FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
2. Issuer Name and Ticker or Trading Symbol

Hawaiian Telcom Holdco, Inc. [ HCOM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

ONE SOUND SHORE DRIVE, SUITE 200
3. Date of Earliest Transaction (MM/DD/YYYY)

3/20/2017
(Street)

GREENWICH, CT 06830
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares, par value $0.01 per share   3/20/2017     J (1)    640.59   (1) A   (1) 640.59   D    
Common Shares, par value $0.01 per share   3/20/2017     J (1)    1958.41   (2) A   (2) 2651068.41   I   (3) (4) See Footnotes   (3) (4)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Represents shares of Common Stock ("Shares") that were issued to John Fontana ("Mr. Fontana"), an employee of Black Diamond Capital Management, LLC ("Black Diamond"), in connection with his service on the Issuer's Board of Directors (the "Board"), and then transferred to Black Diamond pursuant to applicable Black Diamond policy.
( 2)  Represents Shares that were issued to Mr. Fontana in connection with his service on the Board, and then transferred, through Black Diamond, to a Black Diamond managed fund as required by the fund's governing documents.
( 3)  Black Diamond exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to certain Black Diamond managed funds, for which the Shares are held. Stephen H. Deckoff is the Managing Principal of Black Diamond.
( 4)  Each of the Reporting Persons disclaims beneficial ownership over the Shares, except to the extent of its or his pecuniary interest therein, and this statement shall not be construed as an admission that such Reporting Person is the beneficial owner of any Shares for purposes of Section 16 of the Exchange Act or for any other purpose.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.
ONE SOUND SHORE DRIVE
SUITE 200
GREENWICH, CT 06830

X

Deckoff Stephen H
5330 YACHT HAVEN GRANDE
SUITE 100
ST. THOMAS, VI 00802

X


Signatures
Black Diamond Capital Management, L.L.C., By: Stephen H. Deckoff, Managing Principal /s/ Stephen H. Deckoff 3/22/2017
** Signature of Reporting Person Date

/s/ Stephen H. Deckoff 3/22/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Hawaiian Telcom Holdco, Inc. (delisted) (NASDAQ:HCOM)
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Hawaiian Telcom Holdco, Inc. (delisted) (NASDAQ:HCOM)
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から 7 2023 まで 7 2024 Hawaiian Telcom Holdco, Inc. (delisted)のチャートをもっと見るにはこちらをクリック