- Statement of Ownership (SC 13G)
2010年9月11日 - 12:25AM
Edgar (US Regulatory)
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OMB APPROVAL
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UNITED
STATES
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OMB Number: 3235-0145
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SECURITIES
AND EXCHANGE COMMISSION
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Expires: February 28, 2009
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Washington,
DC 20549
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Estimated average burden
hours per response
11
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SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
x
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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*
The remainder of this cover page shall be filled out for a
reporting persons initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be filed for the purpose of
Section 18 of the Securities Exchange Act of 1934 or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 781295100
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13G
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1.
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Names of Reporting Persons
I.R.S. Identification No. of Above Persons (Entities Only)
The TCW Group, Inc., on behalf of the TCW Business
Unit
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2.
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Check the Appropriate Box
if a Member of a Group*
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(a)
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o
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(b)
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x
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
Nevada corporation
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
-0-
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6.
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Shared Voting Power
1,948,562
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7.
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Sole Dispositive Power
-0-
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8.
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Shared Dispositive Power
2,778,019
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9.
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Aggregate Amount
Beneficially Owned by Each Reporting Person
2,778,019
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10.
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Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares
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o
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11.
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Percent of Class
Represented by Amount in Row (9)
11.4%(see response to Item 4)
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12.
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Type of Reporting Person
*
(See
Instructions)
HC/CO
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*SEE
INSTRUCTIONS BEFORE FILLING OUT
2
Item 1
(a).
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Name of Issuer:
rue21, inc.
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Item
1(b).
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Address of Issuers
Principal Executive Offices:
800 Commonwealth Drive
Suite 100
Warrendale, PA 15086
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Item 2
(a).
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Name of Persons Filing:
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Item 2
(b).
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Address of Principal
Business Office, or if none, Residence:
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Item 2
(c).
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Citizenship:
The TCW Group, Inc., on behalf of the TCW Business Unit
865 South Figueroa Street
Los Angeles, CA 90017
(Nevada Corporation)
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Item 2
(d).
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Title of Class of
Securities:
Common Stock
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Item 2
(e).
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CUSIP Number:
781295100
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Item 3.
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If this statement is filed pursuant
to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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o
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Broker or dealer
registered under section 15 of the Exchange Act (15 U.S.C. 78o).
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(b)
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o
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Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company as
defined in section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
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(d)
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o
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Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8).
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(e)
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o
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An investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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o
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An employee benefit plan
or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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x
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A parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(
see
Item 7)
The TCW Group, Inc., on behalf of the TCW Business Unit
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(h)
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o
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A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is
excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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Group, in accordance with
§ 240.13d1(b)(1)(ii)(J).
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If this statement is filed
pursuant to Rule 13d-1(c), check this box.
o
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3
Item 4.
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Ownership **
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The TCW Group, Inc.,
on behalf of the Business Unit ***
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(a)
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Amount beneficially
owned:
2,778,019
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(b)
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Percent of class:
11.4%
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(c)
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Number of shares as to
which such person has:
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(i)
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Sole power to vote or to
direct the vote:
none.
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(ii)
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Shared power to vote or to
direct the vote:
1,948,562
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(iii)
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Sole power to dispose or to
direct the disposition of:
none.
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(iv)
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Shared power to dispose or
to direct the disposition of:
2,778,019
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**
The filing of
this Schedule 13G shall not be construed as an admission that the reporting
person or any of its affiliates is, for the purposes of
Section 13(d) or 13(g) of the Securities Exchange Act of 1934,
the beneficial owner of any securities covered by this Schedule 13G. In addition, the filing of this Schedule 13G
shall not be construed as an admission that the reporting person or any of its affiliates
is the beneficial owner of any securities covered by this Schedule 13G for any
other purposes than Section 13(d) of the Securities Exchange Act of
1934.
***
See
Exhibit A
Item 5.
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Ownership of Five Percent or Less
of a Class.
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If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following
o
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Item 6.
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Ownership of More than Five Percent
on Behalf of Another Person.
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Various
persons other than as described in Item 4 have the right to receive or the
power to direct the receipt of dividends from, or the proceeds from the sale
of, the Common Stock of rue21, inc.
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Item 7.
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company.
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See
Exhibit A.
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Item 8.
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Identification and Classification
of Members of the Group.
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Not applicable.
See
Exhibit A.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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4
Item 10.
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Certification.
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Because
this statement is filed pursuant to Rule 13d-1(b), the following
certification is included:
By signing below I certify
that, to the best of my knowledge and belief, the securities referred to
above were acquired in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated this 9th day of September, 2010
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The
TCW Group, Inc., on behalf of the TCW Business Unit
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By:
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/s/
Linda D. Barker
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Linda
D. Barker
Authorized Signatory
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5
EXHIBIT A
RELEVANT SUBSIDIARIES OF PARENT HOLDING COMPANY
PART A: TCW Entities
Parent Holding Company
:
The TCW Group, Inc.
Relevant Subsidiaries that are persons described in Rule 13d-1(b)
:
(i)
Trust Company of the West, a California corporation and a
bank as defined in Section 3(a)(6) of the Securities Exchange Act of
1934.
(ii)
TCW Asset Management Company, a California corporation and an
Investment Adviser registered under Section 203 of the Investment Advisers
Act of 1940.
(iii)
TCW Investment Management Company, a California corporation
and an Investment Adviser registered under Section 203 of the Investment
Advisers Act of 1940.
This Schedule 13G is being filed by the TCW Group, Inc.,
a Nevada corporation (TCW), on behalf of itself and its direct and indirect
subsidiaries, which collectively constitute The TCW Group, Inc. business
unit (the TCW Business Unit or the Reporting Person). The TCW Business Unit is primarily engaged in
the provision of investment management services.
As of July 6, 2001, the ultimate parent company
of TCW is Société Générale, S.A., a corporation formed under the laws of France
(SG). The principal business of SG is
acting as a holding company for a global financial services group, which
includes certain distinct specialized business units that are independently
operated, including the TCW Business Unit.
SG, for purpose of the federal securities laws, may be
deemed ultimately to control TCW and the TCW Business Unit. SG, its executive officers and directors, and
its direct and indirect subsidiaries (including all business units except the
TCW Business Unit), may beneficially own shares of the securities of the issuer
to which this schedule relates (the Shares) and such shares are not reported
in this statement. In accordance with
Securities and Exchange Commission (SEC) Release No. 34-39538 (January 12,
1998), and due to the separate management and independent operation of its
business units, SG disclaims beneficial ownership of Shares beneficially owned
by the Reporting Person. The Reporting
Person disclaims beneficial ownership of Shares beneficially owned by SG and
any of SGs other business units.
A-1
Rue21, Inc. (MM) (NASDAQ:RUE)
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