE-ELECT MARK READ AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#11: RE-ELECT PAUL RICHARDSON AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#12: RE-ELECT JEFFREY ROSEN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#13: RE-ELECT TIMOTHY SHRIVER AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#14: RE-ELECT SIR MARTIN SORRELL AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#15: RE-ELECT SOLOMON TRUJILLO AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#16: ELECT ROGER AGNELLI AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#17: ELECT DR JACQUES AIGRAIN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#18: ELECT HUGO SHONG AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#19: ELECT SALLY SUSMAN AS DIRECTOR
ISSUER
YES
FOR
FOR
PROPOSAL
#20: REAPPOINT DELOITTE LLP AS AUDITORS AND
ISSUER
YES
FOR
FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #21:
AUTHORISE ISSUE OF EQUITY WITH PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
PROPOSAL #22:
APPROVE EXECUTIVE PERFORMANCE SHARE PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#23: AUTHORISE MARKET PURCHASE OF ORDINARY
ISSUER
YES
FOR
FOR
SHARES
PROPOSAL #24:
AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
ISSUER
YES
FOR
FOR
EMPTIVE RIGHTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Xcel Energy Inc.
TICKER:
XEL
CUSIP:
98389B100
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GAIL KOZIARA BOUDREAUX
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR FREDRIC W. CORRIGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR RICHARD K. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR BENJAMIN G.S. FOWKE, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ALBERT F. MORENO
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RICHARD T. O'BRIEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR CHRISTOPHER J. POLICINSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR A. PATRICIA SAMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES J. SHEPPARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DAVID A. WESTERLUND
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR KIM WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR TIMOTHY V. WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
SIGNATURES
Pursuant to the
requirements of the Investment Company Act of 1940, the registrant has duly
caused this
report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD
WELLESLEY INCOME FUND
By: /s/F.
William McNabb III
F.
William McNabb III*
Chairman and Chief Executive Officer
Date: August
29, 2013
*By: /s/Heidi
Stam
Heidi Stam,
pursuant to a Power of Attorney filed on March 27, 2012,
see
File Number 2-11444. Incorporated by Reference.
Sajan, Inc. (NASDAQ:SAJA)
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Sajan, Inc. (NASDAQ:SAJA)
過去 株価チャート
から 7 2023 まで 7 2024
