Amended Statement of Beneficial Ownership (sc 13d/a)
2023年5月13日 - 5:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 21)*
Faraday
Future Intelligent Electric Inc.
(Name of Issuer)
Class A Common Stock, $0.0001 par value per share
(Title of Class of Securities)
74348Q108
(CUSIP Number)
FF Top Global Partners Investment LLC (f.k.a. FF Top Holding LLC)
3655 Torrance Blvd, Suite 361-362
Torrance, California 90503
Attention: Jiawei Wang
(424) 247-1184
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
May 8, 2023
(Date of Event Which Requires Filing of This Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
NOTE: Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See § 13d-7(b) for other parties to whom copies are to be sent.
* |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.: 74348Q108
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1 |
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NAMES OF REPORTING PERSONS
FF Global Partners Investment LLC (f.k.a. FF Top Holding LLC) |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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SOURCE OF FUNDS (SEE
INSTRUCTIONS) OO |
5 |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐ |
6 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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7 |
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SOLE VOTING POWER
0 |
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8 |
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SHARED VOTING POWER
116,056,730 (1) |
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9 |
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SOLE DISPOSITIVE POWER
0 |
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10 |
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SHARED DISPOSITIVE POWER
64,000,588 (1) |
11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
116,056,730 (1) |
12 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ |
13 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 10.54% (2) |
14 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS) OO |
(1) |
Includes (i) 52,056,142 shares of Class A Common Stock held by certain other stockholders of the Issuer
over which the Reporting Persons exercise voting control pursuant to voting agreements, including 1,180,689 shares of Class A Common Stock held directly by Pacific Technology Holding LLC, and (ii) 64,000,588 shares of Class B common stock,
par value $0.0001 per share (the Class B Common Stock) held directly by FF Global Partners Investment LLC (formerly known as FF Top Holding LLC). Shares of Class B Common Stock are convertible into an equal number of shares of
Class A Common Stock of the Issuer at any time. Assumes the conversion of the Class B Common Stock referred to above into shares of Class A Common Stock on a
one-to-one basis. |
(2) |
Based on 1,100,712,776 shares of Common Stock, comprised of (i) 1,036,712,188 shares of Class A Common
Stock issued and outstanding as of April 24, 2023, as disclosed in the Issuers S-1 (the S-1), filed by the Issuer with the Securities and Exchange Commission (the SEC) on May 5, 2023 and (ii) 64,000,588 shares
of Class B Common Stock. Assumes the conversion of the Class B Common Stock referred to in footnote 1 into shares of Class A Common Stock. |
CUSIP No.: 74348Q108
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1 |
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NAMES OF REPORTING PERSONS
Pacific Technology Holding LLC |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☐ (b) ☐
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3 |
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SEC USE ONLY
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4 |
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SOURCE OF FUNDS (SEE
INSTRUCTIONS) OO |
5 |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐ |
6 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
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SOLE VOTING POWER
0 |
|
8 |
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SHARED VOTING POWER
116,056,730 (1) |
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9 |
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SOLE DISPOSITIVE POWER
0 |
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10 |
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SHARED DISPOSITIVE POWER
65,181,277 (1) |
11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
116,056,730 (1) |
12 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ |
13 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 10.54% (2) |
14 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS) OO |
(1) |
Includes (i) 50,875,453 shares of Class A Common Stock held by certain other stockholders of the Issuer
over which the Reporting Persons exercise voting control pursuant to voting agreements, (ii) 1,180,689 shares of Class A Common Stock held directly by Pacific Technology Holding LLC, and (iii) 64,000,588 shares of Class B Common Stock held
directly by FF Top Holding LLC. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock of the Issuer at any time. Assumes the conversion of the Class B Common Stock referred to above into
shares of Class A Common Stock on a one-to-one basis. |
(2) |
Based on 1,100,712,776 shares of Common Stock, comprised of (i) 1,036,712,188 shares of Class A Common
Stock issued and outstanding as of April 24, 2023, as reported in the S-1 and (ii) 64,000,588 shares of Class B Common Stock. Assumes the conversion of the Class B Common Stock referred to in footnote 1 into shares of Class A
Common Stock. |
CUSIP No.: 74348Q108
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1 |
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NAMES OF REPORTING PERSONS
FF Global Partners LLC |
2 |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☐ (b) ☐
|
3 |
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SEC USE ONLY
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4 |
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SOURCE OF FUNDS (SEE
INSTRUCTIONS) OO |
