Current Report Filing (8-k)
2019年12月19日 - 10:03PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 19, 2019
POLARITYTE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware
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000-51128
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06-1529524
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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123
Wright Brothers Drive
Salt
Lake City, UT 84116
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code: (800) 560-3983
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, Par Value $0.001
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PTE
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Nasdaq
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
8.01. Other Events
As
previously disclosed in a Form 8-K filed with the U.S. Securities and Exchange Commission (the “Commission”) on December
5, 2019, PolarityTE, Inc. (the “Company”, “we” or “us”) entered into the Equity Purchase Agreement
dated December 5, 2019 (the “Purchase Agreement”) with Keystone Capital Partners, LLC (“Keystone”) pursuant
to which Keystone agreed to purchase from us up to $25,000,000 of shares of our common stock (the “Purchase Shares”),
subject to certain limitations, at our direction from time to time during the 36-month term of the Purchase Agreement.
The
Purchase Shares have been registered under the Securities Act of 1933, as amended (the “Act”) pursuant to the Company’s
Registration Statement on Form S-3 (File No. 333-229584), which became effective on February 22, 2019 (the “Registration
Statement”), including the prospectus in the Registration Statement, and pursuant to a prospectus supplement dated December
19, 2019, filed pursuant to Rule 424(b)(5) of the Act on December 19, 2019.
Exhibits
5.1 and 23.1 to this Current Report on Form 8-K are filed herewith in connection with the Registration Statement and are incorporated
by reference into the Registration Statement.
The
foregoing description of the terms and conditions of the Purchase Agreement does not purport to be complete and is qualified in
its entirety by the full text of the Purchase Agreement, which is attached as Exhibit 10.1 to the Form 8-K that we filed with
the Commission on December 5, 2019, and incorporated into this Report by reference.
Item
9.01. Financial Statements and Exhibits
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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POLARITYTE,
INC.
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Dated:
December 19, 2019
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/s/
Paul Mann
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Paul
Mann
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Chief
Financial Officer
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PolarityTE (NASDAQ:PTE)
過去 株価チャート
から 6 2024 まで 7 2024
PolarityTE (NASDAQ:PTE)
過去 株価チャート
から 7 2023 まで 7 2024