Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
2021年6月5日 - 5:47AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
May 28, 2021
INDUSTRIAL TECH ACQUISITIONS, INC.
(Exact name of registrant as specified in its charter)
Delaware
|
|
001-39490
|
|
85-1316132
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
5090 Richmond Avenue
Suite 319
Houston, TX 77056
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: (713) 599-1300
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☒
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange on which registered
|
Units, each consisting of one share of Class A Common Stock and one Redeemable Warrant
|
|
ITACU
|
|
The Nasdaq Stock Market LLC
|
Class A Common Stock, par value $0.0001 per share
|
|
ITAC
|
|
The Nasdaq Stock Market LLC
|
Warrants, each exercisable for one share of Class A Common Stock for $11.50 per share
|
|
ITACW
|
|
The Nasdaq Stock Market LLC
|
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the
Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01. Notice of Delisting or Failure to Satisfy
a Continued Listing Rule or Standard; Transfer of Listing.
As previously disclosed in the Form 12b-25 filed
on May 17, 2021 by Industrial Tech Acquisitions, Inc. (the “Company”), on April 12, 2021, the staff (the “Staff”)
of the Division of Corporation Finance of the Securities and Exchange Commission (the “SEC”) issued a statement entitled
“Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies”
(the “Staff Statement”). The Staff Statement, among other things, highlighted the potential accounting implications
of certain terms that are common in warrants issued in connection with the initial public offerings of special purpose acquisition companies
such as the Company. As a result of the Staff Statement, the Company required additional time to file its Quarterly Report on Form 10-Q
for the quarter ended March 31, 2021 (the “Form 10-Q”).
On May 28, 2021, the Company received a notice (the
“Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) stating
that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”) because it had not timely filed
the Form 10-Q with the SEC. The Rule requires Nasdaq-listed companies to timely file all required
periodic financial reports with the SEC. On June 4, 2021, the Company filed the Form 10-Q and the Company believes it is now in compliance
with the Rule.
No assurance
can be given that the Company will be able to maintain compliance with the continued listing requirements set forth in the Nasdaq Listing
Rules.
Item 8.01. Other Events.
On June 4, 2021, the Company issued a press release
announcing its receipt of the Notice. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
INDUSTRIAL TECH ACQUISITIONS, INC.
|
|
|
|
|
By:
|
/s/ E. Scott Crist
|
|
|
Name:
|
E. Scott Crist
|
|
|
Title:
|
Chief Executive Officer and Chairman
|
|
|
|
Dated: June 4, 2021
|
|
|
2
Industrial Tech Acquisit... (NASDAQ:ITAC)
過去 株価チャート
から 5 2024 まで 6 2024
Industrial Tech Acquisit... (NASDAQ:ITAC)
過去 株価チャート
から 6 2023 まで 6 2024