5 |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐ |
6 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware |
NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
7 |
|
SOLE VOTING POWER
0 |
|
8 |
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SHARED VOTING POWER
116,056,730 (1) |
|
9 |
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SOLE DISPOSITIVE POWER
0 |
|
10 |
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SHARED DISPOSITIVE POWER
65,181,277 (1) |
11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
116,056,730 (1) |
12 |
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ |
13 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (11) 10.54% (2) |
14 |
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS) OO |
(1) |
Includes (i) 50,875,453 shares of Class A Common Stock held by certain other stockholders of the Issuer
over which the Reporting Persons exercise voting control pursuant to voting agreements, (ii) 1,180,689 shares of Class A Common Stock held directly by Pacific Technology Holding LLC, and (iii) 64,000,588 shares of Class B Common Stock held
directly by FF Top Holding LLC. Shares of Class B Common Stock are convertible into an equal number of shares of Class A Common Stock of the Issuer at any time. Assumes the conversion of the Class B Common Stock referred to above into
shares of Class A Common Stock on a one-to-one basis. |
(2) |
Based on 1,100,712,776 shares of Common Stock, comprised of (i) 1,036,712,188 shares of Class A Common
Stock issued and outstanding as of April 24, 2023, as reported in the S-1 and (ii) 64,000,588 shares of Class B Common Stock. Assumes the conversion of the Class B Common Stock referred to in footnote 1 into shares of Class A Common
Stock. |
Explanatory Note
This Amendment No. 21 to Schedule 13D (Amendment No. 21) amends and supplements the Schedule 13D originally filed with
the United States Securities and Exchange Commission on August 2, 2021 (as amended to date, the Schedule 13D), relating to the shares of Class A Common Stock, $0.0001 par value per share (the Common Stock), of
Faraday Future Intelligent Electric Inc. (the Issuer). Capitalized terms used herein without definition shall have the meanings set forth in the Schedule 13D.
Item 4. Purpose of Transaction.
Item 4 of the
Schedule 13D is hereby amended and supplemented by the following.
On May 8, 2023, FF Global Partners Investment LLC (FF
Investment) entered into an entrustment agreement (Entrustment Agreement) with Metaverse Horizon Limited (MHL), an independent investment fund not affiliated with FF Investment. MHL intends to make investments in
securities of the Issuer from time to time. To the extent such investments are made, pursuant to the Entrustment Agreement, FF Investment will share in the profits from such investments.
In connection with certain borrowings related to the transactions described herein, FF Investment has entered into a loan and guarantee
agreement (the Loan and Guarantee Agreement), pursuant to which it has agreed not to dispose of certain securities of the Issuer now owned by it or which may be obtained in the future until such borrowings are repaid.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
Item 6 of the Schedule 13D is hereby amended and supplemented as follows:
Item 4 above summarizes certain provisions of the Entrustment Agreement and the Loan and Guarantee Agreement and is incorporated herein by
reference. Except as set forth herein, the Reporting Persons do not have any contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to any securities of the Issuer, including but not limited
to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or
losses, or the giving or withholding of proxies.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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Dated: May 12, 2023 |
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FF GLOBAL PARTNERS INVESTMENT LLC |
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By: |
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Pacific Technology Holding LLC |
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Its: |
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Managing Member |
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By: |
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FF Global Partners LLC |
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Its: |
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Managing Member |
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By: |
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/s/ Jiawei Wang |
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Name:Jiawei Wang |
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Title: |
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President |
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Dated: May 12, 2023 |
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PACIFIC TECHNOLOGY HOLDING LLC |
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By: |
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FF Global Partners LLC |
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Its: |
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Managing Member |
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By: |
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/s/ Jiawei Wang |
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Name:Jiawei Wang |
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Title: |
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President |
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Dated: May 12, 2023 |
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FF GLOBAL PARTNERS LLC |
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By: |
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/s/ Jiawei Wang |
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Name:Jiawei Wang |
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Title: |
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President |
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