FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Erdtmann Rainer M
2. Issuer Name and Ticker or Trading Symbol

POLARITYTE, INC. [ PTE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

995 EAST ARQUES AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/16/2019
(Street)

SUNNYVALE, CA 94085
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/16/2019  S  31846 (1)D$2.47 (2)30000 I By Zeigeist Inc. 
Common Stock         20000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Mr. Erdtmann owns and controls Zeigeist LLC. Zeigeist is a limited partner in Point Sur Investors Fund I, LP, a biotech investment fund, which sold its entire position in the common stock of the Issuer in accordance with Point Sur's investment policies. The number of shares sold is the portion of shares sold by Point Sur that were owned indirectly through Zeigeist. Zeitgeist still owns directly 30,000 shares and Mr. Erdtmann still owns 20,000 shares directly.
(2) The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation of tRheem warekigs:hted average price.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Erdtmann Rainer M
995 EAST ARQUES AVENUE
SUNNYVALE, CA 94085
X



Signatures
/s/ Rainer Erdtmann12/17/2019
**Signature of Reporting PersonDate

PolarityTE (NASDAQ:PTE)
過去 株価チャート
から 6 2024 まで 7 2024 PolarityTEのチャートをもっと見るにはこちらをクリック
PolarityTE (NASDAQ:PTE)
過去 株価チャート
から 7 2023 まで 7 2024 PolarityTEのチャートをもっと見るにはこちらをクリック