Statement of Ownership (sc 13g)
2022年2月15日 - 6:53AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Gladstone
Acquisition Corporation
(Name of Issuer)
Class A Common Stock, $0.0001 par value per share
(Title of Class of Securities)
37653T108
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
13G
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1
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NAMES OF REPORTING PERSONS
Gladstone Sponsor, LLC
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
2,623,120 (1)
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
2,623,120
(1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,623,120
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10
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9
19.69% (see Item 4 herein)
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12
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS)
OO (Delaware limited liability
company)
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(1)
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Consists of 2,623,120 shares of Class A Common Stock, par value $0.0001 per share (Class A Common
Stock), of Gladstone Acquisition Corporation (the Issuer) acquirable upon conversion of 2,623,120 shares of Class B Common Stock, par value $0.0001 per share (Class B Common Stock) of the Issuer.
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13G
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1
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NAMES OF REPORTING PERSONS
David Gladstone
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2
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States of
America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
2,623,120 (1)
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
2,623,120
(1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,623,120
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10
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
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11
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9
19.69% (see Item 4 herein)
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12
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TYPE OF REPORTING PERSON
(SEE INSTRUCTIONS)
IN
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(1)
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Consists of 2,623,120 shares of Class A Common Stock of the Issuer acquirable upon conversion of 2,623,120
shares of Class B Common Stock of the Issuer. David Gladstone is the Manager of the Reporting Person and, accordingly, may be deemed to have beneficial ownership of the shares of Class A Common Stock owned directly thereby.
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13G
Introductory Note: This statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of
shares of Class A Common Stock and Class B Common Stock of the Issuer.
Item 1(a)
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Name of Issuer:
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Gladstone Acquisition Corporation
Item 1(b)
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Address of Issuers principal executive offices:
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1521 Westbranch Drive, Suite 100
McLean, VA 22102
Items 2(a)
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Name of Reporting Persons filing:
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Gladstone Sponsor, LLC
David
Gladstone
(together, the Reporting Persons)
Item 2(b)
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Address or principal business office or, if none, residence:
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The address of the principal business office of the Reporting Persons is c/o Gladstone Acquisition Corporation 1521 Westbranch Drive, Suite
100, McLean, Virginia 22102.
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Name
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Citizenship or Place of Organization
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Gladstone Sponsor, LLC
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Delaware
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David Gladstone
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United States of America
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Item 2(d)
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Title of class of securities:
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Class A Common Stock, $0.0001 par value per share
37653T108
Item 3
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If this statement is filed pursuant to §§ 240.13d-1(b), or
240.13d-2(b) or (c), check whether the person filings is a:
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Not applicable.
(a) Amount Beneficially Owned:
As of December 31, 2021, each of Gladstone Sponsor, LLC and Mr. Gladstone beneficially owned 2,623,120 shares of Class B Common
Stock held directly by Gladstone Sponsor, LLC. The Class B Common Stock will automatically convert into Class A Common Stock, at the time of the Issuers initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
13G
(b) Percent of Class:
Based on (i) 10,702,330 shares of the Class A Common Stock and (ii) 2,623,120 shares of the Class B Common Stock, in each case,
issued and outstanding as November 15, 2021, as reported by the Issuer on Form 10-Q for the quarterly period ended September 30, 2021, as filed with the Securities and Exchange Commission on
November 15, 2021, each of Gladstone Sponsor, LLC and Mr. Gladstone beneficially owned 19.69% of the Issuers outstanding Class A Common Stock.
(c) Number of shares as to which the reporting persons have:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 2,623,120
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 2,623,120
Item 5
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following ( ).
Item 6
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Ownership of More than Five Percent on Behalf of Another Person
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If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of
more than five percent of the class of securities, check the following: ☐
Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person
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Not applicable.
Item 8
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Identification and Classification of Members of the Group
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Not applicable.
Item 9
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Notice of Dissolution of Group
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Not applicable.
Not applicable.
13G
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2022
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Gladstone Sponsor, LLC
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By:
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/s/ David Gladstone
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Name:
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David Gladstone
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Title:
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Manager
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By:
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/s/ David Gladstone
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Name:
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David Gladstone
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Gladstone Acquisition (NASDAQ:GLEE)
過去 株価チャート
から 5 2024 まで 6 2024
Gladstone Acquisition (NASDAQ:GLEE)
過去 株価チャート
から 6 2023 まで 6 2024
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